WDC

SEC source: 0001266824-18-000132 · edgardoc.xml · nonDerivative · entry 3

MILLIGAN STEPHEN D · CIK 0001277246 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

SEC source: 0001266824-18-000132 · edgardoc.xml · nonDerivative · entry 2

MILLIGAN STEPHEN D · CIK 0001277246 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

SEC source: 0001266824-18-000132 · edgardoc.xml · nonDerivative · entry 1

MILLIGAN STEPHEN D · CIK 0001277246 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,763

F1 · shares: Represents shares issued as payment in respect of the vesting of a performance-based restricted stock unit award.

F2 · balance_after: Includes 525 share acquired under the Issuer's Employee Stock Purchase Plan on May 31, 2018.

SEC source: 0001266824-18-000133 · edgardoc.xml · derivative · entry 4

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,635.5878

Underlying: Common Stock · 950.7051 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F3 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F3 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F5 · balance_after: The total number of derivative securities has been adjusted to reflect an additional 290.4817 dividend equivalents which were accrued in connection with a determination that the performance-based restricted stock units to which the dividend equivalents relate were achieved at a level greater than target.

SEC source: 0001266824-18-000133 · edgardoc.xml · nonDerivative · entry 3

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,615.498

F4 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

SEC source: 0001266824-18-000133 · edgardoc.xml · nonDerivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,083.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

SEC source: 0001266824-18-000133 · edgardoc.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,133.498

F1 · shares: Represents shares issued as payment in respect of the vesting of a performance-based restricted stock unit award.

F2 · balance_after: Includes 525 share acquired under the Issuer's Employee Stock Purchase Plan on May 31, 2018.

SEC source: 0001266824-18-000110 · edgardoc.xml · derivative · entry 1

Cole Martin I · CIK 0001302874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48.6519

Underlying: Common Stock · 17.4626 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

SEC source: 0001266824-18-000112 · edgardoc.xml · derivative · entry 1

COTE KATHLEEN A · CIK 0001181540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48.6519

Underlying: Common Stock · 17.4626 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

SEC source: 0001266824-18-000111 · edgardoc.xml · derivative · entry 1

CORDANO MICHAEL D · CIK 0001201490 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,125.1368

Underlying: Common Stock · 1,609.3006 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

SEC source: 0001266824-18-000113 · edgardoc.xml · derivative · entry 1

DENERO HENRY T · CIK 0001227538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48.6519

Underlying: Common Stock · 17.4626 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

SEC source: 0001266824-18-000114 · edgardoc.xml · derivative · entry 1

Fink Martin · CIK 0001603982 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,571.7998

Underlying: Common Stock · 342.207 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

SEC source: 0001266824-18-000115 · edgardoc.xml · derivative · entry 1

LAMBERT MICHAEL D · CIK 0001077820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48.6519

Underlying: Common Stock · 17.4626 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

SEC source: 0001266824-18-000116 · edgardoc.xml · derivative · entry 1

Lauer Len J · CIK 0001202231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54.7424

Underlying: Common Stock · 19.6487 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

SEC source: 0001266824-18-000117 · edgardoc.xml · derivative · entry 4

LONG MARK P · CIK 0001593123 · Pres WD Capital, CSO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,244.9829

Underlying: Common Stock · 272.2115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents dividend equivalents accrued in connection with the dividend paid on July 16, 2018 that were converted into, and paid in the form of shares of the Issuer's common stock on a one-for-one basis as a result of the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.exercise_date: Represents dividend equivalents accrued in connection with the dividend paid on July 16, 2018 that were converted into, and paid in the form of shares of the Issuer's common stock on a one-for-one basis as a result of the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.expiration_date: Represents dividend equivalents accrued in connection with the dividend paid on July 16, 2018 that were converted into, and paid in the form of shares of the Issuer's common stock on a one-for-one basis as a result of the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

SEC source: 0001266824-18-000117 · edgardoc.xml · derivative · entry 3

LONG MARK P · CIK 0001593123 · Pres WD Capital, CSO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,517.1944

Underlying: Common Stock · 1,743.9744 shares

Expires not disclosed

F3 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F3 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F3 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

SEC source: 0001266824-18-000117 · edgardoc.xml · nonDerivative · entry 2

LONG MARK P · CIK 0001593123 · Pres WD Capital, CSO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,984

