Tapewire

Nasdaq · USD

WEN

Wendy's Co

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Tapewire entity
4659
SEC CIK
0000030697
Parsed reports
1,097

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2018 Filed May 16, 2018 21:34 UTC SaleCommon Stock 725,000 $16.41 $11,898,482.50
Disclosure

SEC source: 0001209191-18-030624 · doc4.xml · nonDerivative · entry 1

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner

Trian Partners Parallel Fund I General Partner, LLC · CIK 0001345469 · 10% owner

Trian Partners General Partner, LLC · CIK 0001345464 · 10% owner

Trian Fund Management GP, LLC · CIK 0001345472 · 10% owner

Trian Partners Strategic Fund-G II General Partner, LLC · CIK 0001691862 · 10% owner

Trian Partners Strategic Fund-G III General Partner, LLC · CIK 0001691858 · 10% owner

Trian Partners Strategic Fund-C General Partner, LLC · CIK 0001691856 · 10% owner

Trian Partners Strategic Fund-K General Partner, LLC · CIK 0001691894 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 33,310,921

F1 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $16.24 to $16.74. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P ("Trian Management"), which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"),Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K") and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds").

F3 · ownership.nature: (FN 2, contd.) Trian Partners General Partner, LLC is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I., Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K, GP, L.P., which is the GP of Fund-K and Trian Partners Strategic Fund C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P., which is the GP of the feeder fund to Fund-C.

F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.

Read SEC document
May 14, 2018 Filed May 16, 2018 21:36 UTC
PELTZ NELSONDirector · 10% owner
SaleCommon Stock 725,000 $16.41 $11,898,482.50
Disclosure

SEC source: 0001209191-18-030627 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 33,310,921

F1 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $16.24 to $16.74. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Funds.

F3 · ownership.nature: (FN 2, contd.) Mr. Peltz is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Funds and Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 04, 2018 Filed May 8, 2018 21:44 UTC
Kane Kurt AChief Concept & Mktg Officer
Exercise / conversionRestricted Stock Units · Derivative 24,172 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008946 · doc4.xml · derivative · entry 6

Kane Kurt A · CIK 0001641147 · Chief Concept & Mktg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,509

Underlying: Common Stock · 24,172 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem dividend equivalent rights and tax withholding rights.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: The restricted stock units were granted on May 4, 2015 and fully vested on May 4, 2018.

F4 · derivative.expiration_date: The restricted stock units were granted on May 4, 2015 and fully vested on May 4, 2018.

Read SEC document
May 04, 2018 Filed May 8, 2018 21:44 UTC
Kane Kurt AChief Concept & Mktg Officer
Exercise / conversionRestricted Stock Units · Derivative 1,563 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008946 · doc4.xml · derivative · entry 5

Kane Kurt A · CIK 0001641147 · Chief Concept & Mktg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,681

Underlying: Common Stock · 1,563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem dividend equivalent rights and tax withholding rights.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The dividend equivalent units had accrued on restricted stock units that vested in full on May 4, 2018; accordingly, the dividend equivalent units vested in full immediately upon being issued on May 4, 2018.

F3 · derivative.expiration_date: The dividend equivalent units had accrued on restricted stock units that vested in full on May 4, 2018; accordingly, the dividend equivalent units vested in full immediately upon being issued on May 4, 2018.

Read SEC document
May 04, 2018 Filed May 8, 2018 21:44 UTC
Kane Kurt AChief Concept & Mktg Officer
Tax withholdingCommon Stock 7,337 $16.75 $122,894.75
Disclosure

SEC source: 0001225208-18-008946 · doc4.xml · nonDerivative · entry 4

Kane Kurt A · CIK 0001641147 · Chief Concept & Mktg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,923

Read SEC document
May 04, 2018 Filed May 8, 2018 21:44 UTC
Kane Kurt AChief Concept & Mktg Officer
Tax withholdingCommon Stock 475 $16.75 $7,956.25
Disclosure

SEC source: 0001225208-18-008946 · doc4.xml · nonDerivative · entry 3

Kane Kurt A · CIK 0001641147 · Chief Concept & Mktg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,260

