Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 24, 2017 Filed Oct 26, 2017 20:19 UTC |
Langenbahn PaulEVP, Software
|
Exercise / conversionCommon Stock | 3,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-058024 · doc4.xml · nonDerivative · entry 1 Langenbahn Paul · CIK 0001692372 · EVP, Software 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,026 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of restricted stock units that vested on October 24, 2017. The performance related conditions of these restricted stock units were satisfied on February 22, 2016. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 20:17 UTC |
Fishman Robert PEVP, CFO and CAO
|
Exercise / conversionRestricted Stock Units · Derivative | 7,339 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-058021 · doc4.xml · derivative · entry 3 Fishman Robert P · CIK 0001399744 · EVP, CFO and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,339 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the conversion of restricted stock units that vested on October 24, 2017. The performance related conditions of these restricted stock units were satisfied on February 22, 2016. F1 · shares: Represents the conversion of restricted stock units that vested on October 24, 2017. The performance related conditions of these restricted stock units were satisfied on February 22, 2016. F1 · derivative.exercise_date: Represents the conversion of restricted stock units that vested on October 24, 2017. The performance related conditions of these restricted stock units were satisfied on February 22, 2016. F1 · derivative.expiration_date: Represents the conversion of restricted stock units that vested on October 24, 2017. The performance related conditions of these restricted stock units were satisfied on February 22, 2016. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 20:17 UTC |
Fishman Robert PEVP, CFO and CAO
|
Tax withholdingCommon Stock | 3,520 | $32.39 | $114,012.80 |
DisclosureSEC source: 0001209191-17-058021 · doc4.xml · nonDerivative · entry 2 Fishman Robert P · CIK 0001399744 · EVP, CFO and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,146 F2 · shares: These shares were withheld to cover tax withholding obligations when 7,339 restricted stock units vested on October 24, 2017. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 20:17 UTC |
Fishman Robert PEVP, CFO and CAO
|
Exercise / conversionCommon Stock | 7,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-058021 · doc4.xml · nonDerivative · entry 1 Fishman Robert P · CIK 0001399744 · EVP, CFO and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of restricted stock units that vested on October 24, 2017. The performance related conditions of these restricted stock units were satisfied on February 22, 2016. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 20:15 UTC |
Ciminera J. RobertEVP, Hardware & Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 3,425 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-058020 · doc4.xml · derivative · entry 3 Ciminera J. Robert · CIK 0001692190 · EVP, Hardware & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,425 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the conversion of restricted stock units that vested on October 24, 2017. The performance related conditions of these restricted stock units were satisfied on February 22, 2016. F1 · shares: Represents the conversion of restricted stock units that vested on October 24, 2017. The performance related conditions of these restricted stock units were satisfied on February 22, 2016. F1 · derivative.exercise_date: Represents the conversion of restricted stock units that vested on October 24, 2017. The performance related conditions of these restricted stock units were satisfied on February 22, 2016. F1 · derivative.expiration_date: Represents the conversion of restricted stock units that vested on October 24, 2017. The performance related conditions of these restricted stock units were satisfied on February 22, 2016. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 20:15 UTC |
Ciminera J. RobertEVP, Hardware & Operations
|
Tax withholdingCommon Stock | 1,488 | $32.39 | $48,196.32 |
DisclosureSEC source: 0001209191-17-058020 · doc4.xml · nonDerivative · entry 2 Ciminera J. Robert · CIK 0001692190 · EVP, Hardware & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,739 F2 · shares: These shares were withheld to cover tax withholding obligations when 3,425 restricted stock units vested on October 24, 2017. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 20:15 UTC |
Ciminera J. RobertEVP, Hardware & Operations
|
Exercise / conversionCommon Stock | 3,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-058020 · doc4.xml · nonDerivative · entry 1 Ciminera J. Robert · CIK 0001692190 · EVP, Hardware & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of restricted stock units that vested on October 24, 2017. The performance related conditions of these restricted stock units were satisfied on February 22, 2016. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:59 UTC |
Chu ChinhDirector
|
GrantCommon Stock | 464 | $37.52 | $17,409.28 |
