WCN

SEC source: 0001562180-20-001554 · primarydocument.xml · nonDerivative · entry 2

Whitney Mary Anne · CIK 0001544202 · Sr Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,148

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

SEC source: 0001562180-20-001554 · primarydocument.xml · nonDerivative · entry 1

Whitney Mary Anne · CIK 0001544202 · Sr Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-001552 · primarydocument.xml · derivative · entry 3

Black Matthew Stephen · CIK 0001544201 · Sr. Vice President - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,093

Underlying: Common Shares · 1,047 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

SEC source: 0001562180-20-001552 · primarydocument.xml · nonDerivative · entry 2

Black Matthew Stephen · CIK 0001544201 · Sr. Vice President - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,704

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

SEC source: 0001562180-20-001552 · primarydocument.xml · nonDerivative · entry 1

Black Matthew Stephen · CIK 0001544201 · Sr. Vice President - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-001356 · primarydocument.xml · nonDerivative · entry 3

HANSEN ERIC · CIK 0001132334 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,598

SEC source: 0001562180-20-001355 · primarydocument.xml · derivative · entry 5

HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,195

Underlying: Common Shares · 732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F4 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

SEC source: 0001562180-20-001355 · primarydocument.xml · nonDerivative · entry 2

HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,103

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

SEC source: 0001562180-20-001355 · primarydocument.xml · nonDerivative · entry 1

HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-001357 · primarydocument.xml · derivative · entry 5

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,208

Underlying: Common Stock · 3,402 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F4 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

SEC source: 0001562180-20-001357 · primarydocument.xml · nonDerivative · entry 2

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,155

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

SEC source: 0001562180-20-001357 · primarydocument.xml · nonDerivative · entry 1

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-001345 · primarydocument.xml · derivative · entry 8

HARLAN MICHAEL W · CIK 0001064313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 15, 2019 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

F6 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 15, 2019 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

SEC source: 0001562180-20-001345 · primarydocument.xml · nonDerivative · entry 4

HARLAN MICHAEL W · CIK 0001064313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,997

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

F2 · price: For purposes of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. $137.53 CAD = $103.7801 US

SEC source: 0001562180-20-001345 · primarydocument.xml · nonDerivative · entry 3

HARLAN MICHAEL W · CIK 0001064313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-001343 · primarydocument.xml · derivative · entry 8

RAZZOUK WILLIAM J · CIK 0001064306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 15, 2019 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

F6 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 15, 2019 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

SEC source: 0001562180-20-001343 · primarydocument.xml · nonDerivative · entry 4

RAZZOUK WILLIAM J · CIK 0001064306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,491

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

F2 · price: For purposes of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. $137.53 CAD = $103.7801 US

SEC source: 0001562180-20-001343 · primarydocument.xml · nonDerivative · entry 3

RAZZOUK WILLIAM J · CIK 0001064306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-001349 · primarydocument.xml · derivative · entry 5

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,079

Underlying: Common Stock · 1,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F4 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

SEC source: 0001562180-20-001349 · primarydocument.xml · nonDerivative · entry 2

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,430

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

SEC source: 0001562180-20-001349 · primarydocument.xml · nonDerivative · entry 1

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-001351 · primarydocument.xml · derivative · entry 6

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 915

Underlying: Common Shares · 915 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F4 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

SEC source: 0001562180-20-001351 · primarydocument.xml · nonDerivative · entry 2

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,315

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

SEC source: 0001562180-20-001351 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-001356 · primarydocument.xml · derivative · entry 6

HANSEN ERIC · CIK 0001132334 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,049

Underlying: Common Shares · 683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F4 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

SEC source: 0001562180-20-001356 · primarydocument.xml · nonDerivative · entry 2

HANSEN ERIC · CIK 0001132334 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,598

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

SEC source: 0001562180-20-001356 · primarydocument.xml · nonDerivative · entry 1

HANSEN ERIC · CIK 0001132334 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-001346 · primarydocument.xml · derivative · entry 8

