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Nasdaq · USD

WEN

Wendy's Co

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4659
SEC CIK
0000030697
Parsed reports
1,097

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 11, 2017 Filed Aug 15, 2017 21:29 UTC
Wunsch E.J.Chief Legal Officer, Secretary
GrantEmployee Stock Option (right to buy) · Derivative 88,016 $0.00 Strike: $15.36 $0.00
Disclosure

SEC source: 0001225208-17-014041 · doc4.xml · derivative · entry 1

Wunsch E.J. · CIK 0001685884 · Chief Legal Officer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,016

Underlying: Common Stock · 88,016 shares

Expires 2027-08-11

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vests in three equal installments on August 11, 2018, 2019 and 2020 subject to continued employment on the applicable vesting date.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 21:30 UTC
Kane Kurt AChief Concept & Mktg Officer
GrantRestricted Stock Units · Derivative 16,281 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-014042 · doc4.xml · derivative · entry 2

Kane Kurt A · CIK 0001641147 · Chief Concept & Mktg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,661

Underlying: Common Stock · 16,281 shares

Expires not disclosed

F3 · security: With tandem dividend equivalent rights and tax withholding rights.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F5 · derivative.exercise_date: The restricted stock units will vest in full on the third anniversary of the grant date, subject to Mr. Kane's continued employment with the Company on the vesting date.

F5 · derivative.expiration_date: The restricted stock units will vest in full on the third anniversary of the grant date, subject to Mr. Kane's continued employment with the Company on the vesting date.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 21:30 UTC
Kane Kurt AChief Concept & Mktg Officer
GrantEmployee Stock Option (right to buy) · Derivative 112,021 $0.00 Strike: $15.36 $0.00
Disclosure

SEC source: 0001225208-17-014042 · doc4.xml · derivative · entry 1

Kane Kurt A · CIK 0001641147 · Chief Concept & Mktg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,021

Underlying: Common Stock · 112,021 shares

Expires 2027-08-11

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vests in three equal installments on August 11, 2018, 2019 and 2020 subject to continued employment on the applicable vesting date.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 21:30 UTC
Esposito LilianaChief Communications Officer
GrantEmployee Stock Option (right to buy) · Derivative 52,009 $0.00 Strike: $15.36 $0.00
Disclosure

SEC source: 0001225208-17-014043 · doc4.xml · derivative · entry 1

Esposito Liliana · CIK 0001609772 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,009

Underlying: Common Stock · 52,009 shares

Expires 2027-08-11

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vests in three equal installments on August 11, 2018, 2019 and 2020 subject to continued employment on the applicable vesting date.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 21:28 UTC
Wright Robert D.EVP, COO & International
GrantEmployee Stock Option (right to buy) · Derivative 156,029 $0.00 Strike: $15.36 $0.00
Disclosure

SEC source: 0001225208-17-014040 · doc4.xml · derivative · entry 1

Wright Robert D. · CIK 0001593559 · EVP, COO & International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,029

Underlying: Common Stock · 156,029 shares

Expires 2027-08-11

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vests in three equal installments on August 11, 2018, 2019 and 2020 subject to continued employment on the applicable vesting date.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 21:26 UTC
Pringle Abigail E.Chief Development Officer
GrantEmployee Stock Option (right to buy) · Derivative 80,015 $0.00 Strike: $15.36 $0.00
Disclosure

SEC source: 0001225208-17-014037 · doc4.xml · derivative · entry 1

Pringle Abigail E. · CIK 0001676101 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,015

Underlying: Common Stock · 80,015 shares

Expires 2027-08-11

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vests in three equal installments on August 11, 2018, 2019 and 2020 subject to continued employment on the applicable vesting date.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 21:28 UTC
Weisberg Scott A.Chief People Officer
GrantEmployee Stock Option (right to buy) · Derivative 84,016 $0.00 Strike: $15.36 $0.00
Disclosure

SEC source: 0001225208-17-014039 · doc4.xml · derivative · entry 1

Weisberg Scott A. · CIK 0001502784 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,016

Underlying: Common Stock · 84,016 shares

Expires 2027-08-11

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vests in three equal installments on August 11, 2018, 2019 and 2020 subject to continued employment on the applicable vesting date.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 21:26 UTC
Trimm DavidChief Information Officer
GrantEmployee Stock Option (right to buy) · Derivative 64,012 $0.00 Strike: $15.36 $0.00
Disclosure

