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Nasdaq · USD

WEN

Wendy's Co

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4659
SEC CIK
0000030697
Parsed reports
1,097

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 02, 2017 Filed Jun 6, 2017 21:12 UTC
Esposito LilianaChief Communications Officer
Exercise / conversionRestricted Stock Units · Derivative 852 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010975 · doc4.xml · derivative · entry 5

Esposito Liliana · CIK 0001609772 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,161

Underlying: Common Stock · 852 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem dividend equivalent rights and tax withholding rights.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The dividend equivalent units had accrued on restricted stock units that vested in full on June 2, 2017; accordingly, the dividend equivalent units vested in full immediately upon being issued on June 2, 2017.

F3 · derivative.expiration_date: The dividend equivalent units had accrued on restricted stock units that vested in full on June 2, 2017; accordingly, the dividend equivalent units vested in full immediately upon being issued on June 2, 2017.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 21:12 UTC
Esposito LilianaChief Communications Officer
Tax withholdingCommon Stock 4,056 $16.35 $66,325.74
Disclosure

SEC source: 0001225208-17-010975 · doc4.xml · nonDerivative · entry 4

Esposito Liliana · CIK 0001609772 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,672

Read SEC document
June 02, 2017 Filed Jun 6, 2017 21:12 UTC
Esposito LilianaChief Communications Officer
Tax withholdingCommon Stock 285 $16.35 $4,660.46
Disclosure

SEC source: 0001225208-17-010975 · doc4.xml · nonDerivative · entry 3

Esposito Liliana · CIK 0001609772 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,728

Read SEC document
June 02, 2017 Filed Jun 6, 2017 21:12 UTC
Esposito LilianaChief Communications Officer
Exercise / conversionCommon Stock 852 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010975 · doc4.xml · nonDerivative · entry 2

Esposito Liliana · CIK 0001609772 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 21:12 UTC
Esposito LilianaChief Communications Officer
Exercise / conversionCommon Stock 12,161 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010975 · doc4.xml · nonDerivative · entry 1

Esposito Liliana · CIK 0001609772 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 21:47 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $15.36 $0.00
Disclosure

SEC source: 0001225208-17-010751 · doc4.xml · derivative · entry 4

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2017-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: With tandem net exercise and tax withholding rights.

F4 · derivative.exercise_date: The option vested in two equal installments on June 5, 2008 and 2009.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 21:47 UTC Tax withholdingCommon Stock 7,567 $16.24 $122,888.08
Disclosure

SEC source: 0001225208-17-010751 · doc4.xml · nonDerivative · entry 2

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,338

Read SEC document
May 30, 2017 Filed Jun 1, 2017 21:47 UTC Exercise / conversionCommon Stock 8,000 $15.36 $122,880.00
Disclosure

SEC source: 0001225208-17-010751 · doc4.xml · nonDerivative · entry 1

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2017 Filed May 25, 2017 21:12 UTC GrantCommon Stock 6,510 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010452 · doc4.xml · nonDerivative · entry 1

Kass Dennis M. · CIK 0001565573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,682

Read SEC document
May 23, 2017 Filed May 25, 2017 21:20 UTC GrantCommon Stock 6,510 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010454 · doc4.xml · nonDerivative · entry 1

GILBERT KENNETH W · CIK 0001120304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,510

Read SEC document
May 23, 2017 Filed May 25, 2017 21:12 UTC GrantCommon Stock 6,510 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010453 · doc4.xml · nonDerivative · entry 1

Mathews-Spradlin Mich J · CIK 0001635074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,036

Read SEC document
May 23, 2017 Filed May 25, 2017 21:11 UTC GrantCommon Stock 6,510 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010451 · doc4.xml · nonDerivative · entry 1

Brolick Emil J. · CIK 0001211692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 717,271

Read SEC document
May 23, 2017 Filed May 25, 2017 21:11 UTC GrantCommon Stock 6,510 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010450 · doc4.xml · nonDerivative · entry 1

Rothschild Peter · CIK 0001331424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,167

Read SEC document
May 23, 2017 Filed May 25, 2017 20:48 UTC GrantCommon Stock 6,510 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035453 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,270

Read SEC document
May 23, 2017 Filed May 25, 2017 20:48 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 6,510 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035449 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,405,918