Read SEC document
May 04, 2018 Filed May 8, 2018 21:44 UTC
Kane Kurt AChief Concept & Mktg Officer
Exercise / conversionCommon Stock 1,563 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008946 · doc4.xml · nonDerivative · entry 2

Kane Kurt A · CIK 0001641147 · Chief Concept & Mktg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

Read SEC document
May 04, 2018 Filed May 8, 2018 21:44 UTC
Kane Kurt AChief Concept & Mktg Officer
Exercise / conversionCommon Stock 24,172 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008946 · doc4.xml · nonDerivative · entry 1

Kane Kurt A · CIK 0001641147 · Chief Concept & Mktg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

Read SEC document
April 24, 2018 Filed Apr 25, 2018 20:42 UTC GrantCommon Stock 116 $17.21 $1,996.36
Disclosure

SEC source: 0001209191-18-026093 · doc4.xml · nonDerivative · entry 3

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,281

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of Board of Directors meeting fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting.

Read SEC document
April 24, 2018 Filed Apr 25, 2018 20:42 UTC GrantCommon Stock 116 $17.14 $1,988.24
Disclosure

SEC source: 0001209191-18-026093 · doc4.xml · nonDerivative · entry 2

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,165

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of Board of Directors meeting fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting.

Read SEC document
April 24, 2018 Filed Apr 25, 2018 20:42 UTC GrantCommon Stock 125 $16.78 $2,097.50
Disclosure

SEC source: 0001209191-18-026093 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,049

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of Board of Directors meeting fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting.

Read SEC document
April 24, 2018 Filed Apr 25, 2018 20:41 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 116 $17.21 $1,996.36
Disclosure

SEC source: 0001209191-18-026092 · doc4.xml · nonDerivative · entry 3

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,411,592

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of Board of Directors meeting fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting.

Read SEC document
April 24, 2018 Filed Apr 25, 2018 20:41 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 116 $17.14 $1,988.24
Disclosure

SEC source: 0001209191-18-026092 · doc4.xml · nonDerivative · entry 2

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,411,476

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of Board of Directors meeting fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting.

Read SEC document
April 24, 2018 Filed Apr 25, 2018 20:41 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 125 $16.78 $2,097.50
Disclosure

SEC source: 0001209191-18-026092 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,411,360

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of Board of Directors meeting fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting.

Read SEC document
April 05, 2018 Filed Feb 6, 2019 22:17 UTC
Brolick Emil J.Former Director
GiftCommon Stock 105,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001882 · doc5.xml · nonDerivative · entry 1

Brolick Emil J. · CIK 0001211692 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,057,555

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:41 UTC GrantCommon Stock 990 $17.03 $16,859.70
Disclosure

SEC source: 0001209191-18-023033 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,924

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:39 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 1,145 $17.03 $19,499.35
Disclosure

SEC source: 0001209191-18-023016 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,411,235

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee and a Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date that the retainer fees would otherwise be payable.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:38 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 990 $17.03 $16,859.70
Disclosure

SEC source: 0001209191-18-023005 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,893,461

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

Read SEC document
March 28, 2018 Filed Mar 30, 2018 21:41 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 833,333 $0.00 Strike: $4.68 $0.00
Disclosure

SEC source: 0001225208-18-006839 · doc4.xml · derivative · entry 3

Brolick Emil J. · CIK 0001211692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 833,333 shares

Expires 2022-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vested in full on July 2, 2015.

Read SEC document
March 28, 2018 Filed Mar 30, 2018 21:41 UTC Tax withholdingCommon Stock 502,073 $17.41 $8,741,090.93
Disclosure

SEC source: 0001225208-18-006839 · doc4.xml · nonDerivative · entry 2

Brolick Emil J. · CIK 0001211692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,162,555

Read SEC document
March 28, 2018 Filed Mar 30, 2018 21:41 UTC Exercise / conversionCommon Stock 833,333 $4.68 $3,895,831.78
Disclosure

SEC source: 0001225208-18-006839 · doc4.xml · nonDerivative · entry 1

Brolick Emil J. · CIK 0001211692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,664,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:41 UTC GrantRestricted Stock Units · Derivative 33 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006438 · doc4.xml · derivative · entry 9

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,812

Underlying: Common Stock · 33 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2018.