DisclosureSEC source: 0001209191-17-055219 · doc4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,752 F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:37 UTC |
LEVINSON LINDA FAYNEDirector
|
GrantCommon Stock | 384 | $37.52 | $14,407.68 |
DisclosureSEC source: 0001209191-17-055160 · doc4.xml · nonDerivative · entry 1 LEVINSON LINDA FAYNE · CIK 0001241182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,356 F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:35 UTC |
DERODES ROBERT PDirector
|
GrantPhantom Stock Units · Derivative | 633 | $37.52 | $23,750.16 |
DisclosureSEC source: 0001209191-17-055149 · doc4.xml · derivative · entry 1 DERODES ROBERT P · CIK 0001199833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 633 Underlying: Common Stock · 633 shares Expires not disclosed F1 · security: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program. F2 · derivative.exercise_price: The phantom stock units are converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director. F3 · derivative.expiration_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:30 UTC |
CLEMMER RICHARD LDirector
|
GrantPhantom Stock Units · Derivative | 633 | $37.52 | $23,750.16 |
DisclosureSEC source: 0001209191-17-055131 · doc4.xml · derivative · entry 1 CLEMMER RICHARD L · CIK 0001222781 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 633 Underlying: Common Stock · 633 shares Expires not disclosed F1 · security: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program. F2 · derivative.exercise_price: The phantom stock units are converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director. F3 · derivative.expiration_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:32 UTC |
Daichendt Gary JamesDirector
|
GrantCommon Stock | 364 | $37.52 | $13,657.28 |
DisclosureSEC source: 0001209191-17-055140 · doc4.xml · nonDerivative · entry 1 Daichendt Gary James · CIK 0001320860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,088 F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:24 UTC |
BOYKIN EDWARD PDirector
|
GrantPhantom Stock Units · Derivative | 660 | $37.52 | $24,763.20 |
DisclosureSEC source: 0001209191-17-055094 · doc4.xml · derivative · entry 1 BOYKIN EDWARD P · CIK 0001218068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 660 Underlying: Common Stock · 660 shares Expires not disclosed F1 · security: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program. F2 · derivative.exercise_price: The phantom stock units are converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director. F3 · derivative.expiration_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:13 UTC |
Bayer Michael BEVP, Global Sales
|
Tax withholdingCommon Stock | 9,018 | $38.10 | $343,585.80 |
DisclosureSEC source: 0001209191-17-047309 · doc4.xml · nonDerivative · entry 1 Bayer Michael B · CIK 0001619830 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,178 F1 · shares: These shares were withheld to cover tax withholding obligations when 19,200 restricted stock units vested on August 1, 2017. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 18:13 UTC |
Benjamin Mark DPresident, COO
|
GrantRestricted Stock Units · Derivative | 61,046 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-046408 · doc4.xml · derivative · entry 1 Benjamin Mark D · CIK 0001525550 · President, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,046 Underlying: Common Stock · 61,046 shares Expires not disclosed F1 · derivative.exercise_price: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on November 1, 2017, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement. F1 · derivative.exercise_date: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on November 1, 2017, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement. F1 · derivative.expiration_date: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on November 1, 2017, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 19:54 UTC |
LEVINSON LINDA FAYNEDirector
|
GrantCommon Stock | 352 | $40.84 | $14,375.68 |
DisclosureSEC source: 0001209191-17-043205 · doc4.xml · nonDerivative · entry 1 LEVINSON LINDA FAYNE · CIK 0001241182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,972 F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 19:53 UTC |
DERODES ROBERT PDirector
|
GrantPhantom Stock Units · Derivative | 582 | $40.84 | $23,768.88 |
DisclosureSEC source: 0001209191-17-043203 · doc4.xml · derivative · entry 1 DERODES ROBERT P · CIK 0001199833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582 Underlying: Common Stock · 582 shares Expires not disclosed F1 · security: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program. F2 · derivative.exercise_price: The phantom stock units are converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director. F3 · derivative.expiration_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 19:53 UTC |
Daichendt Gary JamesDirector
|
GrantCommon Stock | 334 | $40.84 | $13,640.56 |
DisclosureSEC source: 0001209191-17-043202 · doc4.xml · nonDerivative · entry 1 Daichendt Gary James · CIK 0001320860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,724 F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 19:52 UTC |
