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WELLS FARGO & COMPANY/MN

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2824
SEC CIK
0000072971
Parsed reports
2,929

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2023 Filed Feb 7, 2023 19:51 UTC
Flowers Derek A.Sr. EVP and Chief Risk Officer
Exercise / conversionCommon Stock, $1 2/3 Par Value 10,337.7687 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003701 · form4.xml · nonDerivative · entry 3

Flowers Derek A. · CIK 0001779515 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,505.7687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on February 5, 2023. Original grant date was January 26, 2021. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
February 05, 2023 Filed Feb 7, 2023 19:51 UTC
Flowers Derek A.Sr. EVP and Chief Risk Officer
Tax withholdingCommon Stock, $1 2/3 Par Value 4,094.3668 $47.58 $194,809.97
Disclosure

SEC source: 0001127602-23-003701 · form4.xml · nonDerivative · entry 2

Flowers Derek A. · CIK 0001779515 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,168

Read SEC document
February 05, 2023 Filed Feb 7, 2023 19:51 UTC
Flowers Derek A.Sr. EVP and Chief Risk Officer
Exercise / conversionCommon Stock, $1 2/3 Par Value 9,262.3668 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003701 · form4.xml · nonDerivative · entry 1

Flowers Derek A. · CIK 0001779515 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,262.3668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on February 5, 2023. Original grant date was January 26, 2021. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
February 05, 2023 Filed Feb 7, 2023 19:54 UTC
Hranicky Kyle GSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 9,306.9942 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003707 · form4.xml · derivative · entry 14

Hranicky Kyle G · CIK 0001882040 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,612.964

Underlying: Common Stock, $1 2/3 Par Value · 9,306.9942 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 19:54 UTC
Hranicky Kyle GSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 14,555.2958 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003707 · form4.xml · derivative · entry 13

Hranicky Kyle G · CIK 0001882040 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,555.2961

Underlying: Common Stock, $1 2/3 Par Value · 14,555.2958 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F7 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023 and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F7 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023 and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 19:54 UTC
Hranicky Kyle GSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 5,512.9921 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003707 · form4.xml · derivative · entry 12

Hranicky Kyle G · CIK 0001882040 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,512.9924

Underlying: Common Stock, $1 2/3 Par Value · 5,512.9921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F7 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023 and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F7 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023 and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 19:54 UTC
Hranicky Kyle GSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 3,508.9942 $47.58 $166,957.94
Disclosure

SEC source: 0001127602-23-003707 · form4.xml · nonDerivative · entry 6

Hranicky Kyle G · CIK 0001882040 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,015

Read SEC document
February 05, 2023 Filed Feb 7, 2023 19:54 UTC
Hranicky Kyle GSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 9,306.9942 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003707 · form4.xml · nonDerivative · entry 5

Hranicky Kyle G · CIK 0001882040 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,523.9942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a RSR vesting on February 5, 2023. Original grant date was January 25, 2022. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
February 05, 2023 Filed Feb 7, 2023 19:54 UTC
Hranicky Kyle GSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 5,386.2958 $47.58 $256,279.95
Disclosure

SEC source: 0001127602-23-003707 · form4.xml · nonDerivative · entry 4

Hranicky Kyle G · CIK 0001882040 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,217

Read SEC document
February 05, 2023 Filed Feb 7, 2023 19:54 UTC
Hranicky Kyle GSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 14,555.2958 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003707 · form4.xml · nonDerivative · entry 3

Hranicky Kyle G · CIK 0001882040 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,603.2958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on February 5, 2023. Original grant date was January 26, 2021. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
February 05, 2023 Filed Feb 7, 2023 19:54 UTC
Hranicky Kyle GSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 2,169.9921 $47.58 $103,248.22
Disclosure

SEC source: 0001127602-23-003707 · form4.xml · nonDerivative · entry 2

Hranicky Kyle G · CIK 0001882040 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,048

Read SEC document
February 05, 2023 Filed Feb 7, 2023 19:54 UTC
Hranicky Kyle GSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 5,512.9921 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003707 · form4.xml · nonDerivative · entry 1

Hranicky Kyle G · CIK 0001882040 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,217.9921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on February 5, 2023. Original grant date was January 26, 2021. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
February 05, 2023 Filed Feb 7, 2023 19:56 UTC
Ling BeiSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 6,370.2068 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003711 · form4.xml · derivative · entry 3

