Tapewire

NYSE · USD

WCN

Waste Connections, Inc.

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Tapewire entity
3073
SEC CIK
0001318220
Parsed reports
600

Last 12 months

Inside the activity.

1 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202601
Apr 202602
May 202613
Jun 202602
Jul 202603
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2023 Filed Dec 14, 2023 21:21 UTC Tax withholdingCommon Shares 214 $145.51 $31,139.53
Disclosure

SEC source: 0001562180-23-008370 · primarydocument.xml · nonDerivative · entry 2

Bertone Andrea E. · CIK 0001766686 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 560

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

F2 · price: For purposes of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. CAN $197.76 = US $145.5118

Read SEC document
December 12, 2023 Filed Dec 14, 2023 21:21 UTC Exercise / conversionCommon Shares 399 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008370 · primarydocument.xml · nonDerivative · entry 1

Bertone Andrea E. · CIK 0001766686 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2023 Filed Dec 8, 2023 21:13 UTC
Shea Patrick JamesExec VP, General Counsel & Sec
GiftCommon Shares 10 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008229 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,843

Read SEC document
December 06, 2023 Filed Dec 8, 2023 21:13 UTC
NIELSEN III ROBERTSR VP Operations
SaleCommon Shares 500 $140.50 $70,250.00
Disclosure

SEC source: 0001562180-23-008228 · primarydocument.xml · nonDerivative · entry 1

NIELSEN III ROBERT · CIK 0001983938 · SR VP Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,550

Read SEC document
November 28, 2023 Filed Feb 14, 2024 16:22 UTC OtherCommon Shares 12.838 $133.30 $1,711.28
Disclosure

SEC source: 0001562180-24-001300 · primarydocument.xml · nonDerivative · entry 18

HARLAN MICHAEL W · CIK 0001064313 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,161.936

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:08 UTC
Cloninger Robert MichaelSR VP, Deputy General Counsel
SaleCommon Shares 1,185 $129.87 $153,895.95
Disclosure

SEC source: 0001562180-23-007548 · primarydocument.xml · nonDerivative · entry 3

Cloninger Robert Michael · CIK 0001616193 · SR VP, Deputy General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,299

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:08 UTC
Cloninger Robert MichaelSR VP, Deputy General Counsel
SaleCommon Shares 1,477 $129.90 $191,866.73
Disclosure

SEC source: 0001562180-23-007548 · primarydocument.xml · nonDerivative · entry 2

Cloninger Robert Michael · CIK 0001616193 · SR VP, Deputy General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,484

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:08 UTC
Cloninger Robert MichaelSR VP, Deputy General Counsel
SaleCommon Shares 283 $129.92 $36,765.95
Disclosure

SEC source: 0001562180-23-007548 · primarydocument.xml · nonDerivative · entry 1

Cloninger Robert Michael · CIK 0001616193 · SR VP, Deputy General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,961

Read SEC document
September 05, 2023 Filed Sep 7, 2023 16:11 UTC SaleCommon Shares 300 $139.22 $41,766.00
Disclosure

SEC source: 0001562180-23-006776 · primarydocument.xml · nonDerivative · entry 4

RAZZOUK WILLIAM J · CIK 0001064306 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by children's trust

Disclosed balance after: 2,583.811

Read SEC document
September 05, 2023 Filed Sep 7, 2023 16:11 UTC SaleCommon Shares 200 $139.18 $27,836.00
Disclosure

SEC source: 0001562180-23-006776 · primarydocument.xml · nonDerivative · entry 3

RAZZOUK WILLIAM J · CIK 0001064306 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by children's trust

Disclosed balance after: 2,883.811

Read SEC document
September 05, 2023 Filed Sep 7, 2023 16:11 UTC SaleCommon Shares 500 $139.27 $69,635.50
Disclosure

SEC source: 0001562180-23-006776 · primarydocument.xml · nonDerivative · entry 2

RAZZOUK WILLIAM J · CIK 0001064306 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by children's trust

