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NYSE · USD

WCN

Waste Connections, Inc.

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Tapewire entity
3073
SEC CIK
0001318220
Parsed reports
600

Last 12 months

Inside the activity.

1 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202601
Apr 202602
May 202613
Jun 202602
Jul 202603
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2020 Filed Feb 19, 2020 21:22 UTC Exercise / conversionCommon Shares 688 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001344 · primarydocument.xml · nonDerivative · entry 3

GUILLET EDWARD E · CIK 0001203079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 16:25 UTC
HALL DAVID MSr. Vice President - Sales
GrantRestricted Share Units · Derivative 2,900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001355 · primarydocument.xml · derivative · entry 4

HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Underlying: Common Shares · 2,900 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 7,250 (250% of the target number).

F3 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 7,250 (250% of the target number).

Read SEC document
February 14, 2020 Filed Feb 19, 2020 16:25 UTC
HALL DAVID MSr. Vice President - Sales
GrantRestricted Share Units · Derivative 2,900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001355 · primarydocument.xml · derivative · entry 3

HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Underlying: Common Shares · 2,900 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

F2 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:26 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
GrantRestricted Shares Units · Derivative 2,650 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001357 · primarydocument.xml · derivative · entry 4

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,650

Underlying: Common Shares · 2,650 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

F3 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:26 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
GrantRestricted Share Units · Derivative 2,650 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001357 · primarydocument.xml · derivative · entry 3

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,650

Underlying: Common Shares · 2,650 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 6,625 (250% of the target number).

F2 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 6,625 (250% of the target number).

Read SEC document
February 14, 2020 Filed Feb 19, 2020 16:23 UTC Exercise / conversionRestricted Share Units · Derivative 545 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001345 · primarydocument.xml · derivative · entry 7

HARLAN MICHAEL W · CIK 0001064313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545

Underlying: Common Shares · 545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 14, 2020 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

F5 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 14, 2020 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 16:23 UTC GrantRestricted Share Units · Derivative 1,090 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001345 · primarydocument.xml · derivative · entry 6

HARLAN MICHAEL W · CIK 0001064313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,090

Underlying: Common Shares · 1,090 shares

Expires not disclosed

F4 · derivative.exercise_date: Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date.

F4 · derivative.expiration_date: Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 16:23 UTC GrantDeferred Share Units · Derivative 436 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001345 · primarydocument.xml · derivative · entry 5

HARLAN MICHAEL W · CIK 0001064313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436

Underlying: Common Shares · 436 shares

Expires not disclosed

F3 · derivative.exercise_date: One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire.

F3 · derivative.expiration_date: One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 16:23 UTC Tax withholdingCommon Shares 292 $103.78 $30,303.79
Disclosure

SEC source: 0001562180-20-001345 · primarydocument.xml · nonDerivative · entry 2

HARLAN MICHAEL W · CIK 0001064313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,678

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

F2 · price: For purposes of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. $137.53 CAD = $103.7801 US

Read SEC document
February 14, 2020 Filed Feb 19, 2020 16:23 UTC Exercise / conversionCommon Shares 545 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001345 · primarydocument.xml · nonDerivative · entry 1

HARLAN MICHAEL W · CIK 0001064313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 16:22 UTC Exercise / conversionRestricted Share Units · Derivative 545 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001343 · primarydocument.xml · derivative · entry 7

RAZZOUK WILLIAM J · CIK 0001064306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545

Underlying: Common Shares · 545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 14, 2020 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

F5 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 14, 2020 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 16:22 UTC GrantRestricted Share Units · Derivative 1,090 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001343 · primarydocument.xml · derivative · entry 6

RAZZOUK WILLIAM J · CIK 0001064306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,090

Underlying: Common Shares · 1,090 shares

Expires not disclosed

F4 · derivative.exercise_date: Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date.

F4 · derivative.expiration_date: Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 16:22 UTC GrantDeferred Share Units · Derivative 436 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001343 · primarydocument.xml · derivative · entry 5

RAZZOUK WILLIAM J · CIK 0001064306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436

Underlying: Common Shares · 436 shares

Expires not disclosed

F3 · derivative.exercise_date: One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire.

