Tapewire

NYSE · USD

WCN

Waste Connections, Inc.

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Tapewire entity
3073
SEC CIK
0001318220
Parsed reports
600

Last 12 months

Inside the activity.

1 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202601
Apr 202602
May 202613
Jun 202602
Jul 202603
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2020 Filed Feb 26, 2020 21:19 UTC
JACKMAN WORTHINGDirector · President and CEO
Tax withholdingCommon Shares 4,208 $101.97 $429,089.76
Disclosure

SEC source: 0001562180-20-001755 · primarydocument.xml · nonDerivative · entry 4

JACKMAN WORTHING · CIK 0001229832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,239

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:19 UTC
JACKMAN WORTHINGDirector · President and CEO
Exercise / conversionCommon Shares 10,692 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001755 · primarydocument.xml · nonDerivative · entry 3

JACKMAN WORTHING · CIK 0001229832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:19 UTC
JACKMAN WORTHINGDirector · President and CEO
Tax withholdingCommon Shares 1,092 $101.97 $111,351.24
Disclosure

SEC source: 0001562180-20-001755 · primarydocument.xml · nonDerivative · entry 2

JACKMAN WORTHING · CIK 0001229832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,755

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:19 UTC
JACKMAN WORTHINGDirector · President and CEO
Exercise / conversionCommon Shares 2,773 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001755 · primarydocument.xml · nonDerivative · entry 1

JACKMAN WORTHING · CIK 0001229832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:19 UTC
Whitney Mary AnneSr Vice President & CFO
Exercise / conversionPerformance Share Units · Derivative 3,464 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001759 · primarydocument.xml · derivative · entry 6

Whitney Mary Anne · CIK 0001544202 · Sr Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,464 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 24, 2017 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2017 to December 31, 2019. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 179% of the target number of shares subject to the award. The common shares are reported on Table 1.

F3 · derivative.expiration_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 24, 2017 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2017 to December 31, 2019. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 179% of the target number of shares subject to the award. The common shares are reported on Table 1.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:19 UTC
Whitney Mary AnneSr Vice President & CFO
Exercise / conversionRestricted Share Units · Derivative 900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001759 · primarydocument.xml · derivative · entry 5

Whitney Mary Anne · CIK 0001544202 · Sr Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 898

Underlying: Common Shares · 900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:19 UTC
Whitney Mary AnneSr Vice President & CFO
Tax withholdingCommon Shares 1,364 $101.97 $139,087.08
Disclosure

SEC source: 0001562180-20-001759 · primarydocument.xml · nonDerivative · entry 4

Whitney Mary Anne · CIK 0001544202 · Sr Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,793

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:19 UTC
Whitney Mary AnneSr Vice President & CFO
Exercise / conversionCommon Shares 3,464 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001759 · primarydocument.xml · nonDerivative · entry 3

Whitney Mary Anne · CIK 0001544202 · Sr Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:19 UTC
Whitney Mary AnneSr Vice President & CFO
Tax withholdingCommon Shares 355 $101.97 $36,199.35
Disclosure

SEC source: 0001562180-20-001759 · primarydocument.xml · nonDerivative · entry 2

Whitney Mary Anne · CIK 0001544202 · Sr Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,693

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:19 UTC
Whitney Mary AnneSr Vice President & CFO
Exercise / conversionCommon Shares 900 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001759 · primarydocument.xml · nonDerivative · entry 1

Whitney Mary Anne · CIK 0001544202 · Sr Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:18 UTC
EDDIE DAVIDSr. VP & Chief Accting Officer
Exercise / conversionPerformance Share Units · Derivative 5,939 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001752 · primarydocument.xml · derivative · entry 6

EDDIE DAVID · CIK 0001230346 · Sr. VP & Chief Accting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,939 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 24, 2017 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2017 to December 31, 2019. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 179% of the target number of shares subject to the award. The common shares are reported on Table 1.

F3 · derivative.expiration_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 24, 2017 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2017 to December 31, 2019. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 179% of the target number of shares subject to the award. The common shares are reported on Table 1.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:18 UTC
EDDIE DAVIDSr. VP & Chief Accting Officer
Exercise / conversionRestricted Share Units · Derivative 1,542 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001752 · primarydocument.xml · derivative · entry 5

EDDIE DAVID · CIK 0001230346 · Sr. VP & Chief Accting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,540

Underlying: Common Shares · 1,542 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:18 UTC
EDDIE DAVIDSr. VP & Chief Accting Officer
Tax withholdingCommon Shares 2,337 $101.97 $238,303.89
Disclosure

SEC source: 0001562180-20-001752 · primarydocument.xml · nonDerivative · entry 4

EDDIE DAVID · CIK 0001230346 · Sr. VP & Chief Accting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,573

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:18 UTC
EDDIE DAVIDSr. VP & Chief Accting Officer
Exercise / conversionCommon Shares 5,939 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001752 · primarydocument.xml · nonDerivative · entry 3