Ling Bei · CIK 0001886481 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,738.3658

Underlying: Common Stock, $1 2/3 Par Value · 6,370.2068 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 19:56 UTC
Ling BeiSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 3,253.2068 $47.58 $154,787.58
Disclosure

SEC source: 0001127602-23-003711 · form4.xml · nonDerivative · entry 2

Ling Bei · CIK 0001886481 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,185

Read SEC document
February 05, 2023 Filed Feb 7, 2023 19:56 UTC
Ling BeiSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 6,370.2068 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003711 · form4.xml · nonDerivative · entry 1

Ling Bei · CIK 0001886481 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,438.2068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on February 5, 2023. Original grant date was January 25, 2022. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
February 05, 2023 Filed Feb 7, 2023 19:59 UTC
Mack Mary TSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 26,945.125 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003714 · form4.xml · derivative · entry 7

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,888.2022

Underlying: Common Stock, $1 2/3 Par Value · 26,945.125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F6 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F6 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 19:59 UTC
Mack Mary TSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 25,631.106 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003714 · form4.xml · derivative · entry 6

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,631.1059

Underlying: Common Stock, $1 2/3 Par Value · 25,631.106 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F5 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023 and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F5 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023 and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 19:59 UTC
Mack Mary TSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 11,427.125 $47.58 $543,702.61
Disclosure

SEC source: 0001127602-23-003714 · form4.xml · nonDerivative · entry 4

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,314

Read SEC document
February 05, 2023 Filed Feb 7, 2023 19:59 UTC
Mack Mary TSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 26,945.125 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003714 · form4.xml · nonDerivative · entry 3

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,741.125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a RSR vesting on February 5, 2023. Original grant date was January 25, 2022. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
February 05, 2023 Filed Feb 7, 2023 19:59 UTC
Mack Mary TSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 10,727.106 $47.58 $510,395.70
Disclosure

SEC source: 0001127602-23-003714 · form4.xml · nonDerivative · entry 2

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,796

Read SEC document
February 05, 2023 Filed Feb 7, 2023 19:59 UTC
Mack Mary TSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 25,631.106 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003714 · form4.xml · nonDerivative · entry 1

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,523.106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on February 5, 2023. Original grant date was January 26, 2021. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
February 05, 2023 Filed Feb 7, 2023 20:02 UTC
Owens LesterSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 10,191.7164 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003716 · form4.xml · derivative · entry 6

Owens Lester · CIK 0001766264 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,381.3852

Underlying: Common Stock, $1 2/3 Par Value · 10,191.7164 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F5 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F5 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 20:02 UTC
Owens LesterSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 17,642.4056 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003716 · form4.xml · derivative · entry 5

Owens Lester · CIK 0001766264 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,642.4053

Underlying: Common Stock, $1 2/3 Par Value · 17,642.4056 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F4 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023 and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F4 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023 and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 20:02 UTC
Owens LesterSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 4,963.7164 $47.58 $236,173.63
Disclosure

SEC source: 0001127602-23-003716 · form4.xml · nonDerivative · entry 4

Owens Lester · CIK 0001766264 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,661

Read SEC document
February 05, 2023 Filed Feb 7, 2023 20:02 UTC
Owens LesterSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 10,191.7164 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003716 · form4.xml · nonDerivative · entry 3

Owens Lester · CIK 0001766264 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,624.7164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a RSR vesting on February 5, 2023. Original grant date was January 25, 2022. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
February 05, 2023 Filed Feb 7, 2023 20:02 UTC
Owens LesterSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 8,592.4056 $47.58 $408,826.66
Disclosure

SEC source: 0001127602-23-003716 · form4.xml · nonDerivative · entry 2

Owens Lester · CIK 0001766264 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,433

Read SEC document
February 05, 2023 Filed Feb 7, 2023 20:02 UTC
Owens LesterSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 17,642.4056 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003716 · form4.xml · nonDerivative · entry 1

Owens Lester · CIK 0001766264 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,025.4056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on February 5, 2023. Original grant date was January 26, 2021. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
February 05, 2023 Filed Feb 7, 2023 20:06 UTC
Patterson Ellen RSr. EVP and General Counsel
Exercise / conversionRestricted Share Right · Derivative 14,013.2263 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003718 · form4.xml · derivative · entry 7

Patterson Ellen R · CIK 0001807816 · Sr. EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,024.4045

