Tapewire

NYSE · USD

WFC

WELLS FARGO & COMPANY/MN

Export transactions ↓
Tapewire entity
2824
SEC CIK
0000072971
Parsed reports
2,929

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 15, 2013 Filed Apr 17, 2013 18:54 UTC
Rhein Kevin ASr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 120,000 $13.05 $1,566,000.00
Disclosure

SEC source: 0001127602-13-014077 · form4.xml · nonDerivative · entry 1

Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2013 Filed Apr 2, 2013 19:56 UTC GrantPhantom Stock Units · Derivative 1,103.4389 $36.93 $40,750.00
Disclosure

SEC source: 0001127602-13-012857 · form4.xml · derivative · entry 8

BAKER JOHN D II · CIK 0001190089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,223.5923

Underlying: Common Stock, $1 2/3 Par Value · 1,103.4389 shares

Expires not disclosed

F2 · derivative.exercise_price: Conversion price is 1-for-1.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election.

Read SEC document
April 01, 2013 Filed Apr 2, 2013 19:58 UTC
Dean Lloyd HDirector
GrantPhantom Stock Units · Derivative 487.4086 $36.93 $18,000.00
Disclosure

SEC source: 0001127602-13-012860 · form4.xml · derivative · entry 4

Dean Lloyd H · CIK 0001332215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,635.0682

Underlying: Common Stock, $1 2/3 Par Value · 487.4086 shares

Expires not disclosed

F2 · derivative.exercise_price: Conversion price is 1-for-1.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election.

Read SEC document
April 01, 2013 Filed Apr 2, 2013 19:59 UTC GrantPhantom Stock Units · Derivative 886.8129 $36.93 $32,750.00
Disclosure

SEC source: 0001127602-13-012863 · form4.xml · derivative · entry 2

JAMES DONALD M · CIK 0001188417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,507.7075

Underlying: Common Stock, $1 2/3 Par Value · 886.8129 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion price is 1-for-1.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election.

Read SEC document
April 01, 2013 Filed Apr 2, 2013 20:01 UTC GrantPhantom Stock Units · Derivative 1,651.7736 $36.93 $61,000.00
Disclosure

SEC source: 0001127602-13-012868 · form4.xml · derivative · entry 3

MOORE NICHOLAS G · CIK 0001216923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,962.9483

Underlying: Common Stock, $1 2/3 Par Value · 1,651.7736 shares

Expires not disclosed

F2 · derivative.exercise_price: Conversion price is 1-for-1

F3 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election.

Read SEC document
April 01, 2013 Filed Apr 2, 2013 20:02 UTC GrantPhantom Stock Units · Derivative 1,448.6867 $36.93 $53,500.00
Disclosure

SEC source: 0001127602-13-012874 · form4.xml · derivative · entry 3

QUIGLEY PHILIP · CIK 0001121357 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,367.6583

Underlying: Common Stock, $1 2/3 Par Value · 1,448.6867 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion price is 1-for-1

F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election.

Read SEC document
April 01, 2013 Filed Apr 2, 2013 20:07 UTC GrantPhantom Stock Units · Derivative 1,313.2954 $36.93 $48,500.00
Disclosure

SEC source: 0001127602-13-012889 · form4.xml · derivative · entry 3

SANGER STEPHEN W · CIK 0001204994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,869.8206

Underlying: Common Stock, $1 2/3 Par Value · 1,313.2954 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion price is 1-for-1

F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election.

Read SEC document
March 25, 2013 Filed Aug 6, 2013 18:51 UTC
CALLAHAN PATRICIA RSenior Executive VP
GiftCommon Stock, $1 2/3 Par Value 15,352 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-024564 · form4.xml · nonDerivative · entry 2

CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 225,332

F1 · balance_after: Total reflects a transfer by gift of shares from the reporting person's direct holdings to the trust.

Read SEC document
March 25, 2013 Filed Aug 6, 2013 18:51 UTC
CALLAHAN PATRICIA RSenior Executive VP
GiftCommon Stock, $1 2/3 Par Value 15,352 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-024564 · form4.xml · nonDerivative · entry 1

CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Total reflects a transfer by gift of shares from the reporting person's direct holdings to the trust.

