Tapewire

NYSE · USD

WCN

Waste Connections, Inc.

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Tapewire entity
3073
SEC CIK
0001318220
Parsed reports
600

Last 12 months

Inside the activity.

1 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202601
Apr 202602
May 202613
Jun 202602
Jul 202603
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2022 Filed Dec 14, 2022 21:14 UTC Tax withholdingCommon Shares 215 $140.45 $30,196.75
Disclosure

SEC source: 0001562180-22-008278 · primarydocument.xml · nonDerivative · entry 2

Bertone Andrea E. · CIK 0001766686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

F2 · price: For purposes of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. CAN $191.94 = US $140.45

Read SEC document
December 12, 2022 Filed Dec 14, 2022 21:14 UTC Exercise / conversionCommon Shares 400 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008278 · primarydocument.xml · nonDerivative · entry 1

Bertone Andrea E. · CIK 0001766686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2022 Filed Jan 12, 2023 21:53 UTC
Cloninger Robert MichaelSR VP, Deputy General Counsel
PurchaseCommon Shares 2.5462 $142.95 $363.98
Disclosure

SEC source: 0001562180-23-000392 · primarydocument.xml · nonDerivative · entry 12

Cloninger Robert Michael · CIK 0001616193 · SR VP, Deputy General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by son

Disclosed balance after: 1,681.8148

Read SEC document
December 02, 2022 Filed Jan 12, 2023 21:53 UTC
Cloninger Robert MichaelSR VP, Deputy General Counsel
PurchaseCommon Shares 2.5466 $142.95 $364.04
Disclosure

SEC source: 0001562180-23-000392 · primarydocument.xml · nonDerivative · entry 11

Cloninger Robert Michael · CIK 0001616193 · SR VP, Deputy General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by son

Disclosed balance after: 1,682.1389

Read SEC document
December 02, 2022 Filed Jan 12, 2023 21:53 UTC
Cloninger Robert MichaelSR VP, Deputy General Counsel
PurchaseCommon Shares 2.5463 $142.95 $363.99
Disclosure

SEC source: 0001562180-23-000392 · primarydocument.xml · nonDerivative · entry 10

Cloninger Robert Michael · CIK 0001616193 · SR VP, Deputy General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by daughter

Disclosed balance after: 1,681.8777

Read SEC document
December 01, 2022 Filed Feb 14, 2024 16:22 UTC PurchaseCommon Shares 10.596 $143.60 $1,521.60
Disclosure

SEC source: 0001562180-24-001300 · primarydocument.xml · nonDerivative · entry 14

HARLAN MICHAEL W · CIK 0001064313 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,161.936

F2 · balance_after: Amount of securities beneficially owned at December 31, 2019, 2020, 2021 and 2022: 8,966.264, 9,033.313, 9,074.517, 9,115.673, respectively.

Read SEC document
November 14, 2022 Filed Jan 12, 2023 21:53 UTC
Shea Patrick JamesExec VP, General Counsel & Sec
GiftCommon Shares 400 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000390 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,413

Read SEC document
November 09, 2022 Filed Jan 12, 2023 16:53 UTC GiftCommon Shares 2,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000391 · primarydocument.xml · nonDerivative · entry 1

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,811

Read SEC document
November 07, 2022 Filed Nov 9, 2022 21:20 UTC
HANSEN ERICSenior Vice President and CIO
SaleCommon Shares 4,000 $136.93 $547,720.00
Disclosure

SEC source: 0001562180-22-007585 · primarydocument.xml · nonDerivative · entry 1

HANSEN ERIC · CIK 0001132334 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,460

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:18 UTC
Shea Patrick JamesExec VP, General Counsel & Sec
SaleCommon Shares 7,000 $145.26 $1,016,806.00
Disclosure

SEC source: 0001562180-22-006612 · primarydocument.xml · nonDerivative · entry 3

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,813

Read SEC document
September 08, 2022 Filed Feb 2, 2023 21:30 UTC
HANSEN ERICSenior Vice President and CIO
GiftCommon Shares 5 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000834 · primarydocument.xml · nonDerivative · entry 2

