Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2014 Filed Mar 18, 2014 18:04 UTC |
CALLAHAN PATRICIA RSenior Executive VP
|
Exercise / conversionRestricted Share Right · Derivative | 5,742.1979 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011925 · form4.xml · derivative · entry 17 CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 5,742.1979 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award. F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:04 UTC |
CALLAHAN PATRICIA RSenior Executive VP
|
Exercise / conversionRestricted Share Right · Derivative | 21,548.9213 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011925 · form4.xml · derivative · entry 16 CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,730.8068 Underlying: Common Stock, $1 2/3 Par Value · 21,548.9213 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F9 · derivative.exercise_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F9 · derivative.expiration_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:04 UTC |
CALLAHAN PATRICIA RSenior Executive VP
|
Exercise / conversion2011 Performance Shares · Derivative | 129,205.3945 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011925 · form4.xml · derivative · entry 15 CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 129,205.3945 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Performance Share represented a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F7 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F7 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:04 UTC |
CALLAHAN PATRICIA RSenior Executive VP
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 2,032.8088 | $47.40 | $96,355.14 |
DisclosureSEC source: 0001127602-14-011925 · form4.xml · nonDerivative · entry 8 CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,572 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:04 UTC |
CALLAHAN PATRICIA RSenior Executive VP
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 4,223.8088 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011925 · form4.xml · nonDerivative · entry 7 CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,604.8088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 2/28/2012. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:04 UTC |
CALLAHAN PATRICIA RSenior Executive VP
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 2,795.1979 | $47.40 | $132,492.38 |
DisclosureSEC source: 0001127602-14-011925 · form4.xml · nonDerivative · entry 6 CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,381 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:04 UTC |
CALLAHAN PATRICIA RSenior Executive VP
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 5,742.1979 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011925 · form4.xml · nonDerivative · entry 5 CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,176.1979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 2/22/2011. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:04 UTC |
CALLAHAN PATRICIA RSenior Executive VP
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 10,395.9213 | $47.40 | $492,766.67 |
DisclosureSEC source: 0001127602-14-011925 · form4.xml · nonDerivative · entry 4 CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,434 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:04 UTC |
CALLAHAN PATRICIA RSenior Executive VP
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 21,548.9213 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011925 · form4.xml · nonDerivative · entry 3 CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,829.9213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2014. Original grant date was 2/23/2010. This vesting represents 30% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:04 UTC |
CALLAHAN PATRICIA RSenior Executive VP
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 65,924.3945 | $47.40 | $3,124,816.30 |
DisclosureSEC source: 0001127602-14-011925 · form4.xml · nonDerivative · entry 2 CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,281 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:04 UTC |
CALLAHAN PATRICIA RSenior Executive VP
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 129,205.3945 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011925 · form4.xml · nonDerivative · entry 1 CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,205.3945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2014 upon settlement of a Performance Share award granted on February 22, 2011 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2013 (as previously disclosed on a Form 4 filed on March 4, 2014). Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:17 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 1,330.586 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011928 · form4.xml · derivative · entry 13 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,661.1719 Underlying: Common Stock, $1 2/3 Par Value · 1,330.586 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F11 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. F11 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:17 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 1,913.7055 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011928 · form4.xml · derivative · entry 12 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 1,913.7055 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award. F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:17 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 1,501.9165 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011928 · form4.xml · derivative · entry 11 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,501.9162 Underlying: Common Stock, $1 2/3 Par Value · 1,501.9165 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award. F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:17 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Exercise / conversion2011 Performance Shares · Derivative | 258,411.8704 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011928 · form4.xml · derivative · entry 10 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 258,411.8704 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Performance Share represented a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F7 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F7 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:17 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 604.586 | $47.40 | $28,657.38 |
DisclosureSEC source: 0001127602-14-011928 · form4.xml · nonDerivative · entry 8 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,740 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:17 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,330.586 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011928 · form4.xml · nonDerivative · entry 7 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,344.586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:17 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 869.7055 | $47.40 | $41,224.04 |
