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NYSE · USD

WCN

Waste Connections, Inc.

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Tapewire entity
3073
SEC CIK
0001318220
Parsed reports
600

Last 12 months

Inside the activity.

1 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202601
Apr 202602
May 202613
Jun 202602
Jul 202603
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2022 Filed Feb 16, 2022 22:05 UTC
LITTLE JAMESExecutive VP Engineering
Exercise / conversionPerformance Share Units · Derivative 915 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001522 · primarydocument.xml · derivative · entry 7

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 914

Underlying: Common Shares · 915 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 22:05 UTC
LITTLE JAMESExecutive VP Engineering
Tax withholdingCommon Shares 223 $119.60 $26,670.80
Disclosure

SEC source: 0001562180-22-001522 · primarydocument.xml · nonDerivative · entry 4

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,524

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 22:05 UTC
LITTLE JAMESExecutive VP Engineering
Exercise / conversionCommon Shares 915 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001522 · primarydocument.xml · nonDerivative · entry 3

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 22:05 UTC
HANSEN ERICSenior Vice President and CIO
Exercise / conversionPerformance Share Units · Derivative 683 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001520 · primarydocument.xml · derivative · entry 6

HANSEN ERIC · CIK 0001132334 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 683

Underlying: Common Shares · 683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 22:05 UTC
HANSEN ERICSenior Vice President and CIO
Tax withholdingCommon Shares 271 $119.60 $32,411.60
Disclosure

SEC source: 0001562180-22-001520 · primarydocument.xml · nonDerivative · entry 4

HANSEN ERIC · CIK 0001132334 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,127

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 22:05 UTC
HANSEN ERICSenior Vice President and CIO
Exercise / conversionCommon Shares 683 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001520 · primarydocument.xml · nonDerivative · entry 3

HANSEN ERIC · CIK 0001132334 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 22:04 UTC
CRAFT JASONSr Vice President-Operations
Exercise / conversionRestricted Share Units · Derivative 792 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001517 · primarydocument.xml · derivative · entry 6

CRAFT JASON · CIK 0001815420 · Sr Vice President-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 793

Underlying: Common Shares · 792 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares. The restricted share unit award was granted on February 15, 2019. The award shall vest 25% per year over a four-year period following the date of grant.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares. The restricted share unit award was granted on February 15, 2019. The award shall vest 25% per year over a four-year period following the date of grant.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 22:04 UTC
CRAFT JASONSr Vice President-Operations
Tax withholdingCommon Shares 189 $119.60 $22,604.40
Disclosure

SEC source: 0001562180-22-001517 · primarydocument.xml · nonDerivative · entry 4

CRAFT JASON · CIK 0001815420 · Sr Vice President-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,678

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 22:04 UTC
CRAFT JASONSr Vice President-Operations
Exercise / conversionCommon Shares 792 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001517 · primarydocument.xml · nonDerivative · entry 3

CRAFT JASON · CIK 0001815420 · Sr Vice President-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 22:06 UTC
Shea Patrick JamesExec VP, General Counsel & Sec
Exercise / conversionPerformance Share Units · Derivative 927 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001525 · primarydocument.xml · derivative · entry 6

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 927

Underlying: Common Shares · 927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 22:06 UTC
Shea Patrick JamesExec VP, General Counsel & Sec
Tax withholdingCommon Shares 226 $119.60 $27,029.60
Disclosure

SEC source: 0001562180-22-001525 · primarydocument.xml · nonDerivative · entry 4

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,906

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 22:06 UTC
Shea Patrick JamesExec VP, General Counsel & Sec
Exercise / conversionCommon Shares 927 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001525 · primarydocument.xml · nonDerivative · entry 3

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 22:06 UTC
Whitney Mary AnneExecutive Vice President & CFO
Exercise / conversionPerformance Share Units · Derivative 878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001526 · primarydocument.xml · derivative · entry 6

Whitney Mary Anne · CIK 0001544202 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 878

Underlying: Common Shares · 878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 22:06 UTC
Whitney Mary AnneExecutive Vice President & CFO
Tax withholdingCommon Shares 346 $119.60 $41,381.60
Disclosure

SEC source: 0001562180-22-001526 · primarydocument.xml · nonDerivative · entry 4

Whitney Mary Anne · CIK 0001544202 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,442

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 22:06 UTC
Whitney Mary AnneExecutive Vice President & CFO
Exercise / conversionCommon Shares 878 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001526 · primarydocument.xml · nonDerivative · entry 3

Whitney Mary Anne · CIK 0001544202 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 22:06 UTC
Netherton SusanSR VP People, Training & Dev
Exercise / conversionPerformance Share Units · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001524 · primarydocument.xml · derivative · entry 6

