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NYSE · USD

WCN

Waste Connections, Inc.

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Tapewire entity
3073
SEC CIK
0001318220
Parsed reports
600

Last 12 months

Inside the activity.

1 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202601
Apr 202602
May 202613
Jun 202602
Jul 202603
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2021 Filed Feb 23, 2021 16:13 UTC
HALL DAVID MSr. Vice President - Sales
GrantRestricted Share Units · Derivative 3,782 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001447 · primarydocument.xml · derivative · entry 5

HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,782

Underlying: Common Shares · 3,782 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

F2 · derivative.expiration_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:15 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
GrantRestricted Share Units · Derivative 4,267 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001451 · primarydocument.xml · derivative · entry 8

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,267

Underlying: Common Shares · 4,267 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 10,667 (250% of the target number).

F3 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 10,667 (250% of the target number).

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:15 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
GrantRestricted Share Units · Derivative 4,267 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001451 · primarydocument.xml · derivative · entry 7

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,267

Underlying: Common Shares · 4,267 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

F2 · derivative.expiration_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 16:16 UTC Exercise / conversionRestricted Share Units · Derivative 595 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001455 · primarydocument.xml · derivative · entry 5

HARLAN MICHAEL W · CIK 0001064313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594

Underlying: Common Shares · 595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

F5 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 16:16 UTC GrantRestricted Share Units · Derivative 1,189 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001455 · primarydocument.xml · derivative · entry 4

HARLAN MICHAEL W · CIK 0001064313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,189

Underlying: Common Shares · 1,189 shares

Expires not disclosed

F4 · derivative.exercise_date: Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date.

F4 · derivative.expiration_date: Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 16:16 UTC GrantDeferred Share Units · Derivative 476 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001455 · primarydocument.xml · derivative · entry 3

HARLAN MICHAEL W · CIK 0001064313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476

Underlying: Common Shares · 476 shares

Expires not disclosed

F3 · derivative.exercise_date: One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire.

F3 · derivative.expiration_date: One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 16:16 UTC Tax withholdingCommon Shares 319 $100.01 $31,904.66
Disclosure

SEC source: 0001562180-21-001455 · primarydocument.xml · nonDerivative · entry 2

HARLAN MICHAEL W · CIK 0001064313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,994

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

F2 · price: For purposes of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. $126.50 CAD = $100.0146 US.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 16:16 UTC Exercise / conversionCommon Shares 595 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001455 · primarydocument.xml · nonDerivative · entry 1

HARLAN MICHAEL W · CIK 0001064313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 16:17 UTC Exercise / conversionRestricted Share Units · Derivative 595 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001459 · primarydocument.xml · derivative · entry 5

RAZZOUK WILLIAM J · CIK 0001064306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594

Underlying: Common Shares · 595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

F5 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 16:17 UTC GrantRestricted Share Units · Derivative 1,189 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001459 · primarydocument.xml · derivative · entry 4

RAZZOUK WILLIAM J · CIK 0001064306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,189

Underlying: Common Shares · 1,189 shares

Expires not disclosed

F4 · derivative.exercise_date: Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date.

F4 · derivative.expiration_date: Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 16:17 UTC GrantDeferred Share Units · Derivative 476 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001459 · primarydocument.xml · derivative · entry 3

RAZZOUK WILLIAM J · CIK 0001064306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476

Underlying: Common Shares · 476 shares

Expires not disclosed

F3 · derivative.exercise_date: One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire.

F3 · derivative.expiration_date: One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 16:17 UTC Tax withholdingCommon Shares 319 $100.01 $31,904.66
Disclosure

SEC source: 0001562180-21-001459 · primarydocument.xml · nonDerivative · entry 2

RAZZOUK WILLIAM J · CIK 0001064306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,088

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

F2 · price: For purposes of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. $126.09 CAD = $100.0146 US

Read SEC document
February 19, 2021 Filed Feb 23, 2021 16:17 UTC Exercise / conversionCommon Shares 595 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001459 · primarydocument.xml · nonDerivative · entry 1

RAZZOUK WILLIAM J · CIK 0001064306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 16:13 UTC GrantRestricted Share Units · Derivative 7,001 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001445 · primarydocument.xml · derivative · entry 6

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,001

Underlying: Common Shares · 7,001 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 17,502 (250% of the target number).