F11 · derivative.exercise_date: The restricted stock units will vest in full on the earlier of May 23, 2018 or the date of the Company's 2018 annual meeting of stockholders. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F11 · derivative.expiration_date: The restricted stock units will vest in full on the earlier of May 23, 2018 or the date of the Company's 2018 annual meeting of stockholders. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:41 UTC GrantRestricted Stock Units · Derivative 40 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006438 · doc4.xml · derivative · entry 8

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,779

Underlying: Common Stock · 40 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2018.

F10 · derivative.exercise_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F10 · derivative.expiration_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:41 UTC GrantRestricted Stock Units · Derivative 42 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006438 · doc4.xml · derivative · entry 7

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,739

Underlying: Common Stock · 42 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2018.

F9 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F9 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:41 UTC GrantRestricted Stock Units · Derivative 49 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006438 · doc4.xml · derivative · entry 6

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,697

Underlying: Common Stock · 49 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2018.

F8 · derivative.exercise_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F8 · derivative.expiration_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:41 UTC GrantRestricted Stock Units · Derivative 71 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006438 · doc4.xml · derivative · entry 5

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,648

Underlying: Common Stock · 71 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2018.

F7 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F7 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:41 UTC GrantRestricted Stock Units · Derivative 89 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006438 · doc4.xml · derivative · entry 4

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,577

Underlying: Common Stock · 89 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2018.

F6 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F6 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:41 UTC GrantRestricted Stock Units · Derivative 95 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006438 · doc4.xml · derivative · entry 3

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,488

Underlying: Common Stock · 95 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2018.

F5 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F5 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:41 UTC GrantRestricted Stock Units · Derivative 100 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006438 · doc4.xml · derivative · entry 2

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,393

Underlying: Common Stock · 100 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2018.

F4 · derivative.exercise_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F4 · derivative.expiration_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:41 UTC GrantRestricted Stock Units · Derivative 104 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006438 · doc4.xml · derivative · entry 1

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,293

Underlying: Common Stock · 104 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on March 15, 2018.

F3 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F3 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:41 UTC
Wunsch E.J.Chief Legal Officer, Secretary
GrantRestricted Stock Units · Derivative 239 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006437 · doc4.xml · derivative · entry 1

Wunsch E.J. · CIK 0001685884 · Chief Legal Officer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,753

Underlying: Common Stock · 239 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2018.

F4 · derivative.exercise_date: The restricted stock units were granted on October 3, 2016 and vest in three equal installments on the first, second and third anniversaries of the grant date. The first installment (including the related dividend equivalent units) vested on October 3, 2017. The second and the third installments (including the related dividend equivalent units) will vest on October 3, 2018 and 2019, respectively, subject to Mr. Wunsch's continued employment with the Company on the applicable vesting date.

F4 · derivative.expiration_date: The restricted stock units were granted on October 3, 2016 and vest in three equal installments on the first, second and third anniversaries of the grant date. The first installment (including the related dividend equivalent units) vested on October 3, 2017. The second and the third installments (including the related dividend equivalent units) will vest on October 3, 2018 and 2019, respectively, subject to Mr. Wunsch's continued employment with the Company on the applicable vesting date.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:40 UTC
Wright Robert D.EVP, COO & International
GrantRestricted Stock Units · Derivative 312 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006436 · doc4.xml · derivative · entry 1

Wright Robert D. · CIK 0001593559 · EVP, COO & International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,524

Underlying: Common Stock · 312 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2018.

F4 · derivative.exercise_date: The restricted stock units will vest in full on December 17, 2018, subject to Mr. Wright's continued employment with the Company on the applicable vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on December 17, 2018, subject to Mr. Wright's continued employment with the Company on the applicable vesting date.

