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Walker & Dunlop, Inc.

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4737
SEC CIK
0001497770
Parsed reports
515

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202640
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2021 Filed Feb 24, 2021 22:01 UTC
Pryor Paula A.EVP & Chief HR Officer
SaleCommon Stock 887 $103.58 $91,874.48
Disclosure

SEC source: 0001104659-21-027548 · tm217076-9_4seq1.xml · nonDerivative · entry 2

Pryor Paula A. · CIK 0001811383 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,865.691

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $103.29 to $104.19. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:01 UTC
Pryor Paula A.EVP & Chief HR Officer
SaleCommon Stock 1,889 $102.81 $194,210.36
Disclosure

SEC source: 0001104659-21-027548 · tm217076-9_4seq1.xml · nonDerivative · entry 1

Pryor Paula A. · CIK 0001811383 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,752.691

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $102.255 to $103.225. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 22:36 UTC
Walker William MDirector · Chairman & CEO
SaleCommon Stock 12,046 $102.04 $1,229,196.73
Disclosure

SEC source: 0001104659-21-026276 · tm217076-8_4seq1.xml · nonDerivative · entry 9

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,551,236

F8 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $101.75 to $102.46. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 22:36 UTC
Walker William MDirector · Chairman & CEO
SaleCommon Stock 4,664 $101.34 $472,643.70
Disclosure

SEC source: 0001104659-21-026276 · tm217076-8_4seq1.xml · nonDerivative · entry 8

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,563,282

F7 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $100.74 to $101.74. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 22:36 UTC
Walker William MDirector · Chairman & CEO
SaleCommon Stock 1,211 $99.94 $121,030.13
Disclosure

SEC source: 0001104659-21-026276 · tm217076-8_4seq1.xml · nonDerivative · entry 7

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,567,946

F6 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $99.54 to $100.405. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 22:36 UTC
Walker William MDirector · Chairman & CEO
SaleCommon Stock 714 $98.71 $70,481.51
Disclosure

SEC source: 0001104659-21-026276 · tm217076-8_4seq1.xml · nonDerivative · entry 6

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,569,157

F5 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $98.41 to $99.25. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 18, 2021 Filed Feb 19, 2021 22:00 UTC SaleCommon Stock 2,000 $101.47 $202,934.80
Disclosure

SEC source: 0001104659-21-025811 · tm217076-6_4seq1.xml · nonDerivative · entry 1

Warren Michael J. · CIK 0001698331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $101.46 to $101.481. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:36 UTC
Walker William MDirector · Chairman & CEO
Exercise / conversionStock Option · Derivative 48,064 $0.00 Strike: $39.82 $0.00
Disclosure

SEC source: 0001104659-21-026276 · tm217076-8_4seq1.xml · derivative · entry 13

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,064 shares

Expires 2027-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:36 UTC
Walker William MDirector · Chairman & CEO
SaleCommon Stock 1,600 $102.72 $164,345.76
Disclosure

SEC source: 0001104659-21-026276 · tm217076-8_4seq1.xml · nonDerivative · entry 5

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,569,871

F4 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $102.64 to $102.86. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:36 UTC
Walker William MDirector · Chairman & CEO
SaleCommon Stock 4,650 $101.92 $473,927.54
Disclosure

SEC source: 0001104659-21-026276 · tm217076-8_4seq1.xml · nonDerivative · entry 4

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,571,471

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $101.605 to $102.58. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:36 UTC
Walker William MDirector · Chairman & CEO
SaleCommon Stock 17,024 $101.01 $1,719,551.68
Disclosure

SEC source: 0001104659-21-026276 · tm217076-8_4seq1.xml · nonDerivative · entry 3

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,576,121

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $100.61 to $101.60. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:36 UTC
Walker William MDirector · Chairman & CEO
SaleCommon Stock 24,790 $100.04 $2,480,070.93
Disclosure

SEC source: 0001104659-21-026276 · tm217076-8_4seq1.xml · nonDerivative · entry 2

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,593,145

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $99.60 to $100.60. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:36 UTC
Walker William MDirector · Chairman & CEO
Exercise / conversionCommon Stock 48,064 $39.82 $1,913,908.48
Disclosure

SEC source: 0001104659-21-026276 · tm217076-8_4seq1.xml · nonDerivative · entry 1

