Last 12 months
Inside the activity.
4 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 4 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2022 Filed Feb 17, 2022 21:33 UTC |
THEOBALD STEPHEN PEVP & Chief Financial Officer
|
GrantCommon Stock | 19,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-024762 · tm225236d5_4seq1.xml · nonDerivative · entry 1 THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,173.618 F1 · shares: On April 2, 2019, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 15, 2022, the Compensation Committee of the Issuer's Board of Directors certified the level at which the performance goals had been met, resulting in the vesting of these shares. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:32 UTC |
Lucas Richard MEVP & Gen Counsel & Secretary
|
GrantRestricted Stock Units · Derivative | 1,341 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-024761 · tm225236-4_4seq1.xml · derivative · entry 6 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,341 Underlying: Common Stock · 1,341 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer. F6 · derivative.exercise_date: The restricted stock units will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Plan, subject to vesting acceleration pursuant to the Plan. F6 · derivative.expiration_date: The restricted stock units will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Plan, subject to vesting acceleration pursuant to the Plan. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:32 UTC |
Lucas Richard MEVP & Gen Counsel & Secretary
|
GrantDeferred Stock Units · Derivative | 2,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-024761 · tm225236-4_4seq1.xml · derivative · entry 5 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,683 Underlying: Common Stock · 2,683 shares Expires not disclosed F3 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan. F4 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:32 UTC |
Lucas Richard MEVP & Gen Counsel & Secretary
|
Tax withholdingCommon Stock | 3,083 | $139.75 | $430,849.25 |
DisclosureSEC source: 0001104659-22-024761 · tm225236-4_4seq1.xml · nonDerivative · entry 4 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,469.352 Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:32 UTC |
Lucas Richard MEVP & Gen Counsel & Secretary
|
Tax withholdingCommon Stock | 8,786 | $139.75 | $1,227,843.50 |
DisclosureSEC source: 0001104659-22-024761 · tm225236-4_4seq1.xml · nonDerivative · entry 3 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,552.352 Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:32 UTC |
Lucas Richard MEVP & Gen Counsel & Secretary
|
GrantCommon Stock | 3,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-024761 · tm225236-4_4seq1.xml · nonDerivative · entry 2 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,338.352 F2 · shares: The restricted stock vests in three equal annual installments beginning on February 15, 2023. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:32 UTC |
Lucas Richard MEVP & Gen Counsel & Secretary
|
GrantCommon Stock | 19,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-024761 · tm225236-4_4seq1.xml · nonDerivative · entry 1 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,761.352 F1 · shares: On April 2, 2019, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 15, 2022, the Compensation Committee of the Issuer's Board of Directors certified the level at which the performance goals had been met, resulting in the vesting of these shares. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:31 UTC |
Smith Howard W IIIDirector · President
|
GrantRestricted Stock Units · Derivative | 1,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-024758 · tm225236-2_4seq1.xml · derivative · entry 12 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,227 Underlying: Common Stock · 1,227 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer. F6 · derivative.exercise_date: The restricted stock units will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Plan, subject to vesting acceleration pursuant to the Plan. F6 · derivative.expiration_date: The restricted stock units will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Plan, subject to vesting acceleration pursuant to the Plan. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:31 UTC |
Smith Howard W IIIDirector · President
|
GrantDeferred Stock Units · Derivative | 2,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-024758 · tm225236-2_4seq1.xml · derivative · entry 11 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,454 Underlying: Common Stock · 2,454 shares Expires not disclosed F3 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan. F4 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:31 UTC |
Smith Howard W IIIDirector · President
|
Tax withholdingCommon Stock | 4,136 | $139.75 | $578,006.00 |
DisclosureSEC source: 0001104659-22-024758 · tm225236-2_4seq1.xml · nonDerivative · entry 4 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,475.772 Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:31 UTC |
Smith Howard W IIIDirector · President
|
Tax withholdingCommon Stock | 16,474 | $139.75 | $2,302,241.50 |
DisclosureSEC source: 0001104659-22-024758 · tm225236-2_4seq1.xml · nonDerivative · entry 3 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,611.772 Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:31 UTC |
