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Nasdaq · USD

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WESTERN DIGITAL CORP

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1010
SEC CIK
0000106040
Parsed reports
1,958

Last 12 months

Inside the activity.

0 purchase rows · 224 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025019
Dec 2025013
Jan 202601
Feb 2026044
Mar 2026019
Apr 202601
May 2026032
Jun 2026046
Jul 2026033
Aug 2026013
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 27, 2021 Filed Aug 31, 2021 23:32 UTC
Zamiska Gene M.SVP & Princ. Acctg Officer
GrantCommon Stock 7,685 $0.00 $0.00
Disclosure

SEC source: 0001266824-21-000043 · edgardoc.xml · nonDerivative · entry 1

Zamiska Gene M. · CIK 0001456385 · SVP & Princ. Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,248

F1 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 22:50 UTC
RAY MICHAEL CHARLESEVP, Chief Legal Officer & Sec
Disposition to issuerDividend Equivalent Rights · Derivative 155.9272 $0.00 $0.00
Disclosure

SEC source: 0001266824-21-000028 · edgardoc.xml · derivative · entry 3

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,665.9294

Underlying: Common Stock · 155.9272 shares

Expires not disclosed

F2 · derivative.exercise_price: These shares represent incremental dividend equivalents that were previously reported but have been cancelled due to the achievement rate of the underlying performance-based restricted stock unit award. Upon the vesting of the underlying award, the number of vested stock units will be adjusted to reflect such cancellation of dividend equivalents.

F2 · derivative.exercise_date: These shares represent incremental dividend equivalents that were previously reported but have been cancelled due to the achievement rate of the underlying performance-based restricted stock unit award. Upon the vesting of the underlying award, the number of vested stock units will be adjusted to reflect such cancellation of dividend equivalents.

F2 · derivative.expiration_date: These shares represent incremental dividend equivalents that were previously reported but have been cancelled due to the achievement rate of the underlying performance-based restricted stock unit award. Upon the vesting of the underlying award, the number of vested stock units will be adjusted to reflect such cancellation of dividend equivalents.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 22:50 UTC
RAY MICHAEL CHARLESEVP, Chief Legal Officer & Sec
GrantCommon Stock 6,027 $0.00 $0.00
Disclosure

SEC source: 0001266824-21-000028 · edgardoc.xml · nonDerivative · entry 1

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,975

F1 · shares: Represents stock units that have been earned by the Reporting Person as payment in respect of the vesting of performance-based restricted stock units. These shares are scheduled to vest on August 30, 2021.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 22:51 UTC
Sivaram SrinivasanPresident, Tech & Strategy
Disposition to issuerDividend Equivalent Rights · Derivative 267.1257 $0.00 $0.00
Disclosure

SEC source: 0001266824-21-000029 · edgardoc.xml · derivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · President, Tech & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,411.8956

Underlying: Common Stock · 267.1257 shares

Expires not disclosed

F2 · derivative.exercise_price: These shares represent incremental dividend equivalents that were previously reported but have been cancelled due to the achievement rate of the underlying performance-based restricted stock unit award. Upon the vesting of the underlying award, the number of vested stock units will be adjusted to reflect such cancellation of dividend equivalents.

F2 · derivative.exercise_date: These shares represent incremental dividend equivalents that were previously reported but have been cancelled due to the achievement rate of the underlying performance-based restricted stock unit award. Upon the vesting of the underlying award, the number of vested stock units will be adjusted to reflect such cancellation of dividend equivalents.

F2 · derivative.expiration_date: These shares represent incremental dividend equivalents that were previously reported but have been cancelled due to the achievement rate of the underlying performance-based restricted stock unit award. Upon the vesting of the underlying award, the number of vested stock units will be adjusted to reflect such cancellation of dividend equivalents.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 22:51 UTC
Sivaram SrinivasanPresident, Tech & Strategy
GrantCommon Stock 8,999 $0.00 $0.00
Disclosure

SEC source: 0001266824-21-000029 · edgardoc.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · President, Tech & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,680.498

F1 · shares: Represents stock units that have been earned by the Reporting Person as payment in respect of the vesting of performance-based restricted stock units. These shares are scheduled to vest on August 30, 2021.

