Tapewire

NYSE · USD

WCN

Waste Connections, Inc.

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Tapewire entity
3073
SEC CIK
0001318220
Parsed reports
600

Last 12 months

Inside the activity.

1 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202601
Apr 202602
May 202613
Jun 202602
Jul 202603
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2021 Filed Feb 26, 2021 21:26 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Tax withholdingCommon Shares 1,711 $98.63 $168,755.93
Disclosure

SEC source: 0001562180-21-001628 · primarydocument.xml · nonDerivative · entry 6

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,201

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:26 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
OtherCommon Shares 3,622 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001628 · primarydocument.xml · nonDerivative · entry 5

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,912

F2 · kind: Represents the conversion of restricted share units into common shares of the Issuer. These restricted share units were previously vested and deferred under the Issuer's Deferred Compensation Plan. They are scheduled to be distributed pursuant to a multi-year installment method election as a result of the participant's transition from Chief Executive Officer of the Issuer to its Executive Chairman. The distribution represents the first of five distributions elected by the participant.

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February 24, 2021 Filed Feb 26, 2021 21:26 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Tax withholdingCommon Shares 7,334 $98.63 $723,352.42
Disclosure

SEC source: 0001562180-21-001628 · primarydocument.xml · nonDerivative · entry 4

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,290

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:26 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
OtherCommon Shares 15,528 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001628 · primarydocument.xml · nonDerivative · entry 3

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,624

F2 · kind: Represents the conversion of restricted share units into common shares of the Issuer. These restricted share units were previously vested and deferred under the Issuer's Deferred Compensation Plan. They are scheduled to be distributed pursuant to a multi-year installment method election as a result of the participant's transition from Chief Executive Officer of the Issuer to its Executive Chairman. The distribution represents the first of five distributions elected by the participant.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:26 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Tax withholdingCommon Shares 2,151 $98.63 $212,153.13
Disclosure

SEC source: 0001562180-21-001628 · primarydocument.xml · nonDerivative · entry 2

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,096

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:26 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Exercise / conversionCommon Shares 6,220 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001628 · primarydocument.xml · nonDerivative · entry 1

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:24 UTC
LITTLE JAMESExecutive VP Engineering
Exercise / conversionRestricted Share Units · Derivative 1,605 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001624 · primarydocument.xml · derivative · entry 4

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,605 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:24 UTC
LITTLE JAMESExecutive VP Engineering
Tax withholdingCommon Shares 391 $98.63 $38,564.33
Disclosure

SEC source: 0001562180-21-001624 · primarydocument.xml · nonDerivative · entry 2

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,870

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:24 UTC
LITTLE JAMESExecutive VP Engineering
Exercise / conversionCommon Shares 1,605 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001624 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:23 UTC
HANSEN ERICSenior Vice President and CIO
Exercise / conversionRestricted Share Units · Derivative 963 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001622 · primarydocument.xml · derivative · entry 3

HANSEN ERIC · CIK 0001132334 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 963 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:23 UTC
HANSEN ERICSenior Vice President and CIO
Tax withholdingCommon Shares 379 $98.63 $37,380.77
Disclosure

SEC source: 0001562180-21-001622 · primarydocument.xml · nonDerivative · entry 2

HANSEN ERIC · CIK 0001132334 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,335

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:23 UTC
HANSEN ERICSenior Vice President and CIO
Exercise / conversionCommon Shares 963 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001622 · primarydocument.xml · nonDerivative · entry 1

HANSEN ERIC · CIK 0001132334 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:25 UTC
CRAFT JASONSr Vice President-Operations
Exercise / conversionRestricted Share Units · Derivative 1,027 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001626 · primarydocument.xml · derivative · entry 3

CRAFT JASON · CIK 0001815420 · Sr Vice President-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,027 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share unit award was granted on February 24, 2017. The award shall vest 25% per year over a four-year period following the date of grant.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share unit award was granted on February 24, 2017. The award shall vest 25% per year over a four-year period following the date of grant.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:25 UTC
CRAFT JASONSr Vice President-Operations
Tax withholdingCommon Shares 251 $98.63 $24,756.13
Disclosure

SEC source: 0001562180-21-001626 · primarydocument.xml · nonDerivative · entry 2

CRAFT JASON · CIK 0001815420 · Sr Vice President-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,706

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:25 UTC
CRAFT JASONSr Vice President-Operations
Exercise / conversionCommon Shares 1,027 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001626 · primarydocument.xml · nonDerivative · entry 1

