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NCR Voyix Corp

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0000070866
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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2017 Filed Feb 27, 2017 21:06 UTC
Gallagher Edward RSVP, GC & Secy
Tax withholdingCommon Stock 690 $48.48 $33,451.20
Disclosure

SEC source: 0001209191-17-014706 · doc4.xml · nonDerivative · entry 1

Gallagher Edward R · CIK 0001656871 · SVP, GC & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,001

F1 · shares: These shares were withheld to cover tax withholding obligations when 1,672 restricted stock units vested on February 23, 2017.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:05 UTC
Langenbahn PaulEVP, Software
Tax withholdingCommon Stock 517 $48.48 $25,064.16
Disclosure

SEC source: 0001209191-17-014704 · doc4.xml · nonDerivative · entry 1

Langenbahn Paul · CIK 0001692372 · EVP, Software

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,275

F1 · shares: These shares were withheld to cover tax withholding obligations when 1,812 restricted stock units vested on February 23, 2017.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:04 UTC
Ledford AndreaEVP CAO, Chief HR Officer
Tax withholdingCommon Stock 889 $48.48 $43,098.72
Disclosure

SEC source: 0001209191-17-014703 · doc4.xml · nonDerivative · entry 1

Ledford Andrea · CIK 0001391531 · EVP CAO, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,944

F1 · shares: These shares were withheld to cover tax withholding obligations when 2,090 restricted stock units vested on February 23, 2017.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:03 UTC
Marquardt FrederickEVP, Global Services
Tax withholdingCommon Stock 1,393 $48.48 $67,532.64
Disclosure

SEC source: 0001209191-17-014702 · doc4.xml · nonDerivative · entry 1

Marquardt Frederick · CIK 0001604922 · EVP, Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,754

F1 · shares: These shares were withheld to cover tax withholding obligations when 4,181 restricted stock units vested on February 23, 2017.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:02 UTC
NUTI WILLIAMDirector · Chairman and CEO
Tax withholdingCommon Stock 8,481 $48.48 $411,158.88
Disclosure

SEC source: 0001209191-17-014701 · doc4.xml · nonDerivative · entry 1

NUTI WILLIAM · CIK 0001185755 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,981

F1 · shares: These shares were withheld to cover tax withholding obligations when 22,297 restricted stock units vested on February 23, 2017.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:01 UTC
Ciminera J. RobertEVP, Hardware & Operations
Tax withholdingCommon Stock 712 $48.48 $34,517.76
Disclosure

SEC source: 0001209191-17-014700 · doc4.xml · nonDerivative · entry 1

Ciminera J. Robert · CIK 0001692190 · EVP, Hardware & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,933

F1 · shares: These shares were withheld to cover tax withholding obligations when 1,812 restricted stock units vested on February 23, 2017.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:00 UTC
Bayer Michael BEVP, Global Sales
Tax withholdingCommon Stock 1,575 $48.48 $76,356.00
Disclosure

SEC source: 0001209191-17-014699 · doc4.xml · nonDerivative · entry 1

Bayer Michael B · CIK 0001619830 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,258

F1 · shares: These shares were withheld to cover tax withholding obligations when 4,181 restricted stock units vested on February 23, 2017.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 17:55 UTC
NUTI WILLIAMDirector · Chairman and CEO
GrantRestricted Stock Units · Derivative 229,766 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013661 · doc4.xml · derivative · entry 1

NUTI WILLIAM · CIK 0001185755 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,766

Underlying: Common Stock · 229,766 shares

Expires not disclosed

F1 · derivative.exercise_price: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on October 23, 2018, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.

F1 · derivative.exercise_date: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on October 23, 2018, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.

F1 · derivative.expiration_date: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on October 23, 2018, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 17:52 UTC
Marquardt FrederickEVP, Global Services
GrantRestricted Stock Units · Derivative 43,081 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013659 · doc4.xml · derivative · entry 1

Marquardt Frederick · CIK 0001604922 · EVP, Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,081

Underlying: Common Stock · 43,081 shares

Expires not disclosed

F1 · derivative.exercise_price: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on October 23, 2018, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.