F3 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 17,502 (250% of the target number).

Read SEC document
February 19, 2021 Filed Feb 23, 2021 16:13 UTC GrantRestricted Share Units · Derivative 7,001 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001445 · primarydocument.xml · derivative · entry 5

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,001

Underlying: Common Shares · 7,001 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

F2 · derivative.expiration_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:15 UTC
LITTLE JAMESExecutive VP Engineering
GrantRestricted Share Units · Derivative 5,519 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001450 · primarydocument.xml · derivative · entry 7

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,519

Underlying: Common Shares · 5,519 shares

Expires not disclosed

F4 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 13,797 (250% of the target number).

F4 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 13,797 (250% of the target number).

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:15 UTC
LITTLE JAMESExecutive VP Engineering
GrantRestricted Share Units · Derivative 5,519 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001450 · primarydocument.xml · derivative · entry 6

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,519

Underlying: Common Shares · 5,519 shares

Expires not disclosed

F2 · derivative.exercise_date: 25% Over 4 Years beginning on 19-Feb-2021

F3 · derivative.expiration_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:14 UTC
HANSEN ERICSenior Vice President and CIO
GrantRestricted Share Units · Derivative 3,577 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001448 · primarydocument.xml · derivative · entry 6

HANSEN ERIC · CIK 0001132334 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,577

Underlying: Common Shares · 3,577 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 8,942 (250% of the target number).

F3 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 8,942 (250% of the target number).

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:14 UTC
HANSEN ERICSenior Vice President and CIO
GrantRestricted Share Units · Derivative 3,577 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001448 · primarydocument.xml · derivative · entry 5

HANSEN ERIC · CIK 0001132334 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,577

Underlying: Common Shares · 3,577 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

F2 · derivative.expiration_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:12 UTC
CRAFT JASONSr Vice President-Operations
GrantRestricted Share Units · Derivative 4,012 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001444 · primarydocument.xml · derivative · entry 6

CRAFT JASON · CIK 0001815420 · Sr Vice President-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,012

Underlying: Common Shares · 4,012 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 10,030 (250% of the target number).

F3 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 10,030 (250% of the target number).

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:12 UTC
CRAFT JASONSr Vice President-Operations
GrantRestricted Share Units · Derivative 4,012 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001444 · primarydocument.xml · derivative · entry 5

CRAFT JASON · CIK 0001815420 · Sr Vice President-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,012

Underlying: Common Shares · 4,012 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

F2 · derivative.expiration_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 16:17 UTC Exercise / conversionRestricted Share Units · Derivative 595 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001456 · primarydocument.xml · derivative · entry 5

Hughes Larry Sanford · CIK 0001674299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594

Underlying: Common Shares · 595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

F5 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 16:17 UTC GrantRestricted Share Units · Derivative 1,189 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001456 · primarydocument.xml · derivative · entry 4

Hughes Larry Sanford · CIK 0001674299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,189

Underlying: Common Shares · 1,189 shares

Expires not disclosed

F4 · derivative.exercise_date: Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date.

F4 · derivative.expiration_date: Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 16:17 UTC GrantDeferred Share Units · Derivative 476 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001456 · primarydocument.xml · derivative · entry 3

Hughes Larry Sanford · CIK 0001674299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476

Underlying: Common Shares · 476 shares

Expires not disclosed

F3 · derivative.exercise_date: One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire.

