WDC

SEC source: 0001266824-18-000055 · edgardoc.xml · derivative · entry 5

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,216.3624

Underlying: Common Stock · 3,385.0102 shares

Expires not disclosed

F4 · derivative.exercise_price: The dividend equivalents accrued in connection with a determination that the performance-based restricted stock units to which the dividend equivalents relate were achieved at a level greater than target.

F4 · derivative.exercise_date: The dividend equivalents accrued in connection with a determination that the performance-based restricted stock units to which the dividend equivalents relate were achieved at a level greater than target.

F4 · derivative.expiration_date: The dividend equivalents accrued in connection with a determination that the performance-based restricted stock units to which the dividend equivalents relate were achieved at a level greater than target.

SEC source: 0001266824-18-000055 · edgardoc.xml · nonDerivative · entry 1

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,522

F1 · shares: Represents stock units that have been earned by the Reporting Person as payment in respect of the vesting of performance-based restricted stock units. Of these shares 40,293 vested on March 7, 2018 and 40,293 will vest on March 7, 2019.

SEC source: 0001266824-18-000044 · edgardoc.xml · derivative · entry 4

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,456

Underlying: Common Stock · 1,208 shares

Expires 2022-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2017.

F2 · derivative.exercise_date: The option vested 25% one year from the grant date of 11/3/2015, and an additional 6.25% vested at the end of each three-month period through 2/3/18. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 11/3/2019.

SEC source: 0001266824-18-000044 · edgardoc.xml · nonDerivative · entry 2

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,936

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2017.

SEC source: 0001266824-18-000044 · edgardoc.xml · nonDerivative · entry 1

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2017.

SEC source: 0001266824-18-000042 · edgardoc.xml · nonDerivative · entry 8

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,548.498

F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017.

F7 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $86.99 to a high of $87.12. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001266824-18-000042 · edgardoc.xml · nonDerivative · entry 7

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,648.498

F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017.

F6 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $85.99 to a high of $86.98. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001266824-18-000042 · edgardoc.xml · derivative · entry 11

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,968.0496

Underlying: Common Stock · 101.2325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $19.74 was also paid to the holder to settle a fractional dividend equivalent of 0.2325.

F4 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $19.74 was also paid to the holder to settle a fractional dividend equivalent of 0.2325.

F4 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $19.74 was also paid to the holder to settle a fractional dividend equivalent of 0.2325.

SEC source: 0001266824-18-000042 · edgardoc.xml · nonDerivative · entry 6

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,413.498

F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

SEC source: 0001266824-18-000042 · edgardoc.xml · nonDerivative · entry 5

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,455.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $19.74 was also paid to the holder to settle a fractional dividend equivalent of 0.2325.

SEC source: 0001266824-18-000042 · edgardoc.xml · derivative · entry 10

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,069.2821

Underlying: Common Stock · 253.1062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $9.02 was also paid to the holder to settle a fractional dividend equivalent of 0.1062.

F3 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $9.02 was also paid to the holder to settle a fractional dividend equivalent of 0.1062.

F3 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $9.02 was also paid to the holder to settle a fractional dividend equivalent of 0.1062.

SEC source: 0001266824-18-000042 · edgardoc.xml · nonDerivative · entry 4

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,354.498

F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

SEC source: 0001266824-18-000042 · edgardoc.xml · nonDerivative · entry 3

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,801.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $9.02 was also paid to the holder to settle a fractional dividend equivalent of 0.1062.

SEC source: 0001266824-18-000042 · edgardoc.xml · derivative · entry 9

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,322.3883

Underlying: Common Stock · 506.2123 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $18.03 was also paid to the holder to settle a fractional dividend equivalent of 0.2123.

F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $18.03 was also paid to the holder to settle a fractional dividend equivalent of 0.2123.

F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $18.03 was also paid to the holder to settle a fractional dividend equivalent of 0.2123.

SEC source: 0001266824-18-000042 · edgardoc.xml · nonDerivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,548.498

F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

SEC source: 0001266824-18-000042 · edgardoc.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,251.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $18.03 was also paid to the holder to settle a fractional dividend equivalent of 0.2123.