DisclosureSEC source: 0001127602-14-011928 · form4.xml · nonDerivative · entry 6 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,014 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:17 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,913.7055 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011928 · form4.xml · nonDerivative · entry 5 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,883.7055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 2/22/2011. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:17 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 681.9165 | $47.40 | $32,322.84 |
DisclosureSEC source: 0001127602-14-011928 · form4.xml · nonDerivative · entry 4 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,970 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:17 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,501.9165 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011928 · form4.xml · nonDerivative · entry 3 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,651.9165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2014. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:17 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 123,391.8704 | $47.40 | $5,848,774.66 |
DisclosureSEC source: 0001127602-14-011928 · form4.xml · nonDerivative · entry 2 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,150 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:17 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 258,411.8704 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011928 · form4.xml · nonDerivative · entry 1 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,541.8704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2014 upon settlement of a Performance Share award granted on February 22, 2011 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2013 (as previously disclosed on a Form 4 filed on March 4, 2014). Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:30 UTC |
HEID MICHAEL JExecutive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 5,282.2411 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011930 · form4.xml · derivative · entry 23 HEID MICHAEL J · CIK 0001527028 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,846.7238 Underlying: Common Stock, $1 2/3 Par Value · 5,282.2411 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F17 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 3/15/2014, 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F17 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 3/15/2014, 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:30 UTC |
HEID MICHAEL JExecutive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 587.1442 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011930 · form4.xml · derivative · entry 22 HEID MICHAEL J · CIK 0001527028 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,174.2884 Underlying: Common Stock, $1 2/3 Par Value · 587.1442 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F16 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. F16 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:30 UTC |
HEID MICHAEL JExecutive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 825.6829 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011930 · form4.xml · derivative · entry 21 HEID MICHAEL J · CIK 0001527028 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 825.6831 Underlying: Common Stock, $1 2/3 Par Value · 825.6829 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F15 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award. F15 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:30 UTC |
HEID MICHAEL JExecutive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 6,718.5119 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011930 · form4.xml · derivative · entry 20 HEID MICHAEL J · CIK 0001527028 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,677.2484 Underlying: Common Stock, $1 2/3 Par Value · 6,718.5119 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F14 · derivative.exercise_date: These RSRs vest in three installments: 30% on each of 3/15/2014 and 3/15/2015, and 40% on 3/15/2016. F14 · derivative.expiration_date: These RSRs vest in three installments: 30% on each of 3/15/2014 and 3/15/2015, and 40% on 3/15/2016. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:30 UTC |
HEID MICHAEL JExecutive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 765.4822 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011930 · form4.xml · derivative · entry 19 HEID MICHAEL J · CIK 0001527028 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 765.4822 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F13 · derivative.exercise_date: These RSRs vest in three installments: one-third on each of 3/15/2012, 3/15/2013, and 3/15/2014. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award. F13 · derivative.expiration_date: These RSRs vest in three installments: one-third on each of 3/15/2012, 3/15/2013, and 3/15/2014. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:30 UTC |
HEID MICHAEL JExecutive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 29,928.6946 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011930 · form4.xml · derivative · entry 18 HEID MICHAEL J · CIK 0001527028 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,904.9263 Underlying: Common Stock, $1 2/3 Par Value · 29,928.6946 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F12 · derivative.exercise_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015. F12 · derivative.expiration_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:30 UTC |
HEID MICHAEL JExecutive Vice President
|
Exercise / conversion2011 Performance Shares · Derivative | 64,603.2379 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011930 · form4.xml · derivative · entry 17 HEID MICHAEL J · CIK 0001527028 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 64,603.2379 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each Performance Share represented a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F10 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F10 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:30 UTC |
HEID MICHAEL JExecutive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 2,409.2411 | $47.40 | $114,198.03 |
DisclosureSEC source: 0001127602-14-011930 · form4.xml · nonDerivative · entry 14 HEID MICHAEL J · CIK 0001527028 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,617 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:30 UTC |
HEID MICHAEL JExecutive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 5,282.2411 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011930 · form4.xml · nonDerivative · entry 13 HEID MICHAEL J · CIK 0001527028 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,026.2411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 3/8/2013. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:30 UTC |
