Tapewire

NYSE · USD

WCN

Waste Connections, Inc.

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Tapewire entity
3073
SEC CIK
0001318220
Parsed reports
600

Last 12 months

Inside the activity.

1 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202601
Apr 202602
May 202613
Jun 202602
Jul 202603
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2023 Filed Feb 17, 2023 21:12 UTC
CRAFT JASONSr Vice President-Operations
Exercise / conversionCommon Shares 793 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001500 · primarydocument.xml · nonDerivative · entry 1

CRAFT JASON · CIK 0001815420 · Sr Vice President-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:16 UTC
Shea Patrick JamesExec VP, General Counsel & Sec
Exercise / conversionPerformance Share Units · Derivative 927 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001507 · primarydocument.xml · derivative · entry 3

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:16 UTC
Shea Patrick JamesExec VP, General Counsel & Sec
Tax withholdingCommon Shares 226 $135.53 $30,629.78
Disclosure

SEC source: 0001562180-23-001507 · primarydocument.xml · nonDerivative · entry 2

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,231

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:16 UTC
Shea Patrick JamesExec VP, General Counsel & Sec
Exercise / conversionCommon Shares 927 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001507 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:16 UTC
Whitney Mary AnneExecutive Vice President & CFO
Exercise / conversionPerformance Share Units · Derivative 878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001508 · primarydocument.xml · derivative · entry 3

Whitney Mary Anne · CIK 0001544202 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:16 UTC
Whitney Mary AnneExecutive Vice President & CFO
Tax withholdingCommon Shares 346 $135.53 $46,893.38
Disclosure

SEC source: 0001562180-23-001508 · primarydocument.xml · nonDerivative · entry 2

Whitney Mary Anne · CIK 0001544202 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,514

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:16 UTC
Whitney Mary AnneExecutive Vice President & CFO
Exercise / conversionCommon Shares 878 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001508 · primarydocument.xml · nonDerivative · entry 1

Whitney Mary Anne · CIK 0001544202 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:16 UTC
Netherton SusanSR VP People, Training & Dev
Exercise / conversionPerformance Share Units · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001506 · primarydocument.xml · derivative · entry 3

Netherton Susan · CIK 0001582336 · SR VP People, Training & Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:16 UTC
Netherton SusanSR VP People, Training & Dev
Tax withholdingCommon Shares 197 $135.53 $26,699.41
Disclosure

SEC source: 0001562180-23-001506 · primarydocument.xml · nonDerivative · entry 2

Netherton Susan · CIK 0001582336 · SR VP People, Training & Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,747

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:16 UTC
Netherton SusanSR VP People, Training & Dev
Exercise / conversionCommon Shares 500 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001506 · primarydocument.xml · nonDerivative · entry 1

Netherton Susan · CIK 0001582336 · SR VP People, Training & Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:15 UTC
JACKMAN WORTHINGDirector · President and CEO
Exercise / conversionPerformance Share Units · Derivative 2,353 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001503 · primarydocument.xml · derivative · entry 3

JACKMAN WORTHING · CIK 0001229832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:15 UTC
JACKMAN WORTHINGDirector · President and CEO
Tax withholdingCommon Shares 926 $135.53 $125,500.78
Disclosure

SEC source: 0001562180-23-001503 · primarydocument.xml · nonDerivative · entry 2

JACKMAN WORTHING · CIK 0001229832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,659

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:15 UTC
JACKMAN WORTHINGDirector · President and CEO
Exercise / conversionCommon Shares 2,353 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001503 · primarydocument.xml · nonDerivative · entry 1

JACKMAN WORTHING · CIK 0001229832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:14 UTC
EDDIE DAVIDSr VP Performance Optimization
Exercise / conversionPerformance Share Units · Derivative 859 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001501 · primarydocument.xml · derivative · entry 3

EDDIE DAVID · CIK 0001230346 · Sr VP Performance Optimization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:14 UTC
EDDIE DAVIDSr VP Performance Optimization
Tax withholdingCommon Shares 210 $135.53 $28,461.30
Disclosure

SEC source: 0001562180-23-001501 · primarydocument.xml · nonDerivative · entry 2

EDDIE DAVID · CIK 0001230346 · Sr VP Performance Optimization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,647

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:14 UTC
EDDIE DAVIDSr VP Performance Optimization
Exercise / conversionCommon Shares 859 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001501 · primarydocument.xml · nonDerivative · entry 1

EDDIE DAVID · CIK 0001230346 · Sr VP Performance Optimization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:10 UTC
Black Matthew StephenSr VP Chief Accounting Officer
Exercise / conversionPerformance Share Units · Derivative 695 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001497 · primarydocument.xml · derivative · entry 3