Underlying: Common Stock, $1 2/3 Par Value · 14,013.2263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F6 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F6 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 20:06 UTC
Patterson Ellen RSr. EVP and General Counsel
Exercise / conversionRestricted Share Right · Derivative 20,674.4992 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003718 · form4.xml · derivative · entry 6

Patterson Ellen R · CIK 0001807816 · Sr. EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,674.4994

Underlying: Common Stock, $1 2/3 Par Value · 20,674.4992 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F5 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023 and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F5 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023 and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 20:06 UTC
Patterson Ellen RSr. EVP and General Counsel
Tax withholdingCommon Stock, $1 2/3 Par Value 7,155.2263 $47.58 $340,445.67
Disclosure

SEC source: 0001127602-23-003718 · form4.xml · nonDerivative · entry 4

Patterson Ellen R · CIK 0001807816 · Sr. EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,653

Read SEC document
February 05, 2023 Filed Feb 7, 2023 20:06 UTC
Patterson Ellen RSr. EVP and General Counsel
Exercise / conversionCommon Stock, $1 2/3 Par Value 14,013.2263 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003718 · form4.xml · nonDerivative · entry 3

Patterson Ellen R · CIK 0001807816 · Sr. EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,808.2263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a RSR vesting on February 5, 2023. Original grant date was January 25, 2022. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
February 05, 2023 Filed Feb 7, 2023 20:06 UTC
Patterson Ellen RSr. EVP and General Counsel
Tax withholdingCommon Stock, $1 2/3 Par Value 10,554.4992 $47.58 $502,183.07
Disclosure

SEC source: 0001127602-23-003718 · form4.xml · nonDerivative · entry 2

Patterson Ellen R · CIK 0001807816 · Sr. EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,795

Read SEC document
February 05, 2023 Filed Feb 7, 2023 20:06 UTC
Patterson Ellen RSr. EVP and General Counsel
Exercise / conversionCommon Stock, $1 2/3 Par Value 20,674.4992 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003718 · form4.xml · nonDerivative · entry 1

Patterson Ellen R · CIK 0001807816 · Sr. EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,349.4992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on February 5, 2023. Original grant date was January 26, 2021. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
February 05, 2023 Filed Feb 7, 2023 20:09 UTC
Powell ScottSEVP & Chief Operating Officer
Exercise / conversionRestricted Share Right · Derivative 19,705.5554 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003725 · form4.xml · derivative · entry 7

Powell Scott · CIK 0001635930 · SEVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,409.063

Underlying: Common Stock, $1 2/3 Par Value · 19,705.5554 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F6 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F6 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 20:09 UTC
Powell ScottSEVP & Chief Operating Officer
Exercise / conversionRestricted Share Right · Derivative 30,701.8962 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003725 · form4.xml · derivative · entry 6

Powell Scott · CIK 0001635930 · SEVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,701.896

Underlying: Common Stock, $1 2/3 Par Value · 30,701.8962 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F5 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023 and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F5 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023 and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 20:09 UTC
Powell ScottSEVP & Chief Operating Officer
Tax withholdingCommon Stock, $1 2/3 Par Value 10,060.5554 $47.58 $478,681.23
Disclosure

SEC source: 0001127602-23-003725 · form4.xml · nonDerivative · entry 4

Powell Scott · CIK 0001635930 · SEVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,464

Read SEC document
February 05, 2023 Filed Feb 7, 2023 20:09 UTC
Powell ScottSEVP & Chief Operating Officer
Exercise / conversionCommon Stock, $1 2/3 Par Value 19,705.5554 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003725 · form4.xml · nonDerivative · entry 3

Powell Scott · CIK 0001635930 · SEVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,524.5554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a RSR vesting on February 5, 2023. Original grant date was January 25, 2022. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
February 05, 2023 Filed Feb 7, 2023 20:09 UTC
Powell ScottSEVP & Chief Operating Officer
Tax withholdingCommon Stock, $1 2/3 Par Value 15,673.8962 $47.58 $745,763.98
Disclosure

SEC source: 0001127602-23-003725 · form4.xml · nonDerivative · entry 2

Powell Scott · CIK 0001635930 · SEVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,819

Read SEC document
February 05, 2023 Filed Feb 7, 2023 20:09 UTC
Powell ScottSEVP & Chief Operating Officer
Exercise / conversionCommon Stock, $1 2/3 Par Value 30,701.8962 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003725 · form4.xml · nonDerivative · entry 1