Read SEC document
August 26, 2021 Filed Sep 17, 2021 22:49 UTC GrantDividend Equivalent Rights · Derivative 46.8879 $0.00 $0.00
Disclosure

SEC source: 0001266824-21-000056 · primary_doc.xml · derivative · entry 2

EULAU ROBERT K · CIK 0001192521 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,202.6627

Underlying: Common Stock · 46.8879 shares

Expires not disclosed

F3 · derivative.exercise_price: These shares represent the number of incremental dividend equivalents awarded based on the achievement rate of the related performance-based restricted stock units.

F3 · derivative.exercise_date: These shares represent the number of incremental dividend equivalents awarded based on the achievement rate of the related performance-based restricted stock units.

F3 · derivative.expiration_date: These shares represent the number of incremental dividend equivalents awarded based on the achievement rate of the related performance-based restricted stock units.

F4 · balance_after: The amount of securities beneficially owned by the Reporting Person, as disclosed in the Subsequent Form 4s, did not give effect to the transaction reported herein. As a result, the Subsequent Form 4s underreported the number of dividend equivalents beneficially owned by the Reporting Person by 46.8879. As of the filing of this report and after giving effect to the transaction reported herein, the Reporting Person beneficially owns 1,202.6627 dividend equivalents.

Read SEC document
August 26, 2021 Filed Sep 17, 2021 22:49 UTC GrantCommon Stock 1,685 $0.00 $0.00
Disclosure

SEC source: 0001266824-21-000056 · primary_doc.xml · nonDerivative · entry 1

EULAU ROBERT K · CIK 0001192521 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,981

F1 · shares: Represents stock units that have been earned by the Reporting Person as payment in respect of the vesting of performance-based restricted stock units. These shares are scheduled to vest on September 4, 2022.

F2 · balance_after: The amount of securities beneficially owned by the Reporting Person, as disclosed in two Form 4s filed by the Reporting Person on August 31, 2021 and September 7, 2021 (together, the "Subsequent Form 4s"), did not give effect to the transaction reported herein. As a result, the Subsequent Form 4s underreported the number of share of the Issuer's common stock beneficially owned by the Reporting Person by 1,685 shares. As of the filing of this report and after giving effect to the transaction reported herein, the Reporting Person beneficially owns 131,981 shares of the Issuer's common stock.

Read SEC document
August 26, 2021 Filed Sep 17, 2021 23:02 UTC
Hunkler SeanEVP, Global Operations
GrantDividend Equivalent Rights · Derivative 22.5675 $0.00 $0.00
Disclosure

SEC source: 0001266824-21-000057 · primary_doc.xml · derivative · entry 2

Hunkler Sean · CIK 0001336378 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,495.0347

Underlying: Common Stock · 22.5675 shares

Expires not disclosed

F3 · derivative.exercise_price: These shares represent the number of incremental dividend equivalents awarded based on the achievement rate of the related performance-based restricted stock units.

F3 · derivative.exercise_date: These shares represent the number of incremental dividend equivalents awarded based on the achievement rate of the related performance-based restricted stock units.

F3 · derivative.expiration_date: These shares represent the number of incremental dividend equivalents awarded based on the achievement rate of the related performance-based restricted stock units.

F4 · balance_after: The amount of securities beneficially owned by the Reporting Person, as disclosed in the Subsequent Form 4s, did not give effect to the transaction reported herein. As a result, the Subsequent Form 4s underreported the number of dividend equivalents beneficially owned by the Reporting Person by 22.5675. As of the filing of this report and after giving effect to the transaction reported herein, the Reporting Person beneficially owns 1,495.0347 dividend equivalents.