CLEMMER RICHARD LDirector
|
GrantPhantom Stock Units · Derivative | 582 | $40.84 | $23,768.88 |
DisclosureSEC source: 0001209191-17-043198 · doc4.xml · derivative · entry 1 CLEMMER RICHARD L · CIK 0001222781 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582 Underlying: Common Stock · 582 shares Expires not disclosed F1 · security: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program. F2 · derivative.exercise_price: The phantom stock units are converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director. F3 · derivative.expiration_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 19:52 UTC |
Chu ChinhDirector
|
GrantCommon Stock | 426 | $40.84 | $17,397.84 |
DisclosureSEC source: 0001209191-17-043194 · doc4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,288 F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 19:51 UTC |
BOYKIN EDWARD PDirector
|
GrantPhantom Stock Units · Derivative | 607 | $40.84 | $24,789.88 |
DisclosureSEC source: 0001209191-17-043190 · doc4.xml · derivative · entry 1 BOYKIN EDWARD P · CIK 0001218068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607 Underlying: Common Stock · 607 shares Expires not disclosed F1 · security: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program. F2 · derivative.exercise_price: The phantom stock units are converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director. F3 · derivative.expiration_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director. Read SEC document |
| May 08, 2017 Filed May 10, 2017 20:18 UTC |
Marquardt FrederickEVP, Svs, Enter.Qual & T&T
|
SaleCommon Stock | 500 | $43.30 | $21,647.50 |
DisclosureSEC source: 0001209191-17-031241 · doc4.xml · nonDerivative · entry 1 Marquardt Frederick · CIK 0001604922 · EVP, Svs, Enter.Qual & T&T 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,908 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2017. Read SEC document |
| May 02, 2017 Filed May 3, 2017 21:21 UTC |
Langenbahn PaulEVP, Software
|
SaleCommon Stock | 5,955 | $42.46 | $252,849.30 |
DisclosureSEC source: 0001209191-17-029731 · doc4.xml · nonDerivative · entry 2 Langenbahn Paul · CIK 0001692372 · EVP, Software 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,601 F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2016. F3 · price: Represents the sale of 5,955 shares in twenty-three transactions on May 2, 2017 ranging in price from $42.44 to $42.475 per share, resulting in a weighted average sale price of $42.46 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 02, 2017 Filed May 3, 2017 21:20 UTC |
Ciminera J. RobertEVP, Hardware & Operations
|
SaleCommon Stock | 3,000 | $42.48 | $127,440.00 |
DisclosureSEC source: 0001209191-17-029730 · doc4.xml · nonDerivative · entry 3 Ciminera J. Robert · CIK 0001692190 · EVP, Hardware & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,802 F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2016. Read SEC document |
| May 02, 2017 Filed May 3, 2017 21:20 UTC |
Ciminera J. RobertEVP, Hardware & Operations
|
SaleCommon Stock | 86 | $42.47 | $3,652.42 |
DisclosureSEC source: 0001209191-17-029730 · doc4.xml · nonDerivative · entry 2 Ciminera J. Robert · CIK 0001692190 · EVP, Hardware & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,802 F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2016. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:22 UTC |
Marquardt FrederickEVP, Global Services
|
Exercise / conversionRestricted Stock Units · Derivative | 8,197 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029733 · doc4.xml · derivative · entry 3 Marquardt Frederick · CIK 0001604922 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,197 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the conversion of restricted stock units that vested on May 1, 2017. The performance related conditions of these restricted stock units were satisfied on February 22, 2016. F1 · shares: Represents the conversion of restricted stock units that vested on May 1, 2017. The performance related conditions of these restricted stock units were satisfied on February 22, 2016. F1 · derivative.exercise_date: Represents the conversion of restricted stock units that vested on May 1, 2017. The performance related conditions of these restricted stock units were satisfied on February 22, 2016. F1 · derivative.expiration_date: Represents the conversion of restricted stock units that vested on May 1, 2017. The performance related conditions of these restricted stock units were satisfied on February 22, 2016. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:22 UTC |
Marquardt FrederickEVP, Global Services
|
Tax withholdingCommon Stock | 2,973 | $42.38 | $125,995.74 |
DisclosureSEC source: 0001209191-17-029733 · doc4.xml · nonDerivative · entry 2 Marquardt Frederick · CIK 0001604922 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,408 F2 · shares: These shares were withheld to cover tax withholding obligations when 8,197 restricted stock units vested on May 1, 2017. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:22 UTC |
Marquardt FrederickEVP, Global Services
