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WELLS FARGO & COMPANY/MN

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2824
SEC CIK
0000072971
Parsed reports
2,929

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2014 Filed Mar 18, 2014 20:44 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,501.9165 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-012063 · form4.xml · nonDerivative · entry 5

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,859.9165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:44 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 469.5496 $47.40 $22,256.65
Disclosure

SEC source: 0001127602-14-012063 · form4.xml · nonDerivative · entry 4

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,358

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:44 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 899.5496 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-012063 · form4.xml · nonDerivative · entry 3

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,827.5496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2014. Original grant date was 2/22/2011. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:44 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 148,323.2197 $47.40 $7,030,520.61
Disclosure

SEC source: 0001127602-14-012063 · form4.xml · nonDerivative · entry 2

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,928

Read SEC document
March 15, 2014 Filed Mar 18, 2014 20:44 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 284,251.2197 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-012063 · form4.xml · nonDerivative · entry 1

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,251.2197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2014 upon settlement of a Performance Share award granted on February 22, 2011 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2013 (as previously disclosed on a Form 4 filed on March 4, 2014).

Read SEC document
March 01, 2014 Filed Mar 4, 2014 19:16 UTC
CALLAHAN PATRICIA RSenior Executive VP
Grant2011 Performance Shares · Derivative 129,205.3945 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-009849 · form4.xml · derivative · entry 7

CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,205.3945

Underlying: Common Stock, $1 2/3 Par Value · 129,205.3945 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 01, 2014 Filed Mar 4, 2014 19:21 UTC
CARROLL DAVID MSenior Exec. Vice President
Grant2011 Performance Shares · Derivative 258,411.8704 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-009855 · form4.xml · derivative · entry 3

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,411.8704

Underlying: Common Stock, $1 2/3 Par Value · 258,411.8704 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 01, 2014 Filed Mar 4, 2014 19:29 UTC
Dean Lloyd HDirector
Exercise / conversionPhantom Stock Units · Derivative 4,793.7869 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-14-009861 · form4.xml · derivative · entry 4

Dean Lloyd H · CIK 0001332215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,077.5213

Underlying: Common Stock, $1 2/3 Par Value · 4,793.7869 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F4 · price: Price of derivative security is $46.42.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
March 01, 2014 Filed Mar 4, 2014 19:29 UTC
Dean Lloyd HDirector
Exercise / conversionCommon Stock, $1 2/3 Par Value 4,794 $46.42 $222,537.48
Disclosure

SEC source: 0001127602-14-009861 · form4.xml · nonDerivative · entry 1

Dean Lloyd H · CIK 0001332215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,482.415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Fractional number of phantom stock units rounded up and paid out in whole number of shares under the terms of the applicable director deferral plan.

Read SEC document
March 01, 2014 Filed Mar 4, 2014 19:34 UTC
HEID MICHAEL JExecutive Vice President
Grant2011 Performance Shares · Derivative 64,603.2379 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-009867 · form4.xml · derivative · entry 3

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,603.2379

Underlying: Common Stock, $1 2/3 Par Value · 64,603.2379 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 01, 2014 Filed Mar 4, 2014 19:39 UTC
HOYT DAVID ASr. Executive Vice President
Grant2011 Performance Shares · Derivative 335,934.2425 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-009873 · form4.xml · derivative · entry 11

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,934.2425

Underlying: Common Stock, $1 2/3 Par Value · 335,934.2425 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock upon vesting based on the attainment of pre-established performance goals.

F2 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F2 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 01, 2014 Filed Mar 4, 2014 19:43 UTC
LEVY RICHARDExecutive VP & Controller
Grant2011 Performance Shares · Derivative 86,136.209 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-009878 · form4.xml · derivative · entry 4

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,136.209

Underlying: Common Stock, $1 2/3 Par Value · 86,136.209 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock upon vesting based on the attainment of pre-established performance goals.

F2 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F2 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 01, 2014 Filed Mar 4, 2014 19:52 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversionPhantom Stock Units · Derivative 12.33 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-14-009884 · form4.xml · derivative · entry 6

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,356.4419

Underlying: Common Stock, $1 2/3 Par Value · 12.33 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan.

F7 · price: Price of derivative security is $46.15.

F6 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon executive's election. Supplemental 401(k) plan shares payable upon retirement.