Read SEC document
March 22, 2013 Filed Mar 26, 2013 15:35 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversionEmployee Stock Purchase Option · Derivative 69,333 $0.00 Strike: $13.05 $0.00
Disclosure

SEC source: 0001127602-13-011974 · form4.xml · derivative · entry 5

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 69,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The employee stock options granted will become exercisable in three equal annual installments beginning on February 24, 2010, 2011 and 2012. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon exercise of these options.

F2 · derivative.expiration_date: The employee stock options granted will become exercisable in three equal annual installments beginning on February 24, 2010, 2011 and 2012. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon exercise of these options.

Read SEC document
March 22, 2013 Filed Mar 26, 2013 15:35 UTC
Loughlin Michael JSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 23,486 $37.20 $873,679.20
Disclosure

SEC source: 0001127602-13-011974 · form4.xml · nonDerivative · entry 2

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,007

Read SEC document
March 22, 2013 Filed Mar 26, 2013 15:35 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 69,333 $13.05 $904,795.65
Disclosure

SEC source: 0001127602-13-011974 · form4.xml · nonDerivative · entry 1

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2013 Filed Feb 11, 2014 20:32 UTC
Loughlin Michael JSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 11,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-005574 · form5.xml · nonDerivative · entry 2

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Total reflects a transfer by gift of shares from the reporting person's direct holdings to the trust.

Read SEC document
March 22, 2013 Filed Feb 11, 2014 20:32 UTC
Loughlin Michael JSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 11,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-005574 · form5.xml · nonDerivative · entry 1

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 124,923.559

F1 · balance_after: Total reflects a transfer by gift of shares from the reporting person's direct holdings to the trust.

F2 · balance_after: Includes the following shares acquired through Wells Fargo & Company's dividend reinvestment plan: 893.25 shares on 9/3/2013 and 839.719 shares on 12/2/2013.

Read SEC document
March 20, 2013 Filed Mar 21, 2013 16:21 UTC GrantDirector Stock Purchase Option · Derivative 5,561 $37.44 Strike: $37.44 $208,203.84
Disclosure

SEC source: 0001127602-13-011612 · form4.xml · derivative · entry 5

QUIGLEY PHILIP · CIK 0001121357 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,561

Underlying: Common Stock, $1 2/3 Par Value · 5,561 shares

Expires 2013-04-22

Read SEC document
March 20, 2013 Filed Mar 21, 2013 16:21 UTC Exercise / conversionDirector Stock Purchase Option · Derivative 8,870 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001127602-13-011612 · form4.xml · derivative · entry 4

QUIGLEY PHILIP · CIK 0001121357 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 8,870 shares

Expires 2013-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2013 Filed Mar 21, 2013 16:21 UTC Tax withholdingCommon Stock, $1 2/3 Par Value 5,561 $37.44 $208,203.84
Disclosure

SEC source: 0001127602-13-011612 · form4.xml · nonDerivative · entry 2

QUIGLEY PHILIP · CIK 0001121357 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,309

Read SEC document
March 20, 2013 Filed Mar 21, 2013 16:21 UTC Exercise / conversionCommon Stock, $1 2/3 Par Value 8,870 $23.48 $208,223.25
Disclosure

SEC source: 0001127602-13-011612 · form4.xml · nonDerivative · entry 1

QUIGLEY PHILIP · CIK 0001121357 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:06 UTC
CALLAHAN PATRICIA RSenior Executive VP
Exercise / conversionRestricted Share Right · Derivative 4,107.6703 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011262 · form4.xml · derivative · entry 18

CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,321.9801

Underlying: Common Stock, $1 2/3 Par Value · 4,107.6703 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F10 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 3/15/2013, 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F10 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 3/15/2013, 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:06 UTC
CALLAHAN PATRICIA RSenior Executive VP
Exercise / conversionRestricted Share Right · Derivative 5,584.3092 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011262 · form4.xml · derivative · entry 17

CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,584.3096

Underlying: Common Stock, $1 2/3 Par Value · 5,584.3092 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:06 UTC
CALLAHAN PATRICIA RSenior Executive VP
Exercise / conversionRestricted Share Right · Derivative 3,449.3138 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011262 · form4.xml · derivative · entry 16

CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 3,449.3138 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2011, 3/15/2012, and 3/15/2013. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2009 annual incentive compensation award.