|
Exercise / conversionCommon Stock | 8,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029733 · doc4.xml · nonDerivative · entry 1 Marquardt Frederick · CIK 0001604922 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of restricted stock units that vested on May 1, 2017. The performance related conditions of these restricted stock units were satisfied on February 22, 2016. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:21 UTC |
Langenbahn PaulEVP, Software
|
Tax withholdingCommon Stock | 2,242 | $42.38 | $95,015.96 |
DisclosureSEC source: 0001209191-17-029731 · doc4.xml · nonDerivative · entry 1 Langenbahn Paul · CIK 0001692372 · EVP, Software 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,556 F1 · shares: These shares were withheld to cover tax withholding obligations when 8,197 time-based restricted stock units vested on May 1, 2017. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:20 UTC |
Ciminera J. RobertEVP, Hardware & Operations
|
Tax withholdingCommon Stock | 1,832 | $42.38 | $77,640.16 |
DisclosureSEC source: 0001209191-17-029730 · doc4.xml · nonDerivative · entry 1 Ciminera J. Robert · CIK 0001692190 · EVP, Hardware & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,888 F1 · shares: These shares were withheld to cover tax withholding obligations when 4,918 time-based restricted stock units vested on May 1, 2017. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 17:46 UTC |
CLEMMER RICHARD LDirector
|
GrantCommon Stock | 5,437 | $41.39 | $225,037.43 |
DisclosureSEC source: 0001209191-17-028617 · doc4.xml · nonDerivative · entry 1 CLEMMER RICHARD L · CIK 0001222781 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,803 F1 · security: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program (the "Compensation Program"). The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date. The reporting person elected to defer receipt of NCR common stock underlying the restricted stock units in accordance with the terms of the Compensation Program. The reporting person will receive NCR common stock following the termination of the reporting person's service as a director. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 18:00 UTC |
LEVINSON LINDA FAYNEDirector
|
GrantCommon Stock | 6,403 | $41.39 | $265,020.17 |
DisclosureSEC source: 0001209191-17-028631 · doc4.xml · nonDerivative · entry 1 LEVINSON LINDA FAYNE · CIK 0001241182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,620 F1 · security: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 17:53 UTC |
DERODES ROBERT PDirector
|
GrantCommon Stock | 5,437 | $41.39 | $225,037.43 |
DisclosureSEC source: 0001209191-17-028625 · doc4.xml · nonDerivative · entry 1 DERODES ROBERT P · CIK 0001199833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,422 F1 · security: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program (the "Compensation Program"). The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date. The reporting person elected to defer receipt of NCR common stock underlying the restricted stock units in accordance with the terms of the Compensation Program. The reporting person will receive NCR common stock following the termination of the reporting person's service as a director. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 17:57 UTC |
KUEHN KURT PDirector
|
GrantCommon Stock | 5,437 | $41.39 | $225,037.43 |
DisclosureSEC source: 0001209191-17-028629 · doc4.xml · nonDerivative · entry 1 KUEHN KURT P · CIK 0001275613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,824 F1 · security: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program (the "Compensation Program"). The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date. The reporting person elected to defer receipt of NCR common stock underlying the restricted stock units in accordance with the terms of the Compensation Program. The reporting person will receive NCR common stock in five annual installments beginning on the April 30 following the termination of the reporting person's service as a director. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 17:49 UTC |
Daichendt Gary JamesDirector
|
GrantCommon Stock | 5,437 | $41.39 | $225,037.43 |
DisclosureSEC source: 0001209191-17-028621 · doc4.xml · nonDerivative · entry 1 Daichendt Gary James · CIK 0001320860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,390 F1 · security: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 17:43 UTC |
Chu ChinhDirector
|
GrantCommon Stock | 5,437 | $41.39 | $225,037.43 |
DisclosureSEC source: 0001209191-17-028614 · doc4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,862 F1 · security: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 17:39 UTC |
BOYKIN EDWARD PDirector
|
GrantCommon Stock | 5,437 | $41.39 | $225,037.43 |
DisclosureSEC source: 0001209191-17-028611 · doc4.xml · nonDerivative · entry 1 BOYKIN EDWARD P · CIK 0001218068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,540 F1 · security: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program (the "Compensation Program"). The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date. The reporting person elected to defer receipt of NCR common stock underlying the restricted stock units in accordance with the terms of the Compensation Program. The reporting person will receive NCR common stock following the termination of the reporting person's service as a director. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 19:38 UTC |