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,617,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 23:53 UTC
Pryor Paula A.EVP & Chief HR Officer
Tax withholdingCommon Stock 1,717 $100.36 $172,318.12
Disclosure

SEC source: 0001104659-21-024918 · tm217076-2_4seq1.xml · nonDerivative · entry 4

Pryor Paula A. · CIK 0001811383 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,641.691

Read SEC document
February 15, 2021 Filed Feb 17, 2021 23:57 UTC
Walker William MDirector · Chairman & CEO
Tax withholdingCommon Stock 6,707 $100.36 $673,114.52
Disclosure

SEC source: 0001104659-21-024921 · tm217076-5_4seq1.xml · nonDerivative · entry 4

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,569,871

Read SEC document
February 15, 2021 Filed Feb 17, 2021 23:55 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
Tax withholdingCommon Stock 3,736 $100.36 $374,944.96
Disclosure

SEC source: 0001104659-21-024920 · tm217076-4_4seq1.xml · nonDerivative · entry 4

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,004.37

Read SEC document
February 15, 2021 Filed Feb 17, 2021 23:55 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
Tax withholdingCommon Stock 3,821 $100.36 $383,475.56
Disclosure

SEC source: 0001104659-21-024919 · tm217076-3_4seq1.xml · nonDerivative · entry 4

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,998.185

Read SEC document
February 15, 2021 Filed Feb 17, 2021 23:51 UTC
Smith Howard W IIIDirector · President
Tax withholdingCommon Stock 4,777 $100.36 $479,419.72
Disclosure

SEC source: 0001104659-21-024917 · tm217076-1_4seq1.xml · nonDerivative · entry 4

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,450.37

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:53 UTC
Pryor Paula A.EVP & Chief HR Officer
GrantRestricted Stock Units · Derivative 2,491 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-024918 · tm217076-2_4seq1.xml · derivative · entry 6

Pryor Paula A. · CIK 0001811383 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,491

Underlying: Common Stock · 2,491 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer.

F6 · derivative.exercise_date: The restricted stock units will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Plan, subject to vesting acceleration pursuant to the Plan.

F6 · derivative.expiration_date: The restricted stock units will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Plan, subject to vesting acceleration pursuant to the Plan.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:53 UTC
Pryor Paula A.EVP & Chief HR Officer
GrantDeferred Stock Units · Derivative 7,473 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-024918 · tm217076-2_4seq1.xml · derivative · entry 5

Pryor Paula A. · CIK 0001811383 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,473

Underlying: Common Stock · 7,473 shares

Expires not disclosed

F3 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan.

F4 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:53 UTC
Pryor Paula A.EVP & Chief HR Officer
Tax withholdingCommon Stock 886 $100.36 $88,918.96
Disclosure

SEC source: 0001104659-21-024918 · tm217076-2_4seq1.xml · nonDerivative · entry 3

Pryor Paula A. · CIK 0001811383 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,358.691

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:53 UTC
Pryor Paula A.EVP & Chief HR Officer
GrantCommon Stock 3,985 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-024918 · tm217076-2_4seq1.xml · nonDerivative · entry 2

Pryor Paula A. · CIK 0001811383 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,244.691

F2 · shares: The restricted stock vests in three equal annual installments beginning on February 15, 2022.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:53 UTC
Pryor Paula A.EVP & Chief HR Officer
GrantCommon Stock 2,009 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-024918 · tm217076-2_4seq1.xml · nonDerivative · entry 1

Pryor Paula A. · CIK 0001811383 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,259.691

F1 · shares: On March 5, 2018, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 12, 2021, the Compensation Committee of the Issuer's Board of Directors certified the level at which the performance goals had been met, resulting in the vesting of these shares.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:57 UTC
Walker William MDirector · Chairman & CEO
GrantRestricted Stock Units · Derivative 2,491 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-024921 · tm217076-5_4seq1.xml · derivative · entry 9

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,491

Underlying: Common Stock · 2,491 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer.

F6 · derivative.exercise_date: The restricted stock units will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Plan, subject to vesting acceleration pursuant to the Plan.

F6 · derivative.expiration_date: The restricted stock units will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Plan, subject to vesting acceleration pursuant to the Plan.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:57 UTC
Walker William MDirector · Chairman & CEO
GrantDeferred Stock Units · Derivative 4,982 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-024921 · tm217076-5_4seq1.xml · derivative · entry 8

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,982

Underlying: Common Stock · 4,982 shares

Expires not disclosed

F3 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan.