Netherton Susan · CIK 0001582336 · SR VP People, Training & Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Shares · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 22:06 UTC
Netherton SusanSR VP People, Training & Dev
Tax withholdingCommon Shares 213 $119.60 $25,474.80
Disclosure

SEC source: 0001562180-22-001524 · primarydocument.xml · nonDerivative · entry 4

Netherton Susan · CIK 0001582336 · SR VP People, Training & Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,668

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 22:06 UTC
Netherton SusanSR VP People, Training & Dev
Exercise / conversionCommon Shares 500 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001524 · primarydocument.xml · nonDerivative · entry 3

Netherton Susan · CIK 0001582336 · SR VP People, Training & Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 22:05 UTC
JACKMAN WORTHINGDirector · President and CEO
Exercise / conversionPerformance Share Units · Derivative 2,354 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001521 · primarydocument.xml · derivative · entry 7

JACKMAN WORTHING · CIK 0001229832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,353

Underlying: Common Shares · 2,354 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 22:05 UTC
JACKMAN WORTHINGDirector · President and CEO
Tax withholdingCommon Shares 927 $119.60 $110,869.20
Disclosure

SEC source: 0001562180-22-001521 · primarydocument.xml · nonDerivative · entry 5

JACKMAN WORTHING · CIK 0001229832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,474

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 22:05 UTC
JACKMAN WORTHINGDirector · President and CEO
Exercise / conversionCommon Shares 2,354 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001521 · primarydocument.xml · nonDerivative · entry 4

JACKMAN WORTHING · CIK 0001229832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 22:04 UTC
EDDIE DAVIDSr. VP & Chief Accting Officer
Exercise / conversionPerformance Share Units · Derivative 860 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001518 · primarydocument.xml · derivative · entry 6

EDDIE DAVID · CIK 0001230346 · Sr. VP & Chief Accting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 859

Underlying: Common Shares · 860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 22:04 UTC
EDDIE DAVIDSr. VP & Chief Accting Officer
Tax withholdingCommon Shares 336 $119.60 $40,185.60
Disclosure

SEC source: 0001562180-22-001518 · primarydocument.xml · nonDerivative · entry 4

EDDIE DAVID · CIK 0001230346 · Sr. VP & Chief Accting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,511

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 22:04 UTC
EDDIE DAVIDSr. VP & Chief Accting Officer
Exercise / conversionCommon Shares 860 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001518 · primarydocument.xml · nonDerivative · entry 3

EDDIE DAVID · CIK 0001230346 · Sr. VP & Chief Accting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 22:04 UTC
Cloninger Robert MichaelSR VP, Deputy General Counsel
Exercise / conversionPerformance Share Units · Derivative 507 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001516 · primarydocument.xml · derivative · entry 9

Cloninger Robert Michael · CIK 0001616193 · SR VP, Deputy General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506

Underlying: Common Shares · 507 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 22:04 UTC
Cloninger Robert MichaelSR VP, Deputy General Counsel
Tax withholdingCommon Shares 216 $119.60 $25,833.60
Disclosure

SEC source: 0001562180-22-001516 · primarydocument.xml · nonDerivative · entry 4

Cloninger Robert Michael · CIK 0001616193 · SR VP, Deputy General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,626

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 22:04 UTC
Cloninger Robert MichaelSR VP, Deputy General Counsel
Exercise / conversionCommon Shares 507 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001516 · primarydocument.xml · nonDerivative · entry 3

Cloninger Robert Michael · CIK 0001616193 · SR VP, Deputy General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 22:03 UTC
Black Matthew StephenSr. Vice President - Tax
Exercise / conversionPerformance Share Units · Derivative 696 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001513 · primarydocument.xml · derivative · entry 6

Black Matthew Stephen · CIK 0001544201 · Sr. Vice President - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 695

Underlying: Common Shares · 696 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 22:03 UTC
Black Matthew StephenSr. Vice President - Tax
Tax withholdingCommon Shares 168 $119.60 $20,092.80
Disclosure

SEC source: 0001562180-22-001513 · primarydocument.xml · nonDerivative · entry 4

Black Matthew Stephen · CIK 0001544201 · Sr. Vice President - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,423

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 22:03 UTC
Black Matthew StephenSr. Vice President - Tax
Exercise / conversionCommon Shares 696 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001513 · primarydocument.xml · nonDerivative · entry 3

Black Matthew Stephen · CIK 0001544201 · Sr. Vice President - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 17:05 UTC
HALL DAVID MSr. Vice President - Sales
Exercise / conversionPerformance Share Units · Derivative 725 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001519 · primarydocument.xml · derivative · entry 5

HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,450

Underlying: Common Shares · 725 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 17:05 UTC
HALL DAVID MSr. Vice President - Sales
Tax withholdingCommon Shares 310 $119.41 $37,017.10
Disclosure