SEC source: 0001225208-17-014038 · doc4.xml · derivative · entry 1

Trimm David · CIK 0001591203 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,012

Underlying: Common Stock · 64,012 shares

Expires 2027-08-11

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vests in three equal installments on August 11, 2018, 2019 and 2020 subject to continued employment on the applicable vesting date.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 21:26 UTC
Plosch GuntherChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 124,023 $0.00 Strike: $15.36 $0.00
Disclosure

SEC source: 0001225208-17-014036 · doc4.xml · derivative · entry 1

Plosch Gunther · CIK 0001673498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,023

Underlying: Common Stock · 124,023 shares

Expires 2027-08-11

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vests in three equal installments on August 11, 2018, 2019 and 2020 subject to continued employment on the applicable vesting date.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 21:24 UTC
Kriss Scott ASVP Chief Accounting & Tax Off
GrantEmployee Stock Option (right to buy) · Derivative 40,007 $0.00 Strike: $15.36 $0.00
Disclosure

SEC source: 0001225208-17-014034 · doc4.xml · derivative · entry 1

Kriss Scott A · CIK 0001625538 · SVP Chief Accounting & Tax Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,007

Underlying: Common Stock · 40,007 shares

Expires 2027-08-11

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vests in three equal installments on August 11, 2018, 2019 and 2020 subject to continued employment on the applicable vesting date.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 21:25 UTC
Penegor Todd AllanDirector · President & CEO
GrantEmployee Stock Option (right to buy) · Derivative 520,099 $0.00 Strike: $15.36 $0.00
Disclosure

SEC source: 0001225208-17-014035 · doc4.xml · derivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,099

Underlying: Common Stock · 520,099 shares

Expires 2027-08-11

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vests in three equal installments on August 11, 2018, 2019 and 2020 subject to continued employment on the applicable vesting date.

Read SEC document
August 03, 2017 Filed Aug 7, 2017 21:12 UTC GrantCommon Stock 6,259 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-013339 · doc4.xml · nonDerivative · entry 1

Dolan Kristin A · CIK 0001480991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,259

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:37 UTC GrantCommon Stock 1,090 $15.48 $16,873.20
Disclosure

SEC source: 0001209191-17-044082 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,360

F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:36 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 1,259 $15.48 $19,489.32
Disclosure

SEC source: 0001209191-17-044080 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,407,177

F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors and a Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date that the retainer fees would otherwise be payable.

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors and a Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date that the retainer fees would otherwise be payable.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:36 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 1,090 $15.48 $16,873.20
Disclosure

SEC source: 0001209191-17-044078 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,890,154

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:39 UTC
Esposito LilianaChief Communications Officer
Exercise / conversionRestricted Stock Units · Derivative 60 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011487 · doc4.xml · derivative · entry 4

Esposito Liliana · CIK 0001609772 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem dividend equivalent rights and tax withholding rights.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: The dividend equivalent units had accrued on restricted stock units that vested in full on June 2, 2017; accordingly, the dividend equivalent units vested in full immediately upon being issued on June 15, 2017.

F4 · derivative.expiration_date: The dividend equivalent units had accrued on restricted stock units that vested in full on June 2, 2017; accordingly, the dividend equivalent units vested in full immediately upon being issued on June 15, 2017.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:39 UTC
Esposito LilianaChief Communications Officer
GrantRestricted Stock Units · Derivative 60 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011487 · doc4.xml · derivative · entry 3

Esposito Liliana · CIK 0001609772 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60

Underlying: Common Stock · 60 shares

Expires not disclosed

F2 · security: With tandem dividend equivalent rights and tax withholding rights.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on June 15, 2017.

F4 · derivative.exercise_date: The dividend equivalent units had accrued on restricted stock units that vested in full on June 2, 2017; accordingly, the dividend equivalent units vested in full immediately upon being issued on June 15, 2017.

