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WELLS FARGO & COMPANY/MN

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2824
SEC CIK
0000072971
Parsed reports
2,929

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2016 Filed Mar 17, 2016 17:57 UTC
Shrewsberry John R.Senior Executive VP & CFO
Tax withholdingCommon Stock, $1 2/3 Par Value 466.6792 $49.98 $23,324.63
Disclosure

SEC source: 0001127602-16-046710 · form4.xml · nonDerivative · entry 8

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,122

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:57 UTC
Shrewsberry John R.Senior Executive VP & CFO
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,239.6792 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046710 · form4.xml · nonDerivative · entry 7

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,588.6792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 2/24/2015. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:57 UTC
Shrewsberry John R.Senior Executive VP & CFO
Tax withholdingCommon Stock, $1 2/3 Par Value 2,920.8678 $49.98 $145,984.97
Disclosure

SEC source: 0001127602-16-046710 · form4.xml · nonDerivative · entry 6

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,349

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:57 UTC
Shrewsberry John R.Senior Executive VP & CFO
Exercise / conversionCommon Stock, $1 2/3 Par Value 7,769.8678 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046710 · form4.xml · nonDerivative · entry 5

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,269.8678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 2/25/2014. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:57 UTC
Shrewsberry John R.Senior Executive VP & CFO
Tax withholdingCommon Stock, $1 2/3 Par Value 5,412.3499 $49.98 $270,509.25
Disclosure

SEC source: 0001127602-16-046710 · form4.xml · nonDerivative · entry 4

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,500

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:57 UTC
Shrewsberry John R.Senior Executive VP & CFO
Exercise / conversionCommon Stock, $1 2/3 Par Value 10,593.3499 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046710 · form4.xml · nonDerivative · entry 3

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,912.3499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2016. Original grant date was 2/26/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:57 UTC
Shrewsberry John R.Senior Executive VP & CFO
Tax withholdingCommon Stock, $1 2/3 Par Value 57,090.5749 $49.98 $2,853,386.93
Disclosure

SEC source: 0001127602-16-046710 · form4.xml · nonDerivative · entry 2

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,319

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:57 UTC
Shrewsberry John R.Senior Executive VP & CFO
Exercise / conversionCommon Stock, $1 2/3 Par Value 109,409.5749 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046710 · form4.xml · nonDerivative · entry 1

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,409.5749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2016 upon settlement of a Performance Share award granted on February 26, 2013 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2015 (as previously disclosed on a Form 4 filed on March 3, 2016).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:14 UTC
SLOAN TIMOTHY JPresident & COO
Exercise / conversionRestricted Share Right · Derivative 1,239.6792 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046724 · form4.xml · derivative · entry 13

SLOAN TIMOTHY J · CIK 0001502510 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,477.301

Underlying: Common Stock, $1 2/3 Par Value · 1,239.6792 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F11 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award.

F11 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award.

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:14 UTC
SLOAN TIMOTHY JPresident & COO
Exercise / conversionRestricted Share Right · Derivative 1,566.6502 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046724 · form4.xml · derivative · entry 12

SLOAN TIMOTHY J · CIK 0001502510 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,566.6507

Underlying: Common Stock, $1 2/3 Par Value · 1,566.6502 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:14 UTC
SLOAN TIMOTHY JPresident & COO
Exercise / conversionRestricted Share Right · Derivative 1,983.5372 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046724 · form4.xml · derivative · entry 11

SLOAN TIMOTHY J · CIK 0001502510 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 1,983.5372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:14 UTC
SLOAN TIMOTHY JPresident & COO
Exercise / conversion2013 Performance Shares · Derivative 245,527.3823 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046724 · form4.xml · derivative · entry 10

SLOAN TIMOTHY J · CIK 0001502510 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 245,527.3823 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F7 · derivative.exercise_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F7 · derivative.expiration_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:14 UTC
SLOAN TIMOTHY JPresident & COO
Tax withholdingCommon Stock, $1 2/3 Par Value 618.6792 $49.98 $30,921.59
Disclosure

SEC source: 0001127602-16-046724 · form4.xml · nonDerivative · entry 8

SLOAN TIMOTHY J · CIK 0001502510 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,670

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:14 UTC
SLOAN TIMOTHY JPresident & COO
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,239.6792 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046724 · form4.xml · nonDerivative · entry 7

SLOAN TIMOTHY J · CIK 0001502510 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653,288.6792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 2/24/2015. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:14 UTC
SLOAN TIMOTHY JPresident & COO
Tax withholdingCommon Stock, $1 2/3 Par Value 781.6502 $49.98 $39,066.88
Disclosure