F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2011, 3/15/2012, and 3/15/2013. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2009 annual incentive compensation award.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:06 UTC
CALLAHAN PATRICIA RSenior Executive VP
Exercise / conversionRestricted Share Right · Derivative 17,463.6743 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011262 · form4.xml · derivative · entry 15

CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,897.2298

Underlying: Common Stock, $1 2/3 Par Value · 17,463.6743 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F7 · derivative.exercise_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F7 · derivative.expiration_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:06 UTC
CALLAHAN PATRICIA RSenior Executive VP
Tax withholdingCommon Stock, $1 2/3 Par Value 2,047.6703 $38.20 $78,221.01
Disclosure

SEC source: 0001127602-13-011262 · form4.xml · nonDerivative · entry 9

CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,352

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:06 UTC
CALLAHAN PATRICIA RSenior Executive VP
Exercise / conversionCommon Stock, $1 2/3 Par Value 4,107.6703 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011262 · form4.xml · nonDerivative · entry 8

CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,399.6703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on 3/15/2013. Original grant date was 2/28/2012. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:06 UTC
CALLAHAN PATRICIA RSenior Executive VP
Tax withholdingCommon Stock, $1 2/3 Par Value 2,783.3092 $38.20 $106,322.41
Disclosure

SEC source: 0001127602-13-011262 · form4.xml · nonDerivative · entry 7

CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,292

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:06 UTC
CALLAHAN PATRICIA RSenior Executive VP
Exercise / conversionCommon Stock, $1 2/3 Par Value 5,584.3092 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011262 · form4.xml · nonDerivative · entry 6

CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,075.3092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2013. Original grant date was 2/22/2011. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:06 UTC
CALLAHAN PATRICIA RSenior Executive VP
Tax withholdingCommon Stock, $1 2/3 Par Value 1,719.3138 $38.20 $65,677.79
Disclosure

SEC source: 0001127602-13-011262 · form4.xml · nonDerivative · entry 5

CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,491

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:06 UTC
CALLAHAN PATRICIA RSenior Executive VP
Exercise / conversionCommon Stock, $1 2/3 Par Value 3,449.3138 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011262 · form4.xml · nonDerivative · entry 4

CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,210.3138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a RSR vesting on 3/15/2013. Original grant date was 2/23/2010. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:06 UTC
CALLAHAN PATRICIA RSenior Executive VP
Tax withholdingCommon Stock, $1 2/3 Par Value 8,702.6743 $38.20 $332,442.16
Disclosure

SEC source: 0001127602-13-011262 · form4.xml · nonDerivative · entry 3

CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,761

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:06 UTC
CALLAHAN PATRICIA RSenior Executive VP
Exercise / conversionCommon Stock, $1 2/3 Par Value 17,463.6743 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011262 · form4.xml · nonDerivative · entry 2

CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,463.6743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2013. Original grant date was 2/23/2010. This vesting represents 25% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:09 UTC
CARROLL DAVID MSenior Exec. Vice President
Exercise / conversionRestricted Share Right · Derivative 1,460.6195 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011264 · form4.xml · derivative · entry 7

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,921.239

Underlying: Common Stock, $1 2/3 Par Value · 1,460.6195 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F6 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

F6 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:09 UTC
CARROLL DAVID MSenior Exec. Vice President
Exercise / conversionRestricted Share Right · Derivative 1,862.1374 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011264 · form4.xml · derivative · entry 6

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,861.0861

Underlying: Common Stock, $1 2/3 Par Value · 1,862.1374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F5 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

F5 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:09 UTC
CARROLL DAVID MSenior Exec. Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 666.6195 $38.20 $25,464.86
Disclosure

SEC source: 0001127602-13-011264 · form4.xml · nonDerivative · entry 4

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,429

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:09 UTC
CARROLL DAVID MSenior Exec. Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,460.6195 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011264 · form4.xml · nonDerivative · entry 3