Smith Howard W IIIDirector · President
|
GrantCommon Stock | 5,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-024758 · tm225236-2_4seq1.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,085.772 F2 · shares: The restricted stock vests in three equal annual installments beginning on February 15, 2023. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:31 UTC |
Smith Howard W IIIDirector · President
|
GrantCommon Stock | 36,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-024758 · tm225236-2_4seq1.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,270.772 F1 · shares: On April 2, 2019, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 15, 2022, the Compensation Committee of the Issuer's Board of Directors certified the level at which the performance goals had been met, resulting in the vesting of these shares. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 22:37 UTC |
THEOBALD STEPHEN PEVP & Chief Financial Officer
|
Exercise / conversionDividend Equivalent Rights · Derivative | 218.248 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-010949 · tm225236-1_4seq1.xml · derivative · entry 7 THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521.468 Underlying: Common Stock · 218.248 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer. F5 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer. F5 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 22:37 UTC |
THEOBALD STEPHEN PEVP & Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-010949 · tm225236-1_4seq1.xml · derivative · entry 6 THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,525 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: The restricted stock units were settled in shares of the Issuer's common stock on January 31, 2022. F4 · derivative.expiration_date: The restricted stock units were settled in shares of the Issuer's common stock on January 31, 2022. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 22:37 UTC |
THEOBALD STEPHEN PEVP & Chief Financial Officer
|
Exercise / conversionDeferred Stock Units · Derivative | 5,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-010949 · tm225236-1_4seq1.xml · derivative · entry 5 THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on January 31, 2022 pursuant to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan. F2 · derivative.expiration_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on January 31, 2022 pursuant to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 22:37 UTC |
THEOBALD STEPHEN PEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 2,885 | $132.41 | $382,002.85 |
DisclosureSEC source: 0001104659-22-010949 · tm225236-1_4seq1.xml · nonDerivative · entry 2 THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,693.618 Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 22:37 UTC |
THEOBALD STEPHEN PEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 7,793.248 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-010949 · tm225236-1_4seq1.xml · nonDerivative · entry 1 THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,578.618 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2021 Filed Dec 22, 2021 22:31 UTC |
Walker William MDirector · Chairman & CEO
|
GiftCommon Stock | 37,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-152732 · tm2136184-1_4seq1.xml · nonDerivative · entry 5 Walker William M · CIK 0001503841 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 F1 · kind: The gifts reported herein were made in connection with a charitable donation by the Reporting Person's spouse. Read SEC document |
| December 16, 2021 Filed Dec 22, 2021 22:31 UTC |
Walker William MDirector · Chairman & CEO
|
GiftCommon Stock | 37,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-152732 · tm2136184-1_4seq1.xml · nonDerivative · entry 4 Walker William M · CIK 0001503841 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 37,440 F1 · kind: The gifts reported herein were made in connection with a charitable donation by the Reporting Person's spouse. Read SEC document |
| December 16, 2021 Filed Dec 22, 2021 22:31 UTC |
Walker William MDirector · Chairman & CEO
|
GiftCommon Stock | 45,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-152732 · tm2136184-1_4seq1.xml · nonDerivative · entry 3 Walker William M · CIK 0001503841 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,013 F1 · kind: The gifts reported herein were made in connection with a charitable donation by the Reporting Person's spouse. Read SEC document |
| December 16, 2021 Filed Dec 22, 2021 22:31 UTC |
Walker William MDirector · Chairman & CEO
|
GiftCommon Stock | 83,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-152732 · tm2136184-1_4seq1.xml · nonDerivative · entry 2 Walker William M · CIK 0001503841 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Walker Family Holdings, LLC Disclosed balance after: 1,427,044 F1 · kind: The gifts reported herein were made in connection with a charitable donation by the Reporting Person's spouse. Read SEC document |
| December 16, 2021 Filed Dec 22, 2021 22:31 UTC |
Walker William MDirector · Chairman & CEO
|
GiftCommon Stock | 83,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-152732 · tm2136184-1_4seq1.xml · nonDerivative · entry 1 Walker William M · CIK 0001503841 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,253 F1 · kind: The gifts reported herein were made in connection with a charitable donation by the Reporting Person's spouse. Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 22:03 UTC |