SEC source: 0001127602-16-046724 · form4.xml · nonDerivative · entry 6

SLOAN TIMOTHY J · CIK 0001502510 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,049

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:14 UTC
SLOAN TIMOTHY JPresident & COO
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,566.6502 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046724 · form4.xml · nonDerivative · entry 5

SLOAN TIMOTHY J · CIK 0001502510 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,830.6502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 2/25/2014. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:14 UTC
SLOAN TIMOTHY JPresident & COO
Tax withholdingCommon Stock, $1 2/3 Par Value 988.5372 $49.98 $49,407.09
Disclosure

SEC source: 0001127602-16-046724 · form4.xml · nonDerivative · entry 4

SLOAN TIMOTHY J · CIK 0001502510 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,264

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:14 UTC
SLOAN TIMOTHY JPresident & COO
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,983.5372 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046724 · form4.xml · nonDerivative · entry 3

SLOAN TIMOTHY J · CIK 0001502510 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,252.5372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2016. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:14 UTC
SLOAN TIMOTHY JPresident & COO
Tax withholdingCommon Stock, $1 2/3 Par Value 128,116.3823 $49.98 $6,403,256.79
Disclosure

SEC source: 0001127602-16-046724 · form4.xml · nonDerivative · entry 2

SLOAN TIMOTHY J · CIK 0001502510 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,269

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:14 UTC
SLOAN TIMOTHY JPresident & COO
Exercise / conversionCommon Stock, $1 2/3 Par Value 245,527.3823 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046724 · form4.xml · nonDerivative · entry 1

SLOAN TIMOTHY J · CIK 0001502510 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 778,385.3823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2016 upon settlement of a Performance Share award granted on March 8, 2013 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2015 (as previously disclosed on a Form 4 filed on March 3, 2016).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:22 UTC
STROTHER JAMES MSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 5,580.1922 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046726 · form4.xml · derivative · entry 10

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,580.193

Underlying: Common Stock, $1 2/3 Par Value · 5,580.1922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F9 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 3/15/2014, 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F9 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 3/15/2014, 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:22 UTC
STROTHER JAMES MSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 6,692.527 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046726 · form4.xml · derivative · entry 9

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 6,692.527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F8 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 3/15/2013, 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F8 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 3/15/2013, 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:22 UTC
STROTHER JAMES MSr. Executive Vice President
Exercise / conversion2013 Performance Shares · Derivative 111,604.9354 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046726 · form4.xml · derivative · entry 8

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 111,604.9354 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F6 · derivative.exercise_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F6 · derivative.expiration_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:22 UTC
STROTHER JAMES MSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 2,781.1922 $49.98 $139,003.99
Disclosure

SEC source: 0001127602-16-046726 · form4.xml · nonDerivative · entry 6

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,584

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:22 UTC
STROTHER JAMES MSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 5,580.1922 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046726 · form4.xml · nonDerivative · entry 5

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,365.1922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 3/8/2013. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:22 UTC
STROTHER JAMES MSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 3,335.527 $49.98 $166,709.64
Disclosure

SEC source: 0001127602-16-046726 · form4.xml · nonDerivative · entry 4

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,785

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:22 UTC
STROTHER JAMES MSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 6,692.527 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046726 · form4.xml · nonDerivative · entry 3

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,120.527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2016. Original grant date was 2/28/2012. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:22 UTC
STROTHER JAMES MSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 58,235.9354 $49.98 $2,910,632.05
Disclosure

SEC source: 0001127602-16-046726 · form4.xml · nonDerivative · entry 2

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,428

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:22 UTC
STROTHER JAMES MSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 111,604.9354 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046726 · form4.xml · nonDerivative · entry 1

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,663.9354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2016 upon settlement of a Performance Share award granted on March 8, 2013 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2015 (as previously disclosed on a Form 4 filed on March 3, 2016).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:30 UTC
STUMPF JOHN GDirector · Chairman & CEO
Exercise / conversionRestricted Share Right · Derivative 6,194.2814 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046733 · form4.xml · derivative · entry 21

STUMPF JOHN G · CIK 0001201258 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,386.505

Underlying: Common Stock, $1 2/3 Par Value · 6,194.2814 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F11 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award.

F11 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award.