F1 · derivative.exercise_date: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on October 23, 2018, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.

F1 · derivative.expiration_date: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on October 23, 2018, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 17:45 UTC
Ledford AndreaEVP CAO, Chief HR Officer
GrantRestricted Stock Units · Derivative 21,541 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013657 · doc4.xml · derivative · entry 1

Ledford Andrea · CIK 0001391531 · EVP CAO, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,541

Underlying: Common Stock · 21,541 shares

Expires not disclosed

F1 · derivative.exercise_price: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on October 23, 2018, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.

F1 · derivative.exercise_date: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on October 23, 2018, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.

F1 · derivative.expiration_date: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on October 23, 2018, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 17:42 UTC
Langenbahn PaulEVP, Software
GrantRestricted Stock Units · Derivative 18,668 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013655 · doc4.xml · derivative · entry 1

Langenbahn Paul · CIK 0001692372 · EVP, Software

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,668

Underlying: Common Stock · 18,668 shares

Expires not disclosed

F1 · derivative.exercise_price: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on October 23, 2018, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.

F1 · derivative.exercise_date: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on October 23, 2018, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.

F1 · derivative.expiration_date: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on October 23, 2018, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 17:38 UTC
Gallagher Edward RSVP, GC & Secy
GrantRestricted Stock Units · Derivative 9,398 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013650 · doc4.xml · derivative · entry 2

Gallagher Edward R · CIK 0001656871 · SVP, GC & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,398

Underlying: Common Stock · 9,398 shares

Expires not disclosed

F2 · derivative.exercise_price: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on November 1, 2018, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.

F2 · derivative.exercise_date: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on November 1, 2018, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.

F2 · derivative.expiration_date: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on November 1, 2018, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 17:38 UTC
Gallagher Edward RSVP, GC & Secy
GrantRestricted Stock Units · Derivative 5,744 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013650 · doc4.xml · derivative · entry 1

Gallagher Edward R · CIK 0001656871 · SVP, GC & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,744

Underlying: Common Stock · 5,744 shares

Expires not disclosed

F1 · derivative.exercise_price: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on October 23, 2018, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.

F1 · derivative.exercise_date: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on October 23, 2018, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.

F1 · derivative.expiration_date: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on October 23, 2018, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 17:33 UTC
Fishman Robert PEVP, CFO and CAO
GrantRestricted Stock Units · Derivative 31,593 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013646 · doc4.xml · derivative · entry 1

Fishman Robert P · CIK 0001399744 · EVP, CFO and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,593

Underlying: Common Stock · 31,593 shares

Expires not disclosed

F1 · derivative.exercise_price: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on October 23, 2018, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.

F1 · derivative.exercise_date: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on October 23, 2018, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.

F1 · derivative.expiration_date: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on October 23, 2018, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 17:28 UTC
Bayer Michael BEVP, Global Sales
GrantRestricted Stock Units · Derivative 43,081 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013641 · doc4.xml · derivative · entry 1

Bayer Michael B · CIK 0001619830 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,081

Underlying: Common Stock · 43,081 shares

Expires not disclosed

F1 · derivative.exercise_price: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on October 23, 2018, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.

F1 · derivative.exercise_date: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on October 23, 2018, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.

F1 · derivative.expiration_date: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on October 23, 2018, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 17:31 UTC
Ciminera J. RobertEVP, Hardware & Operations
GrantRestricted Stock Units · Derivative 18,668 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013644 · doc4.xml · derivative · entry 1

Ciminera J. Robert · CIK 0001692190 · EVP, Hardware & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,668

Underlying: Common Stock · 18,668 shares

Expires not disclosed

F1 · derivative.exercise_price: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on October 23, 2018, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.

F1 · derivative.exercise_date: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on October 23, 2018, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.