Bowers Alan JDirector
|
OtherCommon Stock | 11.2706 | $142.82 | $1,609.61 |
DisclosureSEC source: 0001104659-21-145512 · tm2134307d6_4seq1.xml · nonDerivative · entry 1 Bowers Alan J · CIK 0001503849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,011.2463 Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 22:01 UTC |
Lucas Richard MEVP & Gen Counsel & Secretary
|
GrantDividend Equivalent Rights · Derivative | 21.38 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-145508 · tm2134307-3_4seq1.xml · derivative · entry 2 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248.079 Underlying: Common Stock · 21.38 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 22:00 UTC |
Pryor Paula A.EVP & Chief HR Officer
|
GrantDividend Equivalent Rights · Derivative | 16.494 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-145500 · tm2134307-1_4seq1.xml · derivative · entry 1 Pryor Paula A. · CIK 0001811383 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176.592 Underlying: Common Stock · 16.494 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 22:02 UTC |
Walker William MDirector · Chairman & CEO
|
GrantDividend Equivalent Rights · Derivative | 32.088 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-145510 · tm2134307-5_4seq1.xml · derivative · entry 1 Walker William M · CIK 0001503841 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389.8714 Underlying: Common Stock · 32.088 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 22:01 UTC |
THEOBALD STEPHEN PEVP & Chief Financial Officer
|
GrantDividend Equivalent Rights · Derivative | 39.399 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-145507 · tm2134307-4_4seq1.xml · derivative · entry 4 THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 739.716 Underlying: Common Stock · 39.399 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 22:00 UTC |
Smith Howard W IIIDirector · President
|
GrantDividend Equivalent Rights · Derivative | 23.589 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-145503 · tm2134307-2_4seq1.xml · derivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266.142 Underlying: Common Stock · 23.589 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| November 24, 2021 Filed Mar 17, 2022 21:02 UTC |
Warren Michael J.Director
|
OtherCommon Stock | 1.702 | $153.92 | $261.97 |
DisclosureSEC source: 0001104659-22-035091 · tm229210-11_4seq1.xml · nonDerivative · entry 3 Warren Michael J. · CIK 0001698331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525.637 Read SEC document |
| November 22, 2021 Filed Dec 1, 2021 22:01 UTC |
Lucas Richard MEVP & Gen Counsel & Secretary
|
GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-145508 · tm2134307-3_4seq1.xml · nonDerivative · entry 1 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,281.352 Read SEC document |
| September 23, 2021 Filed Dec 1, 2021 22:01 UTC |
THEOBALD STEPHEN PEVP & Chief Financial Officer
|
GiftCommon Stock | 38,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-145507 · tm2134307-4_4seq1.xml · nonDerivative · entry 3 THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Family LLC Disclosed balance after: 38,219 Read SEC document |
| September 23, 2021 Filed Dec 1, 2021 22:01 UTC |
THEOBALD STEPHEN PEVP & Chief Financial Officer
|
GiftCommon Stock | 20,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-145507 · tm2134307-4_4seq1.xml · nonDerivative · entry 2 THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 5,000 Read SEC document |
| September 23, 2021 Filed Dec 1, 2021 22:01 UTC |
THEOBALD STEPHEN PEVP & Chief Financial Officer
|
GiftCommon Stock | 17,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-145507 · tm2134307-4_4seq1.xml · nonDerivative · entry 1 THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,785.37 Read SEC document |
| September 07, 2021 Filed Sep 8, 2021 20:37 UTC |
Bowers Alan JDirector
|
OtherCommon Stock | 14.3457 | $111.70 | $1,602.43 |
DisclosureSEC source: 0001104659-21-113821 · tm2127131-6_4seq1.xml · nonDerivative · entry 2 Bowers Alan J · CIK 0001503849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,999.9757 Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 20:30 UTC |
Pryor Paula A.EVP & Chief HR Officer
|
GrantDividend Equivalent Rights · Derivative | 21.256 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-113811 · tm2127131-1_4seq1.xml · derivative · entry 1 Pryor Paula A. · CIK 0001811383 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160.098 Underlying: Common Stock · 21.256 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 20:37 UTC |
Bowers Alan JDirector
|
OtherCommon Stock | 5.761 | $110.77 | $638.15 |
DisclosureSEC source: 0001104659-21-113821 · tm2127131-6_4seq1.xml · nonDerivative · entry 1 Bowers Alan J · CIK 0001503849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,985.63 Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 20:36 UTC |
Walker William MDirector · Chairman & CEO
|
GrantDividend Equivalent Rights · Derivative | 41.353 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-113819 · tm2127131d5_4seq1.xml · derivative · entry 1 Walker William M · CIK 0001503841 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357.7834 Underlying: Common Stock · 41.353 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 20:35 UTC |