EDDIE DAVID · CIK 0001230346 · Sr. VP & Chief Accting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:18 UTC
EDDIE DAVIDSr. VP & Chief Accting Officer
Tax withholdingCommon Shares 607 $101.97 $61,895.79
Disclosure

SEC source: 0001562180-20-001752 · primarydocument.xml · nonDerivative · entry 2

EDDIE DAVID · CIK 0001230346 · Sr. VP & Chief Accting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,971

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:18 UTC
EDDIE DAVIDSr. VP & Chief Accting Officer
Exercise / conversionCommon Shares 1,542 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001752 · primarydocument.xml · nonDerivative · entry 1

EDDIE DAVID · CIK 0001230346 · Sr. VP & Chief Accting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:17 UTC
Black Matthew StephenSr. Vice President - Tax
Exercise / conversionPerformance Share Units · Derivative 4,652 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001750 · primarydocument.xml · derivative · entry 6

Black Matthew Stephen · CIK 0001544201 · Sr. Vice President - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,652 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 24, 2017 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2017 to December 31, 2019. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 179% of the target number of shares subject to the award. The common shares are reported on Table 1.

F3 · derivative.expiration_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 24, 2017 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2017 to December 31, 2019. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 179% of the target number of shares subject to the award. The common shares are reported on Table 1.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:17 UTC
Black Matthew StephenSr. Vice President - Tax
Exercise / conversionRestricted Share Units · Derivative 1,206 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001750 · primarydocument.xml · derivative · entry 5

Black Matthew Stephen · CIK 0001544201 · Sr. Vice President - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,207

Underlying: Common Shares · 1,206 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:17 UTC
Black Matthew StephenSr. Vice President - Tax
Tax withholdingCommon Shares 1,133 $101.97 $115,532.01
Disclosure

SEC source: 0001562180-20-001750 · primarydocument.xml · nonDerivative · entry 4

Black Matthew Stephen · CIK 0001544201 · Sr. Vice President - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,135

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:17 UTC
Black Matthew StephenSr. Vice President - Tax
Exercise / conversionCommon Shares 4,652 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001750 · primarydocument.xml · nonDerivative · entry 3

Black Matthew Stephen · CIK 0001544201 · Sr. Vice President - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:17 UTC
Black Matthew StephenSr. Vice President - Tax
Tax withholdingCommon Shares 294 $101.97 $29,979.18
Disclosure

SEC source: 0001562180-20-001750 · primarydocument.xml · nonDerivative · entry 2

Black Matthew Stephen · CIK 0001544201 · Sr. Vice President - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,616

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:17 UTC
Black Matthew StephenSr. Vice President - Tax
Exercise / conversionCommon Shares 1,206 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001750 · primarydocument.xml · nonDerivative · entry 1

Black Matthew Stephen · CIK 0001544201 · Sr. Vice President - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:12 UTC
HALL DAVID MSr. Vice President - Sales
Exercise / conversionRestricted Share Units · Derivative 1,115 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001556 · primarydocument.xml · derivative · entry 3

HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,229

Underlying: Common Stock · 1,115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:12 UTC
HALL DAVID MSr. Vice President - Sales
Tax withholdingCommon Shares 272 $102.57 $27,899.04
Disclosure

SEC source: 0001562180-20-001556 · primarydocument.xml · nonDerivative · entry 2

HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,946

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:12 UTC
HALL DAVID MSr. Vice President - Sales
Exercise / conversionCommon Shares 1,115 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001556 · primarydocument.xml · nonDerivative · entry 1

HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:14 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Exercise / conversionRestricted Share Units · Derivative 5,234 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001559 · primarydocument.xml · derivative · entry 6

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,469

Underlying: Common Shares · 5,234 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:14 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Exercise / conversionRestricted Share Units · Derivative 42,571 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001559 · primarydocument.xml · derivative · entry 5

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,571

Underlying: Common Shares · 42,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 20, 2018 and vest in three equal annual installments. The common shares are reported in Table I.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 20, 2018 and vest in three equal annual installments. The common shares are reported in Table I.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:14 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Tax withholdingCommon Shares 15,655 $102.57 $1,605,733.35
Disclosure

SEC source: 0001562180-20-001559 · primarydocument.xml · nonDerivative · entry 4

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,245

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:14 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Exercise / conversionCommon Shares 42,571 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001559 · primarydocument.xml · nonDerivative · entry 3

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:14 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Tax withholdingCommon Shares 2,060 $102.57 $211,294.20
Disclosure

SEC source: 0001562180-20-001559 · primarydocument.xml · nonDerivative · entry 2

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,329

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:14 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Exercise / conversionCommon Shares 5,234 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001559 · primarydocument.xml · nonDerivative · entry 1

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:13 UTC Exercise / conversionRestricted Share Units · Derivative 2,085 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001557 · primarydocument.xml · derivative · entry 3