F6 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon executive's election. Supplemental 401(k) plan shares payable upon retirement.

Read SEC document
March 01, 2014 Filed Mar 4, 2014 19:52 UTC
Loughlin Michael JSr. Executive Vice President
Grant2011 Performance Shares · Derivative 129,205.3945 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-009884 · form4.xml · derivative · entry 5

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,205.3945

Underlying: Common Stock, $1 2/3 Par Value · 129,205.3945 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F4 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F4 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 01, 2014 Filed Mar 4, 2014 19:52 UTC
Loughlin Michael JSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 4.89 $46.15 $225.67
Disclosure

SEC source: 0001127602-14-009884 · form4.xml · nonDerivative · entry 3

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7.44

F1 · balance_after: Includes a fractional share (0.44) for which the executive received $20.30 in cash.

Read SEC document
March 01, 2014 Filed Mar 4, 2014 19:52 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 12.33 $46.15 $569.03
Disclosure

SEC source: 0001127602-14-009884 · form4.xml · nonDerivative · entry 2

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12.33

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Includes a fractional share (0.44) for which the executive received $20.30 in cash.

Read SEC document
March 01, 2014 Filed Mar 4, 2014 20:32 UTC
Modjtabai AvidSr. Executive Vice President
Grant2011 Performance Shares · Derivative 258,411.8704 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-009904 · form4.xml · derivative · entry 3

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,411.8704

Underlying: Common Stock, $1 2/3 Par Value · 258,411.8704 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 01, 2014 Filed Mar 4, 2014 20:43 UTC Exercise / conversionPhantom Stock Units · Derivative 4,793.7869 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-14-009915 · form4.xml · derivative · entry 2

PENA FEDERICO F · CIK 0001166862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 4,793.7869 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F4 · price: Price of derivative security is $46.42.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
March 01, 2014 Filed Mar 4, 2014 20:43 UTC Exercise / conversionCommon Stock, $1 2/3 Par Value 4,794 $46.42 $222,537.48
Disclosure

SEC source: 0001127602-14-009915 · form4.xml · nonDerivative · entry 1

PENA FEDERICO F · CIK 0001166862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Fractional number of phantom stock units rounded up and paid out in whole number of shares under the terms of the applicable director deferral plan.

Read SEC document
March 01, 2014 Filed Mar 4, 2014 20:47 UTC
Rhein Kevin ASr. Executive Vice President
Grant2011 Performance Shares · Derivative 103,363.8832 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-009922 · form4.xml · derivative · entry 3

Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,363.8832

Underlying: Common Stock, $1 2/3 Par Value · 103,363.8832 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 01, 2014 Filed Mar 4, 2014 20:51 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
Grant2011 Performance Shares · Derivative 284,251.2197 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-009924 · form4.xml · derivative · entry 2

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,251.2197

Underlying: Common Stock, $1 2/3 Par Value · 284,251.2197 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock upon vesting based on the attainment of pre-established performance goals.

F2 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F2 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 01, 2014 Filed Mar 4, 2014 20:55 UTC
STROTHER JAMES MSr. Executive Vice President
Grant2011 Performance Shares · Derivative 129,205.3945 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-009926 · form4.xml · derivative · entry 3

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,205.3945

Underlying: Common Stock, $1 2/3 Par Value · 129,205.3945 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 01, 2014 Filed Mar 4, 2014 21:00 UTC
STUMPF JOHN GDirector · President, Chairman & CEO
Grant2011 Performance Shares · Derivative 620,186.5433 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-009932 · form4.xml · derivative · entry 8

STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620,186.5433

Underlying: Common Stock, $1 2/3 Par Value · 620,186.5433 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 01, 2014 Filed Mar 4, 2014 21:09 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Grant2011 Performance Shares · Derivative 284,251.2197 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-009949 · form4.xml · derivative · entry 3

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,251.2197

Underlying: Common Stock, $1 2/3 Par Value · 284,251.2197 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
February 28, 2014 Filed Mar 4, 2014 19:52 UTC
Loughlin Michael JSr. Executive Vice President
SaleCommon Stock, $1 2/3 Par Value 25,794 $46.54 $1,200,452.76
Disclosure

