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Walker & Dunlop, Inc.

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4737
SEC CIK
0001497770
Parsed reports
515

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202640
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 29, 2021 Filed Feb 2, 2021 22:09 UTC
Pryor Paula A.EVP & Chief HR Officer
Exercise / conversionDeferred Stock Units · Derivative 3,089 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-010998 · tm215018d1_4.xml · derivative · entry 3

Pryor Paula A. · CIK 0001811383 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on January 29, 2021 pursuant to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan.

F2 · derivative.expiration_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on January 29, 2021 pursuant to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 22:09 UTC
Pryor Paula A.EVP & Chief HR Officer
Tax withholdingCommon Stock 2,178 $82.32 $179,292.96
Disclosure

SEC source: 0001104659-21-010998 · tm215018d1_4.xml · nonDerivative · entry 2

Pryor Paula A. · CIK 0001811383 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,250.691

Read SEC document
January 29, 2021 Filed Feb 2, 2021 22:09 UTC
Pryor Paula A.EVP & Chief HR Officer
Exercise / conversionCommon Stock 4,737.366 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-010998 · tm215018d1_4.xml · nonDerivative · entry 1

Pryor Paula A. · CIK 0001811383 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,428.691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 21:31 UTC
Smith Howard W IIIDirector · President
Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $18.03 $0.00
Disclosure

SEC source: 0001104659-21-000950 · tm211682d1_4seq1.xml · derivative · entry 10

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521

Underlying: Common Stock · 15,000 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 21:31 UTC
Smith Howard W IIIDirector · President
SaleCommon Stock 8,458 $92.01 $778,212.12
Disclosure

SEC source: 0001104659-21-000950 · tm211682d1_4seq1.xml · nonDerivative · entry 3

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,413.37

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 21:31 UTC
Smith Howard W IIIDirector · President
Exercise / conversionCommon Stock 15,000 $18.03 $270,450.00
Disclosure

SEC source: 0001104659-21-000950 · tm211682d1_4seq1.xml · nonDerivative · entry 2

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,871.37

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2020 Filed Jan 5, 2021 21:31 UTC
Smith Howard W IIIDirector · President
GiftCommon Stock 82,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-000950 · tm211682d1_4seq1.xml · nonDerivative · entry 1

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,871.37

Read SEC document
December 16, 2020 Filed Dec 28, 2020 21:39 UTC
Walker William MDirector · Chairman & CEO
GiftCommon Stock 8,300 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-139802 · tm2039149-1_4seq1.xml · nonDerivative · entry 1

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,552,366

Read SEC document
December 07, 2020 Filed Dec 8, 2020 22:03 UTC
Smith Howard W IIIDirector · President
Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $18.03 $0.00
Disclosure

SEC source: 0001104659-20-133240 · tm2037954-1_4seq1.xml · derivative · entry 9

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,521

Underlying: Common Stock · 15,000 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 22:03 UTC
Smith Howard W IIIDirector · President
SaleCommon Stock 8,586 $81.28 $697,911.29
Disclosure

SEC source: 0001104659-20-133240 · tm2037954-1_4seq1.xml · nonDerivative · entry 2

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,871.368

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.64 to $81.285. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 22:03 UTC
Smith Howard W IIIDirector · President
Exercise / conversionCommon Stock 15,000 $18.03 $270,450.00
Disclosure

SEC source: 0001104659-20-133240 · tm2037954-1_4seq1.xml · nonDerivative · entry 1

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,457.368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 21:31 UTC OtherCommon Stock 13.9124 $81.78 $1,137.82
Disclosure

SEC source: 0001104659-20-131579 · a4.xml · nonDerivative · entry 2

Bowers Alan J · CIK 0001503849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,944.8691

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:30 UTC
Pryor Paula A.EVP & Chief HR Officer
GrantDividend Equivalent Rights · Derivative 17.184 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-131572 · a4.xml · derivative · entry 1

Pryor Paula A. · CIK 0001811383 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198.388

Underlying: Common Stock · 17.184 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:31 UTC OtherCommon Stock 5.505 $82.27 $452.89
Disclosure

SEC source: 0001104659-20-131579 · a4.xml · nonDerivative · entry 1

Bowers Alan J · CIK 0001503849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,930.9567

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:31 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
GrantDividend Equivalent Rights · Derivative 30.616 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-131577 · a4.xml · derivative · entry 1

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308.0796

Underlying: Common Stock · 30.616 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:31 UTC
Walker William MDirector · Chairman & CEO
GrantDividend Equivalent Rights · Derivative 29.618 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-131575 · a4.xml · derivative · entry 1