THEOBALD STEPHEN PEVP & Chief Financial Officer
|
GrantDividend Equivalent Rights · Derivative | 50.777 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-113816 · tm2127131-4_4seq1.xml · derivative · entry 3 THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700.317 Underlying: Common Stock · 50.777 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 20:33 UTC |
Lucas Richard MEVP & Gen Counsel & Secretary
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GrantDividend Equivalent Rights · Derivative | 27.552 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-113815 · tm2127131-3_4seq1.xml · derivative · entry 1 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226.699 Underlying: Common Stock · 27.552 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 20:31 UTC |
Smith Howard W IIIDirector · President
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GrantDividend Equivalent Rights · Derivative | 30.401 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-113813 · tm2127131-2_4seq1.xml · derivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242.553 Underlying: Common Stock · 30.401 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| September 01, 2021 Filed Mar 17, 2022 21:02 UTC |
Warren Michael J.Director
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OtherCommon Stock | 2.354 | $110.79 | $260.79 |
DisclosureSEC source: 0001104659-22-035091 · tm229210-11_4seq1.xml · nonDerivative · entry 2 Warren Michael J. · CIK 0001698331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523.935 Read SEC document |
| August 17, 2021 Filed Aug 18, 2021 20:31 UTC |
Walker William MDirector · Chairman & CEO
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Exercise / conversionStock Options (right to buy) · Derivative | 83,218 | $0.00 Strike: $20.40 | $0.00 |
DisclosureSEC source: 0001104659-21-107355 · tm2125381-1_4seq1.xml · derivative · entry 6 Walker William M · CIK 0001503841 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 83,218 shares Expires 2026-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents a cash exercise by the Reporting Person. The Reporting Person did not dispose of any shares of the Issuer's common stock in connection with this exercise. F2 · derivative.exercise_date: The stock options are fully vested and exercisable. Read SEC document |
| August 17, 2021 Filed Aug 18, 2021 20:31 UTC |
Walker William MDirector · Chairman & CEO
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Exercise / conversionCommon Stock | 83,218 | $20.40 | $1,697,647.20 |
DisclosureSEC source: 0001104659-21-107355 · tm2125381-1_4seq1.xml · nonDerivative · entry 1 Walker William M · CIK 0001503841 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents a cash exercise by the Reporting Person. The Reporting Person did not dispose of any shares of the Issuer's common stock in connection with this exercise. Read SEC document |
| July 27, 2021 Filed Sep 8, 2021 20:35 UTC |
THEOBALD STEPHEN PEVP & Chief Financial Officer
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GiftCommon Stock | 25,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-113816 · tm2127131-4_4seq1.xml · nonDerivative · entry 2 THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 25,659 Read SEC document |
| July 27, 2021 Filed Sep 8, 2021 20:35 UTC |
THEOBALD STEPHEN PEVP & Chief Financial Officer
|
GiftCommon Stock | 25,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-113816 · tm2127131-4_4seq1.xml · nonDerivative · entry 1 THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,345.37 Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 20:32 UTC |
Bowers Alan JDirector
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OtherCommon Stock | 15.7046 | $100.54 | $1,578.88 |
DisclosureSEC source: 0001104659-21-078266 · tm2119104-2_4seq1.xml · nonDerivative · entry 2 Bowers Alan J · CIK 0001503849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,979.869 Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 20:31 UTC |
Pryor Paula A.EVP & Chief HR Officer
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GrantDividend Equivalent Rights · Derivative | 23.291 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-078264 · tm2119104-1_4seq1.xml · derivative · entry 1 Pryor Paula A. · CIK 0001811383 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138.842 Underlying: Common Stock · 23.291 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 20:35 UTC |
Walker William MDirector · Chairman & CEO
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GrantDividend Equivalent Rights · Derivative | 45.313 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-078272 · tm2119104-6_4seq1.xml · derivative · entry 1 Walker William M · CIK 0001503841 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316.4304 Underlying: Common Stock · 45.313 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 20:34 UTC |
THEOBALD STEPHEN PEVP & Chief Financial Officer
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GrantDividend Equivalent Rights · Derivative | 55.638 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-078271 · tm2119104-5_4seq1.xml · derivative · entry 1 THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 649.54 Underlying: Common Stock · 55.638 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.