SEC source: 0001127602-14-009884 · form4.xml · nonDerivative · entry 1

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 99,129.559

Read SEC document
February 28, 2014 Filed Mar 4, 2014 21:04 UTC Exercise / conversionDirector Stock Purchase Option · Derivative 6,833 $0.00 Strike: $32.35 $0.00
Disclosure

SEC source: 0001127602-14-009941 · form4.xml · derivative · entry 3

SWENSON SUSAN · CIK 0001112671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 6,833 shares

Expires 2014-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2014 Filed Mar 4, 2014 21:04 UTC Tax withholdingCommon Stock, $1 2/3 Par Value 4,761 $46.42 $221,005.62
Disclosure

SEC source: 0001127602-14-009941 · form4.xml · nonDerivative · entry 2

SWENSON SUSAN · CIK 0001112671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,475

Read SEC document
February 28, 2014 Filed Mar 4, 2014 21:04 UTC Exercise / conversionCommon Stock, $1 2/3 Par Value 6,833 $32.35 $221,047.55
Disclosure

SEC source: 0001127602-14-009941 · form4.xml · nonDerivative · entry 1

SWENSON SUSAN · CIK 0001112671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2014 Filed Feb 27, 2014 20:45 UTC
CARROLL DAVID MSenior Exec. Vice President
GrantRestricted Share Right · Derivative 4,449 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-008844 · form4.xml · derivative · entry 3

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,449

Underlying: Common Stock, $1 2/3 Par Value · 4,449 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

Read SEC document
February 25, 2014 Filed Feb 27, 2014 20:50 UTC
HEID MICHAEL JExecutive Vice President
GrantRestricted Share Right · Derivative 1,245 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-008849 · form4.xml · derivative · entry 3

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,245

Underlying: Common Stock, $1 2/3 Par Value · 1,245 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

Read SEC document
February 25, 2014 Filed Feb 27, 2014 20:55 UTC
HOYT DAVID ASr. Executive Vice President
GrantRestricted Share Right · Derivative 7,885 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-008854 · form4.xml · derivative · entry 11

HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,885

Underlying: Common Stock, $1 2/3 Par Value · 7,885 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F2 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

F2 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

Read SEC document
February 25, 2014 Filed Feb 27, 2014 21:00 UTC
LEVY RICHARDExecutive VP & Controller
GrantRestricted Share Right · Derivative 2,804 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-008857 · form4.xml · derivative · entry 4

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,804

Underlying: Common Stock, $1 2/3 Par Value · 2,804 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F2 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

F2 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

Read SEC document
February 25, 2014 Filed Feb 27, 2014 21:04 UTC
Modjtabai AvidSr. Executive Vice President
GrantRestricted Share Right · Derivative 4,449 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-008859 · form4.xml · derivative · entry 3

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,449

Underlying: Common Stock, $1 2/3 Par Value · 4,449 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

Read SEC document
February 25, 2014 Filed Feb 27, 2014 21:09 UTC
Rhein Kevin ASr. Executive Vice President
GrantRestricted Share Right · Derivative 1,357 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-008866 · form4.xml · derivative · entry 3

Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,357

Underlying: Common Stock, $1 2/3 Par Value · 1,357 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

Read SEC document
February 25, 2014 Filed Feb 27, 2014 21:13 UTC
SLOAN TIMOTHY JSenior Executive VP & CFO
GrantRestricted Share Right · Derivative 4,449 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-008873 · form4.xml · derivative · entry 2

SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,449

Underlying: Common Stock, $1 2/3 Par Value · 4,449 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F2 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

F2 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

Read SEC document
February 25, 2014 Filed Feb 27, 2014 21:17 UTC
STUMPF JOHN GDirector · President, Chairman & CEO
GrantRestricted Share Right · Derivative 21,702 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-008884 · form4.xml · derivative · entry 8

STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,702

Underlying: Common Stock, $1 2/3 Par Value · 21,702 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

Read SEC document
February 25, 2014 Filed Feb 27, 2014 21:21 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
GrantRestricted Share Right · Derivative 3,834 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-008891 · form4.xml · derivative · entry 3

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,834

Underlying: Common Stock, $1 2/3 Par Value · 3,834 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

Read SEC document
February 21, 2014 Filed Feb 24, 2014 18:46 UTC Exercise / conversionDirector Stock Purchase Option · Derivative 6,561 $0.00 Strike: $33.69 $0.00
Disclosure