Read SEC document
May 23, 2017 Filed Jun 1, 2017 21:47 UTC GrantCommon Stock 6,510 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010752 · doc4.xml · nonDerivative · entry 1

WINKLEBLACK ARTHUR B · CIK 0001199100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,687

Read SEC document
May 23, 2017 Filed Jun 1, 2017 21:47 UTC GrantRestricted Stock Units · Derivative 6,510 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010751 · doc4.xml · derivative · entry 3

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,523

Underlying: Common Stock · 6,510 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in full on the earlier of May 23, 2018 or the date of the Company's 2018 annual meeting of stockholders. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F2 · derivative.expiration_date: The restricted stock units will vest in full on the earlier of May 23, 2018 or the date of the Company's 2018 annual meeting of stockholders. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
May 23, 2017 Filed May 25, 2017 20:47 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 6,510 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035446 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,889,064

Read SEC document
May 12, 2017 Filed May 16, 2017 22:03 UTC
Kriss Scott ASVP Chief Accounting & Tax Off
SaleCommon Stock 10,123 $15.87 $160,669.22
Disclosure

SEC source: 0001225208-17-009921 · doc4.xml · nonDerivative · entry 1

Kriss Scott A · CIK 0001625538 · SVP Chief Accounting & Tax Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,369

Read SEC document
April 03, 2017 Filed Apr 4, 2017 20:43 UTC GrantCommon Stock 1,259 $13.40 $16,870.60
Disclosure

SEC source: 0001209191-17-024892 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,760

F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 20:43 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 1,259 $13.40 $16,870.60
Disclosure

SEC source: 0001209191-17-024884 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,399,408

F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 20:42 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 1,259 $13.40 $16,870.60
Disclosure

SEC source: 0001209191-17-024877 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,882,554

F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable.

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:28 UTC GrantRestricted Stock Units · Derivative 42 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-006566 · doc4.xml · derivative · entry 8

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,013

Underlying: Common Stock · 42 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2017.

F10 · derivative.exercise_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F10 · derivative.expiration_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:28 UTC GrantRestricted Stock Units · Derivative 43 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-006566 · doc4.xml · derivative · entry 7

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,971

Underlying: Common Stock · 43 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2017.

F9 · derivative.exercise_date: The restricted stock units will vest in full on the earlier of May 26, 2017 or the date of the Company's 2017 annual meeting of stockholders. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F9 · derivative.expiration_date: The restricted stock units will vest in full on the earlier of May 26, 2017 or the date of the Company's 2017 annual meeting of stockholders. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:28 UTC GrantRestricted Stock Units · Derivative 50 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-006566 · doc4.xml · derivative · entry 6

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,928

Underlying: Common Stock · 50 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2017.

F8 · derivative.exercise_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F8 · derivative.expiration_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:28 UTC GrantRestricted Stock Units · Derivative 72 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-006566 · doc4.xml · derivative · entry 5

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,878

Underlying: Common Stock · 72 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2017.

F7 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F7 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:28 UTC GrantRestricted Stock Units · Derivative 90 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-006566 · doc4.xml · derivative · entry 4

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,806

Underlying: Common Stock · 90 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2017.

F6 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F6 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:28 UTC GrantRestricted Stock Units · Derivative 97 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-006566 · doc4.xml · derivative · entry 3

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,716

Underlying: Common Stock · 97 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2017.

F5 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F5 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:28 UTC GrantRestricted Stock Units · Derivative 102 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-006566 · doc4.xml · derivative · entry 2

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,619

Underlying: Common Stock · 102 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2017.

F4 · derivative.exercise_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F4 · derivative.expiration_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:28 UTC GrantRestricted Stock Units · Derivative 107 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-006566 · doc4.xml · derivative · entry 1

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,517

Underlying: Common Stock · 107 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2017.

F3 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F3 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:27 UTC
Wunsch E.J.Chief Legal Officer, Secretary
GrantRestricted Stock Units · Derivative 366 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-006565 · doc4.xml · derivative · entry 1

Wunsch E.J. · CIK 0001685884 · Chief Legal Officer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,314

Underlying: Common Stock · 366 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2017.