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:30 UTC
STUMPF JOHN GDirector · Chairman & CEO
Exercise / conversionRestricted Share Right · Derivative 7,642.0427 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046733 · form4.xml · derivative · entry 20

STUMPF JOHN G · CIK 0001201258 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,642.0424

Underlying: Common Stock, $1 2/3 Par Value · 7,642.0427 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:30 UTC
STUMPF JOHN GDirector · Chairman & CEO
Exercise / conversionRestricted Share Right · Derivative 9,919.8597 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046733 · form4.xml · derivative · entry 19

STUMPF JOHN G · CIK 0001201258 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 9,919.8597 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:30 UTC
STUMPF JOHN GDirector · Chairman & CEO
Exercise / conversion2013 Performance Shares · Derivative 558,018.1603 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046733 · form4.xml · derivative · entry 18

STUMPF JOHN G · CIK 0001201258 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 558,018.1603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F7 · derivative.exercise_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F7 · derivative.expiration_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:30 UTC
STUMPF JOHN GDirector · Chairman & CEO
Tax withholdingCommon Stock, $1 2/3 Par Value 3,087.2814 $49.98 $154,302.32
Disclosure

SEC source: 0001127602-16-046733 · form4.xml · nonDerivative · entry 8

STUMPF JOHN G · CIK 0001201258 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,761

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:30 UTC
STUMPF JOHN GDirector · Chairman & CEO
Exercise / conversionCommon Stock, $1 2/3 Par Value 6,194.2814 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046733 · form4.xml · nonDerivative · entry 7

STUMPF JOHN G · CIK 0001201258 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,848.2814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 2/24/2015. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:30 UTC
STUMPF JOHN GDirector · Chairman & CEO
Tax withholdingCommon Stock, $1 2/3 Par Value 3,808.0427 $49.98 $190,325.97
Disclosure

SEC source: 0001127602-16-046733 · form4.xml · nonDerivative · entry 6

STUMPF JOHN G · CIK 0001201258 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,654

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:30 UTC
STUMPF JOHN GDirector · Chairman & CEO
Exercise / conversionCommon Stock, $1 2/3 Par Value 7,642.0427 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046733 · form4.xml · nonDerivative · entry 5

STUMPF JOHN G · CIK 0001201258 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,462.0427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 2/25/2014. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:30 UTC
STUMPF JOHN GDirector · Chairman & CEO
Tax withholdingCommon Stock, $1 2/3 Par Value 4,943.8597 $49.98 $247,094.11
Disclosure

SEC source: 0001127602-16-046733 · form4.xml · nonDerivative · entry 4

STUMPF JOHN G · CIK 0001201258 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,820

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:30 UTC
STUMPF JOHN GDirector · Chairman & CEO
Exercise / conversionCommon Stock, $1 2/3 Par Value 9,919.8597 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046733 · form4.xml · nonDerivative · entry 3

STUMPF JOHN G · CIK 0001201258 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,763.8597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2016. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:30 UTC
STUMPF JOHN GDirector · Chairman & CEO
Tax withholdingCommon Stock, $1 2/3 Par Value 291,174.1603 $49.98 $14,552,884.53
Disclosure

SEC source: 0001127602-16-046733 · form4.xml · nonDerivative · entry 2

STUMPF JOHN G · CIK 0001201258 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,844

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:30 UTC
STUMPF JOHN GDirector · Chairman & CEO
Exercise / conversionCommon Stock, $1 2/3 Par Value 558,018.1603 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046733 · form4.xml · nonDerivative · entry 1

STUMPF JOHN G · CIK 0001201258 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,018.1603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2016 upon settlement of a Performance Share award granted on March 8, 2013 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2015 (as previously disclosed on a Form 4 filed on March 3, 2016).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:40 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 620.3541 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046739 · form4.xml · derivative · entry 14

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,238.6504

Underlying: Common Stock, $1 2/3 Par Value · 620.3541 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F11 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award.

F11 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award.

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:40 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 1,350.0872 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046739 · form4.xml · derivative · entry 13

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350.0872

Underlying: Common Stock, $1 2/3 Par Value · 1,350.0872 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:40 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 1,752.1608 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046739 · form4.xml · derivative · entry 12

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 1,752.1608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:40 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Exercise / conversion2013 Performance Shares · Derivative 245,527.3823 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046739 · form4.xml · derivative · entry 11

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 245,527.3823 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F7 · derivative.exercise_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F7 · derivative.expiration_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:40 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 309.3541 $49.98 $15,461.52
Disclosure

SEC source: 0001127602-16-046739 · form4.xml · nonDerivative · entry 8

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,715

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:40 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 620.3541 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046739 · form4.xml · nonDerivative · entry 7

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,024.3541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 2/24/2015. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:40 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 491.0872 $49.98 $24,544.54
Disclosure

SEC source: 0001127602-16-046739 · form4.xml · nonDerivative · entry 6

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,404

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:40 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,350.0872 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046739 · form4.xml · nonDerivative · entry 5

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,895.0872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 2/25/2014. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 18:40 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 618.1608 $49.98 $30,895.68
Disclosure

SEC source: 0001127602-16-046739 · form4.xml · nonDerivative · entry 4

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,545

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.