F3 · derivative.expiration_date: One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 16:22 UTC Tax withholdingCommon Shares 292 $103.78 $30,303.79
Disclosure

SEC source: 0001562180-20-001343 · primarydocument.xml · nonDerivative · entry 2

RAZZOUK WILLIAM J · CIK 0001064306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,172

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

F2 · price: For purposes of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. $137.53 CAD = $103.7801 US

Read SEC document
February 14, 2020 Filed Feb 19, 2020 16:22 UTC Exercise / conversionCommon Shares 545 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001343 · primarydocument.xml · nonDerivative · entry 1

RAZZOUK WILLIAM J · CIK 0001064306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 16:24 UTC GrantRestricted Share Units · Derivative 5,350 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001349 · primarydocument.xml · derivative · entry 4

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,350

Underlying: Common Shares · 5,350 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 13,375 (250% of the target number).

F3 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 13,375 (250% of the target number).

Read SEC document
February 14, 2020 Filed Feb 19, 2020 16:24 UTC GrantRestricted Share Units · Derivative 5,350 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001349 · primarydocument.xml · derivative · entry 3

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,350

Underlying: Commons Shares · 5,350 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

F2 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:24 UTC
LITTLE JAMESExecutive VP Engineering
Tax withholdingRestricted Share Units · Derivative 4,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001351 · primarydocument.xml · derivative · entry 5

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,300

Underlying: Common Shares · 4,300 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 10,750 (250% of the target number).

F3 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 10,750 (250% of the target number).

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:24 UTC
LITTLE JAMESExecutive VP Engineering
GrantRestricted Share Units · Derivative 4,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001351 · primarydocument.xml · derivative · entry 4

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,300

Underlying: Common Shares · 4,300 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

F2 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:25 UTC
HANSEN ERICSenior Vice President and CIO
GrantRestricted Share Units · Derivative 2,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001356 · primarydocument.xml · derivative · entry 5

HANSEN ERIC · CIK 0001132334 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Shares · 2,750 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 6,875 (250% of the target number).

F3 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 6,875 (250% of the target number).

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:25 UTC
HANSEN ERICSenior Vice President and CIO
GrantRestricted Share Units · Derivative 2,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001356 · primarydocument.xml · derivative · entry 4

HANSEN ERIC · CIK 0001132334 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Shares · 2,750 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

F2 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 16:23 UTC Exercise / conversionRestricted Share Units · Derivative 545 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001346 · primarydocument.xml · derivative · entry 7

Hughes Larry Sanford · CIK 0001674299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545

Underlying: Common Shares · 545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 14, 2020 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

F5 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 14, 2020 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 16:23 UTC GrantRestricted Share Units · Derivative 1,090 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001346 · primarydocument.xml · derivative · entry 6

Hughes Larry Sanford · CIK 0001674299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,090

Underlying: Common Shares · 1,090 shares

Expires not disclosed

F4 · derivative.exercise_date: Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date.

F4 · derivative.expiration_date: Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 16:23 UTC GrantDeferred Share Units · Derivative 436 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001346 · primarydocument.xml · derivative · entry 5

Hughes Larry Sanford · CIK 0001674299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436

Underlying: Common Shares · 436 shares

Expires not disclosed

F3 · derivative.exercise_date: One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire.

F3 · derivative.expiration_date: One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 16:23 UTC Tax withholdingCommon Shares 272 $103.78 $28,228.19
Disclosure

SEC source: 0001562180-20-001346 · primarydocument.xml · nonDerivative · entry 2

Hughes Larry Sanford · CIK 0001674299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,230

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

F2 · price: For purposes of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. $137.53 CAD = $103.7801 US

Read SEC document
February 14, 2020 Filed Feb 19, 2020 16:23 UTC Exercise / conversionCommon Shares 545 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001346 · primarydocument.xml · nonDerivative · entry 1