Disclosed balance after: 3,083.811

Read SEC document
September 05, 2023 Filed Sep 7, 2023 16:11 UTC SaleCommon Shares 500 $139.25 $69,622.50
Disclosure

SEC source: 0001562180-23-006776 · primarydocument.xml · nonDerivative · entry 1

RAZZOUK WILLIAM J · CIK 0001064306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,931

Read SEC document
September 01, 2023 Filed Sep 6, 2023 20:11 UTC
NIELSEN III ROBERTSR VP Operations
SaleCommon Shares 200 $139.00 $27,800.00
Disclosure

SEC source: 0001562180-23-006726 · primarydocument.xml · nonDerivative · entry 1

NIELSEN III ROBERT · CIK 0001983938 · SR VP Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,050

Read SEC document
August 30, 2023 Filed Feb 14, 2024 16:22 UTC OtherCommon Shares 11.031 $138.55 $1,528.40
Disclosure

SEC source: 0001562180-24-001300 · primarydocument.xml · nonDerivative · entry 17

HARLAN MICHAEL W · CIK 0001064313 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,161.936

Read SEC document
August 18, 2023 Filed Aug 22, 2023 20:16 UTC
LITTLE JAMESExecutive VP Engineering
SaleCommon Shares 3,200 $137.97 $441,518.08
Disclosure

SEC source: 0001562180-23-006494 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,210

Read SEC document
August 10, 2023 Filed Aug 11, 2023 20:14 UTC
Shea Patrick JamesExec VP, General Counsel & Sec
GiftCommon Shares 400 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006294 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,853

Read SEC document
August 08, 2023 Filed Aug 10, 2023 20:18 UTC
Netherton SusanSR VP People, Training & Dev
SaleCommon Shares 2,500 $140.10 $350,245.50
Disclosure

SEC source: 0001562180-23-006275 · primarydocument.xml · nonDerivative · entry 1

Netherton Susan · CIK 0001582336 · SR VP People, Training & Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,074

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:15 UTC
CRAFT JASONSr Vice President-Operations
OtherCommon Shares 44 $135.78 $5,974.32
Disclosure

SEC source: 0001562180-23-005693 · primarydocument.xml · nonDerivative · entry 1

CRAFT JASON · CIK 0001815420 · Sr Vice President-Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,901

F1 · kind: These shares were acquired under the Waste Connections, Inc. 2020 Employee Share Purchase Plan ("ESPP"), for the offering period of January 1, 2023 to June 30, 2023. In accordance with the ESPP, these shares were acquired at a price equal to 95% of the closing price of the shares on the New York Stock Exchange on June 30, 2023.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:15 UTC
Black Matthew StephenSr VP Chief Accounting Officer
OtherCommon Shares 14 $135.78 $1,900.92
Disclosure

SEC source: 0001562180-23-005694 · primarydocument.xml · nonDerivative · entry 1

Black Matthew Stephen · CIK 0001544201 · Sr VP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,632

F1 · kind: These shares were acquired under the Waste Connections, Inc. 2020 Employee Share Purchase Plan ("ESPP"), for the offering period of January 1, 2023 to June 30, 2023. In accordance with the ESPP, these shares were acquired at a price equal to 95% of the closing price of the shares on the New York Stock Exchange on June 30, 2023.

Read SEC document
May 24, 2023 Filed Feb 14, 2024 16:22 UTC OtherCommon Shares 11.099 $137.52 $1,526.35
Disclosure

SEC source: 0001562180-24-001300 · primarydocument.xml · nonDerivative · entry 16

HARLAN MICHAEL W · CIK 0001064313 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,161.936

Read SEC document
May 12, 2023 Filed May 12, 2023 20:14 UTC
MITTELSTAEDT RONALD JDirector · President & CEO
GrantRestricted Share Units · Derivative 7,766 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004085 · primarydocument.xml · derivative · entry 2

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,602

Underlying: Common Shares · 7,766 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents a supplemental award of performance-based restricted share units under the Reporting Person's letter agreement with the Issuer's affiliate, dated April 23, 2023. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period beginning January 1, 2023 will be 0% - 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 19,415 (250% of the target number).