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229.2334

Underlying: Common Stock · 29.618 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:30 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
GrantDividend Equivalent Rights · Derivative 45.606 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-131573 · a4.xml · derivative · entry 1

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542.473

Underlying: Common Stock · 45.606 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:30 UTC
Smith Howard W IIIDirector · President
GrantDividend Equivalent Rights · Derivative 42.456 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-131570 · a4.xml · derivative · entry 1

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482.1731

Underlying: Common Stock · 42.456 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 22:01 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
SaleCommon Stock 8 $80.64 $645.10
Disclosure

SEC source: 0001104659-20-126908 · a4.xml · nonDerivative · entry 3

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,796.185

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.57 to $80.66. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 22:01 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
SaleCommon Stock 4,894 $79.94 $391,227.34
Disclosure

SEC source: 0001104659-20-126908 · a4.xml · nonDerivative · entry 2

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,804.185

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.55 to $80.55. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 22:01 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
SaleCommon Stock 18,386 $79.11 $1,454,453.95
Disclosure

SEC source: 0001104659-20-126908 · a4.xml · nonDerivative · entry 1

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,698.185

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.545 to $79.54. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:00 UTC
Pryor Paula A.EVP & Chief HR Officer
SaleCommon Stock 982 $81.09 $79,625.47
Disclosure

SEC source: 0001104659-20-126907 · a4.xml · nonDerivative · entry 1

Pryor Paula A. · CIK 0001811383 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,691.325

Read SEC document
November 09, 2020 Filed Nov 10, 2020 22:00 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
Exercise / conversionStock Options (right to buy) · Derivative 13,680 $0.00 Strike: $18.03 $0.00
Disclosure

SEC source: 0001104659-20-123647 · a4.xml · derivative · entry 11

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,680 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 22:00 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
SaleCommon Stock 680 $72.33 $49,185.49
Disclosure

SEC source: 0001104659-20-123647 · a4.xml · nonDerivative · entry 9

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,247.369

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.16 to $72.56. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 22:00 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
SaleCommon Stock 6,965 $71.49 $497,913.92
Disclosure

SEC source: 0001104659-20-123647 · a4.xml · nonDerivative · entry 8

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,927.369

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.11 to $72.02. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 22:00 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
SaleCommon Stock 6,035 $70.67 $426,499.49
Disclosure

SEC source: 0001104659-20-123647 · a4.xml · nonDerivative · entry 7

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,892.369

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.05 to $71.025. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 22:00 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
Exercise / conversionCommon Stock 13,680 $18.03 $246,650.40
Disclosure

SEC source: 0001104659-20-123647 · a4.xml · nonDerivative · entry 6

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,927.369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 22:00 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
Exercise / conversionStock Options (right to buy) · Derivative 14,868 $0.00 Strike: $18.03 $0.00
Disclosure

SEC source: 0001104659-20-123647 · a4.xml · derivative · entry 10

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,680

Underlying: Common Stock · 14,868 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 22:00 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-123647 · a4.xml · nonDerivative · entry 5

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,247.369

Read SEC document
November 06, 2020 Filed Nov 10, 2020 22:00 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
SaleCommon Stock 1,080 $68.12 $73,572.73
Disclosure

SEC source: 0001104659-20-123647 · a4.xml · nonDerivative · entry 4

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,247.369

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.85 to $68.65. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 22:00 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
SaleCommon Stock 6,527 $67.29 $439,172.46
Disclosure

SEC source: 0001104659-20-123647 · a4.xml · nonDerivative · entry 3

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,327.369

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.815 to $67.72. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 22:00 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
SaleCommon Stock 7,261 $66.20 $480,652.06
Disclosure

SEC source: 0001104659-20-123647 · a4.xml · nonDerivative · entry 2

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,854.369

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.81 to $66.73. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 22:00 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
Exercise / conversionCommon Stock 14,868 $18.03 $268,070.04
Disclosure

SEC source: 0001104659-20-123647 · a4.xml · nonDerivative · entry 1

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,115.369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2020 Filed Nov 3, 2020 22:00 UTC
Smith Howard W IIIDirector · President
Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $18.03 $0.00
Disclosure

SEC source: 0001104659-20-121002 · a4.xml · derivative · entry 9

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,521

Underlying: Common Stock · 15,000 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2020 Filed Nov 3, 2020 22:00 UTC
Smith Howard W IIIDirector · President
SaleCommon Stock 9,111 $63.05 $574,460.39
Disclosure