HANSEN ERIC · CIK 0001132334 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,466

Read SEC document
September 02, 2022 Filed Jan 12, 2023 21:53 UTC
Cloninger Robert MichaelSR VP, Deputy General Counsel
PurchaseCommon Shares 2.3332 $140.50 $327.81
Disclosure

SEC source: 0001562180-23-000392 · primarydocument.xml · nonDerivative · entry 9

Cloninger Robert Michael · CIK 0001616193 · SR VP, Deputy General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by son

Disclosed balance after: 1,679.2686

Read SEC document
September 02, 2022 Filed Jan 12, 2023 21:53 UTC
Cloninger Robert MichaelSR VP, Deputy General Counsel
PurchaseCommon Shares 2.3337 $140.50 $327.88
Disclosure

SEC source: 0001562180-23-000392 · primarydocument.xml · nonDerivative · entry 8

Cloninger Robert Michael · CIK 0001616193 · SR VP, Deputy General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by son

Disclosed balance after: 1,679.5923

Read SEC document
September 02, 2022 Filed Jan 12, 2023 21:53 UTC
Cloninger Robert MichaelSR VP, Deputy General Counsel
PurchaseCommon Shares 2.3333 $140.50 $327.83
Disclosure

SEC source: 0001562180-23-000392 · primarydocument.xml · nonDerivative · entry 7

Cloninger Robert Michael · CIK 0001616193 · SR VP, Deputy General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by daughter

Disclosed balance after: 1,679.3314

Read SEC document
September 02, 2022 Filed Feb 14, 2024 16:22 UTC PurchaseCommon Shares 9.751 $140.55 $1,370.52
Disclosure

SEC source: 0001562180-24-001300 · primarydocument.xml · nonDerivative · entry 13

HARLAN MICHAEL W · CIK 0001064313 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,161.936

Read SEC document
August 08, 2022 Filed Aug 10, 2022 17:41 UTC SaleCommon Shares 1,000 $140.09 $140,090.00
Disclosure

SEC source: 0001562180-22-006024 · primarydocument.xml · nonDerivative · entry 4

RAZZOUK WILLIAM J · CIK 0001064306 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children's Trust

Disclosed balance after: 5,583.811

F2 · balance_after: The son's trust of which the reporting person is trustee sold 1,000 common shares. The reporting person and members of his immediate family are the sole beneficiaries of the trust. The son's trust purchased 83.811 common shares in March 2022, resulting in a matching transaction for Section 16(b) reporting purposes. As a result, the reporting person is reimbursing Waste Connections, Inc. $753.74 which is the total amount of short swing profits from the matched transactions pursuant to Section 16(b).

Read SEC document
August 08, 2022 Filed Aug 10, 2022 17:41 UTC SaleCommon Shares 1,000 $140.23 $140,230.00
Disclosure

SEC source: 0001562180-22-006024 · primarydocument.xml · nonDerivative · entry 3

RAZZOUK WILLIAM J · CIK 0001064306 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children's Trust

Disclosed balance after: 6,583.811

F1 · balance_after: The daughter's trust of which the reporting person is trustee sold 1,000 common shares. The reporting person and members of his immediate family are the sole beneficiaries of the trust.

Read SEC document
August 08, 2022 Filed Aug 10, 2022 17:41 UTC SaleCommon Shares 1,000 $140.24 $140,240.00
Disclosure

SEC source: 0001562180-22-006024 · primarydocument.xml · nonDerivative · entry 2

RAZZOUK WILLIAM J · CIK 0001064306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,016

Read SEC document
August 08, 2022 Filed Aug 10, 2022 17:41 UTC SaleCommon Shares 3,073 $139.96 $430,097.08
Disclosure

SEC source: 0001562180-22-006024 · primarydocument.xml · nonDerivative · entry 1

RAZZOUK WILLIAM J · CIK 0001064306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,016

Read SEC document
August 05, 2022 Filed Aug 9, 2022 20:09 UTC
Black Matthew StephenSr. Vice President - Tax
SaleCommon Shares 8,500 $138.18 $1,174,502.80
Disclosure