F4 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:57 UTC
Walker William MDirector · Chairman & CEO
Tax withholdingCommon Stock 7,927 $100.36 $795,553.72
Disclosure

SEC source: 0001104659-21-024921 · tm217076-5_4seq1.xml · nonDerivative · entry 3

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,576,578

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:57 UTC
Walker William MDirector · Chairman & CEO
GrantCommon Stock 14,115 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-024921 · tm217076-5_4seq1.xml · nonDerivative · entry 2

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,584,505

F2 · shares: The restricted stock vests in three equal annual installments beginning on February 15, 2022.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:57 UTC
Walker William MDirector · Chairman & CEO
GrantCommon Stock 18,024 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-024921 · tm217076-5_4seq1.xml · nonDerivative · entry 1

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,570,390

F1 · shares: On March 5, 2018, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 12, 2021, the Compensation Committee of the Issuer's Board of Directors certified the level at which the performance goals had been met, resulting in the vesting of these shares.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:55 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 996 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-024920 · tm217076-4_4seq1.xml · derivative · entry 6

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 996

Underlying: Common Stock · 996 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer.

F6 · derivative.exercise_date: The restricted stock units will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Plan, subject to vesting acceleration pursuant to the Plan.

F6 · derivative.expiration_date: The restricted stock units will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Plan, subject to vesting acceleration pursuant to the Plan.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:55 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
GrantDeferred Stock Units · Derivative 1,992 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-024920 · tm217076-4_4seq1.xml · derivative · entry 5

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,992

Underlying: Common Stock · 1,992 shares

Expires not disclosed

F3 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan.

F4 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:55 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
Tax withholdingCommon Stock 2,444 $100.36 $245,279.84
Disclosure

SEC source: 0001104659-21-024920 · tm217076-4_4seq1.xml · nonDerivative · entry 3

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,740.37

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:55 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
GrantCommon Stock 5,397 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-024920 · tm217076-4_4seq1.xml · nonDerivative · entry 2

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,184.37

F2 · shares: The restricted stock vests in three equal annual installments beginning on February 15, 2022.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:55 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
GrantCommon Stock 5,540 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-024920 · tm217076-4_4seq1.xml · nonDerivative · entry 1

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,787.37

F1 · shares: On March 5, 2018, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 12, 2021, the Compensation Committee of the Issuer's Board of Directors certified the level at which the performance goals had been met, resulting in the vesting of these shares.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:55 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
GrantRestricted Stock Units · Derivative 1,868 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-024919 · tm217076-3_4seq1.xml · derivative · entry 6

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,868

Underlying: Common Stock · 1,868 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer.

F6 · derivative.exercise_date: The restricted stock units will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Plan, subject to vesting acceleration pursuant to the Plan.

F6 · derivative.expiration_date: The restricted stock units will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Plan, subject to vesting acceleration pursuant to the Plan.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:55 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
GrantDeferred Stock Units · Derivative 3,736 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-024919 · tm217076-3_4seq1.xml · derivative · entry 5

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,736

Underlying: Common Stock · 3,736 shares

Expires not disclosed

F3 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan.

F4 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:55 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
Tax withholdingCommon Stock 2,499 $100.36 $250,799.64
Disclosure

SEC source: 0001104659-21-024919 · tm217076-3_4seq1.xml · nonDerivative · entry 3

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,819.185

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February 12, 2021 Filed Feb 17, 2021 23:55 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
GrantCommon Stock 4,982 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-024919 · tm217076-3_4seq1.xml · nonDerivative · entry 2

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,318.185

F2 · shares: The restricted stock vests in three equal annual installments beginning on February 15, 2022.

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February 12, 2021 Filed Feb 17, 2021 23:55 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
GrantCommon Stock 5,540 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-024919 · tm217076-3_4seq1.xml · nonDerivative · entry 1

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,336.185

F1 · shares: On March 5, 2018, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 12, 2021, the Compensation Committee of the Issuer's Board of Directors certified the level at which the performance goals had been met, resulting in the vesting of these shares.

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February 12, 2021 Filed Feb 17, 2021 23:51 UTC
Smith Howard W IIIDirector · President
GrantRestricted Stock Units · Derivative 2,491 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-024917 · tm217076-1_4seq1.xml · derivative · entry 12

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,491

Underlying: Common Stock · 2,491 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer.