Hughes Larry Sanford · CIK 0001674299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 16:22 UTC
Lee SusanDirector
Exercise / conversionRestricted Share Units · Derivative 545 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001342 · primarydocument.xml · derivative · entry 7

Lee Susan · CIK 0001673407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545

Underlying: Common Shares · 545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 14, 2020 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

F5 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 14, 2020 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

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February 14, 2020 Filed Feb 19, 2020 16:22 UTC
Lee SusanDirector
GrantRestricted Share Units · Derivative 1,090 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001342 · primarydocument.xml · derivative · entry 6

Lee Susan · CIK 0001673407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,090

Underlying: Common Shares · 1,090 shares

Expires not disclosed

F4 · derivative.exercise_date: Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date.

F4 · derivative.expiration_date: Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 16:22 UTC
Lee SusanDirector
GrantDeferred Share Units · Derivative 436 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001342 · primarydocument.xml · derivative · entry 5

Lee Susan · CIK 0001673407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436

Underlying: Common Shares · 436 shares

Expires not disclosed

F3 · derivative.exercise_date: One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire.

F3 · derivative.expiration_date: One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire.

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February 14, 2020 Filed Feb 19, 2020 16:22 UTC
Lee SusanDirector
Tax withholdingCommon Shares 272 $103.78 $28,228.19
Disclosure

SEC source: 0001562180-20-001342 · primarydocument.xml · nonDerivative · entry 2

Lee Susan · CIK 0001673407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,502

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

F2 · price: For purposes of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. $137.53 CAD = $103.7801 US

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February 14, 2020 Filed Feb 19, 2020 16:22 UTC
Lee SusanDirector
Exercise / conversionCommon Shares 545 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001342 · primarydocument.xml · nonDerivative · entry 1

Lee Susan · CIK 0001673407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:24 UTC
Shea Patrick JamesExec VP, General Counsel & Sec
GrantRestricted Share Units · Derivative 4,363 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001348 · primarydocument.xml · derivative · entry 4

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,363

Underlying: Common Shares · 4,363 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 10,907 (250% of the target number).

F3 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 10,907 (250% of the target number).

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:24 UTC
Shea Patrick JamesExec VP, General Counsel & Sec
GrantRestricted Share Units · Derivative 4,363 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001348 · primarydocument.xml · derivative · entry 3

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,363

Underlying: Common Shares · 4,363 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

F2 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

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February 14, 2020 Filed Feb 19, 2020 21:25 UTC
Black Matthew StephenSr. Vice President - Tax
GrantRestricted Share Units · Derivative 2,925 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001354 · primarydocument.xml · derivative · entry 4

Black Matthew Stephen · CIK 0001544201 · Sr. Vice President - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,925

Underlying: Common Shares · 2,925 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 7,312 (250% of the target number).

F3 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 7,312 (250% of the target number).

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:25 UTC
Black Matthew StephenSr. Vice President - Tax
GrantRestricted Share Units · Derivative 2,925 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001354 · primarydocument.xml · derivative · entry 3

Black Matthew Stephen · CIK 0001544201 · Sr. Vice President - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,925

Underlying: Common Shares · 2,925 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

F2 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:25 UTC
JACKMAN WORTHINGDirector · President and CEO
GrantRestricted Share Units · Derivative 14,225 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001353 · primarydocument.xml · derivative · entry 4

JACKMAN WORTHING · CIK 0001229832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,225

Underlying: Common Shares · 14,225 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 35,562 (250% of the target number).

F3 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 35,562 (250% of the target number).

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:25 UTC
JACKMAN WORTHINGDirector · President and CEO
GrantRestricted Share Units · Derivative 14,225 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001353 · primarydocument.xml · derivative · entry 3

JACKMAN WORTHING · CIK 0001229832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,225

Underlying: Common Shares · 14,225 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

F2 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:24 UTC
EDDIE DAVIDSr. VP & Chief Accting Officer
GrantRestricted Share Units · Derivative 3,425 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001352 · primarydocument.xml · derivative · entry 4

EDDIE DAVID · CIK 0001230346 · Sr. VP & Chief Accting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,425

Underlying: Common Shares · 3,425 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 8,562 (250% of the target number).