F3 · derivative.expiration_date: One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 16:17 UTC Tax withholdingCommon Shares 319 $100.01 $31,904.66
Disclosure

SEC source: 0001562180-21-001456 · primarydocument.xml · nonDerivative · entry 2

Hughes Larry Sanford · CIK 0001674299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,126

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

F2 · price: For purposes of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. $126.50 CAD = $100.0146 US

Read SEC document
February 19, 2021 Filed Feb 23, 2021 16:17 UTC Exercise / conversionCommon Shares 595 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001456 · primarydocument.xml · nonDerivative · entry 1

Hughes Larry Sanford · CIK 0001674299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 16:17 UTC
Lee SusanDirector
Exercise / conversionRestricted Share Units · Derivative 595 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001458 · primarydocument.xml · derivative · entry 5

Lee Susan · CIK 0001673407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594

Underlying: Common Shares · 595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

F5 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 16:17 UTC
Lee SusanDirector
GrantRestricted Share Units · Derivative 1,189 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001458 · primarydocument.xml · derivative · entry 4

Lee Susan · CIK 0001673407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,189

Underlying: Common Shares · 1,189 shares

Expires not disclosed

F4 · derivative.exercise_date: Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date.

F4 · derivative.expiration_date: Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 16:17 UTC
Lee SusanDirector
GrantDeferred Share Units · Derivative 476 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001458 · primarydocument.xml · derivative · entry 3

Lee Susan · CIK 0001673407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476

Underlying: Common Shares · 476 shares

Expires not disclosed

F3 · derivative.exercise_date: One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire.

F3 · derivative.expiration_date: One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 16:17 UTC
Lee SusanDirector
Tax withholdingCommon Shares 319 $100.01 $31,904.66
Disclosure

SEC source: 0001562180-21-001458 · primarydocument.xml · nonDerivative · entry 2

Lee Susan · CIK 0001673407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,398

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

F2 · price: For purposes of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. $126.09 CAD = $100.0146 US

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February 19, 2021 Filed Feb 23, 2021 16:17 UTC
Lee SusanDirector
Exercise / conversionCommon Shares 595 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001458 · primarydocument.xml · nonDerivative · entry 1

Lee Susan · CIK 0001673407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 19, 2021 Filed Feb 23, 2021 21:15 UTC
Shea Patrick JamesExec VP, General Counsel & Sec
GrantRestricted Share Units · Derivative 5,673 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001452 · primarydocument.xml · derivative · entry 6

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,673

Underlying: Common Shares · 5,673 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

F3 · derivative.expiration_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

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February 19, 2021 Filed Feb 23, 2021 21:15 UTC
Shea Patrick JamesExec VP, General Counsel & Sec
GrantRestricted Share Unites · Derivative 5,673 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001452 · primarydocument.xml · derivative · entry 5

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,673

Underlying: Common Shares · 5,673 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 14,182 (250% of the target number).

F2 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 14,182 (250% of the target number).

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February 19, 2021 Filed Feb 23, 2021 21:17 UTC Exercise / conversionRestricted Share Units · Derivative 595 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001457 · primarydocument.xml · derivative · entry 5

JORDAN ELISE LIPMAN · CIK 0001784928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594

Underlying: Common Shares · 595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

F5 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

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February 19, 2021 Filed Feb 23, 2021 21:17 UTC GrantRestricted Share Units · Derivative 1,189 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001457 · primarydocument.xml · derivative · entry 4

JORDAN ELISE LIPMAN · CIK 0001784928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,189

Underlying: Common Shares · 1,189 shares

Expires not disclosed

F4 · derivative.exercise_date: Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date.

F4 · derivative.expiration_date: Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date.

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February 19, 2021 Filed Feb 23, 2021 21:17 UTC GrantDeferred Share Units · Derivative 476 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001457 · primarydocument.xml · derivative · entry 3

JORDAN ELISE LIPMAN · CIK 0001784928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476

Underlying: Common Shares · 476 shares

Expires not disclosed

F3 · derivative.exercise_date: One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire.

F3 · derivative.expiration_date: One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire.