Read SEC document
August 26, 2021 Filed Sep 17, 2021 23:02 UTC
Hunkler SeanEVP, Global Operations
GrantCommon Stock 811 $0.00 $0.00
Disclosure

SEC source: 0001266824-21-000057 · primary_doc.xml · nonDerivative · entry 1

Hunkler Sean · CIK 0001336378 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,560

F1 · shares: Represents stock units that have been earned by the Reporting Person as payment in respect of the vesting of performance-based restricted stock units. These shares are scheduled to vest on September 4, 2022.

F2 · balance_after: The amount of securities beneficially owned by the Reporting Person, as disclosed in two Form 4s filed by the Reporting Person on August 31, 2021 and September 7, 2021 (together, the "Subsequent Form 4s"), did not give effect to the transaction reported herein. As a result, the Subsequent Form 4s underreported the number of shares of the Issuer's common stock beneficially owned by the Reporting Person by 811 shares. As of the filing of this report and after giving effect to the transaction reported herein, the Reporting Person beneficially owns 156,560 shares of the Issuer's common stock.

Read SEC document
August 12, 2021 Filed Aug 13, 2021 21:34 UTC
Zamiska Gene M.SVP & Princ. Acctg Officer
Exercise / conversionDividend Equivalent Rights · Derivative 107.8842 $0.00 $0.00
Disclosure

SEC source: 0001266824-21-000025 · edgardoc.xml · derivative · entry 3

Zamiska Gene M. · CIK 0001456385 · SVP & Princ. Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215.7126

Underlying: Common Stock · 107.8842 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
August 12, 2021 Filed Aug 13, 2021 21:34 UTC
Zamiska Gene M.SVP & Princ. Acctg Officer
Tax withholdingCommon Stock 1,377 $62.38 $85,897.26
Disclosure

SEC source: 0001266824-21-000025 · edgardoc.xml · nonDerivative · entry 2

Zamiska Gene M. · CIK 0001456385 · SVP & Princ. Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,563

F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Read SEC document
August 12, 2021 Filed Aug 13, 2021 21:34 UTC
Zamiska Gene M.SVP & Princ. Acctg Officer
Exercise / conversionCommon Stock 107 $0.00 $0.00
Disclosure

SEC source: 0001266824-21-000025 · edgardoc.xml · nonDerivative · entry 1

Zamiska Gene M. · CIK 0001456385 · SVP & Princ. Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 22:02 UTC
Sundberg Lori SEVP & Chief Human Res Officer
SaleCommon Stock 3,380 $67.92 $229,569.94
Disclosure

SEC source: 0001266824-21-000023 · edgardoc.xml · nonDerivative · entry 1

Sundberg Lori S · CIK 0001419781 · EVP & Chief Human Res Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,795

Read SEC document
August 02, 2021 Filed Aug 4, 2021 22:13 UTC
RAY MICHAEL CHARLESEVP, Chief Legal Officer & Sec
Exercise / conversionDividend Equivalent Rights · Derivative 282.5516 $0.00 $0.00
Disclosure

SEC source: 0001266824-21-000020 · edgardoc.xml · derivative · entry 4

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,821.8566

Underlying: Common Stock · 282.5516 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 22:13 UTC
RAY MICHAEL CHARLESEVP, Chief Legal Officer & Sec
Tax withholdingCommon Stock 1,112 $64.69 $71,935.28
Disclosure

SEC source: 0001266824-21-000020 · edgardoc.xml · nonDerivative · entry 2

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,948

F3 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Read SEC document
August 02, 2021 Filed Aug 4, 2021 22:13 UTC
RAY MICHAEL CHARLESEVP, Chief Legal Officer & Sec
Exercise / conversionCommon Stock 282 $0.00 $0.00
Disclosure