F1 · derivative.expiration_date: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on October 23, 2018, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:04 UTC
NUTI WILLIAMDirector · Chairman and CEO
SaleCommon Stock 250,765 $45.90 $11,510,113.50
Disclosure

SEC source: 0001209191-17-011034 · doc4.xml · nonDerivative · entry 2

NUTI WILLIAM · CIK 0001185755 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,462

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2016.

F3 · price: Represents the sale of 250,765 shares in 201 transactions on February 14, 2017 ranging in price from $45.26 to $46.50 per share, resulting in a weighted average sale price of $45.90 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 20:13 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 7,152 $0.00 Strike: $25.17 $0.00
Disclosure

SEC source: 0001209191-17-011023 · doc4.xml · derivative · entry 5

Daichendt Gary James · CIK 0001320860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,152 shares

Expires 2018-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 20:13 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,252 $0.00 Strike: $22.96 $0.00
Disclosure

SEC source: 0001209191-17-011023 · doc4.xml · derivative · entry 4

Daichendt Gary James · CIK 0001320860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,252 shares

Expires 2017-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 20:13 UTC SaleCommon Stock 10,404 $46.11 $479,728.44
Disclosure

SEC source: 0001209191-17-011023 · doc4.xml · nonDerivative · entry 3

Daichendt Gary James · CIK 0001320860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,654

F1 · shares: Represents the sale of 10,404 shares in three transactions on February 14, 2017 ranging in price from $46.10 to $46.13 per share, resulting in a weighted average sale price of $46.11 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · price: Represents the sale of 10,404 shares in three transactions on February 14, 2017 ranging in price from $46.10 to $46.13 per share, resulting in a weighted average sale price of $46.11 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 20:13 UTC Exercise / conversionCommon Stock 7,152 $25.17 $180,015.84
Disclosure

SEC source: 0001209191-17-011023 · doc4.xml · nonDerivative · entry 2

Daichendt Gary James · CIK 0001320860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 20:13 UTC Exercise / conversionCommon Stock 3,252 $22.96 $74,665.92
Disclosure

SEC source: 0001209191-17-011023 · doc4.xml · nonDerivative · entry 1

Daichendt Gary James · CIK 0001320860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:04 UTC
NUTI WILLIAMDirector · Chairman and CEO
SaleCommon Stock 135,872 $45.61 $6,197,121.92
Disclosure

SEC source: 0001209191-17-011034 · doc4.xml · nonDerivative · entry 1

NUTI WILLIAM · CIK 0001185755 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,227

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2016.

F2 · price: Represents the sale of 135,872 shares in 92 transactions on February 13, 2017 ranging in price from $45.38 to $45.88 per share, resulting in a weighted average sale price of $45.61 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 20:45 UTC
Gallagher Edward RSVP, GC & Secy
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,156 $0.00 Strike: $12.81 $0.00
Disclosure

SEC source: 0001209191-17-011029 · doc4.xml · derivative · entry 3

Gallagher Edward R · CIK 0001656871 · SVP, GC & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,156 shares

Expires 2020-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 20:45 UTC
Gallagher Edward RSVP, GC & Secy
SaleCommon Stock 1,156 $45.78 $52,921.68
Disclosure

SEC source: 0001209191-17-011029 · doc4.xml · nonDerivative · entry 2

Gallagher Edward R · CIK 0001656871 · SVP, GC & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,691

F1 · kind: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 20:45 UTC
Gallagher Edward RSVP, GC & Secy
Exercise / conversionCommon Stock 1,156 $12.81 $14,808.36
Disclosure

SEC source: 0001209191-17-011029 · doc4.xml · nonDerivative · entry 1

Gallagher Edward R · CIK 0001656871 · SVP, GC & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 20:16 UTC
Marquardt FrederickEVP, Global Services
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,905 $0.00 Strike: $23.93 $0.00
Disclosure

SEC source: 0001209191-17-011025 · doc4.xml · derivative · entry 3

Marquardt Frederick · CIK 0001604922 · EVP, Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,905 shares

