Tapewire

NYSE · USD

WFC

WELLS FARGO & COMPANY/MN

Export transactions ↓
Tapewire entity
2824
SEC CIK
0000072971
Parsed reports
2,929

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 21, 2023 Filed Apr 25, 2023 23:03 UTC
Hranicky Kyle GSr. Executive Vice President
OtherCommon Stock, $1 2/3 Par Value 114,029 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-011687 · doc4.xml · nonDerivative · entry 1

Hranicky Kyle G · CIK 0001882040 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,598

F1 · kind: As part of his estate planning, the Reporting Person and his spouse contributed shares to a partnership for the benefit of the Reporting Person, his spouse and his descendants. The contribution of shares resulted in a decrease in the number of shares the Reporting Person beneficially owns directly and a corresponding increase in the number of shares the Reporting Person owns indirectly.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 15:55 UTC GrantPhantom Stock Units · Derivative 2,340.824 $37.38 $87,500.00
Disclosure

SEC source: 0001127602-23-012050 · form4.xml · derivative · entry 2

BLACK STEVEN D · CIK 0001197618 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,970.2765

Underlying: Common Stock, $1 2/3 Par Value · 2,340.824 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Company common stock.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 15:58 UTC GrantPhantom Stock Units · Derivative 735.6875 $37.38 $27,500.00
Disclosure

SEC source: 0001127602-23-012052 · form4.xml · derivative · entry 2

Chancy Mark A · CIK 0001300651 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,891.7465

Underlying: Common Stock, $1 2/3 Par Value · 735.6875 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 16:01 UTC GrantPhantom Stock Units · Derivative 627.0064 $37.38 $23,437.50
Disclosure

SEC source: 0001127602-23-012055 · form4.xml · derivative · entry 2

Clark Celeste A. · CIK 0001261319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,857.5575

Underlying: Common Stock, $1 2/3 Par Value · 627.0064 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 16:04 UTC GrantPhantom Stock Units · Derivative 1,003.2103 $37.38 $37,500.00
Disclosure

SEC source: 0001127602-23-012058 · form4.xml · derivative · entry 3

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,998.9459

Underlying: Common Stock, $1 2/3 Par Value · 1,003.2103 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
March 16, 2023 Filed Apr 27, 2023 22:23 UTC PurchasePreferred Shares, Series Z 77 $18.85 $1,451.14
Disclosure

SEC source: 0001127602-23-013693 · form4.xml · nonDerivative · entry 5

Norwood Felicia F · CIK 0001743548 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228

F5 · kind: The Reporting Person did not have a non-exempt sale of the relevant securities for purposes of Section 16 of the Exchange Act six months before this purchase.

F4 · balance_after: Includes 8 shares not previously reported on the Form 3 filed by the Reporting Person on April 28, 2022.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:07 UTC
DALEY WILLIAM MVice Chairman - Public Affairs
Exercise / conversionRestricted Share Right · Derivative 1,605.6919 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010584 · form4.xml · derivative · entry 8

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman - Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 1,605.6919 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F7 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F7 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:07 UTC
DALEY WILLIAM MVice Chairman - Public Affairs
Exercise / conversion2020 Performance Shares · Derivative 3,227.4724 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010584 · form4.xml · derivative · entry 7

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman - Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 3,227.4724 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F5 · derivative.exercise_date: Represents the number of 2020 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2022 pursuant to the terms and conditions of a Performance Share award granted on March 3, 2020, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F5 · derivative.expiration_date: Represents the number of 2020 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2022 pursuant to the terms and conditions of a Performance Share award granted on March 3, 2020, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:07 UTC
DALEY WILLIAM MVice Chairman - Public Affairs
Tax withholdingCommon Stock, $1 2/3 Par Value 711.6919 $38.85 $27,649.23
Disclosure

SEC source: 0001127602-23-010584 · form4.xml · nonDerivative · entry 4

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman - Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,330.6394

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:07 UTC
DALEY WILLIAM MVice Chairman - Public Affairs
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,605.6919 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010584 · form4.xml · nonDerivative · entry 3

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman - Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,042.3313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on March 15, 2023. Original grant date was March 3, 2020. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:07 UTC
DALEY WILLIAM MVice Chairman - Public Affairs
Tax withholdingCommon Stock, $1 2/3 Par Value 1,505.4724 $38.35 $57,734.87
Disclosure

SEC source: 0001127602-23-010584 · form4.xml · nonDerivative · entry 2

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman - Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,436.6394

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:07 UTC
DALEY WILLIAM MVice Chairman - Public Affairs
Exercise / conversionCommon Stock, $1 2/3 Par Value 3,227.4724 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010584 · form4.xml · nonDerivative · entry 1

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman - Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,942.1118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2023 upon settlement of a Performance Share award granted on March 3, 2020 for the three-year performance period ended December 31, 2022 (as previously disclosed on a Form 4 filed on March 1, 2023).