SEC source: 0001562180-22-005980 · primarydocument.xml · nonDerivative · entry 1

Black Matthew Stephen · CIK 0001544201 · Sr. Vice President - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,333

F1 · price: This transaction was executed in multiple trades at prices ranging from $137.84 USD to $138.52 USD; the price reported above reflects the weighted average sale price.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:55 UTC
HANSEN ERICSenior Vice President and CIO
OtherCommon Shares 157 $123.96 $19,461.72
Disclosure

SEC source: 0001562180-22-005512 · primarydocument.xml · nonDerivative · entry 1

HANSEN ERIC · CIK 0001132334 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,460

F1 · kind: These shares were acquired under the Waste Connections, Inc. 2020 Employee Share Purchase Plan ("ESPP"), for the offering period of January 1, 2022 to June 30, 2022. In accordance with the ESPP, these shares were acquired at a price equal to 95% of the closing price of the shares on the New York Stock Exchange on June 30, 2022.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:54 UTC
CRAFT JASONSr Vice President-Operations
OtherCommon Shares 52 $123.96 $6,445.92
Disclosure

SEC source: 0001562180-22-005511 · primarydocument.xml · nonDerivative · entry 1

CRAFT JASON · CIK 0001815420 · Sr Vice President-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,317

F1 · kind: These shares were acquired under the Waste Connections, Inc. 2020 Employee Share Purchase Plan ("ESPP"), for the offering period of January 1, 2022 to June 30, 2022. In accordance with the ESPP, these shares were acquired at a price equal to 95% of the closing price of the shares on the New York Stock Exchange on June 30, 2022.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:53 UTC
Black Matthew StephenSr. Vice President - Tax
OtherCommon Shares 16 $123.96 $1,983.36
Disclosure

SEC source: 0001562180-22-005510 · primarydocument.xml · nonDerivative · entry 2

Black Matthew Stephen · CIK 0001544201 · Sr. Vice President - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,833

F1 · kind: These shares were acquired under the Waste Connections, Inc. 2020 Employee Share Purchase Plan ("ESPP"), for the offering period of January 1, 2022 to June 30, 2022. In accordance with the ESPP, these shares were acquired at a price equal to 95% of the closing price of the shares on the New York Stock Exchange on June 30, 2022.

Read SEC document
June 02, 2022 Filed Jan 12, 2023 21:53 UTC
Cloninger Robert MichaelSR VP, Deputy General Counsel
PurchaseCommon Shares 2.5689 $127.42 $327.33
Disclosure

SEC source: 0001562180-23-000392 · primarydocument.xml · nonDerivative · entry 6

Cloninger Robert Michael · CIK 0001616193 · SR VP, Deputy General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by son

Disclosed balance after: 1,676.9354

Read SEC document
June 02, 2022 Filed Jan 12, 2023 21:53 UTC
Cloninger Robert MichaelSR VP, Deputy General Counsel
PurchaseCommon Shares 2.5694 $127.42 $327.39
Disclosure

SEC source: 0001562180-23-000392 · primarydocument.xml · nonDerivative · entry 5

Cloninger Robert Michael · CIK 0001616193 · SR VP, Deputy General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by son

Disclosed balance after: 1,677.2586

Read SEC document
June 02, 2022 Filed Jan 12, 2023 21:53 UTC
Cloninger Robert MichaelSR VP, Deputy General Counsel
PurchaseCommon Shares 2.569 $127.42 $327.34
Disclosure

SEC source: 0001562180-23-000392 · primarydocument.xml · nonDerivative · entry 4

Cloninger Robert Michael · CIK 0001616193 · SR VP, Deputy General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by daughter

Disclosed balance after: 1,676.9981

Read SEC document
June 01, 2022 Filed Feb 14, 2024 16:22 UTC PurchaseCommon Shares 10.722 $127.63 $1,368.42
Disclosure

SEC source: 0001562180-24-001300 · primarydocument.xml · nonDerivative · entry 12