F4 · derivative.expiration_date: The dividend equivalent units had accrued on restricted stock units that vested in full on June 2, 2017; accordingly, the dividend equivalent units vested in full immediately upon being issued on June 15, 2017.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:39 UTC
Esposito LilianaChief Communications Officer
Tax withholdingCommon Stock 21 $15.19 $319.04
Disclosure

SEC source: 0001225208-17-011487 · doc4.xml · nonDerivative · entry 2

Esposito Liliana · CIK 0001609772 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,711

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:39 UTC
Esposito LilianaChief Communications Officer
Exercise / conversionCommon Stock 60 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011487 · doc4.xml · nonDerivative · entry 1

Esposito Liliana · CIK 0001609772 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:39 UTC GrantRestricted Stock Units · Derivative 29 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011486 · doc4.xml · derivative · entry 9

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,088

Underlying: Common Stock · 29 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 15, 2017.

F11 · derivative.exercise_date: The restricted stock units will vest in full on the earlier of May 23, 2018 or the date of the Company's 2018 annual meeting of stockholders. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F11 · derivative.expiration_date: The restricted stock units will vest in full on the earlier of May 23, 2018 or the date of the Company's 2018 annual meeting of stockholders. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:39 UTC GrantRestricted Stock Units · Derivative 36 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011486 · doc4.xml · derivative · entry 8

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,059

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 15, 2017.

F10 · derivative.exercise_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F10 · derivative.expiration_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:39 UTC GrantRestricted Stock Units · Derivative 39 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011486 · doc4.xml · derivative · entry 7

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,023

Underlying: Common Stock · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 15, 2017.

F9 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F9 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:39 UTC GrantRestricted Stock Units · Derivative 45 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011486 · doc4.xml · derivative · entry 6

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,984

Underlying: Common Stock · 45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 15, 2017.

F8 · derivative.exercise_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F8 · derivative.expiration_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:39 UTC GrantRestricted Stock Units · Derivative 64 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011486 · doc4.xml · derivative · entry 5

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,939

Underlying: Common Stock · 64 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 15, 2017.

F7 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F7 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:39 UTC GrantRestricted Stock Units · Derivative 81 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011486 · doc4.xml · derivative · entry 4

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,875

Underlying: Common Stock · 81 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 15, 2017.

F6 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F6 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:39 UTC GrantRestricted Stock Units · Derivative 86 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011486 · doc4.xml · derivative · entry 3

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,794

Underlying: Common Stock · 86 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 15, 2017.

F5 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F5 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:39 UTC GrantRestricted Stock Units · Derivative 90 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011486 · doc4.xml · derivative · entry 2

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,708

Underlying: Common Stock · 90 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 15, 2017.

F4 · derivative.exercise_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F4 · derivative.expiration_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:39 UTC GrantRestricted Stock Units · Derivative 95 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011486 · doc4.xml · derivative · entry 1

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,618

Underlying: Common Stock · 95 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on June 15, 2017.

F3 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F3 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:37 UTC
Wunsch E.J.Chief Legal Officer, Secretary
GrantRestricted Stock Units · Derivative 324 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011485 · doc4.xml · derivative · entry 1

Wunsch E.J. · CIK 0001685884 · Chief Legal Officer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,638

Underlying: Common Stock · 324 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on June 15, 2017.

F4 · derivative.exercise_date: The restricted stock units will vest in three equal installments on October 3, 2017, 2018 and 2019, subject to Mr. Wunsch's continued employment with the Company on the applicable vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in three equal installments on October 3, 2017, 2018 and 2019, subject to Mr. Wunsch's continued employment with the Company on the applicable vesting date.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:37 UTC
Wright Robert D.EVP, COO & International
GrantRestricted Stock Units · Derivative 566 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011484 · doc4.xml · derivative · entry 1

Wright Robert D. · CIK 0001593559 · EVP, COO & International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,318

Underlying: Common Stock · 566 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on June 15, 2017.

F4 · derivative.exercise_date: The restricted stock units will vest in two equal installments on December 17, 2017 and December 17, 2018, subject to Mr. Wright's continued employment with the Company on the applicable vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in two equal installments on December 17, 2017 and December 17, 2018, subject to Mr. Wright's continued employment with the Company on the applicable vesting date.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:37 UTC
Trimm DavidChief Information Officer
GrantRestricted Stock Units · Derivative 49 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011483 · doc4.xml · derivative · entry 1

Trimm David · CIK 0001591203 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,636

Underlying: Common Stock · 49 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on June 15, 2017.