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,095.6195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a RSR vesting on 3/15/2013. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:09 UTC
CARROLL DAVID MSenior Exec. Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 849.1374 $38.20 $32,437.05
Disclosure

SEC source: 0001127602-13-011264 · form4.xml · nonDerivative · entry 2

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,635

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:09 UTC
CARROLL DAVID MSenior Exec. Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,862.1374 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011264 · form4.xml · nonDerivative · entry 1

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,484.1374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2013. Original grant date was 2/22/2011. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:14 UTC
HEID MICHAEL JExecutive Vice President
Exercise / conversionRestricted Share Right · Derivative 804.0107 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011269 · form4.xml · derivative · entry 14

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,605.9599

Underlying: Common Stock, $1 2/3 Par Value · 804.0107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:14 UTC
HEID MICHAEL JExecutive Vice President
Exercise / conversionRestricted Share Right · Derivative 744.4343 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011269 · form4.xml · derivative · entry 13

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 744.4345

Underlying: Common Stock, $1 2/3 Par Value · 744.4343 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on each of 3/15/2012, 3/15/2013, and 3/15/2014. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on each of 3/15/2012, 3/15/2013, and 3/15/2014. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:14 UTC
HEID MICHAEL JExecutive Vice President
Exercise / conversionRestricted Share Right · Derivative 802.7572 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011269 · form4.xml · derivative · entry 12

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 802.7572 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2011, 3/15/2012, and 3/15/2013. These RSRs were granted to the reporting person as part of the reporting person's 2009 annual incentive compensation award.

F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2011, 3/15/2012, and 3/15/2013. These RSRs were granted to the reporting person as part of the reporting person's 2009 annual incentive compensation award.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:14 UTC
HEID MICHAEL JExecutive Vice President
Exercise / conversionRestricted Share Right · Derivative 24,254.2797 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011269 · form4.xml · derivative · entry 11

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,913.4661

Underlying: Common Stock, $1 2/3 Par Value · 24,254.2797 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F7 · derivative.exercise_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015.

F7 · derivative.expiration_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:14 UTC
HEID MICHAEL JExecutive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 367.0107 $38.20 $14,019.81
Disclosure

SEC source: 0001127602-13-011269 · form4.xml · nonDerivative · entry 8

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,471

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:14 UTC
HEID MICHAEL JExecutive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 804.0107 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011269 · form4.xml · nonDerivative · entry 7

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,838.0107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on 3/15/2013. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:14 UTC
HEID MICHAEL JExecutive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 340.4343 $38.20 $13,004.59
Disclosure

SEC source: 0001127602-13-011269 · form4.xml · nonDerivative · entry 6

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,034

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:14 UTC
HEID MICHAEL JExecutive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 744.4343 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011269 · form4.xml · nonDerivative · entry 5

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,374.4343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2013. Original grant date was 2/22/2011. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:14 UTC
HEID MICHAEL JExecutive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 366.7572 $38.20 $14,010.13
Disclosure

SEC source: 0001127602-13-011269 · form4.xml · nonDerivative · entry 4

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,630

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:14 UTC
HEID MICHAEL JExecutive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 802.7572 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011269 · form4.xml · nonDerivative · entry 3

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,996.7572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a RSR vesting on 3/15/2013. Original grant date was 2/23/2010. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:14 UTC
HEID MICHAEL JExecutive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 11,060.2797 $38.20 $422,502.68
Disclosure

SEC source: 0001127602-13-011269 · form4.xml · nonDerivative · entry 2

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,194

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:14 UTC
HEID MICHAEL JExecutive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 24,254.2797 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011269 · form4.xml · nonDerivative · entry 1

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,254.2797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2013. Original grant date was 2/23/2010. This vesting represents 25% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:18 UTC
HOYT DAVID ASr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 3,195.4274 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011273 · form4.xml · derivative · entry 18

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,388.793

Underlying: Common Stock, $1 2/3 Par Value · 3,195.4274 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F6 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

F6 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 16:18 UTC
HOYT DAVID ASr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 3,723.2235 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-011273 · form4.xml · derivative · entry 17

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,723.2234

Underlying: Common Stock, $1 2/3 Par Value · 3,723.2235 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F5 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

F5 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.