SEC source: 0001127602-14-007829 · form4.xml · derivative · entry 3

HERNANDEZ ENRIQUE JR · CIK 0001042343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 6,561 shares

Expires 2014-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2014 Filed Feb 24, 2014 18:46 UTC Tax withholdingCommon Stock, $1 2/3 Par Value 4,847 $45.60 $221,023.20
Disclosure

SEC source: 0001127602-14-007829 · form4.xml · nonDerivative · entry 2

HERNANDEZ ENRIQUE JR · CIK 0001042343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,011

Read SEC document
February 21, 2014 Filed Feb 24, 2014 18:46 UTC Exercise / conversionCommon Stock, $1 2/3 Par Value 6,561 $33.69 $221,040.09
Disclosure

SEC source: 0001127602-14-007829 · form4.xml · nonDerivative · entry 1

HERNANDEZ ENRIQUE JR · CIK 0001042343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2014 Filed Feb 24, 2014 18:35 UTC
CALLAHAN PATRICIA RSenior Executive VP
GiftCommon Stock, $1 2/3 Par Value 4,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-007821 · form4.xml · nonDerivative · entry 1

CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 254,372

Read SEC document
January 30, 2014 Filed Feb 3, 2014 19:27 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionEmployee Stock Purchase Option · Derivative 58,110 $0.00 Strike: $31.40 $0.00
Disclosure

SEC source: 0001127602-14-003865 · form4.xml · derivative · entry 11

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 58,110 shares

Expires 2018-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The employee stock options granted on 2/26/2008, representing a right to purchase a total of 158,110 shares, became exercisable in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 30, 2014 Filed Feb 3, 2014 19:27 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionEmployee Stock Purchase Option · Derivative 31,920 $0.00 Strike: $32.25 $0.00
Disclosure

SEC source: 0001127602-14-003865 · form4.xml · derivative · entry 10

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 31,920 shares

Expires 2016-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The employee stock options granted on 2/28/2006, representing a right to purchase a total of 112,920 shares, became exercisable in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 30, 2014 Filed Feb 3, 2014 19:27 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionEmployee Stock Purchase Option · Derivative 35,850 $0.00 Strike: $34.39 $0.00
Disclosure

SEC source: 0001127602-14-003865 · form4.xml · derivative · entry 9

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,470

Underlying: Common Stock, $1 2/3 Par Value · 35,850 shares

Expires 2017-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The employee stock options granted on 2/27/2007, representing a right to purchase a total of 123,320 shares, became exercisable in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 30, 2014 Filed Feb 3, 2014 19:27 UTC
LEVY RICHARDExecutive VP & Controller
Tax withholdingCommon Stock, $1 2/3 Par Value 49,269 $46.05 $2,268,837.45
Disclosure

SEC source: 0001127602-14-003865 · form4.xml · nonDerivative · entry 6

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,286

Read SEC document
January 30, 2014 Filed Feb 3, 2014 19:27 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionCommon Stock, $1 2/3 Par Value 58,110 $31.40 $1,824,654.00
Disclosure

SEC source: 0001127602-14-003865 · form4.xml · nonDerivative · entry 5

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2014 Filed Feb 3, 2014 19:27 UTC
LEVY RICHARDExecutive VP & Controller
Tax withholdingCommon Stock, $1 2/3 Par Value 27,343 $46.05 $1,259,145.15
Disclosure

SEC source: 0001127602-14-003865 · form4.xml · nonDerivative · entry 4

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,445

Read SEC document
January 30, 2014 Filed Feb 3, 2014 19:27 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionCommon Stock, $1 2/3 Par Value 31,920 $32.25 $1,029,260.40
Disclosure

SEC source: 0001127602-14-003865 · form4.xml · nonDerivative · entry 3

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2014 Filed Feb 3, 2014 19:27 UTC
LEVY RICHARDExecutive VP & Controller
Tax withholdingCommon Stock, $1 2/3 Par Value 31,508 $46.05 $1,450,943.40
Disclosure

SEC source: 0001127602-14-003865 · form4.xml · nonDerivative · entry 2

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,868

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January 30, 2014 Filed Feb 3, 2014 19:27 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionCommon Stock, $1 2/3 Par Value 35,850 $34.39 $1,232,881.50
Disclosure

SEC source: 0001127602-14-003865 · form4.xml · nonDerivative · entry 1

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.