WFC

SEC source: 0001127602-24-003837 · form4.xml · nonDerivative · entry 7

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,240.9563

SEC source: 0001127602-24-003837 · form4.xml · nonDerivative · entry 6

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,639.3636

SEC source: 0001127602-24-003837 · form4.xml · nonDerivative · entry 5

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,341.3843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on February 5, 2024. Original grant date was January 26, 2021. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-24-003839 · form4.xml · derivative · entry 10

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,978.246

Underlying: Common Stock, $1 2/3 Par Value · 34,489.6381 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2024, 2/5/2025, and 2/5/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2024, 2/5/2025, and 2/5/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0001127602-24-003839 · form4.xml · derivative · entry 9

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,072.9815

Underlying: Common Stock, $1 2/3 Par Value · 27,072.9813 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F7 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F7 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0001127602-24-003839 · form4.xml · derivative · entry 8

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 30,242.5411 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F6 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023, and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F6 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023, and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0001127602-24-003839 · form4.xml · nonDerivative · entry 7

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,719.9662

SEC source: 0001127602-24-003839 · form4.xml · nonDerivative · entry 6

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,982.2297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on February 5, 2024. Original grant date was January 24, 2023. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-24-003839 · form4.xml · nonDerivative · entry 5

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,492.5916

SEC source: 0001127602-24-003839 · form4.xml · nonDerivative · entry 4

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,827.7407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on February 5, 2024. Original grant date was January 25, 2022. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-24-003839 · form4.xml · nonDerivative · entry 3

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,754.7594

SEC source: 0001127602-24-003839 · form4.xml · nonDerivative · entry 2

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299,769.5411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on February 5, 2024. Original grant date was January 26, 2021. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-24-003843 · form4.xml · derivative · entry 9

Williams Ather III · CIK 0001829737 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,126.0381

Underlying: Common Stock, $1 2/3 Par Value · 13,126.0383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F7 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F7 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0001127602-24-003843 · form4.xml · derivative · entry 8

Williams Ather III · CIK 0001829737 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,766.2739

Underlying: Common Stock, $1 2/3 Par Value · 16,883.6521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F6 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2024, 2/5/2025, and 2/5/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F6 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2024, 2/5/2025, and 2/5/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0001127602-24-003843 · form4.xml · derivative · entry 7

Williams Ather III · CIK 0001829737 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 22,724.1559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F5 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023, and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F5 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023, and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0001127602-24-003843 · form4.xml · nonDerivative · entry 6

Williams Ather III · CIK 0001829737 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,729.4289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on February 5, 2024. Original grant date was January 25, 2022. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-24-003843 · form4.xml · nonDerivative · entry 5

Williams Ather III · CIK 0001829737 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,333.15

SEC source: 0001127602-24-003843 · form4.xml · nonDerivative · entry 4

Williams Ather III · CIK 0001829737 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,930.9609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a RSR vesting on February 5, 2024. Original grant date was January 24, 2023. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-24-003843 · form4.xml · nonDerivative · entry 3

Williams Ather III · CIK 0001829737 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,047.3088

SEC source: 0001127602-24-003843 · form4.xml · nonDerivative · entry 2

Williams Ather III · CIK 0001829737 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,603.3906

SEC source: 0001127602-24-003843 · form4.xml · nonDerivative · entry 1

Williams Ather III · CIK 0001829737 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,178.1559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on February 5, 2024. Original grant date was January 26, 2021. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0000950170-24-019669 · ownership.xml · derivative · entry 13

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,905.5965

Underlying: Common Stock, $1 2/3 Par Value · 19,953.3134 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2024, 2/5/2025, and 2/5/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2024, 2/5/2025, and 2/5/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0000950170-24-019669 · ownership.xml · derivative · entry 12

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,657.9631

Underlying: Common Stock, $1 2/3 Par Value · 21,657.9629 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0000950170-24-019669 · ownership.xml · derivative · entry 11

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 17,043.3843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F7 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023, and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F7 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023, and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0000950170-24-019669 · ownership.xml · nonDerivative · entry 6

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,008.08

F4 · balance_after: Due to technical issues, the transactional rows in the initial Form 4 filed on February 7, 2024 were in the incorrect order. This amendment is filed to correct the order of the transactions occurring on February 5, 2024, and reflect the reporting person's correct direct ownership of 129,008.08 following the transactions occurring on such date.

