Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2014 Filed Mar 18, 2014 20:44 UTC |
TOLSTEDT CARRIE LSr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,501.9165 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-012063 · form4.xml · nonDerivative · entry 5 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,859.9165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 20:44 UTC |
TOLSTEDT CARRIE LSr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 469.5496 | $47.40 | $22,256.65 |
DisclosureSEC source: 0001127602-14-012063 · form4.xml · nonDerivative · entry 4 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,358 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 20:44 UTC |
TOLSTEDT CARRIE LSr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 899.5496 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-012063 · form4.xml · nonDerivative · entry 3 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,827.5496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2014. Original grant date was 2/22/2011. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 20:44 UTC |
TOLSTEDT CARRIE LSr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 148,323.2197 | $47.40 | $7,030,520.61 |
DisclosureSEC source: 0001127602-14-012063 · form4.xml · nonDerivative · entry 2 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,928 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 20:44 UTC |
TOLSTEDT CARRIE LSr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 284,251.2197 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-012063 · form4.xml · nonDerivative · entry 1 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,251.2197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2014 upon settlement of a Performance Share award granted on February 22, 2011 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2013 (as previously disclosed on a Form 4 filed on March 4, 2014). Read SEC document |
| March 01, 2014 Filed Mar 4, 2014 19:16 UTC |
CALLAHAN PATRICIA RSenior Executive VP
|
Grant2011 Performance Shares · Derivative | 129,205.3945 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-009849 · form4.xml · derivative · entry 7 CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,205.3945 Underlying: Common Stock, $1 2/3 Par Value · 129,205.3945 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 01, 2014 Filed Mar 4, 2014 19:21 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Grant2011 Performance Shares · Derivative | 258,411.8704 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-009855 · form4.xml · derivative · entry 3 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,411.8704 Underlying: Common Stock, $1 2/3 Par Value · 258,411.8704 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 01, 2014 Filed Mar 4, 2014 19:29 UTC |
Dean Lloyd HDirector
|
Exercise / conversionPhantom Stock Units · Derivative | 4,793.7869 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-14-009861 · form4.xml · derivative · entry 4 Dean Lloyd H · CIK 0001332215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,077.5213 Underlying: Common Stock, $1 2/3 Par Value · 4,793.7869 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F4 · price: Price of derivative security is $46.42. F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| March 01, 2014 Filed Mar 4, 2014 19:29 UTC |
Dean Lloyd HDirector
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 4,794 | $46.42 | $222,537.48 |
DisclosureSEC source: 0001127602-14-009861 · form4.xml · nonDerivative · entry 1 Dean Lloyd H · CIK 0001332215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,482.415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Fractional number of phantom stock units rounded up and paid out in whole number of shares under the terms of the applicable director deferral plan. Read SEC document |
| March 01, 2014 Filed Mar 4, 2014 19:34 UTC |
HEID MICHAEL JExecutive Vice President
|
Grant2011 Performance Shares · Derivative | 64,603.2379 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-009867 · form4.xml · derivative · entry 3 HEID MICHAEL J · CIK 0001527028 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,603.2379 Underlying: Common Stock, $1 2/3 Par Value · 64,603.2379 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 01, 2014 Filed Mar 4, 2014 19:39 UTC |
HOYT DAVID ASr. Executive Vice President
|
Grant2011 Performance Shares · Derivative | 335,934.2425 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-009873 · form4.xml · derivative · entry 11 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,934.2425 Underlying: Common Stock, $1 2/3 Par Value · 335,934.2425 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock upon vesting based on the attainment of pre-established performance goals. F2 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F2 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 01, 2014 Filed Mar 4, 2014 19:43 UTC |
LEVY RICHARDExecutive VP & Controller
|
Grant2011 Performance Shares · Derivative | 86,136.209 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-009878 · form4.xml · derivative · entry 4 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,136.209 Underlying: Common Stock, $1 2/3 Par Value · 86,136.209 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock upon vesting based on the attainment of pre-established performance goals. F2 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F2 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 01, 2014 Filed Mar 4, 2014 19:52 UTC |
Loughlin Michael JSr. Executive Vice President
|