Black Matthew Stephen · CIK 0001544201 · Sr VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 695 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:10 UTC
Black Matthew StephenSr VP Chief Accounting Officer
Tax withholdingCommon Shares 170 $135.53 $23,040.10
Disclosure

SEC source: 0001562180-23-001497 · primarydocument.xml · nonDerivative · entry 2

Black Matthew Stephen · CIK 0001544201 · Sr VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,285

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:10 UTC
Black Matthew StephenSr VP Chief Accounting Officer
Exercise / conversionCommon Shares 695 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001497 · primarydocument.xml · nonDerivative · entry 1

Black Matthew Stephen · CIK 0001544201 · Sr VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:11 UTC
Cloninger Robert MichaelSR VP, Deputy General Counsel
Exercise / conversionPerformance Share Units · Derivative 506 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001499 · primarydocument.xml · derivative · entry 3

Cloninger Robert Michael · CIK 0001616193 · SR VP, Deputy General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 506 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:11 UTC
Cloninger Robert MichaelSR VP, Deputy General Counsel
Tax withholdingCommon Shares 200 $135.53 $27,106.00
Disclosure

SEC source: 0001562180-23-001499 · primarydocument.xml · nonDerivative · entry 2

Cloninger Robert Michael · CIK 0001616193 · SR VP, Deputy General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,706

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:11 UTC
Cloninger Robert MichaelSR VP, Deputy General Counsel
Exercise / conversionCommon Shares 506 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001499 · primarydocument.xml · nonDerivative · entry 1

Cloninger Robert Michael · CIK 0001616193 · SR VP, Deputy General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:18 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Exercise / conversionPerformance Share Units · Derivative 662 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001462 · primarydocument.xml · derivative · entry 6

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663

Underlying: Common Shares · 662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:18 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Exercise / conversionPerformance Share Units · Derivative 3,472 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001462 · primarydocument.xml · derivative · entry 5

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 14, 2020 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2020 to December 31, 2022. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 131% of the target number of shares subject to the award. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 14, 2020 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2020 to December 31, 2022. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 131% of the target number of shares subject to the award. The common shares are reported on Table 1.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:18 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Tax withholdingCommon Shares 329 $134.68 $44,309.72
Disclosure

SEC source: 0001562180-23-001462 · primarydocument.xml · nonDerivative · entry 4

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,550

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:18 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Exercise / conversionCommon Shares 662 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001462 · primarydocument.xml · nonDerivative · entry 3

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:18 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Tax withholdingCommon Shares 1,752 $134.68 $235,959.36
Disclosure

SEC source: 0001562180-23-001462 · primarydocument.xml · nonDerivative · entry 2

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,217

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:18 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Exercise / conversionCommon Shares 3,472 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001462 · primarydocument.xml · nonDerivative · entry 1

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 16:11 UTC Exercise / conversionPerformance Share Units · Derivative 1,337 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001455 · primarydocument.xml · derivative · entry 6

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,338

Underlying: Common Shares · 1,337 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 16:11 UTC Exercise / conversionPerformance Share Units · Derivative 7,009 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001455 · primarydocument.xml · derivative · entry 5

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 7,009 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 14, 2020 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2020 to December 31, 2022. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 131% of the target number of shares subject to the award. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 14, 2020 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2020 to December 31, 2022. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 131% of the target number of shares subject to the award. The common shares are reported on Table 1.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 16:11 UTC Tax withholdingCommon Shares 527 $134.68 $70,976.36
Disclosure

SEC source: 0001562180-23-001455 · primarydocument.xml · nonDerivative · entry 4

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,798

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

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February 14, 2023 Filed Feb 16, 2023 16:11 UTC Exercise / conversionCommon Shares 1,337 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001455 · primarydocument.xml · nonDerivative · entry 3

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 16:11 UTC Tax withholdingCommon Shares 1,832 $134.68 $246,733.76
Disclosure

SEC source: 0001562180-23-001455 · primarydocument.xml · nonDerivative · entry 2

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,988

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 16:11 UTC Exercise / conversionCommon Shares 7,009 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001455 · primarydocument.xml · nonDerivative · entry 1

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:18 UTC
LITTLE JAMESExecutive VP Engineering
Exercise / conversionPerformance Share Units · Derivative 1,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001461 · primarydocument.xml · derivative · entry 6

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,075

Underlying: Common Shares · 1,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:18 UTC
LITTLE JAMESExecutive VP Engineering
Exercise / conversionPerformance Share Units · Derivative 5,633 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001461 · primarydocument.xml · derivative · entry 5