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March 15, 2018 Filed Mar 19, 2018 21:40 UTC
Trimm DavidChief Information Officer
GrantRestricted Stock Units · Derivative 54 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006435 · doc4.xml · derivative · entry 1

Trimm David · CIK 0001591203 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,785

Underlying: Common Stock · 54 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2018.

F4 · derivative.exercise_date: The restricted stock units will vest in full on August 12, 2018, subject to Mr. Trimm's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on August 12, 2018, subject to Mr. Trimm's continued employment with the Company on the vesting date.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:40 UTC
Pringle Abigail E.Chief Development Officer
GrantRestricted Stock Units · Derivative 123 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006434 · doc4.xml · derivative · entry 1

Pringle Abigail E. · CIK 0001676101 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,612

Underlying: Common Stock · 123 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2018.

F4 · derivative.exercise_date: The restricted stock units will vest in full on December 14, 2018, subject to Ms. Pringle's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on December 14, 2018, subject to Ms. Pringle's continued employment with the Company on the vesting date.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:40 UTC
Plosch GuntherChief Financial Officer
GrantRestricted Stock Units · Derivative 455 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006433 · doc4.xml · derivative · entry 1

Plosch Gunther · CIK 0001673498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,313

Underlying: Common Stock · 455 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2018.

F4 · derivative.exercise_date: The restricted stock units will vest in full on May 2, 2019, subject to Mr. Plosch's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on May 2, 2019, subject to Mr. Plosch's continued employment with the Company on the vesting date.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:39 UTC
Penegor Todd AllanDirector · President & CEO
GrantRestricted Stock Units · Derivative 312 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006432 · doc4.xml · derivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,524

Underlying: Common Stock · 312 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2018.

F4 · derivative.exercise_date: The restricted stock units will vest in full on December 17, 2018, subject to Mr. Penegor's continued employment with the Company on the applicable vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on December 17, 2018, subject to Mr. Penegor's continued employment with the Company on the applicable vesting date.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:38 UTC
O'Brien Matthew ColeyChief People Officer
GrantRestricted Stock Units · Derivative 25 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006431 · doc4.xml · derivative · entry 4

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,795

Underlying: Common Stock · 25 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2018.

F4 · derivative.exercise_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:38 UTC
O'Brien Matthew ColeyChief People Officer
GrantRestricted Stock Units · Derivative 30 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006431 · doc4.xml · derivative · entry 3

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,770

Underlying: Common Stock · 30 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2018.

F6 · derivative.exercise_date: The restricted stock units will vest in full on August 7, 2018, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

F6 · derivative.expiration_date: The restricted stock units will vest in full on August 7, 2018, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:38 UTC
O'Brien Matthew ColeyChief People Officer
GrantRestricted Stock Units · Derivative 34 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006431 · doc4.xml · derivative · entry 2

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,740

Underlying: Common Stock · 34 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2018.

F5 · derivative.exercise_date: The restricted stock units will vest in full on August 12, 2019, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

F5 · derivative.expiration_date: The restricted stock units will vest in full on August 12, 2019, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:38 UTC
O'Brien Matthew ColeyChief People Officer
GrantRestricted Stock Units · Derivative 49 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006431 · doc4.xml · derivative · entry 1

O'Brien Matthew Coley · CIK 0001732939 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,706

Underlying: Common Stock · 49 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2018.

F4 · derivative.exercise_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. O'Brien's continued employment with the Company on the vesting date.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:37 UTC
Kane Kurt AChief Concept & Mktg Officer
GrantRestricted Stock Units · Derivative 83 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006430 · doc4.xml · derivative · entry 2

Kane Kurt A · CIK 0001641147 · Chief Concept & Mktg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,244

Underlying: Common Stock · 83 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2018.

F5 · derivative.exercise_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. Kane's continued employment with the Company on the vesting date.

F5 · derivative.expiration_date: The restricted stock units will vest in full on August 11, 2020, subject to Mr. Kane's continued employment with the Company on the vesting date.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:37 UTC
Kane Kurt AChief Concept & Mktg Officer
GrantRestricted Stock Units · Derivative 128 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006430 · doc4.xml · derivative · entry 1

Kane Kurt A · CIK 0001641147 · Chief Concept & Mktg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,161

Underlying: Common Stock · 128 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2018.