F2 · derivative.expiration_date: Represents a supplemental award of performance-based restricted share units under the Reporting Person's letter agreement with the Issuer's affiliate, dated April 23, 2023. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period beginning January 1, 2023 will be 0% - 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 19,415 (250% of the target number).

Read SEC document
May 12, 2023 Filed May 12, 2023 20:14 UTC
MITTELSTAEDT RONALD JDirector · President & CEO
GrantRestricted Share Units · Derivative 7,765 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004085 · primarydocument.xml · derivative · entry 1

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,602

Underlying: Common Shares · 7,765 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents a supplemental award of restricted share units under the Reporting Person's letter agreement with the Issuer's affiliate, dated April 23, 2023. The award will vest 25% per year on each of the first anniversaries of February 17, 2023.

F1 · derivative.expiration_date: Represents a supplemental award of restricted share units under the Reporting Person's letter agreement with the Issuer's affiliate, dated April 23, 2023. The award will vest 25% per year on each of the first anniversaries of February 17, 2023.

Read SEC document
March 15, 2023 Filed Feb 14, 2024 16:22 UTC OtherCommon Shares 11.295 $134.92 $1,523.90
Disclosure

SEC source: 0001562180-24-001300 · primarydocument.xml · nonDerivative · entry 15

HARLAN MICHAEL W · CIK 0001064313 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,161.936

Read SEC document
March 06, 2023 Filed Mar 8, 2023 16:19 UTC SaleCommon Shares 1,000 $135.55 $135,550.00
Disclosure

SEC source: 0001562180-23-002613 · primarydocument.xml · nonDerivative · entry 3

RAZZOUK WILLIAM J · CIK 0001064306 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by children's trust

Disclosed balance after: 3,583.811

F2 · balance_after: The daughter's trust of which the reporting person is trustee sold 1,000 common shares. The reporting person and members of his immediate family are the sole beneficiaries of the trust.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 16:19 UTC SaleCommon Shares 1,000 $135.59 $135,590.00
Disclosure

SEC source: 0001562180-23-002613 · primarydocument.xml · nonDerivative · entry 2

RAZZOUK WILLIAM J · CIK 0001064306 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by children's trust

Disclosed balance after: 4,583.811

F1 · balance_after: The son's trust of which the reporting person is trustee sold 1,000 common shares. The reporting person and members of his immediate family are the sole beneficiaries of the trust.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 16:19 UTC SaleCommon Shares 1,000 $135.61 $135,610.00
Disclosure

SEC source: 0001562180-23-002613 · primarydocument.xml · nonDerivative · entry 1

RAZZOUK WILLIAM J · CIK 0001064306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,431

Read SEC document
March 06, 2023 Filed Mar 8, 2023 21:19 UTC
LITTLE JAMESExecutive VP Engineering
SaleCommon Shares 4,500 $135.87 $611,408.25
Disclosure

SEC source: 0001562180-23-002612 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,410

Read SEC document
March 06, 2023 Filed Mar 8, 2023 21:18 UTC
EDDIE DAVIDSr VP Performance Optimization
SaleCommon Shares 1,700 $135.65 $230,607.04
Disclosure

SEC source: 0001562180-23-002611 · primarydocument.xml · nonDerivative · entry 1

EDDIE DAVID · CIK 0001230346 · Sr VP Performance Optimization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,512

Read SEC document
March 02, 2023 Filed Mar 6, 2023 21:14 UTC
Cloninger Robert MichaelSR VP, Deputy General Counsel
SaleCommon Shares 1,500 $133.55 $200,325.00
Disclosure