LEVINSON LINDA FAYNEDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,252 | $0.00 Strike: $22.96 | $0.00 |
DisclosureSEC source: 0001209191-17-028202 · doc4.xml · derivative · entry 3 LEVINSON LINDA FAYNE · CIK 0001241182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,252 shares Expires 2017-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 occurred pursuant to the automatic exercise of a stock option per Company policy on the option expiration date. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 19:38 UTC |
LEVINSON LINDA FAYNEDirector
|
Tax withholdingCommon Stock | 1,793 | $41.66 | $74,696.38 |
DisclosureSEC source: 0001209191-17-028202 · doc4.xml · nonDerivative · entry 2 LEVINSON LINDA FAYNE · CIK 0001241182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,217 F1 · kind: The exercise and sale reported in this Form 4 occurred pursuant to the automatic exercise of a stock option per Company policy on the option expiration date. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 19:38 UTC |
LEVINSON LINDA FAYNEDirector
|
Exercise / conversionCommon Stock | 3,252 | $22.96 | $74,665.92 |
DisclosureSEC source: 0001209191-17-028202 · doc4.xml · nonDerivative · entry 1 LEVINSON LINDA FAYNE · CIK 0001241182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 occurred pursuant to the automatic exercise of a stock option per Company policy on the option expiration date. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 16:36 UTC |
CLEMMER RICHARD LDirector
|
GrantPhantom Stock Units · Derivative | 520 | $45.68 | $23,753.60 |
DisclosureSEC source: 0001209191-17-024482 · doc4.xml · derivative · entry 1 CLEMMER RICHARD L · CIK 0001222781 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520 Underlying: Common Stock · 520 shares Expires not disclosed F1 · security: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program. F2 · derivative.exercise_price: The phantom stock units are converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director. F3 · derivative.expiration_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 16:38 UTC |
LEVINSON LINDA FAYNEDirector
|
GrantCommon Stock | 315 | $45.68 | $14,389.20 |
DisclosureSEC source: 0001209191-17-024487 · doc4.xml · nonDerivative · entry 1 LEVINSON LINDA FAYNE · CIK 0001241182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,758 F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 16:38 UTC |
DERODES ROBERT PDirector
|
GrantPhantom Stock Units · Derivative | 520 | $45.68 | $23,753.60 |
DisclosureSEC source: 0001209191-17-024485 · doc4.xml · derivative · entry 1 DERODES ROBERT P · CIK 0001199833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520 Underlying: Common Stock · 520 shares Expires not disclosed F1 · security: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program. F2 · derivative.exercise_price: The phantom stock units are converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director. F3 · derivative.expiration_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 16:37 UTC |
Daichendt Gary JamesDirector
|
GrantCommon Stock | 299 | $45.68 | $13,658.32 |
DisclosureSEC source: 0001209191-17-024484 · doc4.xml · nonDerivative · entry 1 Daichendt Gary James · CIK 0001320860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,953 F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 16:35 UTC |
BOYKIN EDWARD PDirector
|
GrantPhantom Stock Units · Derivative | 542 | $45.68 | $24,758.56 |
DisclosureSEC source: 0001209191-17-024480 · doc4.xml · derivative · entry 1 BOYKIN EDWARD P · CIK 0001218068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 542 Underlying: Common Stock · 542 shares Expires not disclosed F1 · security: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program. F2 · derivative.exercise_price: The phantom stock units are converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director. F3 · derivative.expiration_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director. Read SEC document |
| March 31, 2017 Filed Apr 5, 2017 23:00 UTC |
Chu ChinhDirector
|
GrantCommon Stock | 381 | $45.68 | $17,404.08 |
DisclosureSEC source: 0000899243-17-009540 · doc4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,425 F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (The "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person's elected to receive a portion of the annual retainer in common stock in accordance with the terms of the Compensation Program. Read SEC document |
| March 17, 2017 Filed Mar 20, 2017 20:06 UTC |
Blackstone NCR Holdco L.P.10% owner
BMA VI L.L.C.10% owner
BTO NCR Holdings L.P.10% owner
BTO NCR Holdings - ESC L.P.10% owner
Blackstone NCR Holdco GP L.L.C.10% owner
BTO Holdings Manager L.L.C.10% owner
BTOA L.L.C.10% owner
|
SaleSeries A Convertible Preferred Stock · Derivative | 302 | $1,594.98 | $481,683.96 |