Expires 2017-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2016.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 20:16 UTC
Marquardt FrederickEVP, Global Services
SaleCommon Stock 3,905 $45.78 $178,770.90
Disclosure

SEC source: 0001209191-17-011025 · doc4.xml · nonDerivative · entry 2

Marquardt Frederick · CIK 0001604922 · EVP, Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,147

F1 · kind: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2016.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 20:16 UTC
Marquardt FrederickEVP, Global Services
Exercise / conversionCommon Stock 3,905 $23.93 $93,446.65
Disclosure

SEC source: 0001209191-17-011025 · doc4.xml · nonDerivative · entry 1

Marquardt Frederick · CIK 0001604922 · EVP, Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2016.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 20:53 UTC
Langenbahn PaulSVP & Pres., Hospitality
SaleCommon Stock 18,169 $41.22 $748,926.18
Disclosure

SEC source: 0001209191-17-001933 · doc4.xml · nonDerivative · entry 1

Langenbahn Paul · CIK 0001692372 · SVP & Pres., Hospitality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,792

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2016.

F2 · price: Represents the sale of 18,169 shares in 201 transactions on January 3, 2017 ranging in price from $40.865 to $41.73 per share, resulting in a weighted average sale price of $41.22 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 19:01 UTC GrantCommon Stock 355 $40.56 $14,398.80
Disclosure

SEC source: 0001209191-17-000689 · doc4.xml · nonDerivative · entry 1

LEVINSON LINDA FAYNE · CIK 0001241182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,443

F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 19:00 UTC GrantCommon Stock 336 $40.56 $13,628.16
Disclosure

SEC source: 0001209191-17-000687 · doc4.xml · nonDerivative · entry 1

Daichendt Gary James · CIK 0001320860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,654

F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program.

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December 31, 2016 Filed Jan 4, 2017 18:59 UTC GrantPhantom Stock Units · Derivative 586 $40.56 $23,768.16
Disclosure

SEC source: 0001209191-17-000685 · doc4.xml · derivative · entry 1

CLEMMER RICHARD L · CIK 0001222781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586

Underlying: Common Stock · 586 shares

Expires not disclosed

F1 · security: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program.

F2 · derivative.exercise_price: The phantom stock units are converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

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December 31, 2016 Filed Jan 4, 2017 18:59 UTC GrantPhantom Stock Units · Derivative 611 $40.56 $24,782.16
Disclosure

SEC source: 0001209191-17-000683 · doc4.xml · derivative · entry 1

BOYKIN EDWARD P · CIK 0001218068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 611

Underlying: Common Stock · 611 shares

Expires not disclosed

F1 · security: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program.

F2 · derivative.exercise_price: The phantom stock units are converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

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December 12, 2016 Filed Dec 14, 2016 19:41 UTC
NUTI WILLIAMDirector · Chairman and CEO
GiftCommon Stock 44,090 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155110 · doc4.xml · nonDerivative · entry 1

NUTI WILLIAM · CIK 0001185755 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,099

F1 · shares: These are shares of NCR Corporation Common Stock that the reporting person gifted to a nonprofit 501(c)(3) organization.

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December 05, 2016 Filed Dec 7, 2016 19:51 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 9,688 $0.00 Strike: $23.32 $0.00
Disclosure

SEC source: 0001209191-16-153842 · doc4.xml · derivative · entry 20

BOYKIN EDWARD P · CIK 0001218068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,688 shares

Expires 2022-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 19:51 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 11,363 $0.00 Strike: $19.35 $0.00
Disclosure

SEC source: 0001209191-16-153842 · doc4.xml · derivative · entry 19

BOYKIN EDWARD P · CIK 0001218068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,363 shares

Expires 2021-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 19:51 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 13,830 $0.00 Strike: $13.16 $0.00
Disclosure

SEC source: 0001209191-16-153842 · doc4.xml · derivative · entry 18

BOYKIN EDWARD P · CIK 0001218068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,830 shares