F6 · derivative.exercise_date: The restricted stock units will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Plan, subject to vesting acceleration pursuant to the Plan.

F6 · derivative.expiration_date: The restricted stock units will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Plan, subject to vesting acceleration pursuant to the Plan.

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February 12, 2021 Filed Feb 17, 2021 23:51 UTC
Smith Howard W IIIDirector · President
GrantDeferred Stock Units · Derivative 5,480 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-024917 · tm217076-1_4seq1.xml · derivative · entry 11

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,480

Underlying: Common Stock · 5,480 shares

Expires not disclosed

F3 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan.

F4 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan.

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February 12, 2021 Filed Feb 17, 2021 23:51 UTC
Smith Howard W IIIDirector · President
Tax withholdingCommon Stock 4,234 $100.36 $424,924.24
Disclosure

SEC source: 0001104659-21-024917 · tm217076-1_4seq1.xml · nonDerivative · entry 3

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,227.37

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:51 UTC
Smith Howard W IIIDirector · President
GrantCommon Stock 8,097 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-024917 · tm217076-1_4seq1.xml · nonDerivative · entry 2

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,461.37

F2 · shares: The restricted stock vests in three equal annual installments beginning on February 15, 2022.

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February 12, 2021 Filed Feb 17, 2021 23:51 UTC
Smith Howard W IIIDirector · President
GrantCommon Stock 9,386 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-024917 · tm217076-1_4seq1.xml · nonDerivative · entry 1

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,364.37

F1 · shares: On March 5, 2018, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 12, 2021, the Compensation Committee of the Issuer's Board of Directors certified the level at which the performance goals had been met, resulting in the vesting of these shares.

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February 01, 2021 Filed Feb 2, 2021 22:10 UTC
Smith Howard W IIIDirector · President
Exercise / conversionStock Option (right to buy) · Derivative 14,479 $0.00 Strike: $17.05 $0.00
Disclosure

SEC source: 0001104659-21-010999 · tm215018-2_4seq1.xml · derivative · entry 11

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,513

Underlying: Common Stock · 14,479 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2021 Filed Feb 2, 2021 22:10 UTC
Smith Howard W IIIDirector · President
Exercise / conversionStock Option (right to buy) · Derivative 521 $0.00 Strike: $18.03 $0.00
Disclosure

SEC source: 0001104659-21-010999 · tm215018-2_4seq1.xml · derivative · entry 10

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 521 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2021 Filed Feb 2, 2021 22:10 UTC
Smith Howard W IIIDirector · President
SaleCommon Stock 8,435 $83.13 $701,159.38
Disclosure

SEC source: 0001104659-21-010999 · tm215018-2_4seq1.xml · nonDerivative · entry 3

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,978.37

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.10 to $83.74. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 01, 2021 Filed Feb 2, 2021 22:10 UTC
Smith Howard W IIIDirector · President
Exercise / conversionCommon Stock 14,479 $17.05 $246,866.95
Disclosure

SEC source: 0001104659-21-010999 · tm215018-2_4seq1.xml · nonDerivative · entry 2

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,413.37

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 2, 2021 22:10 UTC
Smith Howard W IIIDirector · President
Exercise / conversionCommon Stock 521 $18.03 $9,393.63
Disclosure

SEC source: 0001104659-21-010999 · tm215018-2_4seq1.xml · nonDerivative · entry 1

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,934.37

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 22:09 UTC
Pryor Paula A.EVP & Chief HR Officer
Exercise / conversionDividend Equivalent Rights · Derivative 104.366 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-010998 · tm215018d1_4.xml · derivative · entry 5

Pryor Paula A. · CIK 0001811383 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94.022

Underlying: Common Stock · 104.366 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer.

F5 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer.

F5 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer.

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January 29, 2021 Filed Feb 2, 2021 22:09 UTC
Pryor Paula A.EVP & Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 1,544 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-010998 · tm215018d1_4.xml · derivative · entry 4

Pryor Paula A. · CIK 0001811383 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,544 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The restricted stock units were settled in shares of the Issuer's common stock on January 29, 2021.

F4 · derivative.expiration_date: The restricted stock units were settled in shares of the Issuer's common stock on January 29, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.