Exercise / conversionPhantom Stock Units · Derivative | 12.33 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-14-009884 · form4.xml · derivative · entry 6 Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,356.4419 Underlying: Common Stock, $1 2/3 Par Value · 12.33 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan. F7 · price: Price of derivative security is $46.15. F6 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon executive's election. Supplemental 401(k) plan shares payable upon retirement. F6 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon executive's election. Supplemental 401(k) plan shares payable upon retirement. Read SEC document |
| March 01, 2014 Filed Mar 4, 2014 19:52 UTC |
Loughlin Michael JSr. Executive Vice President
|
Grant2011 Performance Shares · Derivative | 129,205.3945 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-009884 · form4.xml · derivative · entry 5 Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,205.3945 Underlying: Common Stock, $1 2/3 Par Value · 129,205.3945 shares Expires not disclosed F3 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F4 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F4 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 01, 2014 Filed Mar 4, 2014 19:52 UTC |
Loughlin Michael JSr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 4.89 | $46.15 | $225.67 |
DisclosureSEC source: 0001127602-14-009884 · form4.xml · nonDerivative · entry 3 Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7.44 F1 · balance_after: Includes a fractional share (0.44) for which the executive received $20.30 in cash. Read SEC document |
| March 01, 2014 Filed Mar 4, 2014 19:52 UTC |
Loughlin Michael JSr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 12.33 | $46.15 | $569.03 |
DisclosureSEC source: 0001127602-14-009884 · form4.xml · nonDerivative · entry 2 Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12.33 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes a fractional share (0.44) for which the executive received $20.30 in cash. Read SEC document |
| March 01, 2014 Filed Mar 4, 2014 20:32 UTC |
Modjtabai AvidSr. Executive Vice President
|
Grant2011 Performance Shares · Derivative | 258,411.8704 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-009904 · form4.xml · derivative · entry 3 Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,411.8704 Underlying: Common Stock, $1 2/3 Par Value · 258,411.8704 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 01, 2014 Filed Mar 4, 2014 20:43 UTC |
PENA FEDERICO FDirector
|
Exercise / conversionPhantom Stock Units · Derivative | 4,793.7869 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-14-009915 · form4.xml · derivative · entry 2 PENA FEDERICO F · CIK 0001166862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 4,793.7869 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F4 · price: Price of derivative security is $46.42. F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| March 01, 2014 Filed Mar 4, 2014 20:43 UTC |
PENA FEDERICO FDirector
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 4,794 | $46.42 | $222,537.48 |
DisclosureSEC source: 0001127602-14-009915 · form4.xml · nonDerivative · entry 1 PENA FEDERICO F · CIK 0001166862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Fractional number of phantom stock units rounded up and paid out in whole number of shares under the terms of the applicable director deferral plan. Read SEC document |
| March 01, 2014 Filed Mar 4, 2014 20:47 UTC |
Rhein Kevin ASr. Executive Vice President
|
Grant2011 Performance Shares · Derivative | 103,363.8832 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-009922 · form4.xml · derivative · entry 3 Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,363.8832 Underlying: Common Stock, $1 2/3 Par Value · 103,363.8832 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 01, 2014 Filed Mar 4, 2014 20:51 UTC |
SLOAN TIMOTHY JSenior Executive VP & CFO
|
Grant2011 Performance Shares · Derivative | 284,251.2197 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-009924 · form4.xml · derivative · entry 2 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,251.2197 Underlying: Common Stock, $1 2/3 Par Value · 284,251.2197 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock upon vesting based on the attainment of pre-established performance goals. F2 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F2 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 01, 2014 Filed Mar 4, 2014 20:55 UTC |
STROTHER JAMES MSr. Executive Vice President
|
Grant2011 Performance Shares · Derivative | 129,205.3945 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-009926 · form4.xml · derivative · entry 3 STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,205.3945 Underlying: Common Stock, $1 2/3 Par Value · 129,205.3945 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 01, 2014 Filed Mar 4, 2014 21:00 UTC |
STUMPF JOHN GDirector · President, Chairman & CEO
|
Grant2011 Performance Shares · Derivative | 620,186.5433 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-009932 · form4.xml · derivative · entry 8 STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,186.5433 Underlying: Common Stock, $1 2/3 Par Value · 620,186.5433 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 01, 2014 Filed Mar 4, 2014 21:09 UTC |
TOLSTEDT CARRIE LSr. Executive Vice President
|