SEC source: 0001562180-22-001519 · primarydocument.xml · nonDerivative · entry 2

HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,350

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

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February 14, 2022 Filed Feb 16, 2022 17:05 UTC
HALL DAVID MSr. Vice President - Sales
Exercise / conversionCommon Shares 725 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001519 · primarydocument.xml · nonDerivative · entry 1

HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 14, 2022 Filed Feb 16, 2022 22:06 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Exercise / conversionPerformance Share Units · Derivative 663 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001523 · primarydocument.xml · derivative · entry 5

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,325

Underlying: Common Shares · 663 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

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February 14, 2022 Filed Feb 16, 2022 22:06 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Tax withholdingCommon Shares 364 $119.41 $43,465.24
Disclosure

SEC source: 0001562180-22-001523 · primarydocument.xml · nonDerivative · entry 2

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,500

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:06 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Exercise / conversionCommon Shares 663 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001523 · primarydocument.xml · nonDerivative · entry 1

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 17:03 UTC Exercise / conversionPerformance Share Units · Derivative 1,338 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001514 · primarydocument.xml · derivative · entry 5

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,675

Underlying: Common Shares · 1,338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

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February 14, 2022 Filed Feb 16, 2022 17:03 UTC Tax withholdingCommon Shares 360 $119.41 $42,987.60
Disclosure

SEC source: 0001562180-22-001514 · primarydocument.xml · nonDerivative · entry 2

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,958

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

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February 14, 2022 Filed Feb 16, 2022 17:03 UTC Exercise / conversionCommon Shares 1,338 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001514 · primarydocument.xml · nonDerivative · entry 1

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:05 UTC
LITTLE JAMESExecutive VP Engineering
Exercise / conversionPerformance Share Units · Derivative 1,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001522 · primarydocument.xml · derivative · entry 6

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,150

Underlying: Common Shares · 1,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

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February 14, 2022 Filed Feb 16, 2022 22:05 UTC
LITTLE JAMESExecutive VP Engineering
Tax withholdingCommon Shares 303 $119.41 $36,181.23
Disclosure

SEC source: 0001562180-22-001522 · primarydocument.xml · nonDerivative · entry 2

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,832

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:05 UTC
LITTLE JAMESExecutive VP Engineering
Exercise / conversionCommon Shares 1,075 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001522 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:05 UTC
HANSEN ERICSenior Vice President and CIO
Exercise / conversionPerformance Share Units · Derivative 688 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001520 · primarydocument.xml · derivative · entry 5

HANSEN ERIC · CIK 0001132334 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,375

Underlying: Common Shares · 688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

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February 14, 2022 Filed Feb 16, 2022 22:05 UTC
HANSEN ERICSenior Vice President and CIO
Tax withholdingCommon Shares 308 $119.41 $36,778.28
Disclosure

SEC source: 0001562180-22-001520 · primarydocument.xml · nonDerivative · entry 2

HANSEN ERIC · CIK 0001132334 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,715

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:05 UTC
HANSEN ERICSenior Vice President and CIO
Exercise / conversionCommon Shares 688 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001520 · primarydocument.xml · nonDerivative · entry 1

HANSEN ERIC · CIK 0001132334 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:04 UTC
CRAFT JASONSr Vice President-Operations
Exercise / conversionRestricted Share Units · Derivative 750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001517 · primarydocument.xml · derivative · entry 5

CRAFT JASON · CIK 0001815420 · Sr Vice President-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Shares · 750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares. The restricted share unit award was granted on February 14, 2020. The award shall vest 25% per year over a four-year period following the date of grant.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares. The restricted share unit award was granted on February 14, 2020. The award shall vest 25% per year over a four-year period following the date of grant.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:04 UTC
CRAFT JASONSr Vice President-Operations
Tax withholdingCommon Shares 223 $119.41 $26,628.43
Disclosure

SEC source: 0001562180-22-001517 · primarydocument.xml · nonDerivative · entry 2

CRAFT JASON · CIK 0001815420 · Sr Vice President-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,075

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:04 UTC
CRAFT JASONSr Vice President-Operations
Exercise / conversionCommon Shares 750 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001517 · primarydocument.xml · nonDerivative · entry 1

CRAFT JASON · CIK 0001815420 · Sr Vice President-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:06 UTC
Shea Patrick JamesExec VP, General Counsel & Sec
Exercise / conversionPerformance Share Units · Derivative 1,091 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001525 · primarydocument.xml · derivative · entry 5

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,181

Underlying: Common Shares · 1,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:06 UTC
Shea Patrick JamesExec VP, General Counsel & Sec
Tax withholdingCommon Shares 306 $119.41 $36,539.46
Disclosure

SEC source: 0001562180-22-001525 · primarydocument.xml · nonDerivative · entry 2

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,205

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.