SEC source: 0001266824-18-000038 · edgardoc.xml · derivative · entry 3

LONG MARK P · CIK 0001593123 · Pres WD Capital, CSO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,666

Underlying: Common Stock · 4,466 shares

Expires 2023-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2017.

F2 · derivative.exercise_date: The option vested 25% one year from the grant date of 8/3/2016, and an additional 6.25% vested at the end of each three-month period through 2/3/2018. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 8/3/2020.

SEC source: 0001266824-18-000038 · edgardoc.xml · nonDerivative · entry 2

LONG MARK P · CIK 0001593123 · Pres WD Capital, CSO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,917

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2017.

SEC source: 0001266824-18-000038 · edgardoc.xml · nonDerivative · entry 1

LONG MARK P · CIK 0001593123 · Pres WD Capital, CSO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2017.

SEC source: 0001266824-18-000039 · edgardoc.xml · derivative · entry 8

MILLIGAN STEPHEN D · CIK 0001277246 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,105

Underlying: Common Stock · 16,511 shares

Expires 2023-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2017.

F7 · derivative.exercise_date: The option vested 25% one year from the grant date of 8/3/2016, and an additional 6.25% vested at the end of each three-month period through 2/3/2018. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 8/3/2020.

SEC source: 0001266824-18-000039 · edgardoc.xml · nonDerivative · entry 6

MILLIGAN STEPHEN D · CIK 0001277246 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,371

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2017.

F6 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $84.57 to a high of $85.52. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001266824-18-000039 · edgardoc.xml · nonDerivative · entry 5

MILLIGAN STEPHEN D · CIK 0001277246 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,625

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2017.

F5 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $85.57 to a high of $85.84. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001266824-18-000039 · edgardoc.xml · nonDerivative · entry 4

MILLIGAN STEPHEN D · CIK 0001277246 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,325

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2017.

F4 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $83.55 to a high of $84.50. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001266824-18-000039 · edgardoc.xml · nonDerivative · entry 3

MILLIGAN STEPHEN D · CIK 0001277246 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,798

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2017.

F3 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $82.55 to a high of $83.49. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001266824-18-000039 · edgardoc.xml · nonDerivative · entry 2

MILLIGAN STEPHEN D · CIK 0001277246 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,798

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2017.

F2 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $81.50 to a high of $82.47. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001266824-18-000039 · edgardoc.xml · nonDerivative · entry 1

MILLIGAN STEPHEN D · CIK 0001277246 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2017.

SEC source: 0001266824-18-000040 · edgardoc.xml · derivative · entry 4

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,868

Underlying: Common Stock · 4,387 shares

Expires 2023-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2017.

F2 · derivative.exercise_date: The option vested 25% one year from the grant date of 8/3/2016, and an additional 6.25% vested at the end of each three-month period through 2/3/2018. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 8/3/2020.

SEC source: 0001266824-18-000040 · edgardoc.xml · nonDerivative · entry 2

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,936

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2017.

SEC source: 0001266824-18-000040 · edgardoc.xml · nonDerivative · entry 1

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2017.

SEC source: 0001266824-18-000037 · edgardoc.xml · derivative · entry 3

Fink Martin · CIK 0001603982 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 934.72

Underlying: Common Stock · 215.554 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $48.56 was also paid to the holder to settle a fractional dividend equivalent of 0.554.

F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $48.56 was also paid to the holder to settle a fractional dividend equivalent of 0.554.

F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $48.56 was also paid to the holder to settle a fractional dividend equivalent of 0.554.

SEC source: 0001266824-18-000037 · edgardoc.xml · nonDerivative · entry 2

Fink Martin · CIK 0001603982 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,652

F3 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

SEC source: 0001266824-18-000037 · edgardoc.xml · nonDerivative · entry 1

Fink Martin · CIK 0001603982 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $48.56 was also paid to the holder to settle a fractional dividend equivalent of 0.554.