SEC source: 0001266824-21-000020 · edgardoc.xml · nonDerivative · entry 1

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F2 · balance_after: Includes 671 shares acquired under the Issuer's Employee Stock Purchase Plan on May 31, 2021.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 22:14 UTC
Sivaram SrinivasanPresident, Tech & Strategy
Exercise / conversionDividend Equivalent Rights · Derivative 282.5516 $0.00 $0.00
Disclosure

SEC source: 0001266824-21-000021 · edgardoc.xml · derivative · entry 3

Sivaram Srinivasan · CIK 0001587067 · President, Tech & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,679.0213

Underlying: Common Stock · 282.5516 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 22:14 UTC
Sivaram SrinivasanPresident, Tech & Strategy
Tax withholdingCommon Stock 1,112 $64.69 $71,935.28
Disclosure

SEC source: 0001266824-21-000021 · edgardoc.xml · nonDerivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · President, Tech & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,681.498

F3 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Read SEC document
August 02, 2021 Filed Aug 4, 2021 22:14 UTC
Sivaram SrinivasanPresident, Tech & Strategy
Exercise / conversionCommon Stock 282 $0.00 $0.00
Disclosure

SEC source: 0001266824-21-000021 · edgardoc.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · President, Tech & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,793.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F2 · balance_after: Includes 671 shares acquired under the Issuer's Employee Stock Purchase Plan on May 31, 2021.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 22:22 UTC GrantCommon Stock 2,073 $0.00 $0.00
Disclosure

SEC source: 0001363249-21-000007 · edgardoc.xml · nonDerivative · entry 1

Caulfield Thomas · CIK 0001342570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,073

F1 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 22:22 UTC GrantCommon Stock 2,073 $0.00 $0.00
Disclosure

SEC source: 0001363249-21-000008 · edgardoc.xml · nonDerivative · entry 1

Suzuki Miyuki · CIK 0001867852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,073

F1 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 19, 2021 Filed Jun 21, 2021 22:29 UTC
Hunkler SeanEVP, Global Operations
Tax withholdingCommon Stock 12,360 $69.47 $858,649.20
Disclosure

SEC source: 0001266824-21-000017 · edgardoc.xml · nonDerivative · entry 1

Hunkler Sean · CIK 0001336378 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,784

F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Read SEC document
June 14, 2021 Filed Jun 16, 2021 23:05 UTC
Zamiska Gene M.Principal Accounting Officer
GrantCommon Stock 1,338 $0.00 $0.00
Disclosure

SEC source: 0001266824-21-000015 · edgardoc.xml · nonDerivative · entry 1

Zamiska Gene M. · CIK 0001456385 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,833

F1 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 23:53 UTC Exercise / conversionDividend Equivalent Rights · Derivative 343.3919 $0.00 $0.00
Disclosure

SEC source: 0001266824-21-000011 · edgardoc.xml · derivative · entry 3

EULAU ROBERT K · CIK 0001192521 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,390.2703

Underlying: Common Stock · 343.3919 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 23:53 UTC Tax withholdingCommon Stock 3,307 $66.26 $219,121.82
Disclosure

SEC source: 0001266824-21-000011 · edgardoc.xml · nonDerivative · entry 2

EULAU ROBERT K · CIK 0001192521 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,658

F3 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Read SEC document
April 22, 2021 Filed Apr 23, 2021 23:53 UTC Exercise / conversionCommon Stock 343 $0.00 $0.00
Disclosure

SEC source: 0001266824-21-000011 · edgardoc.xml · nonDerivative · entry 1

EULAU ROBERT K · CIK 0001192521 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F2 · balance_after: Includes 10 shares acquired under the Issuer's Employee Stock Purchase Plan on November 30, 2020.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 23:53 UTC
RAY MICHAEL CHARLESEVP, Chief Legal Officer & Sec
GrantCommon Stock 22,638 $0.00 $0.00
Disclosure