Powell Scott · CIK 0001635930 · SEVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,492.8962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on February 5, 2023. Original grant date was January 26, 2021. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
February 05, 2023 Filed Feb 7, 2023 20:12 UTC Exercise / conversionRestricted Share Right · Derivative 25,079.4254 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003729 · form4.xml · derivative · entry 11

Santomassimo Michael P. · CIK 0001725890 · Sr. EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,157.827

Underlying: Common Stock, $1 2/3 Par Value · 25,079.4254 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 20:12 UTC Exercise / conversionRestricted Share Right · Derivative 41,348.9987 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003729 · form4.xml · derivative · entry 10

Santomassimo Michael P. · CIK 0001725890 · Sr. EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,348.9984

Underlying: Common Stock, $1 2/3 Par Value · 41,348.9987 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F7 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023 and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F7 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023 and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 20:12 UTC Exercise / conversionRestricted Share Right · Derivative 148,998.19 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003729 · form4.xml · derivative · entry 9

Santomassimo Michael P. · CIK 0001725890 · Sr. EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 148,998.19 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F6 · derivative.exercise_date: These RSRs vest in two installments: 40% on 2/5/2022 and 60% on 2/5/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F6 · derivative.expiration_date: These RSRs vest in two installments: 40% on 2/5/2022 and 60% on 2/5/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 20:12 UTC Tax withholdingCommon Stock, $1 2/3 Par Value 12,803.4254 $47.58 $609,186.98
Disclosure

SEC source: 0001127602-23-003729 · form4.xml · nonDerivative · entry 6

Santomassimo Michael P. · CIK 0001725890 · Sr. EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,033

Read SEC document
February 05, 2023 Filed Feb 7, 2023 20:12 UTC Exercise / conversionCommon Stock, $1 2/3 Par Value 25,079.4254 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003729 · form4.xml · nonDerivative · entry 5

Santomassimo Michael P. · CIK 0001725890 · Sr. EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,836.4254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on February 5, 2023. Original grant date was January 25, 2022. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
February 05, 2023 Filed Feb 7, 2023 20:12 UTC Tax withholdingCommon Stock, $1 2/3 Par Value 21,108.9987 $47.58 $1,004,366.16
Disclosure

SEC source: 0001127602-23-003729 · form4.xml · nonDerivative · entry 4

Santomassimo Michael P. · CIK 0001725890 · Sr. EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,757

Read SEC document
February 05, 2023 Filed Feb 7, 2023 20:12 UTC Exercise / conversionCommon Stock, $1 2/3 Par Value 41,348.9987 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003729 · form4.xml · nonDerivative · entry 3

Santomassimo Michael P. · CIK 0001725890 · Sr. EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,865.9987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a RSR vesting on February 5, 2023. Original grant date was January 26, 2021. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
February 05, 2023 Filed Feb 7, 2023 20:12 UTC Tax withholdingCommon Stock, $1 2/3 Par Value 76,064.19 $47.58 $3,619,134.16
Disclosure

SEC source: 0001127602-23-003729 · form4.xml · nonDerivative · entry 2

Santomassimo Michael P. · CIK 0001725890 · Sr. EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,517

Read SEC document
February 05, 2023 Filed Feb 7, 2023 20:12 UTC Exercise / conversionCommon Stock, $1 2/3 Par Value 148,998.19 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003729 · form4.xml · nonDerivative · entry 1

Santomassimo Michael P. · CIK 0001725890 · Sr. EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,581.19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on February 5, 2023. Original grant date was November 17, 2020. This vesting represents 60% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
February 05, 2023 Filed Feb 7, 2023 20:15 UTC
Santos KleberSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 7,707.5304 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003731 · form4.xml · derivative · entry 7

Santos Kleber · CIK 0001702043 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,413.013

Underlying: Common Stock, $1 2/3 Par Value · 7,707.5304 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F6 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F6 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 20:15 UTC
Santos KleberSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 58,045.7561 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003731 · form4.xml · derivative · entry 6

Santos Kleber · CIK 0001702043 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 58,045.7561 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F5 · derivative.exercise_date: These RSRs vest in two installments: 60% on 2/5/2022 and 40% on 2/5/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F5 · derivative.expiration_date: These RSRs vest in two installments: 60% on 2/5/2022 and 40% on 2/5/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.