F2 · balance_after: Includes the following shares acquired through the Company's dividend reinvestment plan: 71.99 shares on 3/1/2023 and 80 shares on 3/2/2023.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:13 UTC
Flowers Derek A.Sr. EVP and Chief Risk Officer
Exercise / conversionRestricted Share Right · Derivative 6,358.4103 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010587 · form4.xml · derivative · entry 10

Flowers Derek A. · CIK 0001779515 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 6,358.4103 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:13 UTC
Flowers Derek A.Sr. EVP and Chief Risk Officer
Exercise / conversion2020 Performance Shares · Derivative 12,781.177 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010587 · form4.xml · derivative · entry 9

Flowers Derek A. · CIK 0001779515 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 12,781.177 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F8 · derivative.exercise_date: Represents the number of 2020 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2022 pursuant to the terms and conditions of a Performance Share award granted on March 3, 2020, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F8 · derivative.expiration_date: Represents the number of 2020 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2022 pursuant to the terms and conditions of a Performance Share award granted on March 3, 2020, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:13 UTC
Flowers Derek A.Sr. EVP and Chief Risk Officer
Tax withholdingCommon Stock, $1 2/3 Par Value 2,811.4103 $38.85 $109,223.29
Disclosure

SEC source: 0001127602-23-010587 · form4.xml · nonDerivative · entry 4

Flowers Derek A. · CIK 0001779515 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,791

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:13 UTC
Flowers Derek A.Sr. EVP and Chief Risk Officer
Exercise / conversionCommon Stock, $1 2/3 Par Value 6,358.4103 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010587 · form4.xml · nonDerivative · entry 3

Flowers Derek A. · CIK 0001779515 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,602.4103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on March 15, 2023. Original grant date was March 3, 2020. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:13 UTC
Flowers Derek A.Sr. EVP and Chief Risk Officer
Tax withholdingCommon Stock, $1 2/3 Par Value 5,650.177 $38.85 $219,509.38
Disclosure

SEC source: 0001127602-23-010587 · form4.xml · nonDerivative · entry 2

Flowers Derek A. · CIK 0001779515 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,244

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:13 UTC
Flowers Derek A.Sr. EVP and Chief Risk Officer
Exercise / conversionCommon Stock, $1 2/3 Par Value 12,781.177 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010587 · form4.xml · nonDerivative · entry 1

Flowers Derek A. · CIK 0001779515 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,894.177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2023 upon settlement of a Performance Share award granted on March 3, 2020 for the three-year performance period ended December 31, 2022 (as previously disclosed on a Form 4 filed on March 1, 2023).

F2 · balance_after: Includes 113 shares acquired through the Company's dividend reinvestment plan on 3/2/2023.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:17 UTC
Hranicky Kyle GSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 5,137.7843 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010589 · form4.xml · derivative · entry 11

Hranicky Kyle G · CIK 0001882040 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 5,137.7843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023.

F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:17 UTC
Hranicky Kyle GSr. Executive Vice President
Exercise / conversion2020 Performance Shares · Derivative 10,328.1266 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010589 · form4.xml · derivative · entry 10

Hranicky Kyle G · CIK 0001882040 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 10,328.1266 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F8 · derivative.exercise_date: Represents the number of 2020 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2022 pursuant to the terms and conditions of a Performance Share award granted on March 3, 2020, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F8 · derivative.expiration_date: Represents the number of 2020 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2022 pursuant to the terms and conditions of a Performance Share award granted on March 3, 2020, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:17 UTC
Hranicky Kyle GSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 1,901.7843 $38.85 $73,884.32
Disclosure

SEC source: 0001127602-23-010589 · form4.xml · nonDerivative · entry 4

Hranicky Kyle G · CIK 0001882040 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,627

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:17 UTC
Hranicky Kyle GSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 5,137.7843 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010589 · form4.xml · nonDerivative · entry 3

Hranicky Kyle G · CIK 0001882040 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,528.7843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on March 15, 2023. Original grant date was March 3, 2020. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:17 UTC
Hranicky Kyle GSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 4,064.1266 $38.85 $157,891.32
Disclosure

SEC source: 0001127602-23-010589 · form4.xml · nonDerivative · entry 2

Hranicky Kyle G · CIK 0001882040 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,391

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:17 UTC
Hranicky Kyle GSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 10,328.1266 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010589 · form4.xml · nonDerivative · entry 1

Hranicky Kyle G · CIK 0001882040 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,455.1266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2023 upon settlement of a Performance Share award granted on March 3, 2020 for the three-year performance period ended December 31, 2022 (as previously disclosed on a Form 4 filed on March 1, 2023).