SEC source: 0001266824-21-000012 · edgardoc.xml · nonDerivative · entry 1

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,107

F1 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 23:53 UTC
Sivaram SrinivasanPresident, Tech & Strategy
GrantCommon Stock 60,368 $0.00 $0.00
Disclosure

SEC source: 0001266824-21-000013 · edgardoc.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · President, Tech & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,840.498

F1 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 00:30 UTC
Goeckeler DavidDirector · Chief Executive Officer
Exercise / conversionDividend Equivalent Rights · Derivative 1,246.2784 $0.00 $0.00
Disclosure

SEC source: 0001266824-21-000007 · edgardoc.xml · derivative · entry 3

Goeckeler David · CIK 0001713941 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,246.2784

Underlying: Common Stock · 1,246.2784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 00:30 UTC
Goeckeler DavidDirector · Chief Executive Officer
Tax withholdingCommon Stock 50,753 $69.33 $3,518,705.49
Disclosure

SEC source: 0001266824-21-000007 · edgardoc.xml · nonDerivative · entry 2

Goeckeler David · CIK 0001713941 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,750

F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Read SEC document
March 09, 2021 Filed Mar 10, 2021 00:30 UTC
Goeckeler DavidDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,246 $0.00 $0.00
Disclosure

SEC source: 0001266824-21-000007 · edgardoc.xml · nonDerivative · entry 1

Goeckeler David · CIK 0001713941 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

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March 05, 2021 Filed Mar 10, 2021 00:28 UTC
Sundberg Lori SEVP & Chief Human Res Officer
Exercise / conversionDividend Equivalent Rights · Derivative 431.0369 $0.00 $0.00
Disclosure

SEC source: 0001266824-21-000006 · edgardoc.xml · derivative · entry 3

Sundberg Lori S · CIK 0001419781 · EVP & Chief Human Res Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,932.8645

Underlying: Common Stock · 431.0369 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

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March 05, 2021 Filed Mar 10, 2021 00:28 UTC
Sundberg Lori SEVP & Chief Human Res Officer
Tax withholdingCommon Stock 1,942 $68.07 $132,191.94
Disclosure

SEC source: 0001266824-21-000006 · edgardoc.xml · nonDerivative · entry 2

Sundberg Lori S · CIK 0001419781 · EVP & Chief Human Res Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,175

F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

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March 05, 2021 Filed Mar 10, 2021 00:28 UTC
Sundberg Lori SEVP & Chief Human Res Officer
Exercise / conversionCommon Stock 431 $0.00 $0.00
Disclosure

SEC source: 0001266824-21-000006 · edgardoc.xml · nonDerivative · entry 1

Sundberg Lori S · CIK 0001419781 · EVP & Chief Human Res Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

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January 29, 2021 Filed Feb 2, 2021 22:03 UTC
RAY MICHAEL CHARLESEVP, Chief Legal Officer & Sec
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,773 $0.00 Strike: $44.78 $0.00
Disclosure

SEC source: 0001266824-21-000003 · edgardoc.xml · derivative · entry 4

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,773 shares

Expires 2023-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 12, 2020.

F4 · derivative.exercise_date: The option vested 25% on the first anniversary of the grant date and 6.25% at the end of each three-month period thereafter.

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January 29, 2021 Filed Feb 2, 2021 22:03 UTC
RAY MICHAEL CHARLESEVP, Chief Legal Officer & Sec
SaleCommon Stock 22,735 $59.92 $1,362,169.80
Disclosure

SEC source: 0001266824-21-000003 · edgardoc.xml · nonDerivative · entry 2

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,469

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 12, 2020.

F3 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $59.78 to a high of $60.00. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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January 29, 2021 Filed Feb 2, 2021 22:03 UTC
RAY MICHAEL CHARLESEVP, Chief Legal Officer & Sec
Exercise / conversionCommon Stock 8,773 $44.78 $392,854.94
Disclosure

SEC source: 0001266824-21-000003 · edgardoc.xml · nonDerivative · entry 1

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 12, 2020.