SEC source: 0000950170-24-019669 · ownership.xml · nonDerivative · entry 5

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,194.2697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on February 5, 2024. Original grant date was January 24, 2023. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0000950170-24-019669 · ownership.xml · nonDerivative · entry 4

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,240.9563

SEC source: 0000950170-24-019669 · ownership.xml · nonDerivative · entry 3

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,297.3265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a RSR vesting on February 5, 2024. Original grant date was January 25, 2022. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0000950170-24-019669 · ownership.xml · nonDerivative · entry 2

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,639.3636

SEC source: 0000950170-24-019669 · ownership.xml · nonDerivative · entry 1

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,341.3843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on February 5, 2024. Original grant date was January 26, 2021. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0000950170-24-019673 · ownership.xml · derivative · entry 9

Williams Ather III · CIK 0001829737 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,766.2739

Underlying: Common Stock, $1 2/3 Par Value · 16,883.6521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2024, 2/5/2025, and 2/5/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2024, 2/5/2025, and 2/5/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0000950170-24-019673 · ownership.xml · derivative · entry 8

Williams Ather III · CIK 0001829737 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,126.0381

Underlying: Common Stock, $1 2/3 Par Value · 13,126.0383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F7 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F7 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0000950170-24-019673 · ownership.xml · derivative · entry 7

Williams Ather III · CIK 0001829737 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 22,724.1559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F6 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023, and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F6 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023, and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0000950170-24-019673 · ownership.xml · nonDerivative · entry 6

Williams Ather III · CIK 0001829737 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,333.15

F4 · balance_after: Due to technical issues, the transactional rows in the initial Form 4 filed on February 7, 2024 were in the incorrect order. This amendment is filed to correct the order of the transactions occurring on February 5, 2024, and reflect the reporting person's correct direct ownership of 177,333.15 following the transactions occurring on such date.

SEC source: 0000950170-24-019673 · ownership.xml · nonDerivative · entry 5

Williams Ather III · CIK 0001829737 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,930.9609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on February 5, 2024. Original grant date was January 24, 2023. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0000950170-24-019673 · ownership.xml · nonDerivative · entry 4

Williams Ather III · CIK 0001829737 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,047.3088

SEC source: 0000950170-24-019673 · ownership.xml · nonDerivative · entry 3

Williams Ather III · CIK 0001829737 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,729.4289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a RSR vesting on February 5, 2024. Original grant date was January 25, 2022. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0000950170-24-019673 · ownership.xml · nonDerivative · entry 2

Williams Ather III · CIK 0001829737 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,603.3906

SEC source: 0000950170-24-019673 · ownership.xml · nonDerivative · entry 1

Williams Ather III · CIK 0001829737 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,178.1559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on February 5, 2024. Original grant date was January 26, 2021. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-24-002618 · form4.xml · derivative · entry 4

Powell Scott · CIK 0001635930 · SEVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 35,208.3852 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs vest in four installments: 40% on 1/28/2021, and 20% on 1/28/2022, 1/28/2023 and 1/28/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F4 · derivative.expiration_date: These RSRs vest in four installments: 40% on 1/28/2021, and 20% on 1/28/2022, 1/28/2023 and 1/28/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0001127602-24-002618 · form4.xml · nonDerivative · entry 3

Powell Scott · CIK 0001635930 · SEVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,404.9438

SEC source: 0001127602-24-002618 · form4.xml · nonDerivative · entry 2

Powell Scott · CIK 0001635930 · SEVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,430.3852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on January 28, 2024. Original grant date was January 28, 2020. This vesting represents 20% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-24-002154 · form4.xml · derivative · entry 4

SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,618

Underlying: Common Stock, $1 2/3 Par Value · 141,618 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2025, 2/5/2026, and 2/5/2027. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2025, 2/5/2026, and 2/5/2027. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0001127602-24-002159 · form4.xml · derivative · entry 4

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman - Public Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,336

Underlying: Common Stock, $1 2/3 Par Value · 67,336 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2025, 2/5/2026, and 2/5/2027. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2025, 2/5/2026, and 2/5/2027. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0001127602-24-002161 · form4.xml · derivative · entry 3

Fercho Kristy · CIK 0001716351 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,316

Underlying: Common Stock, $1 2/3 Par Value · 24,316 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2025, 2/5/2026, and 2/5/2027. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F4 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2025, 2/5/2026, and 2/5/2027. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0001127602-24-002165 · form4.xml · derivative · entry 3

Kerrins Tracy M · CIK 0001969057 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,045

Underlying: Common Stock, $1 2/3 Par Value · 22,045 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2025, 2/5/2026, and 2/5/2027. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F4 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2025, 2/5/2026, and 2/5/2027. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0001127602-24-002167 · form4.xml · derivative · entry 3

Ling Bei · CIK 0001886481 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,874

Underlying: Common Stock, $1 2/3 Par Value · 36,874 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2025, 2/5/2026, and 2/5/2027. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2025, 2/5/2026, and 2/5/2027. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0001127602-24-002169 · form4.xml · derivative · entry 3

Patterson Ellen R · CIK 0001807816 · Sr. EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,457

Underlying: Common Stock, $1 2/3 Par Value · 61,457 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2025, 2/5/2026, and 2/5/2027. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2025, 2/5/2026, and 2/5/2027. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0001127602-24-002173 · form4.xml · derivative · entry 3

Santos Kleber · CIK 0001702043 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,116

Underlying: Common Stock, $1 2/3 Par Value · 55,116 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2025, 2/5/2026, and 2/5/2027. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F4 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2025, 2/5/2026, and 2/5/2027. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

SEC source: 0001127602-24-002176 · form4.xml · derivative · entry 6

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,120

Underlying: Common Stock, $1 2/3 Par Value · 54,120 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2025, 2/5/2026, and 2/5/2027. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2025, 2/5/2026, and 2/5/2027. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.