SEC source: 0001104659-20-121002 · a4.xml · nonDerivative · entry 2

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,457.368

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.02 to $63.565. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 02, 2020 Filed Nov 3, 2020 22:00 UTC
Smith Howard W IIIDirector · President
Exercise / conversionCommon Stock 15,000 $18.03 $270,450.00
Disclosure

SEC source: 0001104659-20-121002 · a4.xml · nonDerivative · entry 1

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,568.368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2020 Filed Oct 30, 2020 21:00 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
SaleCommon Stock 15,000 $65.00 $975,001.50
Disclosure

SEC source: 0001104659-20-120095 · a4.xml · nonDerivative · entry 1

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,247.369

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.01. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 20:46 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
SaleCommon Stock 1,200 $59.69 $71,626.44
Disclosure

SEC source: 0001104659-20-115668 · a4.xml · nonDerivative · entry 3

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,247.369

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.59 to $59.90. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 15, 2020 Filed Oct 16, 2020 20:46 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
SaleCommon Stock 2,000 $59.05 $118,093.00
Disclosure

SEC source: 0001104659-20-115668 · a4.xml · nonDerivative · entry 2

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,447.369

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.52 to $59.43. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 15, 2020 Filed Oct 16, 2020 20:46 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
SaleCommon Stock 1,800 $58.04 $104,470.02
Disclosure

SEC source: 0001104659-20-115668 · a4.xml · nonDerivative · entry 1

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,447.369

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.50 to $58.48. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 05, 2020 Filed Oct 7, 2020 20:30 UTC
Smith Howard W IIIDirector · President
Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $18.03 $0.00
Disclosure

SEC source: 0001104659-20-113090 · a4.xml · derivative · entry 9

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,521

Underlying: Common Stock · 15,000 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 05, 2020 Filed Oct 7, 2020 20:30 UTC
Smith Howard W IIIDirector · President
SaleCommon Stock 9,283 $58.69 $544,800.70
Disclosure

SEC source: 0001104659-20-113090 · a4.xml · nonDerivative · entry 2

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,568.368

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.688 to $58.74. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 05, 2020 Filed Oct 7, 2020 20:30 UTC
Smith Howard W IIIDirector · President
Exercise / conversionCommon Stock 15,000 $18.03 $270,450.00
Disclosure

SEC source: 0001104659-20-113090 · a4.xml · nonDerivative · entry 1

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,851.368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 14, 2020 Filed Sep 16, 2020 20:30 UTC
Smith Howard W IIIDirector · President
Exercise / conversionStock Option (right to buy) · Derivative 4,732 $0.00 Strike: $18.03 $0.00
Disclosure

SEC source: 0001104659-20-105678 · a4.xml · derivative · entry 11

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,521

Underlying: Common Stock · 4,732 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 20:30 UTC
Smith Howard W IIIDirector · President
Exercise / conversionStock Option (right to buy) · Derivative 10,268 $0.00 Strike: $13.05 $0.00
Disclosure

SEC source: 0001104659-20-105678 · a4.xml · derivative · entry 10

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,268 shares

Expires 2022-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 20:30 UTC
Smith Howard W IIIDirector · President
SaleCommon Stock 9,060 $52.41 $474,870.84
Disclosure

SEC source: 0001104659-20-105678 · a4.xml · nonDerivative · entry 3

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,851.368

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.35 to $52.50. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 14, 2020 Filed Sep 16, 2020 20:30 UTC
Smith Howard W IIIDirector · President
Exercise / conversionCommon Stock 4,732 $18.03 $85,317.96
Disclosure

SEC source: 0001104659-20-105678 · a4.xml · nonDerivative · entry 2

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,911.368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 20:30 UTC
Smith Howard W IIIDirector · President
Exercise / conversionCommon Stock 10,268 $13.05 $133,997.40
Disclosure

SEC source: 0001104659-20-105678 · a4.xml · nonDerivative · entry 1

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,179.368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 11, 2020 Filed Sep 14, 2020 20:30 UTC PurchaseCommon Stock 2,000 $52.06 $104,114.00
Disclosure

SEC source: 0001104659-20-104836 · a4.xml · nonDerivative · entry 1

SCHMALTZ DANA L · CIK 0001104397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,403

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $52.035 to 52.07. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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September 09, 2020 Filed Sep 11, 2020 00:23 UTC OtherCommon Stock 20.5068 $55.13 $1,130.44
Disclosure

SEC source: 0001104659-20-104107 · a4.xml · nonDerivative · entry 2

Bowers Alan J · CIK 0001503849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,925.4517

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.