F4 · derivative.exercise_date: The restricted stock units will vest in full on May 4, 2018, subject to Mr. Kane's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on May 4, 2018, subject to Mr. Kane's continued employment with the Company on the vesting date.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:37 UTC
Burnside Leigh A.Chief Accounting Officer
GrantRestricted Stock Units · Derivative 28 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006429 · doc4.xml · derivative · entry 4

Burnside Leigh A. · CIK 0001715027 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,039

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2018.

F7 · derivative.exercise_date: The restricted stock units will vest in full on August 11, 2020, subject to Ms. Burnside's continued employment with the Company on the vesting date.

F7 · derivative.expiration_date: The restricted stock units will vest in full on August 11, 2020, subject to Ms. Burnside's continued employment with the Company on the vesting date.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:37 UTC
Burnside Leigh A.Chief Accounting Officer
GrantRestricted Stock Units · Derivative 28 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006429 · doc4.xml · derivative · entry 3

Burnside Leigh A. · CIK 0001715027 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,011

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2018.

F6 · derivative.exercise_date: The restricted stock units will vest in full on August 7, 2018, subject to Ms. Burnside's continued employment with the Company on the vesting date.

F6 · derivative.expiration_date: The restricted stock units will vest in full on August 7, 2018, subject to Ms. Burnside's continued employment with the Company on the vesting date.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:37 UTC
Burnside Leigh A.Chief Accounting Officer
GrantRestricted Stock Units · Derivative 32 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006429 · doc4.xml · derivative · entry 2

Burnside Leigh A. · CIK 0001715027 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,983

Underlying: Common Stock · 32 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2018.

F5 · derivative.exercise_date: The restricted stock units will vest in full on August 12, 2019, subject to Ms. Burnside's continued employment with the Company on the vesting date.

F5 · derivative.expiration_date: The restricted stock units will vest in full on August 12, 2019, subject to Ms. Burnside's continued employment with the Company on the vesting date.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:37 UTC
Burnside Leigh A.Chief Accounting Officer
GrantRestricted Stock Units · Derivative 51 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006429 · doc4.xml · derivative · entry 1

Burnside Leigh A. · CIK 0001715027 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,951

Underlying: Common Stock · 51 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on March 15, 2018.

F4 · derivative.exercise_date: The restricted stock units will vest in full on May 3, 2020, subject to Ms. Burnside's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on May 3, 2020, subject to Ms. Burnside's continued employment with the Company on the vesting date.

Read SEC document
March 08, 2018 Filed Mar 10, 2018 01:39 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 540,540 $0.00 Strike: $4.82 $0.00
Disclosure

SEC source: 0001225208-18-005875 · doc4.xml · derivative · entry 3

Brolick Emil J. · CIK 0001211692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 540,540 shares

Expires 2021-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: With tandem net exercise and tax withholding rights.

F3 · derivative.exercise_date: The option vested in full in three equal installments on September 12, 2012, 2013 and 2014 and is currently exercisable as to all 540,540 shares.

Read SEC document
March 08, 2018 Filed Mar 10, 2018 01:39 UTC SaleCommon Stock 540,540 $17.14 $9,263,828.57
Disclosure

SEC source: 0001225208-18-005875 · doc4.xml · nonDerivative · entry 2

Brolick Emil J. · CIK 0001211692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 831,295

F1 · price: The price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.975 to $17.385 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 08, 2018 Filed Mar 10, 2018 01:39 UTC Exercise / conversionCommon Stock 540,540 $4.82 $2,605,402.80
Disclosure

SEC source: 0001225208-18-005875 · doc4.xml · nonDerivative · entry 1

Brolick Emil J. · CIK 0001211692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,371,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 22:38 UTC
Plosch GuntherChief Financial Officer
PurchaseCommon Stock 5,000 $16.62 $83,108.50
Disclosure

SEC source: 0001225208-18-005783 · doc4.xml · nonDerivative · entry 1

Plosch Gunther · CIK 0001673498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · price: The price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.45 to $16.80 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.