HEID MICHAEL JExecutive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 268.1442 | $47.40 | $12,710.04 |
DisclosureSEC source: 0001127602-14-011930 · form4.xml · nonDerivative · entry 12 HEID MICHAEL J · CIK 0001527028 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,744 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:30 UTC |
HEID MICHAEL JExecutive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 587.1442 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011930 · form4.xml · nonDerivative · entry 11 HEID MICHAEL J · CIK 0001527028 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,012.1442 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:30 UTC |
HEID MICHAEL JExecutive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 376.6829 | $47.40 | $17,854.77 |
DisclosureSEC source: 0001127602-14-011930 · form4.xml · nonDerivative · entry 10 HEID MICHAEL J · CIK 0001527028 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,425 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:30 UTC |
HEID MICHAEL JExecutive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 825.6829 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011930 · form4.xml · nonDerivative · entry 9 HEID MICHAEL J · CIK 0001527028 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,801.6829 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:30 UTC |
HEID MICHAEL JExecutive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 3,064.5119 | $47.40 | $145,257.86 |
DisclosureSEC source: 0001127602-14-011930 · form4.xml · nonDerivative · entry 8 HEID MICHAEL J · CIK 0001527028 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,976 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:30 UTC |
HEID MICHAEL JExecutive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 6,718.5119 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011930 · form4.xml · nonDerivative · entry 7 HEID MICHAEL J · CIK 0001527028 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,040.5119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 2/22/2011. This vesting represents 30% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:30 UTC |
HEID MICHAEL JExecutive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 349.4822 | $47.40 | $16,565.46 |
DisclosureSEC source: 0001127602-14-011930 · form4.xml · nonDerivative · entry 6 HEID MICHAEL J · CIK 0001527028 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,322 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:30 UTC |
HEID MICHAEL JExecutive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 765.4822 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011930 · form4.xml · nonDerivative · entry 5 HEID MICHAEL J · CIK 0001527028 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,671.4822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 2/22/2011. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:30 UTC |
HEID MICHAEL JExecutive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 13,647.6946 | $47.40 | $646,900.72 |
DisclosureSEC source: 0001127602-14-011930 · form4.xml · nonDerivative · entry 4 HEID MICHAEL J · CIK 0001527028 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,906 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:30 UTC |
HEID MICHAEL JExecutive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 29,928.6946 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011930 · form4.xml · nonDerivative · entry 3 HEID MICHAEL J · CIK 0001527028 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,553.6946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2014. Original grant date was 2/23/2010. This vesting represents 30% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:30 UTC |
HEID MICHAEL JExecutive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 30,978.2379 | $47.40 | $1,468,368.48 |
DisclosureSEC source: 0001127602-14-011930 · form4.xml · nonDerivative · entry 2 HEID MICHAEL J · CIK 0001527028 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,625 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:30 UTC |
HEID MICHAEL JExecutive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 64,603.2379 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011930 · form4.xml · nonDerivative · entry 1 HEID MICHAEL J · CIK 0001527028 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,603.2379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2014 upon settlement of a Performance Share award granted on February 22, 2011 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2013 (as previously disclosed on a Form 4 filed on March 4, 2014). Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:46 UTC |
HOYT DAVID ASr. Executive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 2,817.4696 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011935 · form4.xml · derivative · entry 22 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,634.939 Underlying: Common Stock, $1 2/3 Par Value · 2,817.4696 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:46 UTC |
HOYT DAVID ASr. Executive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 3,284.7134 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011935 · form4.xml · derivative · entry 21 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,284.7134 Underlying: Common Stock, $1 2/3 Par Value · 3,284.7134 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award. F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:46 UTC |
HOYT DAVID ASr. Executive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 3,828.4921 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011935 · form4.xml · derivative · entry 20 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 3,828.4921 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award. F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:46 UTC |
HOYT DAVID ASr. Executive Vice President
|
Exercise / conversion2011 Performance Shares · Derivative | 335,934.2425 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011935 · form4.xml · derivative · entry 19 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 335,934.2425 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Performance Share represented a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F6 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F6 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:46 UTC |
HOYT DAVID ASr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 1,404.4696 | $47.40 | $66,571.86 |
DisclosureSEC source: 0001127602-14-011935 · form4.xml · nonDerivative · entry 8 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,623 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:46 UTC |
HOYT DAVID ASr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 2,817.4696 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011935 · form4.xml · nonDerivative · entry 7 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,027.4696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.