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February 19, 2021 Filed Feb 23, 2021 21:17 UTC Tax withholdingCommon Shares 313 $100.01 $31,304.57
Disclosure

SEC source: 0001562180-21-001457 · primarydocument.xml · nonDerivative · entry 2

JORDAN ELISE LIPMAN · CIK 0001784928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,385

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

F2 · price: For purposes of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. $126.09 CAD = $100.0146 US

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:17 UTC Exercise / conversionCommon Shares 595 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001457 · primarydocument.xml · nonDerivative · entry 1

JORDAN ELISE LIPMAN · CIK 0001784928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:16 UTC Exercise / conversionRestricted Share Units · Derivative 595 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001454 · primarydocument.xml · derivative · entry 5

GUILLET EDWARD E · CIK 0001203079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594

Underlying: Common Shares · 595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

F5 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:16 UTC GrantRestricted Share Units · Derivative 1,189 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001454 · primarydocument.xml · derivative · entry 4

GUILLET EDWARD E · CIK 0001203079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,189

Underlying: Common Shares · 1,189 shares

Expires not disclosed

F4 · derivative.exercise_date: Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date.

F4 · derivative.expiration_date: Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:16 UTC GrantDeferred Share Units · Derivative 476 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001454 · primarydocument.xml · derivative · entry 3

GUILLET EDWARD E · CIK 0001203079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476

Underlying: Common Shares · 476 shares

Expires not disclosed

F3 · derivative.exercise_date: One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire.

F3 · derivative.expiration_date: One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:16 UTC Tax withholdingCommon Shares 319 $100.01 $31,904.66
Disclosure

SEC source: 0001562180-21-001454 · primarydocument.xml · nonDerivative · entry 2

GUILLET EDWARD E · CIK 0001203079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,342

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

F2 · price: For purposes of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. $126.50 CAD = $100.0146 US

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:16 UTC Exercise / conversionCommon Shares 595 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001454 · primarydocument.xml · nonDerivative · entry 1

GUILLET EDWARD E · CIK 0001203079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:16 UTC
Whitney Mary AnneExecutive Vice President & CFO
GrantRestricted Share Units · Derivative 6,465 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001453 · primarydocument.xml · derivative · entry 6

Whitney Mary Anne · CIK 0001544202 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,465

Underlying: Common Shares · 6,465 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 16,162 (250% of the target number).

F3 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 16,162 (250% of the target number).

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:16 UTC
Whitney Mary AnneExecutive Vice President & CFO
GrantRestricted Share Units · Derivative 6,465 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001453 · primarydocument.xml · derivative · entry 5

Whitney Mary Anne · CIK 0001544202 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,465

Underlying: Common Shares · 6,465 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

F2 · derivative.expiration_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:14 UTC
JACKMAN WORTHINGDirector · President and CEO
GrantRestricted Share Units · Derivative 18,653 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001449 · primarydocument.xml · derivative · entry 6

JACKMAN WORTHING · CIK 0001229832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,653

Underlying: Common Shares · 18,653 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 46,632 (250% of the target number).

F3 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 46,632 (250% of the target number).

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:14 UTC
JACKMAN WORTHINGDirector · President and CEO
GrantRestricted Share Units · Derivative 18,653 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001449 · primarydocument.xml · derivative · entry 5

JACKMAN WORTHING · CIK 0001229832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,653

Underlying: Common Shares · 18,653 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

F2 · derivative.expiration_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:13 UTC
EDDIE DAVIDSr. VP & Chief Accting Officer
GrantRestricted Share Units · Derivative 4,497 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001446 · primarydocument.xml · derivative · entry 6

EDDIE DAVID · CIK 0001230346 · Sr. VP & Chief Accting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,497

Underlying: Common Shares · 4,497 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 11,242 (250% of the target number).

F3 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 11,242 (250% of the target number).

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:13 UTC
EDDIE DAVIDSr. VP & Chief Accting Officer
GrantRestricted Share Units · Derivative 4,497 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001446 · primarydocument.xml · derivative · entry 5

EDDIE DAVID · CIK 0001230346 · Sr. VP & Chief Accting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,497

Underlying: Common Shares · 4,497 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

F2 · derivative.expiration_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:11 UTC
Black Matthew StephenSr. Vice President - Tax
GrantRestricted Share Units · Derivative 3,833 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001443 · primarydocument.xml · derivative · entry 6

Black Matthew Stephen · CIK 0001544201 · Sr. Vice President - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,833

Underlying: Common Shares · 3,833 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 9,582 (250% of the target number).

F3 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 9,582 (250% of the target number).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.