F2 · balance_after: Includes 112 shares acquired through the Company's dividend reinvestment plan on 3/2/2023.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:22 UTC
Mack Mary TSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 22,001.3011 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010592 · form4.xml · derivative · entry 7

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 22,001.3011 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:22 UTC
Mack Mary TSr. Executive Vice President
Exercise / conversion2020 Performance Shares · Derivative 44,223.5593 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010592 · form4.xml · derivative · entry 6

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 44,223.5593 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F6 · derivative.exercise_date: Represents the number of 2020 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2022 pursuant to the terms and conditions of a Performance Share award granted on March 3, 2020, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F6 · derivative.expiration_date: Represents the number of 2020 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2022 pursuant to the terms and conditions of a Performance Share award granted on March 3, 2020, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:22 UTC
Mack Mary TSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 9,208.3011 $38.85 $357,742.50
Disclosure

SEC source: 0001127602-23-010592 · form4.xml · nonDerivative · entry 4

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,969

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:22 UTC
Mack Mary TSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 22,001.3011 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010592 · form4.xml · nonDerivative · entry 3

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,177.3011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on March 15, 2023. Original grant date was March 3, 2020. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:22 UTC
Mack Mary TSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 19,547.5593 $38.85 $759,422.68
Disclosure

SEC source: 0001127602-23-010592 · form4.xml · nonDerivative · entry 2

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,176

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:22 UTC
Mack Mary TSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 44,223.5593 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010592 · form4.xml · nonDerivative · entry 1

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,723.5593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2023 upon settlement of a Performance Share award granted on March 3, 2020 for the three-year performance period ended December 31, 2022 (as previously disclosed on a Form 4 filed on March 1, 2023).

F2 · balance_after: Includes 186 shares acquired through the Company's dividend reinvestment plan on 3/2/2023.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:27 UTC
Patterson Ellen RSr. EVP and General Counsel
Exercise / conversionRestricted Share Right · Derivative 27,157.3195 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010594 · form4.xml · derivative · entry 4

Patterson Ellen R · CIK 0001807816 · Sr. EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 27,157.3195 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F5 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F5 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:27 UTC
Patterson Ellen RSr. EVP and General Counsel
Tax withholdingCommon Stock, $1 2/3 Par Value 13,864.3195 $38.85 $538,628.81
Disclosure

SEC source: 0001127602-23-010594 · form4.xml · nonDerivative · entry 2

Patterson Ellen R · CIK 0001807816 · Sr. EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,054

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:27 UTC
Patterson Ellen RSr. EVP and General Counsel
Exercise / conversionCommon Stock, $1 2/3 Par Value 27,157.3195 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010594 · form4.xml · nonDerivative · entry 1

Patterson Ellen R · CIK 0001807816 · Sr. EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,918.3195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on March 15, 2023. Original grant date was March 30, 2020. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

F2 · balance_after: Includes 108 shares acquired through Wells Fargo & Company's (the "Company") dividend reinvestment plan on 3/2/2023.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:31 UTC
Powell ScottSEVP & Chief Operating Officer
Exercise / conversionRestricted Share Right · Derivative 1,766.5829 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010596 · form4.xml · derivative · entry 7

Powell Scott · CIK 0001635930 · SEVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 1,766.5829 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:31 UTC
Powell ScottSEVP & Chief Operating Officer
Exercise / conversion2020 Performance Shares · Derivative 3,550.327 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010596 · form4.xml · derivative · entry 6

Powell Scott · CIK 0001635930 · SEVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 3,550.327 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F6 · derivative.exercise_date: Represents the number of 2020 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2022 pursuant to the terms and conditions of a Performance Share award granted on March 3, 2020, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F6 · derivative.expiration_date: Represents the number of 2020 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2022 pursuant to the terms and conditions of a Performance Share award granted on March 3, 2020, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:31 UTC
Powell ScottSEVP & Chief Operating Officer
Tax withholdingCommon Stock, $1 2/3 Par Value 902.5829 $38.85 $35,065.35
Disclosure

SEC source: 0001127602-23-010596 · form4.xml · nonDerivative · entry 4

Powell Scott · CIK 0001635930 · SEVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,222

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:31 UTC
Powell ScottSEVP & Chief Operating Officer
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,766.5829 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010596 · form4.xml · nonDerivative · entry 3