F2 · balance_after: Includes 252 shares acquired under the Issuer's Employee Stock Purchase Plan on November 30, 2020.

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November 18, 2020 Filed Nov 20, 2020 00:04 UTC GrantCommon Stock 5,648 $0.00 $0.00
Disclosure

SEC source: 0001266824-20-000143 · edgardoc.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,465

F1 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

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November 18, 2020 Filed Nov 20, 2020 00:05 UTC GrantCommon Stock 5,648 $0.00 $0.00
Disclosure

SEC source: 0001266824-20-000144 · edgardoc.xml · nonDerivative · entry 1

Cole Martin I · CIK 0001302874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,139

F1 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

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November 18, 2020 Filed Nov 20, 2020 00:05 UTC GrantCommon Stock 6,354 $0.00 $0.00
Disclosure

SEC source: 0001266824-20-000145 · edgardoc.xml · nonDerivative · entry 1

COTE KATHLEEN A · CIK 0001181540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,027

F1 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

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November 18, 2020 Filed Nov 20, 2020 00:06 UTC
DOLUCA TUNCDirector
GrantCommon Stock 5,648 $0.00 $0.00
Disclosure

SEC source: 0001266824-20-000146 · edgardoc.xml · nonDerivative · entry 1

DOLUCA TUNC · CIK 0001183597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,187

F1 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 00:07 UTC GrantCommon Stock 6,825 $0.00 $0.00
Disclosure

SEC source: 0001266824-20-000147 · edgardoc.xml · nonDerivative · entry 1

MASSENGILL MATTHEW E · CIK 0001232826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,968

F1 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 00:07 UTC GrantCommon Stock 5,648 $0.00 $0.00
Disclosure

SEC source: 0001266824-20-000148 · edgardoc.xml · nonDerivative · entry 1

Price Paula A · CIK 0001369240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,592

F1 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 00:07 UTC GrantCommon Stock 5,648 $0.00 $0.00
Disclosure

SEC source: 0001266824-20-000149 · edgardoc.xml · nonDerivative · entry 1

STREETER STEPHANIE A · CIK 0001021762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,465

F1 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
November 14, 2020 Filed Nov 17, 2020 22:26 UTC Exercise / conversionDividend Equivalent Rights · Derivative 91.3026 $0.00 $0.00
Disclosure

SEC source: 0001266824-20-000131 · edgardoc.xml · derivative · entry 2

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 91.3026 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
November 14, 2020 Filed Nov 17, 2020 22:26 UTC Exercise / conversionCommon Stock 91 $0.00 $0.00
Disclosure

SEC source: 0001266824-20-000131 · edgardoc.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
November 14, 2020 Filed Nov 17, 2020 22:26 UTC Exercise / conversionDividend Equivalent Rights · Derivative 91.3026 $0.00 $0.00
Disclosure

SEC source: 0001266824-20-000133 · edgardoc.xml · derivative · entry 2

COTE KATHLEEN A · CIK 0001181540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 91.3026 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

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November 14, 2020 Filed Nov 17, 2020 22:26 UTC Exercise / conversionCommon Stock 91 $0.00 $0.00
Disclosure

SEC source: 0001266824-20-000133 · edgardoc.xml · nonDerivative · entry 1

COTE KATHLEEN A · CIK 0001181540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
November 14, 2020 Filed Nov 17, 2020 22:26 UTC Exercise / conversionDividend Equivalent Rights · Derivative 91.3026 $0.00 $0.00
Disclosure

SEC source: 0001266824-20-000132 · edgardoc.xml · derivative · entry 2

Cole Martin I · CIK 0001302874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 91.3026 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
November 14, 2020 Filed Nov 17, 2020 22:26 UTC Exercise / conversionCommon Stock 91 $0.00 $0.00
Disclosure

SEC source: 0001266824-20-000132 · edgardoc.xml · nonDerivative · entry 1

Cole Martin I · CIK 0001302874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.