SEC source: 0001562180-23-002478 · primarydocument.xml · nonDerivative · entry 2

Cloninger Robert Michael · CIK 0001616193 · SR VP, Deputy General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,244

Read SEC document
February 27, 2023 Filed Mar 1, 2023 16:27 UTC GiftCommon Shares 4,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002049 · primarydocument.xml · nonDerivative · entry 1

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,619

Read SEC document
February 21, 2023 Filed Mar 6, 2023 21:14 UTC
Cloninger Robert MichaelSR VP, Deputy General Counsel
GiftCommon Shares 753 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002478 · primarydocument.xml · nonDerivative · entry 1

Cloninger Robert Michael · CIK 0001616193 · SR VP, Deputy General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,744

Read SEC document
February 19, 2023 Filed Feb 22, 2023 21:20 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
OtherRestricted Share Units · Derivative 3,622 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001671 · primarydocument.xml · derivative · entry 14

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,621

Underlying: Common Shares · 3,622 shares

Expires not disclosed

F8 · derivative.exercise_date: The deferred restricted share unit award was granted on 2/25/2013 and vested 25% per year over the four-year period following the date of grant

F8 · derivative.expiration_date: The deferred restricted share unit award was granted on 2/25/2013 and vested 25% per year over the four-year period following the date of grant

Read SEC document
February 19, 2023 Filed Feb 22, 2023 21:20 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
OtherRestricted Share Units · Derivative 15,529 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001671 · primarydocument.xml · derivative · entry 13

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,528

Underlying: Common Shares · 15,529 shares

Expires not disclosed

F7 · derivative.exercise_date: The deferred restricted share unit award was granted on 2/11/2010 and vested 25% per year over the four-year period following the date of grant

F7 · derivative.expiration_date: The deferred restricted share unit award was granted on 2/11/2010 and vested 25% per year over the four-year period following the date of grant

Read SEC document
February 19, 2023 Filed Feb 22, 2023 21:20 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Exercise / conversionRestricted Share Units · Derivative 1,067 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001671 · primarydocument.xml · derivative · entry 12

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,133

Underlying: Common Shares · 1,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and vest in four equal annual installments. The common shares are reported in Table 1.

F6 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and vest in four equal annual installments. The common shares are reported in Table 1.

Read SEC document
February 19, 2023 Filed Feb 22, 2023 21:20 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Tax withholdingCommon Shares 1,711 $136.11 $232,884.21
Disclosure

SEC source: 0001562180-23-001671 · primarydocument.xml · nonDerivative · entry 8

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,349

Read SEC document
February 19, 2023 Filed Feb 22, 2023 21:20 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
OtherCommon Shares 3,622 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001671 · primarydocument.xml · nonDerivative · entry 7

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,060

F2 · kind: Represents the conversion of restricted share units into common shares of the Issuer. These restricted share units were previously vested and deferred under the Issuer's Deferred Compensation Plan. They are scheduled to be distributed pursuant to a multi-year installment method election as a result of the participant's transition from Chief Executive Officer of the Issuer to its Executive Chairman. The distribution represents the first of five distributions elected by the participant.

Read SEC document
February 19, 2023 Filed Feb 22, 2023 21:20 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Tax withholdingCommon Shares 7,335 $136.11 $998,366.85
Disclosure

SEC source: 0001562180-23-001671 · primarydocument.xml · nonDerivative · entry 6

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,438

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 19, 2023 Filed Feb 22, 2023 21:20 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
OtherCommon Shares 15,529 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001671 · primarydocument.xml · nonDerivative · entry 5

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,773

F2 · kind: Represents the conversion of restricted share units into common shares of the Issuer. These restricted share units were previously vested and deferred under the Issuer's Deferred Compensation Plan. They are scheduled to be distributed pursuant to a multi-year installment method election as a result of the participant's transition from Chief Executive Officer of the Issuer to its Executive Chairman. The distribution represents the first of five distributions elected by the participant.