F4 · derivative.exercise_date: The restricted stock units will vest in full on August 12, 2018, subject to Mr. Trimm's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on August 12, 2018, subject to Mr. Trimm's continued employment with the Company on the vesting date.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:37 UTC
Pringle Abigail E.Chief Development Officer
GrantRestricted Stock Units · Derivative 111 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011482 · doc4.xml · derivative · entry 1

Pringle Abigail E. · CIK 0001676101 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,271

Underlying: Common Stock · 111 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on June 15, 2017.

F4 · derivative.exercise_date: The restricted stock units will vest in full on December 14, 2018, subject to Ms. Pringle's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on December 14, 2018, subject to Ms. Pringle's continued employment with the Company on the vesting date.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:36 UTC
Plosch GuntherChief Financial Officer
GrantRestricted Stock Units · Derivative 413 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011481 · doc4.xml · derivative · entry 1

Plosch Gunther · CIK 0001673498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,051

Underlying: Common Stock · 413 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on June 15, 2017.

F4 · derivative.exercise_date: The restricted stock units will vest in full on May 2, 2019, subject to Mr. Plosch's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on May 2, 2019, subject to Mr. Plosch's continued employment with the Company on the vesting date.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:36 UTC
Penegor Todd AllanDirector · President & CEO
GrantRestricted Stock Units · Derivative 566 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011480 · doc4.xml · derivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,318

Underlying: Common Stock · 566 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on June 15, 2017.

F4 · derivative.exercise_date: The restricted stock units will vest in two equal installments on December 17, 2017 and December 17, 2018, subject to Mr. Penegor's continued employment with the Company on the applicable vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in two equal installments on December 17, 2017 and December 17, 2018, subject to Mr. Penegor's continued employment with the Company on the applicable vesting date.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:36 UTC
Kriss Scott ASVP Chief Accounting & Tax Off
GrantRestricted Stock Units · Derivative 138 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011479 · doc4.xml · derivative · entry 1

Kriss Scott A · CIK 0001625538 · SVP Chief Accounting & Tax Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,228

Underlying: Common Stock · 138 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on June 15, 2017.

F4 · derivative.exercise_date: The restricted stock units will vest in two equal installments on December 11, 2017 and December 11, 2018, subject to Mr. Kriss' continued employment with the Company on the applicable vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in two equal installments on December 11, 2017 and December 11, 2018, subject to Mr. Kriss' continued employment with the Company on the applicable vesting date.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:36 UTC
Kane Kurt AChief Concept & Mktg Officer
GrantRestricted Stock Units · Derivative 117 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011478 · doc4.xml · derivative · entry 1

Kane Kurt A · CIK 0001641147 · Chief Concept & Mktg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,380

Underlying: Common Stock · 117 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on June 15, 2017.

F4 · derivative.exercise_date: The restricted stock units will vest in full on May 4, 2018, subject to Mr. Kane's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on May 4, 2018, subject to Mr. Kane's continued employment with the Company on the vesting date.

Read SEC document
June 05, 2017 Filed Jun 6, 2017 21:15 UTC
Pringle Abigail E.Chief Development Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,315 $0.00 Strike: $4.44 $0.00
Disclosure

SEC source: 0001225208-17-010976 · doc4.xml · derivative · entry 7

Pringle Abigail E. · CIK 0001676101 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,315 shares

Expires 2019-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: With tandem net exercise and tax withholding rights.

F3 · derivative.exercise_date: The option is currently exercisable as to all 5,315 shares.

Read SEC document
June 05, 2017 Filed Jun 6, 2017 21:15 UTC
Pringle Abigail E.Chief Development Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 18,890 $0.00 Strike: $3.91 $0.00
Disclosure

SEC source: 0001225208-17-010976 · doc4.xml · derivative · entry 6

Pringle Abigail E. · CIK 0001676101 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,890 shares

Expires 2020-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option is currently exercisable as to all 18,890 shares.