F4 · derivative.exercise_date: The restricted stock units will vest in three equal installments on October 3, 2017, 2018 and 2019, subject to Mr. Wunsch's continued employment with the Company on the applicable vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in three equal installments on October 3, 2017, 2018 and 2019, subject to Mr. Wunsch's continued employment with the Company on the applicable vesting date.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:27 UTC
Wright Robert D.EVP, COO & International
GrantRestricted Stock Units · Derivative 637 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-006564 · doc4.xml · derivative · entry 1

Wright Robert D. · CIK 0001593559 · EVP, COO & International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,752

Underlying: Common Stock · 637 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2017.

F4 · derivative.exercise_date: The restricted stock units will vest in two equal installments on December 17, 2017 and December 17, 2018, subject to Mr. Wright's continued employment with the Company on the applicable vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in two equal installments on December 17, 2017 and December 17, 2018, subject to Mr. Wright's continued employment with the Company on the applicable vesting date.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:27 UTC
Trimm DavidChief Information Officer
GrantRestricted Stock Units · Derivative 55 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-006563 · doc4.xml · derivative · entry 1

Trimm David · CIK 0001591203 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,587

Underlying: Common Stock · 55 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2017.

F4 · derivative.exercise_date: The restricted stock units will vest in full on August 12, 2018, subject to Mr. Trimm's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on August 12, 2018, subject to Mr. Trimm's continued employment with the Company on the vesting date.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:27 UTC
Pringle Abigail E.Chief Development Officer
GrantRestricted Stock Units · Derivative 125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-006562 · doc4.xml · derivative · entry 1

Pringle Abigail E. · CIK 0001676101 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,160

Underlying: Common Stock · 125 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2017.

F4 · derivative.exercise_date: The restricted stock units will vest in full on December 14, 2018, subject to Ms. Pringle's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on December 14, 2018, subject to Ms. Pringle's continued employment with the Company on the vesting date.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:26 UTC
Plosch GuntherChief Financial Officer
GrantRestricted Stock Units · Derivative 466 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-006561 · doc4.xml · derivative · entry 1

Plosch Gunther · CIK 0001673498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,638

Underlying: Common Stock · 466 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2017.

F4 · derivative.exercise_date: The restricted stock units will vest in full on May 2, 2019, subject to Mr. Plosch's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on May 2, 2019, subject to Mr. Plosch's continued employment with the Company on the vesting date.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:25 UTC
Kriss Scott ASVP Chief Accounting & Tax Off
GrantRestricted Stock Units · Derivative 156 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-006559 · doc4.xml · derivative · entry 1

Kriss Scott A · CIK 0001625538 · SVP Chief Accounting & Tax Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,090

Underlying: Common Stock · 156 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2017.

F4 · derivative.exercise_date: The restricted stock units will vest in two equal installments on December 11, 2017 and December 11, 2018, subject to Mr. Kriss' continued employment with the Company on the applicable vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in two equal installments on December 11, 2017 and December 11, 2018, subject to Mr. Kriss' continued employment with the Company on the applicable vesting date.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:25 UTC
Penegor Todd AllanDirector · President & CEO
GrantRestricted Stock Units · Derivative 637 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-006560 · doc4.xml · derivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,752

Underlying: Common Stock · 637 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2017.

F4 · derivative.exercise_date: The restricted stock units will vest in two equal installments on December 17, 2017 and December 17, 2018, subject to Mr. Penegor's continued employment with the Company on the applicable vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in two equal installments on December 17, 2017 and December 17, 2018, subject to Mr. Penegor's continued employment with the Company on the applicable vesting date.

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March 15, 2017 Filed Mar 17, 2017 21:24 UTC
Kane Kurt AChief Concept & Mktg Officer
GrantRestricted Stock Units · Derivative 131 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-006558 · doc4.xml · derivative · entry 1

Kane Kurt A · CIK 0001641147 · Chief Concept & Mktg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,263

Underlying: Common Stock · 131 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2017.

F4 · derivative.exercise_date: The restricted stock units will vest in full on May 4, 2018, subject to Mr. Kane's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on May 4, 2018, subject to Mr. Kane's continued employment with the Company on the vesting date.

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March 15, 2017 Filed Mar 17, 2017 21:24 UTC
Esposito LilianaChief Communications Officer
GrantRestricted Stock Units · Derivative 68 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-006557 · doc4.xml · derivative · entry 1

Esposito Liliana · CIK 0001609772 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,013

Underlying: Common Stock · 68 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2017.

F4 · derivative.exercise_date: The restricted stock units will vest in full on June 2, 2017, subject to Ms. Esposito's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on June 2, 2017, subject to Ms. Esposito's continued employment with the Company on the vesting date.