F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

SEC source: 0001266824-18-000117 · edgardoc.xml · nonDerivative · entry 1

LONG MARK P · CIK 0001593123 · Pres WD Capital, CSO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents dividend equivalents accrued in connection with the dividend paid on July 16, 2018 that were converted into, and paid in the form of shares of the Issuer's common stock on a one-for-one basis as a result of the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

SEC source: 0001266824-18-000118 · edgardoc.xml · derivative · entry 1

MASSENGILL MATTHEW E · CIK 0001232826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58.8028

Underlying: Common Stock · 21.1061 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

SEC source: 0001266824-18-000119 · edgardoc.xml · derivative · entry 1

MILLIGAN STEPHEN D · CIK 0001277246 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,116.476

Underlying: Common Stock · 2,105.8502 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

SEC source: 0001266824-18-000120 · edgardoc.xml · derivative · entry 1

Price Paula A · CIK 0001369240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508.5695

Underlying: Common Stock · 67.0693 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

SEC source: 0001266824-18-000122 · edgardoc.xml · derivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,295.8112

Underlying: Common Stock · 713.2067 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

SEC source: 0001266824-18-000121 · edgardoc.xml · derivative · entry 1

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,001.2196

Underlying: Common Stock · 710.9795 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

SEC source: 0001266824-18-000123 · edgardoc.xml · derivative · entry 1

Sundberg Lori S · CIK 0001419781 · EVP & Chief Human Res Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246.4004

Underlying: Common Stock · 132.3539 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

SEC source: 0001266824-18-000109 · edgardoc.xml · derivative · entry 6

LONG MARK P · CIK 0001593123 · Pres WD Capital, CSO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,773.22

Underlying: Common Stock · 1,447.5351 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $41.42 was also paid to the holder to settle a fractional dividend equivalent of 0.5351. Balance excludes the dividend equivalents that will be earned in connection with the June 29, 2018 dividend record date. The related dividend equivalents will be determined on the July 16, 2018 dividend payable date.

F3 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $41.42 was also paid to the holder to settle a fractional dividend equivalent of 0.5351. Balance excludes the dividend equivalents that will be earned in connection with the June 29, 2018 dividend record date. The related dividend equivalents will be determined on the July 16, 2018 dividend payable date.

F3 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $41.42 was also paid to the holder to settle a fractional dividend equivalent of 0.5351. Balance excludes the dividend equivalents that will be earned in connection with the June 29, 2018 dividend record date. The related dividend equivalents will be determined on the July 16, 2018 dividend payable date.

SEC source: 0001266824-18-000109 · edgardoc.xml · nonDerivative · entry 4

LONG MARK P · CIK 0001593123 · Pres WD Capital, CSO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,847

F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

SEC source: 0001266824-18-000109 · edgardoc.xml · nonDerivative · entry 3

LONG MARK P · CIK 0001593123 · Pres WD Capital, CSO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $41.42 was also paid to the holder to settle a fractional dividend equivalent of 0.5351. Balance excludes the dividend equivalents that will be earned in connection with the June 29, 2018 dividend record date. The related dividend equivalents will be determined on the July 16, 2018 dividend payable date.

SEC source: 0001266824-18-000109 · edgardoc.xml · derivative · entry 5

LONG MARK P · CIK 0001593123 · Pres WD Capital, CSO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,220.7551

Underlying: Common Stock · 1,964.5556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $43.01 was also paid to the holder to settle a fractional dividend equivalent of 0.5556. Balance excludes the dividend equivalents that will be earned in connection with the June 29, 2018 dividend record date. The related dividend equivalents will be determined on the July 16, 2018 dividend payable date.

F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $43.01 was also paid to the holder to settle a fractional dividend equivalent of 0.5556. Balance excludes the dividend equivalents that will be earned in connection with the June 29, 2018 dividend record date. The related dividend equivalents will be determined on the July 16, 2018 dividend payable date.

F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $43.01 was also paid to the holder to settle a fractional dividend equivalent of 0.5556. Balance excludes the dividend equivalents that will be earned in connection with the June 29, 2018 dividend record date. The related dividend equivalents will be determined on the July 16, 2018 dividend payable date.

SEC source: 0001266824-18-000109 · edgardoc.xml · nonDerivative · entry 2

LONG MARK P · CIK 0001593123 · Pres WD Capital, CSO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,380

F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

SEC source: 0001266824-18-000109 · edgardoc.xml · nonDerivative · entry 1

LONG MARK P · CIK 0001593123 · Pres WD Capital, CSO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $43.01 was also paid to the holder to settle a fractional dividend equivalent of 0.5556. Balance excludes the dividend equivalents that will be earned in connection with the June 29, 2018 dividend record date. The related dividend equivalents will be determined on the July 16, 2018 dividend payable date.