CRAFT JASON · CIK 0001815420 · Sr Vice President-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:24 UTC
Shea Patrick JamesExec VP, General Counsel & Sec
Exercise / conversionRestricted Share Units · Derivative 1,626 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001625 · primarydocument.xml · derivative · entry 3

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,626 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:24 UTC
Shea Patrick JamesExec VP, General Counsel & Sec
Tax withholdingCommon Shares 396 $98.63 $39,057.48
Disclosure

SEC source: 0001562180-21-001625 · primarydocument.xml · nonDerivative · entry 2

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,620

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:24 UTC
Shea Patrick JamesExec VP, General Counsel & Sec
Exercise / conversionCommon Shares 1,626 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001625 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:26 UTC
Whitney Mary AnneExecutive Vice President & CFO
Exercise / conversionRestricted Share Units · Derivative 898 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001627 · primarydocument.xml · derivative · entry 3

Whitney Mary Anne · CIK 0001544202 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 898 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:26 UTC
Whitney Mary AnneExecutive Vice President & CFO
Tax withholdingCommon Shares 354 $98.63 $34,915.02
Disclosure

SEC source: 0001562180-21-001627 · primarydocument.xml · nonDerivative · entry 2

Whitney Mary Anne · CIK 0001544202 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,308

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:26 UTC
Whitney Mary AnneExecutive Vice President & CFO
Exercise / conversionCommon Shares 898 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001627 · primarydocument.xml · nonDerivative · entry 1

Whitney Mary Anne · CIK 0001544202 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:24 UTC
JACKMAN WORTHINGDirector · President and CEO
Exercise / conversionRestricted Share Units · Derivative 2,773 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001623 · primarydocument.xml · derivative · entry 3

JACKMAN WORTHING · CIK 0001229832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,773 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:24 UTC
JACKMAN WORTHINGDirector · President and CEO
Tax withholdingCommon Shares 1,092 $98.63 $107,703.96
Disclosure

SEC source: 0001562180-21-001623 · primarydocument.xml · nonDerivative · entry 2

JACKMAN WORTHING · CIK 0001229832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,906

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:24 UTC
JACKMAN WORTHINGDirector · President and CEO
Exercise / conversionCommon Shares 2,773 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001623 · primarydocument.xml · nonDerivative · entry 1

JACKMAN WORTHING · CIK 0001229832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:23 UTC
EDDIE DAVIDSr. VP & Chief Accting Officer
Exercise / conversionRestricted Share Units · Derivative 1,540 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001620 · primarydocument.xml · derivative · entry 3

EDDIE DAVID · CIK 0001230346 · Sr. VP & Chief Accting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:23 UTC
EDDIE DAVIDSr. VP & Chief Accting Officer
Tax withholdingCommon Shares 606 $98.63 $59,769.78
Disclosure

SEC source: 0001562180-21-001620 · primarydocument.xml · nonDerivative · entry 2

EDDIE DAVID · CIK 0001230346 · Sr. VP & Chief Accting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,898

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:23 UTC
EDDIE DAVIDSr. VP & Chief Accting Officer
Exercise / conversionCommon Shares 1,540 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001620 · primarydocument.xml · nonDerivative · entry 1

EDDIE DAVID · CIK 0001230346 · Sr. VP & Chief Accting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:22 UTC
Black Matthew StephenSr. Vice President - Tax
Exercise / conversionRestricted Share Units · Derivative 1,207 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001618 · primarydocument.xml · derivative · entry 3

Black Matthew Stephen · CIK 0001544201 · Sr. Vice President - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,207 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:22 UTC
Black Matthew StephenSr. Vice President - Tax
Tax withholdingCommon Shares 294 $98.63 $28,997.22
Disclosure

SEC source: 0001562180-21-001618 · primarydocument.xml · nonDerivative · entry 2

Black Matthew Stephen · CIK 0001544201 · Sr. Vice President - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,353

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:22 UTC
Black Matthew StephenSr. Vice President - Tax
Exercise / conversionCommon Shares 1,207 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001618 · primarydocument.xml · nonDerivative · entry 1

Black Matthew Stephen · CIK 0001544201 · Sr. Vice President - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 16:13 UTC
HALL DAVID MSr. Vice President - Sales
Exercise / conversionRestricted Share Units · Derivative 2,232 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001447 · primarydocument.xml · derivative · entry 8

HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 20, 2018 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2018 to December 31, 2020. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 93% of the target number of shares subject to the award. The common shares are reported on Table 1.