Read SEC document
February 19, 2023 Filed Feb 22, 2023 21:20 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Tax withholdingCommon Shares 530 $136.11 $72,138.30
Disclosure

SEC source: 0001562180-23-001671 · primarydocument.xml · nonDerivative · entry 4

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,244

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 19, 2023 Filed Feb 22, 2023 21:20 UTC
MITTELSTAEDT RONALD JDirector · Executive Chairman
Exercise / conversionCommon Shares 1,067 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001671 · primarydocument.xml · nonDerivative · entry 3

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2023 Filed Feb 22, 2023 16:19 UTC Exercise / conversionRestricted Share Units · Derivative 1,751 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001664 · primarydocument.xml · derivative · entry 8

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Shares · 1,751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and vest in four equal annual installments. The common shares are reported in Table 1.

F5 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and vest in four equal annual installments. The common shares are reported in Table 1.

Read SEC document
February 19, 2023 Filed Feb 22, 2023 16:19 UTC Tax withholdingCommon Shares 630 $136.11 $85,749.30
Disclosure

SEC source: 0001562180-23-001664 · primarydocument.xml · nonDerivative · entry 4

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,119

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 19, 2023 Filed Feb 22, 2023 16:19 UTC Exercise / conversionCommon Shares 1,751 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001664 · primarydocument.xml · nonDerivative · entry 3

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2023 Filed Feb 22, 2023 21:20 UTC
LITTLE JAMESExecutive VP Engineering
Exercise / conversionRestricted Share Units · Derivative 1,380 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001670 · primarydocument.xml · derivative · entry 8

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,759

Underlying: Common Shares · 1,380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and vest in four equal annual installments. The common shares are reported in Table 1.

F5 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and vest in four equal annual installments. The common shares are reported in Table 1.

Read SEC document
February 19, 2023 Filed Feb 22, 2023 21:20 UTC
LITTLE JAMESExecutive VP Engineering
Tax withholdingCommon Shares 337 $136.11 $45,869.07
Disclosure

SEC source: 0001562180-23-001670 · primarydocument.xml · nonDerivative · entry 4

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,910

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

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February 19, 2023 Filed Feb 22, 2023 21:20 UTC
LITTLE JAMESExecutive VP Engineering
Exercise / conversionCommon Shares 1,380 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001670 · primarydocument.xml · nonDerivative · entry 3

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 19, 2023 Filed Feb 22, 2023 21:19 UTC
HANSEN ERICSenior Vice President and CIO
Exercise / conversionRestricted Share Units · Derivative 895 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001668 · primarydocument.xml · derivative · entry 8

HANSEN ERIC · CIK 0001132334 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,788

Underlying: Common Shares · 895 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and vest in four equal annual installments. The common shares are reported in Table 1.

F5 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and vest in four equal annual installments. The common shares are reported in Table 1.

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February 19, 2023 Filed Feb 22, 2023 21:19 UTC
HANSEN ERICSenior Vice President and CIO
Tax withholdingCommon Shares 353 $136.11 $48,046.83
Disclosure

SEC source: 0001562180-23-001668 · primarydocument.xml · nonDerivative · entry 4

HANSEN ERIC · CIK 0001132334 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,440

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

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February 19, 2023 Filed Feb 22, 2023 21:19 UTC
HANSEN ERICSenior Vice President and CIO
Exercise / conversionCommon Shares 895 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001668 · primarydocument.xml · nonDerivative · entry 3

HANSEN ERIC · CIK 0001132334 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 19, 2023 Filed Feb 22, 2023 21:19 UTC
CRAFT JASONSr Vice President-Operations
Exercise / conversionRestricted Share Units · Derivative 1,003 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001666 · primarydocument.xml · derivative · entry 8

CRAFT JASON · CIK 0001815420 · Sr Vice President-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,006

Underlying: Common Shares · 1,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and vest in four equal annual installments. The common shares are reported in Table 1.

F5 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and vest in four equal annual installments. The common shares are reported in Table 1.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.