Hughes Larry Sanford · CIK 0001674299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 15, 2019 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

F6 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 15, 2019 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

SEC source: 0001562180-20-001346 · primarydocument.xml · nonDerivative · entry 4

Hughes Larry Sanford · CIK 0001674299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,554

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

F2 · price: For purposes of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. $137.53 CAD = $103.7801 US

SEC source: 0001562180-20-001346 · primarydocument.xml · nonDerivative · entry 3

Hughes Larry Sanford · CIK 0001674299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-001342 · primarydocument.xml · derivative · entry 8

Lee Susan · CIK 0001673407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 15, 2019 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

F6 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 15, 2019 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

SEC source: 0001562180-20-001342 · primarydocument.xml · nonDerivative · entry 4

Lee Susan · CIK 0001673407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,826

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

F2 · price: For purposes of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. $137.53 CAD = $103.7801 US

SEC source: 0001562180-20-001342 · primarydocument.xml · nonDerivative · entry 3

Lee Susan · CIK 0001673407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-001348 · primarydocument.xml · derivative · entry 5

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,781

Underlying: Common Shares · 927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F4 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

SEC source: 0001562180-20-001348 · primarydocument.xml · nonDerivative · entry 2

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,839

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

SEC source: 0001562180-20-001348 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-001354 · primarydocument.xml · derivative · entry 5

Black Matthew Stephen · CIK 0001544201 · Sr. Vice President - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,086

Underlying: Common Shares · 695 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F4 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

SEC source: 0001562180-20-001354 · primarydocument.xml · nonDerivative · entry 2

Black Matthew Stephen · CIK 0001544201 · Sr. Vice President - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,912

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

SEC source: 0001562180-20-001354 · primarydocument.xml · nonDerivative · entry 1

Black Matthew Stephen · CIK 0001544201 · Sr. Vice President - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-001353 · primarydocument.xml · derivative · entry 5

JACKMAN WORTHING · CIK 0001229832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,061

Underlying: Common Shares · 2,354 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F4 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

SEC source: 0001562180-20-001353 · primarydocument.xml · nonDerivative · entry 2

JACKMAN WORTHING · CIK 0001229832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,603

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

SEC source: 0001562180-20-001353 · primarydocument.xml · nonDerivative · entry 1

JACKMAN WORTHING · CIK 0001229832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-001352 · primarydocument.xml · derivative · entry 5

EDDIE DAVID · CIK 0001230346 · Sr. VP & Chief Accting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,579

Underlying: Common Shares · 860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F4 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

SEC source: 0001562180-20-001352 · primarydocument.xml · nonDerivative · entry 2

EDDIE DAVID · CIK 0001230346 · Sr. VP & Chief Accting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,238

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

SEC source: 0001562180-20-001352 · primarydocument.xml · nonDerivative · entry 1

EDDIE DAVID · CIK 0001230346 · Sr. VP & Chief Accting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-001350 · primarydocument.xml · derivative · entry 5

Whitney Mary Anne · CIK 0001544202 · Sr Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,634

Underlying: Common Shares · 878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F4 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

SEC source: 0001562180-20-001350 · primarydocument.xml · nonDerivative · entry 2

Whitney Mary Anne · CIK 0001544202 · Sr Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,534

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

SEC source: 0001562180-20-001350 · primarydocument.xml · nonDerivative · entry 1

Whitney Mary Anne · CIK 0001544202 · Sr Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-001344 · primarydocument.xml · derivative · entry 8

GUILLET EDWARD E · CIK 0001203079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 15, 2019 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

F6 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 15, 2019 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

SEC source: 0001562180-20-001344 · primarydocument.xml · nonDerivative · entry 4

GUILLET EDWARD E · CIK 0001203079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,745

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

F2 · price: For purposes of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. $137.53 CAD = $103.7801 US