Grant2011 Performance Shares · Derivative | 284,251.2197 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-009949 · form4.xml · derivative · entry 3 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,251.2197 Underlying: Common Stock, $1 2/3 Par Value · 284,251.2197 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| February 28, 2014 Filed Mar 4, 2014 19:52 UTC |
Loughlin Michael JSr. Executive Vice President
|
SaleCommon Stock, $1 2/3 Par Value | 25,794 | $46.54 | $1,200,452.76 |
DisclosureSEC source: 0001127602-14-009884 · form4.xml · nonDerivative · entry 1 Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 99,129.559 Read SEC document |
| February 28, 2014 Filed Mar 4, 2014 21:04 UTC |
SWENSON SUSANDirector
|
Exercise / conversionDirector Stock Purchase Option · Derivative | 6,833 | $0.00 Strike: $32.35 | $0.00 |
DisclosureSEC source: 0001127602-14-009941 · form4.xml · derivative · entry 3 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 6,833 shares Expires 2014-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2014 Filed Mar 4, 2014 21:04 UTC |
SWENSON SUSANDirector
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 4,761 | $46.42 | $221,005.62 |
DisclosureSEC source: 0001127602-14-009941 · form4.xml · nonDerivative · entry 2 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,475 Read SEC document |
| February 28, 2014 Filed Mar 4, 2014 21:04 UTC |
SWENSON SUSANDirector
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 6,833 | $32.35 | $221,047.55 |
DisclosureSEC source: 0001127602-14-009941 · form4.xml · nonDerivative · entry 1 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2014 Filed Feb 27, 2014 20:45 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
GrantRestricted Share Right · Derivative | 4,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-008844 · form4.xml · derivative · entry 3 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,449 Underlying: Common Stock, $1 2/3 Par Value · 4,449 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Company common stock. F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. Read SEC document |
| February 25, 2014 Filed Feb 27, 2014 20:50 UTC |
HEID MICHAEL JExecutive Vice President
|
GrantRestricted Share Right · Derivative | 1,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-008849 · form4.xml · derivative · entry 3 HEID MICHAEL J · CIK 0001527028 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,245 Underlying: Common Stock, $1 2/3 Par Value · 1,245 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Company common stock. F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. Read SEC document |
| February 25, 2014 Filed Feb 27, 2014 20:55 UTC |
HOYT DAVID ASr. Executive Vice President
|
GrantRestricted Share Right · Derivative | 7,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-008854 · form4.xml · derivative · entry 11 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,885 Underlying: Common Stock, $1 2/3 Par Value · 7,885 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F2 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. F2 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. Read SEC document |
| February 25, 2014 Filed Feb 27, 2014 21:00 UTC |
LEVY RICHARDExecutive VP & Controller
|
GrantRestricted Share Right · Derivative | 2,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-008857 · form4.xml · derivative · entry 4 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,804 Underlying: Common Stock, $1 2/3 Par Value · 2,804 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F2 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. F2 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. Read SEC document |
| February 25, 2014 Filed Feb 27, 2014 21:04 UTC |
Modjtabai AvidSr. Executive Vice President
|
GrantRestricted Share Right · Derivative | 4,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-008859 · form4.xml · derivative · entry 3 Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,449 Underlying: Common Stock, $1 2/3 Par Value · 4,449 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Company common stock. F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. Read SEC document |
| February 25, 2014 Filed Feb 27, 2014 21:09 UTC |
Rhein Kevin ASr. Executive Vice President
|
GrantRestricted Share Right · Derivative | 1,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-008866 · form4.xml · derivative · entry 3 Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,357 Underlying: Common Stock, $1 2/3 Par Value · 1,357 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Company common stock. F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. Read SEC document |
| February 25, 2014 Filed Feb 27, 2014 21:13 UTC |
SLOAN TIMOTHY JSenior Executive VP & CFO
|
GrantRestricted Share Right · Derivative | 4,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-008873 · form4.xml · derivative · entry 2 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,449 Underlying: Common Stock, $1 2/3 Par Value · 4,449 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F2 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. F2 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. Read SEC document |
| February 25, 2014 Filed Feb 27, 2014 21:17 UTC |
STUMPF JOHN GDirector · President, Chairman & CEO
|
GrantRestricted Share Right · Derivative | 21,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-008884 · form4.xml · derivative · entry 8 STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,702 Underlying: Common Stock, $1 2/3 Par Value · 21,702 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Company common stock. F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. Read SEC document |