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,633 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 14, 2020 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2020 to December 31, 2022. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 131% of the target number of shares subject to the award. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 14, 2020 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2020 to December 31, 2022. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 131% of the target number of shares subject to the award. The common shares are reported on Table 1.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:18 UTC
LITTLE JAMESExecutive VP Engineering
Tax withholdingCommon Shares 262 $134.68 $35,286.16
Disclosure

SEC source: 0001562180-23-001461 · primarydocument.xml · nonDerivative · entry 4

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,251

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:18 UTC
LITTLE JAMESExecutive VP Engineering
Exercise / conversionCommon Shares 1,075 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001461 · primarydocument.xml · nonDerivative · entry 3

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:18 UTC
LITTLE JAMESExecutive VP Engineering
Tax withholdingCommon Shares 1,405 $134.68 $189,225.40
Disclosure

SEC source: 0001562180-23-001461 · primarydocument.xml · nonDerivative · entry 2

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,438

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:18 UTC
LITTLE JAMESExecutive VP Engineering
Exercise / conversionCommon Shares 5,633 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001461 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:15 UTC
HANSEN ERICSenior Vice President and CIO
Exercise / conversionPerformance Share Units · Derivative 687 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001459 · primarydocument.xml · derivative · entry 6

HANSEN ERIC · CIK 0001132334 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 688

Underlying: Common Shares · 687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:15 UTC
HANSEN ERICSenior Vice President and CIO
Exercise / conversionPerformance Share Units · Derivative 3,603 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001459 · primarydocument.xml · derivative · entry 5

HANSEN ERIC · CIK 0001132334 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 14, 2020 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2020 to December 31, 2022. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 131% of the target number of shares subject to the award. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 14, 2020 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2020 to December 31, 2022. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 131% of the target number of shares subject to the award. The common shares are reported on Table 1.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:15 UTC
HANSEN ERICSenior Vice President and CIO
Tax withholdingCommon Shares 271 $134.68 $36,498.28
Disclosure

SEC source: 0001562180-23-001459 · primarydocument.xml · nonDerivative · entry 4

HANSEN ERIC · CIK 0001132334 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,027

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:15 UTC
HANSEN ERICSenior Vice President and CIO
Exercise / conversionCommon Shares 687 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001459 · primarydocument.xml · nonDerivative · entry 3

HANSEN ERIC · CIK 0001132334 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:15 UTC
HANSEN ERICSenior Vice President and CIO
Tax withholdingCommon Shares 1,458 $134.68 $196,363.44
Disclosure

SEC source: 0001562180-23-001459 · primarydocument.xml · nonDerivative · entry 2

HANSEN ERIC · CIK 0001132334 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,611

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:15 UTC
HANSEN ERICSenior Vice President and CIO
Exercise / conversionCommon Shares 3,603 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001459 · primarydocument.xml · nonDerivative · entry 1

HANSEN ERIC · CIK 0001132334 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:12 UTC
CRAFT JASONSr Vice President-Operations
Exercise / conversionRestricted Share Units · Derivative 750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001457 · primarydocument.xml · derivative · entry 6

CRAFT JASON · CIK 0001815420 · Sr Vice President-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Shares · 750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares. The restricted share unit award was granted on February 14, 2020. The award shall vest 25% per year over a four-year period following the date of grant.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares. The restricted share unit award was granted on February 14, 2020. The award shall vest 25% per year over a four-year period following the date of grant.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:12 UTC
CRAFT JASONSr Vice President-Operations
Exercise / conversionPerformance Share Units · Derivative 3,930 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001457 · primarydocument.xml · derivative · entry 5

CRAFT JASON · CIK 0001815420 · Sr Vice President-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,930 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 14, 2020 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2020 to December 31, 2022. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 131% of the target number of shares subject to the award. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 14, 2020 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2020 to December 31, 2022. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 131% of the target number of shares subject to the award. The common shares are reported on Table 1.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:12 UTC
CRAFT JASONSr Vice President-Operations
Tax withholdingCommon Shares 183 $134.68 $24,646.44
Disclosure

SEC source: 0001562180-23-001457 · primarydocument.xml · nonDerivative · entry 4

CRAFT JASON · CIK 0001815420 · Sr Vice President-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,864

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:12 UTC
CRAFT JASONSr Vice President-Operations
Exercise / conversionCommon Shares 750 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001457 · primarydocument.xml · nonDerivative · entry 3

CRAFT JASON · CIK 0001815420 · Sr Vice President-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.