F5 · derivative.expiration_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 20, 2018 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2018 to December 31, 2020. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 93% of the target number of shares subject to the award. The common shares are reported on Table 1.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 16:13 UTC
HALL DAVID MSr. Vice President - Sales
Exercise / conversionRestricted Share Units · Derivative 1,114 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001447 · primarydocument.xml · derivative · entry 7

HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,115

Underlying: Common Shares · 1,114 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F4 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 16:13 UTC
HALL DAVID MSr. Vice President - Sales
Tax withholdingCommon Shares 272 $99.80 $27,145.60
Disclosure

SEC source: 0001562180-21-001447 · primarydocument.xml · nonDerivative · entry 4

HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,206

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 16:13 UTC
HALL DAVID MSr. Vice President - Sales
Exercise / conversionCommon Shares 1,114 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001447 · primarydocument.xml · nonDerivative · entry 3

HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 16:13 UTC
HALL DAVID MSr. Vice President - Sales
Tax withholdingCommon Shares 544 $99.80 $54,291.20
Disclosure

SEC source: 0001562180-21-001447 · primarydocument.xml · nonDerivative · entry 2

HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,364

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 16:13 UTC
HALL DAVID MSr. Vice President - Sales
Exercise / conversionCommon Shares 2,232 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001447 · primarydocument.xml · nonDerivative · entry 1

HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:15 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Exercise / conversionRestricted Share Units · Derivative 10,484 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001451 · primarydocument.xml · derivative · entry 11

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 10,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 20, 2018 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2018 to December 31, 2020. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 93% of the target number of shares subject to the award. The common shares are reported on Table 1.

F6 · derivative.expiration_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 20, 2018 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2018 to December 31, 2020. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 93% of the target number of shares subject to the award. The common shares are reported on Table 1.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:15 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Exercise / conversionRestricted Share Units · Derivative 5,235 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001451 · primarydocument.xml · derivative · entry 10

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,234

Underlying: Common Shares · 5,235 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F5 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:15 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Exercise / conversionRestricted Share Units · Derivative 42,571 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001451 · primarydocument.xml · derivative · entry 9

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 42,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 20, 2018 and vest in three equal annual installments. The common shares are reported in Table I.

F4 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 20, 2018 and vest in three equal annual installments. The common shares are reported in Table I.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:15 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Tax withholdingCommon Shares 19,980 $99.80 $1,994,004.00
Disclosure

SEC source: 0001562180-21-001451 · primarydocument.xml · nonDerivative · entry 6

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,027

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:15 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Exercise / conversionCommon Shares 42,571 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001451 · primarydocument.xml · nonDerivative · entry 5

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:15 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Tax withholdingCommon Shares 5,198 $99.80 $518,760.40
Disclosure

SEC source: 0001562180-21-001451 · primarydocument.xml · nonDerivative · entry 4

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,436

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:15 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Exercise / conversionCommon Shares 10,484 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001451 · primarydocument.xml · nonDerivative · entry 3

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:15 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Tax withholdingCommon Shares 2,596 $99.80 $259,080.80
Disclosure

SEC source: 0001562180-21-001451 · primarydocument.xml · nonDerivative · entry 2

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,150

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:15 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Exercise / conversionCommon Shares 5,235 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001451 · primarydocument.xml · nonDerivative · entry 1

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 16:13 UTC Exercise / conversionRestricted Share Units · Derivative 4,177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001445 · primarydocument.xml · derivative · entry 8

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,177 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 20, 2018 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2018 to December 31, 2020. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 93% of the target number of shares subject to the award. The common shares are reported on Table 1.

F5 · derivative.expiration_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 20, 2018 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2018 to December 31, 2020. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 93% of the target number of shares subject to the award. The common shares are reported on Table 1.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 16:13 UTC Exercise / conversionRestricted Share Units · Derivative 2,086 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001445 · primarydocument.xml · derivative · entry 7

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,085

Underlying: Common Shares · 2,086 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F4 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 16:13 UTC Tax withholdingCommon Shares 1,553 $99.80 $154,989.40
Disclosure

SEC source: 0001562180-21-001445 · primarydocument.xml · nonDerivative · entry 4

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,890

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 16:13 UTC Exercise / conversionCommon Shares 4,177 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001445 · primarydocument.xml · nonDerivative · entry 3

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 16:13 UTC Tax withholdingCommon Shares 821 $99.80 $81,935.80
Disclosure

SEC source: 0001562180-21-001445 · primarydocument.xml · nonDerivative · entry 2

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,266

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.