Read SEC document
June 05, 2017 Filed Jun 6, 2017 21:15 UTC
Pringle Abigail E.Chief Development Officer
Tax withholdingCommon Stock 9,328 $16.26 $151,696.60
Disclosure

SEC source: 0001225208-17-010976 · doc4.xml · nonDerivative · entry 4

Pringle Abigail E. · CIK 0001676101 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,475

Read SEC document
June 05, 2017 Filed Jun 6, 2017 21:15 UTC
Pringle Abigail E.Chief Development Officer
Tax withholdingCommon Stock 2,741 $16.26 $44,575.51
Disclosure

SEC source: 0001225208-17-010976 · doc4.xml · nonDerivative · entry 3

Pringle Abigail E. · CIK 0001676101 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,803

Read SEC document
June 05, 2017 Filed Jun 6, 2017 21:15 UTC
Pringle Abigail E.Chief Development Officer
Exercise / conversionCommon Stock 5,315 $4.44 $23,598.60
Disclosure

SEC source: 0001225208-17-010976 · doc4.xml · nonDerivative · entry 2

Pringle Abigail E. · CIK 0001676101 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2017 Filed Jun 6, 2017 21:15 UTC
Pringle Abigail E.Chief Development Officer
Exercise / conversionCommon Stock 18,890 $3.91 $73,859.90
Disclosure

SEC source: 0001225208-17-010976 · doc4.xml · nonDerivative · entry 1

Pringle Abigail E. · CIK 0001676101 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 21:10 UTC SaleCommon Stock 5,500,000 $15.97 $87,835,000.00
Disclosure

SEC source: 0001209191-17-038359 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 39,035,921

F1 · shares: The sales reported in this Form 4 were principally in connection with the sale of all of the shares of common stock of the issuer owned directly by one of the funds managed by Trian Management (as defined below) in connection with the upcoming expiration of the eight-year term of such fund.

F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a limited partner in Trian Management, a member of Trian Fund Management GP, LLC, the general partner of Trian Management, and a limited partner of certain affiliates of the Trian Funds, and such has an indirect interest in the shares of the Issuer held by the Trian Funds.

F3 · ownership.nature: (FN 2, contd.) Mr. Peltz is also a limited partner in Trian Partners GP, L.P. ("Trian GP") and a member of Trian Partners General Partner, LCC, the general partner of Trian GP, and as such has an indirect interest in the shares of the Issuer held by Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 21:10 UTC SaleCommon Stock 5,500,000 $15.97 $87,835,000.00
Disclosure

SEC source: 0001209191-17-038358 · doc4.xml · nonDerivative · entry 1

GARDEN EDWARD P · CIK 0001257864 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 39,035,921

F1 · shares: The sales reported in this Form 4 were principally in connection with the sale of all of the shares of common stock of the issuer owned directly by one of the funds managed by Trian Management (as defined below) in connection with the upcoming expiration of the eight-year term of such fund.

F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities"), and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities.

F3 · ownership.nature: (FN 2, contd.) Mr. Garden is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. Garden may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities and Trian GP. Mr. Garden disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 21:08 UTC SaleCommon Stock 5,500,000 $15.97 $87,835,000.00
Disclosure

SEC source: 0001209191-17-038354 · doc4.xml · nonDerivative · entry 1

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner

Trian Partners Master Fund, L.P. · CIK 0001345466 · 10% owner

Trian Partners Parallel Fund I, L.P. · CIK 0001345007 · 10% owner

Trian Partners, L.P. · CIK 0001345465 · 10% owner

Trian Partners Strategic Fund-G II, L.P. · CIK 0001691893 · 10% owner

Trian Partners Strategic Fund-G III, L.P. · CIK 0001691861 · 10% owner

Trian Partners Strategic Fund-K, L.P. · CIK 0001691898 · 10% owner

Trian Partners Strategic Fund-C, Ltd. · CIK 0001691900 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 39,035,921

F1 · shares: The sales reported in this Form 4 were principally in connection with the sale of all of the shares of common stock of the issuer owned directly by one of the funds managed by Trian Management (as defined below) in connection with the upcoming expiration of the eight-year term of such fund.

F2 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P. ("Trian Management"), which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"),Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K") and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds").

F3 · ownership.nature: (FN 2, contd.) Trian Partners General Partner, LLC is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I, Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K, GP, L.P., which is the GP of Fund-K and Trian Partners Strategic Fund C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P., which is the GP of the feeder fund to Fund-C.