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February 28, 2017 Filed Mar 2, 2017 22:11 UTC
Penegor Todd AllanDirector · President & CEO
Tax withholdingCommon Stock 18,453 $13.87 $255,850.85
Disclosure

SEC source: 0001225208-17-005370 · doc4.xml · nonDerivative · entry 2

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,323

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February 28, 2017 Filed Mar 2, 2017 22:11 UTC
Penegor Todd AllanDirector · President & CEO
GrantCommon Stock 53,206 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005370 · doc4.xml · nonDerivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,776

F1 · shares: Reflects settlement of performance units granted to Mr. Penegor in February 2014 as part of the Company's long-term incentive plan.

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February 28, 2017 Filed Mar 2, 2017 22:11 UTC Tax withholdingCommon Stock 98,786 $13.87 $1,369,667.89
Disclosure

SEC source: 0001225208-17-005367 · doc4.xml · nonDerivative · entry 2

Brolick Emil J. · CIK 0001211692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710,761

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February 28, 2017 Filed Mar 2, 2017 22:11 UTC GrantCommon Stock 217,668 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005367 · doc4.xml · nonDerivative · entry 1

Brolick Emil J. · CIK 0001211692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 809,547

F1 · shares: Reflects settlement of performance units granted to Mr. Brolick in February 2014, during which time he served as the Company's President and Chief Executive Officer, as part of the Company's long-term incentive plan.

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February 28, 2017 Filed Mar 2, 2017 22:09 UTC
Kriss Scott ASVP Chief Accounting & Tax Off
Tax withholdingCommon Stock 3,801 $13.87 $52,700.87
Disclosure

SEC source: 0001225208-17-005365 · doc4.xml · nonDerivative · entry 2

Kriss Scott A · CIK 0001625538 · SVP Chief Accounting & Tax Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,492

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February 28, 2017 Filed Mar 2, 2017 22:09 UTC
Kriss Scott ASVP Chief Accounting & Tax Off
GrantCommon Stock 10,880 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005365 · doc4.xml · nonDerivative · entry 1

Kriss Scott A · CIK 0001625538 · SVP Chief Accounting & Tax Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,293

F1 · shares: Reflects settlement of performance units granted to Mr. Kriss in February 2014 as part of the Company's long-term incentive plan.

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February 28, 2017 Filed Mar 2, 2017 22:09 UTC
Weisberg Scott A.Chief People Officer
Tax withholdingCommon Stock 9,063 $13.87 $125,658.50
Disclosure

SEC source: 0001225208-17-005364 · doc4.xml · nonDerivative · entry 2

Weisberg Scott A. · CIK 0001502784 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,014

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February 28, 2017 Filed Mar 2, 2017 22:09 UTC
Weisberg Scott A.Chief People Officer
GrantCommon Stock 26,601 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005364 · doc4.xml · nonDerivative · entry 1

Weisberg Scott A. · CIK 0001502784 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,077

F1 · shares: Reflects settlement of performance units granted to Mr. Weisberg in February 2014 as part of the Company's long-term incentive plan.

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February 28, 2017 Filed Mar 2, 2017 22:09 UTC
Wright Robert D.EVP, COO & International
Tax withholdingCommon Stock 6,478 $13.87 $89,817.47
Disclosure

SEC source: 0001225208-17-005363 · doc4.xml · nonDerivative · entry 2

Wright Robert D. · CIK 0001593559 · EVP, COO & International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,868

Read SEC document
February 28, 2017 Filed Mar 2, 2017 22:09 UTC
Wright Robert D.EVP, COO & International
GrantCommon Stock 19,346 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005363 · doc4.xml · nonDerivative · entry 1

Wright Robert D. · CIK 0001593559 · EVP, COO & International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,346

F1 · shares: Reflects settlement of performance units granted to Mr. Wright in February 2014 as part of the Company's long-term incentive plan.

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February 28, 2017 Filed Mar 2, 2017 22:07 UTC
Pringle Abigail E.Chief Development Officer
Tax withholdingCommon Stock 4,504 $13.87 $62,447.96
Disclosure

SEC source: 0001225208-17-005362 · doc4.xml · nonDerivative · entry 2

Pringle Abigail E. · CIK 0001676101 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,312

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.