F2 · balance_after: Includes 272 shares acquired under the Issuer's Employee Stock Purchase Plan on November 30, 2017.

SEC source: 0001266824-18-000032 · edgardoc.xml · derivative · entry 10

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,664

Underlying: Common Stock · 2,416 shares

Expires 2022-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2017.

F6 · derivative.exercise_date: The option vested 25% one year from the grant date of 11/3/2015, and an additional 6.25% vested at the end of each three-month period through 11/3/2017. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 11/3/2019.

SEC source: 0001266824-18-000032 · edgardoc.xml · derivative · entry 9

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,365 shares

Expires 2020-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2017.

F5 · derivative.exercise_date: The option vested 25% on the first anniversary of the grant date and 6.25% at the end of each three-month period thereafter.

SEC source: 0001266824-18-000032 · edgardoc.xml · nonDerivative · entry 6

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,936

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2017.

SEC source: 0001266824-18-000032 · edgardoc.xml · nonDerivative · entry 5

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2017.

SEC source: 0001266824-18-000032 · edgardoc.xml · nonDerivative · entry 4

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2017.

SEC source: 0001266824-18-000032 · edgardoc.xml · derivative · entry 8

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,255

Underlying: Common Stock · 21,935 shares

Expires 2023-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2017.

F4 · derivative.exercise_date: The option vested 25% one year from the grant date of 8/3/2016, and an additional 6.25% vested at the end of each three-month period through 11/3/2017. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 8/3/2020.

SEC source: 0001266824-18-000032 · edgardoc.xml · nonDerivative · entry 3

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,936

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2017.

F3 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $86.58 to a high of $86.88. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001266824-18-000032 · edgardoc.xml · nonDerivative · entry 2

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,739

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2017.

F2 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $85.58 to a high of $86.57. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001266824-18-000032 · edgardoc.xml · nonDerivative · entry 1

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2017.

SEC source: 0001266824-18-000030 · edgardoc.xml · derivative · entry 6

MILLIGAN STEPHEN D · CIK 0001277246 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,616

Underlying: Common Stock · 82,554 shares

Expires 2023-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2017.

F6 · derivative.exercise_date: The option vested 25% one year from the grant date of 8/3/2016, and an additional 6.25% vested at the end of each three-month period through 11/3/2017. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 8/3/2020.

SEC source: 0001266824-18-000030 · edgardoc.xml · nonDerivative · entry 4

MILLIGAN STEPHEN D · CIK 0001277246 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,371

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2017.

F5 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $89.22 to a high of $89.76. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001266824-18-000030 · edgardoc.xml · nonDerivative · entry 3

MILLIGAN STEPHEN D · CIK 0001277246 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,583

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2017.

F4 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $88.22 to a high of $89.21. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001266824-18-000030 · edgardoc.xml · nonDerivative · entry 2

MILLIGAN STEPHEN D · CIK 0001277246 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,016

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2017.

F3 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $87.22 to a high of $88.21. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001266824-18-000030 · edgardoc.xml · nonDerivative · entry 1

MILLIGAN STEPHEN D · CIK 0001277246 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2017.

F2 · balance_after: Includes 63 shares acquired under the Issuer's Employee Stock Purchase Plan on November 30, 2017.

SEC source: 0001266824-18-000015 · edgardoc.xml · derivative · entry 1

Cole Martin I · CIK 0001302874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16.1421

Underlying: Common Stock · 16.1421 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

SEC source: 0001266824-18-000016 · edgardoc.xml · derivative · entry 1

CORDANO MICHAEL D · CIK 0001201490 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,376.27

Underlying: Common Stock · 1,312.3685 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

SEC source: 0001266824-18-000017 · edgardoc.xml · derivative · entry 1

COTE KATHLEEN A · CIK 0001181540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16.1421

Underlying: Common Stock · 16.1421 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

SEC source: 0001266824-18-000018 · edgardoc.xml · derivative · entry 1

DeMaria Jacqueline · CIK 0001657678 · EVP & Chief Human Res Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,357.0745

Underlying: Common Stock · 495.8822 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.