F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 21:09 UTC
MAY PETER WDirector · 10% owner
SaleCommon Stock 5,500,000 $15.97 $87,835,000.00
Disclosure

SEC source: 0001209191-17-038356 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 39,035,921

F1 · shares: The sales reported in this Form 4 were principally in connection with the sale of all of the shares of common stock of the issuer owned directly by one of the funds managed by Trian Management (as defined below) in connection with the upcoming expiration of the eight-year term of such fund.

F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Funds.

F3 · ownership.nature: (FN 2, contd.) Mr. May is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. May may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Funds and Trian GP. Mr. May disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 21:07 UTC SaleCommon Stock 5,500,000 $15.97 $87,835,000.00
Disclosure

SEC source: 0001209191-17-038353 · doc4.xml · nonDerivative · entry 1

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner

Trian Partners GP, L.P. · CIK 0001363629 · 10% owner

Trian Partners Strategic Fund-G II GP, L.P. · CIK 0001691892 · 10% owner

Trian Partners Strategic Fund-G III GP, L.P. · CIK 0001691860 · 10% owner

Trian Partners Strategic Fund-K GP, L.P. · CIK 0001691896 · 10% owner

Trian Partners Strategic Fund-C GP, L.P. · CIK 0001691857 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 39,035,921

F1 · shares: The sales reported in this Form 4 were principally in connection with the sale of all of the shares of common stock of the issuer owned directly by one of the funds managed by Trian Management (as defined below) in connection with the upcoming expiration of the eight-year term of such fund.

F2 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P ("Trian Management"), which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"),Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K") and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds").

F3 · ownership.nature: (FN 2, contd.) Trian Partners General Partner, LLC is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I, Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K, GP, L.P., which is the GP of Fund-K and Trian Partners Strategic Fund-C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P., which is the GP of the feeder fund to Fund-C.

F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 21:07 UTC SaleCommon Stock 5,500,000 $15.97 $87,835,000.00
Disclosure

SEC source: 0001209191-17-038351 · doc4.xml · nonDerivative · entry 1

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner

Trian Partners Parallel Fund I General Partner, LLC · CIK 0001345469 · 10% owner

Trian Partners General Partner, LLC · CIK 0001345464 · 10% owner

Trian Fund Management GP, LLC · CIK 0001345472 · 10% owner

Trian Partners Strategic Fund-G II General Partner, LLC · CIK 0001691862 · 10% owner

Trian Partners Strategic Fund-G III General Partner, LLC · CIK 0001691858 · 10% owner

Trian Partners Strategic Fund-C General Partner, LLC · CIK 0001691856 · 10% owner

Trian Partners Strategic Fund-K General Partner, LLC · CIK 0001691894 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 39,035,921

F1 · shares: The sales reported in this Form 4 were principally in connection with the sale of all of the shares of common stock of the issuer owned directly by one of the funds managed by Trian Management (as defined below) in connection with the upcoming expiration of the eight-year term of such fund.

F2 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P ("Trian Management"), which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"),Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K") and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds").

F3 · ownership.nature: (FN 2, contd.) Trian Partners General Partner, LLC is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I., Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K, GP, L.P., which is the GP of Fund-K and Trian Partners Strategic Fund C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P., which is the GP of the feeder fund to Fund-C.

F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 21:08 UTC
PELTZ NELSONDirector · 10% owner
SaleCommon Stock 5,500,000 $15.97 $87,835,000.00
Disclosure

SEC source: 0001209191-17-038355 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 39,035,921

F1 · shares: The sales reported in this Form 4 were principally in connection with the sale of all of the shares of common stock of the issuer owned directly by one of the funds managed by Trian Management (as defined below) in connection with the upcoming expiration of the eight-year term of such fund.

F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Funds.

F3 · ownership.nature: (FN 2, contd.) Mr. Peltz is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Funds and Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 21:12 UTC
Esposito LilianaChief Communications Officer
Exercise / conversionRestricted Stock Units · Derivative 12,161 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010975 · doc4.xml · derivative · entry 6

Esposito Liliana · CIK 0001609772 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,161 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem dividend equivalent rights and tax withholding rights.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: The restricted stock units were granted on June 2, 2014 and fully vested on June 2, 2017.

F4 · derivative.expiration_date: The restricted stock units were granted on June 2, 2014 and fully vested on June 2, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.