Expires 2020-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 19:51 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 19,134 $0.00 Strike: $10.09 $0.00
Disclosure

SEC source: 0001209191-16-153842 · doc4.xml · derivative · entry 17

BOYKIN EDWARD P · CIK 0001218068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,134 shares

Expires 2019-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 19:51 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 7,152 $0.00 Strike: $25.17 $0.00
Disclosure

SEC source: 0001209191-16-153842 · doc4.xml · derivative · entry 16

BOYKIN EDWARD P · CIK 0001218068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,152 shares

Expires 2018-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 19:51 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,252 $0.00 Strike: $22.96 $0.00
Disclosure

SEC source: 0001209191-16-153842 · doc4.xml · derivative · entry 15

BOYKIN EDWARD P · CIK 0001218068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,252 shares

Expires 2017-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 19:51 UTC GiftCommon Stock 1,950 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-153842 · doc4.xml · nonDerivative · entry 14

BOYKIN EDWARD P · CIK 0001218068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,103

F8 · shares: These are shares of NCR Corporation Common Stock that the reporting person gifted to a nonprofit 501(c)(3) organization.

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December 05, 2016 Filed Dec 7, 2016 19:51 UTC SaleCommon Stock 9,688 $38.98 $377,638.24
Disclosure

SEC source: 0001209191-16-153842 · doc4.xml · nonDerivative · entry 13

BOYKIN EDWARD P · CIK 0001218068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,053

F7 · price: Represents the sale of 9,688 shares in 100 transactions on December 5, 2016 ranging in price from $38.83 to $39.14 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 05, 2016 Filed Dec 7, 2016 19:51 UTC Exercise / conversionCommon Stock 9,688 $23.32 $225,924.16
Disclosure

SEC source: 0001209191-16-153842 · doc4.xml · nonDerivative · entry 12

BOYKIN EDWARD P · CIK 0001218068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 19:51 UTC SaleCommon Stock 11,363 $38.98 $442,929.74
Disclosure

SEC source: 0001209191-16-153842 · doc4.xml · nonDerivative · entry 11

BOYKIN EDWARD P · CIK 0001218068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,053

F6 · price: Represents the sale of 11,363 shares in 113 transactions on December 5, 2016 ranging in price from $38.80 to $39.13 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 05, 2016 Filed Dec 7, 2016 19:51 UTC Exercise / conversionCommon Stock 11,363 $19.35 $219,874.05
Disclosure

SEC source: 0001209191-16-153842 · doc4.xml · nonDerivative · entry 10

BOYKIN EDWARD P · CIK 0001218068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 19:51 UTC SaleCommon Stock 13,830 $38.98 $539,093.40
Disclosure

SEC source: 0001209191-16-153842 · doc4.xml · nonDerivative · entry 9

BOYKIN EDWARD P · CIK 0001218068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,053

F5 · price: Represents the sale of 13,830 shares in 138 transactions on December 5, 2016 ranging in price from $38.80 to $39.14 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 05, 2016 Filed Dec 7, 2016 19:51 UTC Exercise / conversionCommon Stock 13,830 $13.16 $182,002.80
Disclosure

SEC source: 0001209191-16-153842 · doc4.xml · nonDerivative · entry 8

BOYKIN EDWARD P · CIK 0001218068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 19:51 UTC SaleCommon Stock 19,134 $38.98 $745,843.32
Disclosure

SEC source: 0001209191-16-153842 · doc4.xml · nonDerivative · entry 7

BOYKIN EDWARD P · CIK 0001218068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,053

F4 · price: Represents the sale of 19,134 shares in 191 transactions on December 5, 2016 ranging in price from $38.82 to $39.14 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 05, 2016 Filed Dec 7, 2016 19:51 UTC Exercise / conversionCommon Stock 19,134 $10.09 $193,062.06
Disclosure

SEC source: 0001209191-16-153842 · doc4.xml · nonDerivative · entry 6

BOYKIN EDWARD P · CIK 0001218068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.