SEC source: 0001266824-18-000107 · edgardoc.xml · nonDerivative · entry 1

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,426

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 30, 2017.

F2 · balance_after: Includes 525 shares acquired under the Issuer's Employee Stock Purchase Plan on May 31, 2018.

SEC source: 0001266824-18-000105 · edgardoc.xml · derivative · entry 3

DENERO HENRY T · CIK 0001227538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,492 shares

Expires 2018-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested 25% on the first anniversary of the grant date and 6.25% at the end of each three-month period thereafter.

SEC source: 0001266824-18-000105 · edgardoc.xml · nonDerivative · entry 2

DENERO HENRY T · CIK 0001227538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,640

F1 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $85.64 to a high of $85.675. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001266824-18-000105 · edgardoc.xml · nonDerivative · entry 1

DENERO HENRY T · CIK 0001227538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001266824-18-000103 · edgardoc.xml · derivative · entry 10

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,606

Underlying: Common Stock · 25,362 shares

Expires 2023-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017, as amended on February 26, 2018.

F7 · derivative.exercise_date: The option vested 25% one year from the grant date of 8/3/2016, and an additional 6.25% vested at the end of each three-month period through 5/3/2018. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 8/3/2020.

SEC source: 0001266824-18-000103 · edgardoc.xml · derivative · entry 9

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,380

Underlying: Common Stock · 18,968 shares

Expires 2022-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017, as amended on February 26, 2018.

F6 · derivative.exercise_date: The option vests in substantially equal installments at the end of each three-month period through February 17, 2019. The first installment became exercisable on May 17, 2016.

SEC source: 0001266824-18-000103 · edgardoc.xml · derivative · entry 8

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,139 shares

Expires 2021-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017, as amended on February 26, 2018.

F5 · derivative.exercise_date: The option vests in substantially equal installments at the end of each three-month period through February 18, 2018. The first installment became exercisable on May 18, 2016.

SEC source: 0001266824-18-000103 · edgardoc.xml · derivative · entry 7

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,322 shares

Expires 2020-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017, as amended on February 26, 2018.

F4 · derivative.exercise_date: The option vests in substantially equal installments at the end of each three-month period through June 28, 2017. The first installment became exercisable on June 28, 2016.

SEC source: 0001266824-18-000103 · edgardoc.xml · nonDerivative · entry 6

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,460.498

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017, as amended on February 26, 2018.

F3 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $85.695 to a high of $86.69. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001266824-18-000103 · edgardoc.xml · nonDerivative · entry 5

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,639.498

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017, as amended on February 26, 2018.

F2 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $86.695 to a high of $86.90. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001266824-18-000103 · edgardoc.xml · nonDerivative · entry 4

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,339.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017, as amended on February 26, 2018.

SEC source: 0001266824-18-000103 · edgardoc.xml · nonDerivative · entry 3

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,371.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017, as amended on February 26, 2018.

SEC source: 0001266824-18-000103 · edgardoc.xml · nonDerivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,232.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017, as amended on February 26, 2018.

SEC source: 0001266824-18-000103 · edgardoc.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,910.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017, as amended on February 26, 2018.

SEC source: 0001266824-18-000100 · edgardoc.xml · nonDerivative · entry 1

Price Paula A · CIK 0001369240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,079

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2018.

SEC source: 0001266824-18-000101 · edgardoc.xml · derivative · entry 4

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,248

Underlying: Common Stock · 1,208 shares

Expires 2022-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2017.

F2 · derivative.exercise_date: The option vested 25% one year from the grant date of 11/3/2015, and an additional 6.25% vested at the end of each three-month period through 5/3/18. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 11/3/2019.

SEC source: 0001266824-18-000101 · edgardoc.xml · nonDerivative · entry 2

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,426

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2017.

SEC source: 0001266824-18-000101 · edgardoc.xml · nonDerivative · entry 1

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2017.

SEC source: 0001266824-18-000096 · edgardoc.xml · derivative · entry 3

LAMBERT MICHAEL D · CIK 0001077820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,542 shares

Expires 2018-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested 25% on the first anniversary of the grant date and 6.25% at the end of each three-month period thereafter.

SEC source: 0001266824-18-000096 · edgardoc.xml · nonDerivative · entry 2

LAMBERT MICHAEL D · CIK 0001077820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,104

F1 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $85.84 to a high of $85.90. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.