| February 25, 2014 Filed Feb 27, 2014 21:21 UTC |
TOLSTEDT CARRIE LSr. Executive Vice President
|
GrantRestricted Share Right · Derivative | 3,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-008891 · form4.xml · derivative · entry 3 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,834 Underlying: Common Stock, $1 2/3 Par Value · 3,834 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Company common stock. F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. Read SEC document |
| February 21, 2014 Filed Feb 24, 2014 18:46 UTC |
HERNANDEZ ENRIQUE JRDirector
|
Exercise / conversionDirector Stock Purchase Option · Derivative | 6,561 | $0.00 Strike: $33.69 | $0.00 |
DisclosureSEC source: 0001127602-14-007829 · form4.xml · derivative · entry 3 HERNANDEZ ENRIQUE JR · CIK 0001042343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 6,561 shares Expires 2014-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2014 Filed Feb 24, 2014 18:46 UTC |
HERNANDEZ ENRIQUE JRDirector
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 4,847 | $45.60 | $221,023.20 |
DisclosureSEC source: 0001127602-14-007829 · form4.xml · nonDerivative · entry 2 HERNANDEZ ENRIQUE JR · CIK 0001042343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,011 Read SEC document |
| February 21, 2014 Filed Feb 24, 2014 18:46 UTC |
HERNANDEZ ENRIQUE JRDirector
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 6,561 | $33.69 | $221,040.09 |
DisclosureSEC source: 0001127602-14-007829 · form4.xml · nonDerivative · entry 1 HERNANDEZ ENRIQUE JR · CIK 0001042343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2014 Filed Feb 24, 2014 18:35 UTC |
CALLAHAN PATRICIA RSenior Executive VP
|
GiftCommon Stock, $1 2/3 Par Value | 4,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-007821 · form4.xml · nonDerivative · entry 1 CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 254,372 Read SEC document |
| January 30, 2014 Filed Feb 3, 2014 19:27 UTC |
LEVY RICHARDExecutive VP & Controller
|
Exercise / conversionEmployee Stock Purchase Option · Derivative | 58,110 | $0.00 Strike: $31.40 | $0.00 |
DisclosureSEC source: 0001127602-14-003865 · form4.xml · derivative · entry 11 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 58,110 shares Expires 2018-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The employee stock options granted on 2/26/2008, representing a right to purchase a total of 158,110 shares, became exercisable in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| January 30, 2014 Filed Feb 3, 2014 19:27 UTC |
LEVY RICHARDExecutive VP & Controller
|
Exercise / conversionEmployee Stock Purchase Option · Derivative | 31,920 | $0.00 Strike: $32.25 | $0.00 |
DisclosureSEC source: 0001127602-14-003865 · form4.xml · derivative · entry 10 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 31,920 shares Expires 2016-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options granted on 2/28/2006, representing a right to purchase a total of 112,920 shares, became exercisable in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| January 30, 2014 Filed Feb 3, 2014 19:27 UTC |
LEVY RICHARDExecutive VP & Controller
|
Exercise / conversionEmployee Stock Purchase Option · Derivative | 35,850 | $0.00 Strike: $34.39 | $0.00 |
DisclosureSEC source: 0001127602-14-003865 · form4.xml · derivative · entry 9 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,470 Underlying: Common Stock, $1 2/3 Par Value · 35,850 shares Expires 2017-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The employee stock options granted on 2/27/2007, representing a right to purchase a total of 123,320 shares, became exercisable in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| January 30, 2014 Filed Feb 3, 2014 19:27 UTC |
LEVY RICHARDExecutive VP & Controller
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 49,269 | $46.05 | $2,268,837.45 |
DisclosureSEC source: 0001127602-14-003865 · form4.xml · nonDerivative · entry 6 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,286 Read SEC document |
| January 30, 2014 Filed Feb 3, 2014 19:27 UTC |
LEVY RICHARDExecutive VP & Controller
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 58,110 | $31.40 | $1,824,654.00 |
DisclosureSEC source: 0001127602-14-003865 · form4.xml · nonDerivative · entry 5 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2014 Filed Feb 3, 2014 19:27 UTC |
LEVY RICHARDExecutive VP & Controller
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 27,343 | $46.05 | $1,259,145.15 |
DisclosureSEC source: 0001127602-14-003865 · form4.xml · nonDerivative · entry 4 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,445 Read SEC document |
| January 30, 2014 Filed Feb 3, 2014 19:27 UTC |
LEVY RICHARDExecutive VP & Controller
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 31,920 | $32.25 | $1,029,260.40 |
DisclosureSEC source: 0001127602-14-003865 · form4.xml · nonDerivative · entry 3 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2014 Filed Feb 3, 2014 19:27 UTC |
LEVY RICHARDExecutive VP & Controller
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 31,508 | $46.05 | $1,450,943.40 |
DisclosureSEC source: 0001127602-14-003865 · form4.xml · nonDerivative · entry 2 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,868 Read SEC document |
| January 30, 2014 Filed Feb 3, 2014 19:27 UTC |
LEVY RICHARDExecutive VP & Controller
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 35,850 | $34.39 | $1,232,881.50 |
DisclosureSEC source: 0001127602-14-003865 · form4.xml · nonDerivative · entry 1 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.