F3 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 8,562 (250% of the target number).

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:24 UTC
EDDIE DAVIDSr. VP & Chief Accting Officer
GrantRestricted Share Units · Derivative 3,425 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001352 · primarydocument.xml · derivative · entry 3

EDDIE DAVID · CIK 0001230346 · Sr. VP & Chief Accting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,425

Underlying: Common Shares · 3,425 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

F2 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:24 UTC
Whitney Mary AnneSr Vice President & CFO
GrantRestricted Share Units · Derivative 4,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001350 · primarydocument.xml · derivative · entry 4

Whitney Mary Anne · CIK 0001544202 · Sr Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

Underlying: Common Shares · 4,200 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

F3 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:24 UTC
Whitney Mary AnneSr Vice President & CFO
GrantCommon Shares · Derivative 4,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001350 · primarydocument.xml · derivative · entry 3

Whitney Mary Anne · CIK 0001544202 · Sr Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

Underlying: Common Shares · 4,200 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 10,500 (250% of the target number).

F2 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 10,500 (250% of the target number).

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:23 UTC Exercise / conversionRestricted Share Units · Derivative 545 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001347 · primarydocument.xml · derivative · entry 5

JORDAN ELISE LIPMAN · CIK 0001784928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545

Underlying: Common Shares · 545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 14, 2020 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

F5 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 14, 2020 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:23 UTC GrantRestricted Share Units · Derivative 1,090 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001347 · primarydocument.xml · derivative · entry 4

JORDAN ELISE LIPMAN · CIK 0001784928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,090

Underlying: Common Shares · 1,090 shares

Expires not disclosed

F4 · derivative.exercise_date: Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date.

F4 · derivative.expiration_date: Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:23 UTC GrantDeferred Share Units · Derivative 436 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001347 · primarydocument.xml · derivative · entry 3

JORDAN ELISE LIPMAN · CIK 0001784928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436

Underlying: Common Shares · 436 shares

Expires not disclosed

F3 · derivative.exercise_date: One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire.

F3 · derivative.expiration_date: One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:23 UTC Tax withholdingCommon Shares 292 $103.78 $30,303.79
Disclosure

SEC source: 0001562180-20-001347 · primarydocument.xml · nonDerivative · entry 2

JORDAN ELISE LIPMAN · CIK 0001784928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

F2 · price: For purposes of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. $137.53 CAD = $103.7801 US

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:23 UTC Exercise / conversionCommon Shares 545 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001347 · primarydocument.xml · nonDerivative · entry 1

JORDAN ELISE LIPMAN · CIK 0001784928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:22 UTC Exercise / conversionRestricted Share Units · Derivative 545 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001344 · primarydocument.xml · derivative · entry 7

GUILLET EDWARD E · CIK 0001203079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545

Underlying: Common Shares · 545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 14, 2020 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

F5 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 14, 2020 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:22 UTC GrantRestricted Share Units · Derivative 1,090 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001344 · primarydocument.xml · derivative · entry 6

GUILLET EDWARD E · CIK 0001203079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,090

Underlying: Common Shares · 1,090 shares

Expires not disclosed

F4 · derivative.exercise_date: Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date.

F4 · derivative.expiration_date: Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:22 UTC GrantDeferred Share Units · Derivative 436 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001344 · primarydocument.xml · derivative · entry 5

GUILLET EDWARD E · CIK 0001203079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436

Underlying: Common Shares · 436 shares

Expires not disclosed

F3 · derivative.exercise_date: One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire.

F3 · derivative.expiration_date: One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:22 UTC Tax withholdingCommon Shares 292 $103.78 $30,303.79
Disclosure

SEC source: 0001562180-20-001344 · primarydocument.xml · nonDerivative · entry 2

GUILLET EDWARD E · CIK 0001203079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,426

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

F2 · price: For purposes of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. $137.53 CAD = $103.7801 US

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.