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,171

Underlying: Common Shares · 2,085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

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February 20, 2020 Filed Feb 24, 2020 16:13 UTC Tax withholdingCommon Shares 508 $102.57 $52,105.56
Disclosure

SEC source: 0001562180-20-001557 · primarydocument.xml · nonDerivative · entry 2

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,007

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

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February 20, 2020 Filed Feb 24, 2020 16:13 UTC Exercise / conversionCommon Shares 2,085 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001557 · primarydocument.xml · nonDerivative · entry 1

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:12 UTC
LITTLE JAMESExecutive VP Engineering
Exercise / conversionRestricted Share Units · Derivative 1,402 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001553 · primarydocument.xml · derivative · entry 4

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,803

Underlying: Common Shares · 1,402 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:12 UTC
LITTLE JAMESExecutive VP Engineering
Tax withholdingCommon Shares 342 $102.57 $35,078.94
Disclosure

SEC source: 0001562180-20-001553 · primarydocument.xml · nonDerivative · entry 2

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,375

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:12 UTC
LITTLE JAMESExecutive VP Engineering
Exercise / conversionCommon Shares 1,402 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001553 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:12 UTC
HANSEN ERICSenior Vice President and CIO
Exercise / conversionRestricted Share Units · Derivative 1,047 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001555 · primarydocument.xml · derivative · entry 3

HANSEN ERIC · CIK 0001132334 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,093

Underlying: Common Shares · 1,047 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:12 UTC
HANSEN ERICSenior Vice President and CIO
Tax withholdingCommon Shares 412 $102.57 $42,258.84
Disclosure

SEC source: 0001562180-20-001555 · primarydocument.xml · nonDerivative · entry 2

HANSEN ERIC · CIK 0001132334 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,233

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:12 UTC
HANSEN ERICSenior Vice President and CIO
Exercise / conversionCommon Shares 1,047 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001555 · primarydocument.xml · nonDerivative · entry 1

HANSEN ERIC · CIK 0001132334 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:52 UTC
Shea Patrick JamesExec VP, General Counsel & Sec
Exercise / conversionRestricted Share Units · Derivative 1,418 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001576 · primarydocument.xml · derivative · entry 3

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,837

Underlying: Common Shares · 1,418 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:52 UTC
Shea Patrick JamesExec VP, General Counsel & Sec
Tax withholdingCommon Shares 346 $102.57 $35,489.22
Disclosure

SEC source: 0001562180-20-001576 · primarydocument.xml · nonDerivative · entry 2

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,911

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:52 UTC
Shea Patrick JamesExec VP, General Counsel & Sec
Exercise / conversionCommon Shares 1,418 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001576 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:52 UTC
EDDIE DAVIDSr. VP & Chief Accting Officer
Exercise / conversionRestricted Share Units · Derivative 1,317 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001575 · primarydocument.xml · derivative · entry 3

EDDIE DAVID · CIK 0001230346 · Sr. VP & Chief Accting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,634

Underlying: Common Shares · 1,317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:52 UTC
EDDIE DAVIDSr. VP & Chief Accting Officer
Tax withholdingCommon Shares 519 $102.57 $53,233.83
Disclosure

SEC source: 0001562180-20-001575 · primarydocument.xml · nonDerivative · entry 2

EDDIE DAVID · CIK 0001230346 · Sr. VP & Chief Accting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,036

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:52 UTC
EDDIE DAVIDSr. VP & Chief Accting Officer
Exercise / conversionCommon Shares 1,317 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001575 · primarydocument.xml · nonDerivative · entry 1

EDDIE DAVID · CIK 0001230346 · Sr. VP & Chief Accting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:13 UTC
JACKMAN WORTHINGDirector · President and CEO
Exercise / conversionRestricted Share Units · Derivative 2,427 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001558 · primarydocument.xml · derivative · entry 3

JACKMAN WORTHING · CIK 0001229832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,854

Underlying: Common Shares · 2,427 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:13 UTC
JACKMAN WORTHINGDirector · President and CEO
Tax withholdingCommon Shares 956 $102.57 $98,056.92
Disclosure

SEC source: 0001562180-20-001558 · primarydocument.xml · nonDerivative · entry 2

JACKMAN WORTHING · CIK 0001229832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,074

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:13 UTC
JACKMAN WORTHINGDirector · President and CEO
Exercise / conversionCommon Shares 2,427 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001558 · primarydocument.xml · nonDerivative · entry 1

JACKMAN WORTHING · CIK 0001229832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:12 UTC
Whitney Mary AnneSr Vice President & CFO
Exercise / conversionRestricted Share Units · Derivative 1,013 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001554 · primarydocument.xml · derivative · entry 3

Whitney Mary Anne · CIK 0001544202 · Sr Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,026

Underlying: Common Shares · 1,013 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.