Powell Scott · CIK 0001635930 · SEVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,124.5829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on March 15, 2023. Original grant date was March 3, 2020. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:31 UTC
Powell ScottSEVP & Chief Operating Officer
Tax withholdingCommon Stock, $1 2/3 Par Value 1,813.327 $38.85 $70,447.75
Disclosure

SEC source: 0001127602-23-010596 · form4.xml · nonDerivative · entry 2

Powell Scott · CIK 0001635930 · SEVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,358

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:31 UTC
Powell ScottSEVP & Chief Operating Officer
Exercise / conversionCommon Stock, $1 2/3 Par Value 3,550.327 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010596 · form4.xml · nonDerivative · entry 1

Powell Scott · CIK 0001635930 · SEVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,171.327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2023 upon settlement of a Performance Share award granted on March 3, 2020 for the three-year performance period ended December 31, 2022 (as previously disclosed on a Form 4 filed on March 1, 2023).

F2 · balance_after: Includes 157 shares acquired through the Company's dividend reinvestment plan on 3/2/2023.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:37 UTC
SCHARF CHARLES WDirector · CEO & President
Exercise / conversion2020 Performance Shares · Derivative 240,116.8715 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010601 · form4.xml · derivative · entry 4

SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 240,116.8715 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F4 · derivative.exercise_date: Represents the number of 2020 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2022 pursuant to the terms and conditions of a Performance Share award granted on March 3, 2020, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F4 · derivative.expiration_date: Represents the number of 2020 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2022 pursuant to the terms and conditions of a Performance Share award granted on March 3, 2020, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:37 UTC
SCHARF CHARLES WDirector · CEO & President
Tax withholdingCommon Stock, $1 2/3 Par Value 132,784.8715 $38.85 $5,158,692.26
Disclosure

SEC source: 0001127602-23-010601 · form4.xml · nonDerivative · entry 2

SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,476

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:37 UTC
SCHARF CHARLES WDirector · CEO & President
Exercise / conversionCommon Stock, $1 2/3 Par Value 240,116.8715 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010601 · form4.xml · nonDerivative · entry 1

SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662,260.8715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2023 upon settlement of a Performance Share award granted on March 3, 2020 for the three-year performance period ended December 31, 2022 (as previously disclosed on a Form 4 filed on March 1, 2023).

F2 · balance_after: Includes 319 shares acquired through the Company's dividend reinvestment plan on 3/2/2023.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:43 UTC
Van Beurden SaulSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 7,706.6766 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010606 · form4.xml · derivative · entry 10

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 7,706.6766 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:43 UTC
Van Beurden SaulSr. Executive Vice President
Exercise / conversion2020 Performance Shares · Derivative 15,491.6535 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010606 · form4.xml · derivative · entry 9

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 15,491.6535 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F6 · derivative.exercise_date: Represents the number of 2020 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2022 pursuant to the terms and conditions of a Performance Share award granted on March 3, 2020, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F6 · derivative.expiration_date: Represents the number of 2020 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2022 pursuant to the terms and conditions of a Performance Share award granted on March 3, 2020, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:43 UTC
Van Beurden SaulSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 3,934.6766 $38.85 $152,862.19
Disclosure

SEC source: 0001127602-23-010606 · form4.xml · nonDerivative · entry 4

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,853

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:43 UTC
Van Beurden SaulSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 7,706.6766 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010606 · form4.xml · nonDerivative · entry 3

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,787.6766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on March 15, 2023. Original grant date was March 3, 2020. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:43 UTC
Van Beurden SaulSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 7,908.6535 $38.85 $307,251.19
Disclosure

SEC source: 0001127602-23-010606 · form4.xml · nonDerivative · entry 2

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,081

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:43 UTC
Van Beurden SaulSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 15,491.6535 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010606 · form4.xml · nonDerivative · entry 1

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,989.6535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2023 upon settlement of a Performance Share award granted on March 3, 2020 for the three-year performance period ended December 31, 2022 (as previously disclosed on a Form 4 filed on March 1, 2023).

F2 · balance_after: Includes 117 shares acquired through the Company's dividend reinvestment plan on 3/2/2023.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:48 UTC
Weiss Jonathan G.Sr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 15,173.0893 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010614 · form4.xml · derivative · entry 7

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 15,173.0893 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:48 UTC
Weiss Jonathan G.Sr. Executive Vice President
Exercise / conversion2020 Performance Shares · Derivative 30,499.5612 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010614 · form4.xml · derivative · entry 6

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 30,499.5612 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F6 · derivative.exercise_date: Represents the number of 2020 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2022 pursuant to the terms and conditions of a Performance Share award granted on March 3, 2020, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F6 · derivative.expiration_date: Represents the number of 2020 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2022 pursuant to the terms and conditions of a Performance Share award granted on March 3, 2020, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.