HARLAN MICHAEL W · CIK 0001064313 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,161.936

Read SEC document
May 19, 2022 Filed Sep 12, 2022 20:18 UTC
Shea Patrick JamesExec VP, General Counsel & Sec
GiftCommon Shares 100 $122.34 $12,234.00
Disclosure

SEC source: 0001562180-22-006612 · primarydocument.xml · nonDerivative · entry 2

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,813

Read SEC document
May 19, 2022 Filed Sep 12, 2022 20:18 UTC
Shea Patrick JamesExec VP, General Counsel & Sec
GiftCommon Shares 10 $122.34 $1,223.40
Disclosure

SEC source: 0001562180-22-006612 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,913

Read SEC document
March 17, 2022 Filed Jan 12, 2023 21:53 UTC
Cloninger Robert MichaelSR VP, Deputy General Counsel
PurchaseCommon Shares 2.4043 $135.94 $326.84
Disclosure

SEC source: 0001562180-23-000392 · primarydocument.xml · nonDerivative · entry 3

Cloninger Robert Michael · CIK 0001616193 · SR VP, Deputy General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by son

Disclosed balance after: 1,674.3665

Read SEC document
March 17, 2022 Filed Jan 12, 2023 21:53 UTC
Cloninger Robert MichaelSR VP, Deputy General Counsel
PurchaseCommon Shares 2.405 $135.94 $326.94
Disclosure

SEC source: 0001562180-23-000392 · primarydocument.xml · nonDerivative · entry 2

Cloninger Robert Michael · CIK 0001616193 · SR VP, Deputy General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by son

Disclosed balance after: 1,674.6892

Read SEC document
March 17, 2022 Filed Jan 12, 2023 21:53 UTC
Cloninger Robert MichaelSR VP, Deputy General Counsel
PurchaseCommon Shares 2.4047 $135.94 $326.89
Disclosure

SEC source: 0001562180-23-000392 · primarydocument.xml · nonDerivative · entry 1

Cloninger Robert Michael · CIK 0001616193 · SR VP, Deputy General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by daughter

Disclosed balance after: 1,674.4291

Read SEC document
March 16, 2022 Filed Feb 14, 2024 16:22 UTC PurchaseCommon Shares 10.087 $135.47 $1,366.45
Disclosure

SEC source: 0001562180-24-001300 · primarydocument.xml · nonDerivative · entry 11

HARLAN MICHAEL W · CIK 0001064313 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,161.936

Read SEC document
March 09, 2022 Filed Mar 11, 2022 16:13 UTC PurchaseCommon Shares 83.811 $131.25 $10,999.92
Disclosure

SEC source: 0001562180-22-002540 · primarydocument.xml · nonDerivative · entry 1

RAZZOUK WILLIAM J · CIK 0001064306 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children's Trust

Disclosed balance after: 7,583.811

F1 · balance_after: The common shares were purchased by the son's trust of which the reporting person is trustee. The reporting person and members of his immediate family are the sole beneficiaries of the trust.

Read SEC document
February 28, 2022 Filed Jul 5, 2022 20:53 UTC
Black Matthew StephenSr. Vice President - Tax
GiftCommon Shares 121 $123.49 $14,942.29
Disclosure

SEC source: 0001562180-22-005510 · primarydocument.xml · nonDerivative · entry 1

Black Matthew Stephen · CIK 0001544201 · Sr. Vice President - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,817

Read SEC document
February 23, 2022 Filed Feb 23, 2022 21:32 UTC
LITTLE JAMESExecutive VP Engineering
GrantRestricted Share Units · Derivative 4,896 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001776 · primarydocument.xml · derivative · entry 6

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,896

Underlying: Common Shares · 4,896 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 12,240 (250% of the target number).

F2 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 12,240 (250% of the target number).

Read SEC document
February 20, 2022 Filed Feb 23, 2022 16:31 UTC
HALL DAVID MSr. Vice President - Sales
Exercise / conversionRestricted Share Units · Derivative 1,115 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001773 · primarydocument.xml · derivative · entry 6

HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 16:31 UTC
HALL DAVID MSr. Vice President - Sales
Tax withholdingCommon Shares 417 $121.00 $50,457.00
Disclosure

SEC source: 0001562180-22-001773 · primarydocument.xml · nonDerivative · entry 4

HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,099

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 16:31 UTC
HALL DAVID MSr. Vice President - Sales
Exercise / conversionCommon Shares 1,115 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001773 · primarydocument.xml · nonDerivative · entry 3

HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:32 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
OtherRestricted Share Units · Derivative 3,621 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001777 · primarydocument.xml · derivative · entry 14

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,243

Underlying: Common Shares · 3,621 shares

Expires not disclosed

F8 · derivative.exercise_date: The deferred restricted share unit award was granted on 2/25/2013 and vested 25% per year over the four-year period following the date of grant

F8 · derivative.expiration_date: The deferred restricted share unit award was granted on 2/25/2013 and vested 25% per year over the four-year period following the date of grant

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:32 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
OtherRestricted Share Units · Derivative 15,528 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001777 · primarydocument.xml · derivative · entry 13

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,057

Underlying: Common Shares · 15,528 shares

Expires not disclosed

F7 · derivative.exercise_date: The deferred restricted share unit award was granted on 2/11/2010 and vested 25% per year over the four-year period following the date of grant.

F7 · derivative.expiration_date: The deferred restricted share unit award was granted on 2/11/2010 and vested 25% per year over the four-year period following the date of grant.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:32 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Exercise / conversionRestricted Share Units · Derivative 5,234 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001777 · primarydocument.xml · derivative · entry 12

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,234 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F6 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:32 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Tax withholdingCommon Shares 1,711 $121.00 $207,031.00
Disclosure

SEC source: 0001562180-22-001777 · primarydocument.xml · nonDerivative · entry 8

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,497

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:32 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
OtherCommon Shares 3,621 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001777 · primarydocument.xml · nonDerivative · entry 7

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,208

F2 · kind: Represents the conversion of restricted share units into common shares of the Issuer. These restricted share units were previously vested and deferred under the Issuer's Deferred Compensation Plan. They are scheduled to be distributed pursuant to a multi-year installment method election as a result of the participant's transition from Chief Executive Officer of the Issuer to its Executive Chairman. The distribution represents the third of five distributions elected by the participant.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:32 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Tax withholdingCommon Shares 7,334 $121.00 $887,414.00
Disclosure

SEC source: 0001562180-22-001777 · primarydocument.xml · nonDerivative · entry 6

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,587

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

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February 20, 2022 Filed Feb 23, 2022 21:32 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
OtherCommon Shares 15,528 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001777 · primarydocument.xml · nonDerivative · entry 5

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,921

F2 · kind: Represents the conversion of restricted share units into common shares of the Issuer. These restricted share units were previously vested and deferred under the Issuer's Deferred Compensation Plan. They are scheduled to be distributed pursuant to a multi-year installment method election as a result of the participant's transition from Chief Executive Officer of the Issuer to its Executive Chairman. The distribution represents the third of five distributions elected by the participant.

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February 20, 2022 Filed Feb 23, 2022 21:32 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Tax withholdingCommon Shares 2,596 $121.00 $314,116.00
Disclosure

SEC source: 0001562180-22-001777 · primarydocument.xml · nonDerivative · entry 4

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,393

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

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February 20, 2022 Filed Feb 23, 2022 21:32 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Exercise / conversionCommon Shares 5,234 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001777 · primarydocument.xml · nonDerivative · entry 3

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 20, 2022 Filed Feb 23, 2022 16:30 UTC Exercise / conversionRestricted Share Units · Derivative 2,085 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001769 · primarydocument.xml · derivative · entry 8

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F5 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

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February 20, 2022 Filed Feb 23, 2022 16:30 UTC Tax withholdingCommon Shares 821 $121.00 $99,341.00
Disclosure

SEC source: 0001562180-22-001769 · primarydocument.xml · nonDerivative · entry 4

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,311

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.