DisclosureSEC source: 0000899243-17-008206 · doc4.xml · derivative · entry 16 Blackstone NCR Holdco L.P. · CIK 0001660524 · 10% owner BMA VI L.L.C. · CIK 0001556083 · 10% owner Blackstone BCP VI SBS ESC Holdco L.P. · CIK 0001660526 · 10% owner BTO NCR Holdings L.P. · CIK 0001660518 · 10% owner BTO NCR Holdings - ESC L.P. · CIK 0001660517 · 10% owner Blackstone NCR Holdco GP L.L.C. · CIK 0001660522 · 10% owner Blackstone Management Associates VI L.L.C. · CIK 0001556089 · 10% owner BTO Holdings Manager L.L.C. · CIK 0001660521 · 10% owner Blackstone Tactical Opportunities Associates L.L.C. · CIK 0001660520 · 10% owner BTOA L.L.C. · CIK 0001575478 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 396 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), of NCR Corporation (the "Issuer") may at any time be converted into 33.333 shares of common stock of the Issuer, having par value of $0.01 per share (the "Common Stock"), plus any accrued and unpaid dividends and subject to customary anti-dilution and other adjustments. The Preferred Stock has no expiration date. F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), of NCR Corporation (the "Issuer") may at any time be converted into 33.333 shares of common stock of the Issuer, having par value of $0.01 per share (the "Common Stock"), plus any accrued and unpaid dividends and subject to customary anti-dilution and other adjustments. The Preferred Stock has no expiration date. F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), of NCR Corporation (the "Issuer") may at any time be converted into 33.333 shares of common stock of the Issuer, having par value of $0.01 per share (the "Common Stock"), plus any accrued and unpaid dividends and subject to customary anti-dilution and other adjustments. The Preferred Stock has no expiration date. F1 · derivative.underlying_shares: Each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), of NCR Corporation (the "Issuer") may at any time be converted into 33.333 shares of common stock of the Issuer, having par value of $0.01 per share (the "Common Stock"), plus any accrued and unpaid dividends and subject to customary anti-dilution and other adjustments. The Preferred Stock has no expiration date. F1 · balance_after: Each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), of NCR Corporation (the "Issuer") may at any time be converted into 33.333 shares of common stock of the Issuer, having par value of $0.01 per share (the "Common Stock"), plus any accrued and unpaid dividends and subject to customary anti-dilution and other adjustments. The Preferred Stock has no expiration date. F5 · ownership.nature: These securities are directly held by BTO NCR Holdings - ESC L.P. ("BTO ESC" and, together with NCR Holdco, BCP VI and BTO NCR, the "Partnerships"). F6 · ownership.nature: The general partner of NCR Holdco is Blackstone NCR Holdco GP L.L.C. The managing member of Blackstone NCR Holdco GP L.L.C. is Blackstone Management Associates VI L.L.C. The sole member of Blackstone Management Associates VI L.L.C. is BMA VI L.L.C. The general partner of BCP VI is BCP VI Side-by-Side GP L.L.C. The general partner of each of BTO NCR and BTO ESC is BTO Holdings Manager L.L.C. The managing member of BTO Holdings Manager L.L.C. is Blackstone Tactical Opportunities Associates L.L.C. The sole member of Blackstone Tactical Opportunities Associates L.L.C. is BTOA L.L.C. The sole member of BCP VI Side-by-Side GP L.L.C., and the managing member of BTOA L.L.C. and BMA VI L.L.C., is Blackstone Holdings III L.P. F7 · ownership.nature: The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F8 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F9 · ownership.nature: Each of such Blackstone entities and Mr. Schwarzman may be deemed to beneficially own the securities of the Issuer beneficially owned by the Partnerships directly or indirectly controlled by it or him, but each (other than the Partnerships to the extent of their direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F10 · ownership.nature: This report is filed on behalf of the following entities: Blackstone NCR Holdco L.P., Blackstone BCP VI SBS ESC Holdco L.P., BTO NCR Holdings L.P., BTO NCR Holdings - ESC L.P., Blackstone NCR Holdco GP L.L.C., Blackstone Management Associates VI L.L.C., BMA VI L.L.C., BTO Holdings Manager L.L.C., Blackstone Tactical Opportunities Associates L.L.C., BTOA L.L.C., BCP VI Side-by-Side GP L.L.C., Blackstone Holdings III L.P., Blackstone Holdings III GP L.P., Blackstone Holdings III GP Management L.L.C., The Blackstone Group L.P., Blackstone Group Management L.L.C. and Stephen A. Schwarzman. As there are more than 10 joint filers for this report, a separate report has been filed for Blackstone Holdings III L.P., BCP VI Side-by-Side GP L.L.C., Blackstone Holdings III GP L.P., Blackstone Holdings III GP Management L.L.C., The Blackstone Group L.P., Blackstone Group Management L.L.C. and Stephen A. Schwarzman, which relates to the same transaction. Read SEC document |
| March 17, 2017 Filed Mar 20, 2017 20:06 UTC |
Blackstone NCR Holdco L.P.10% owner
BMA VI L.L.C.10% owner
BTO NCR Holdings L.P.10% owner
BTO NCR Holdings - ESC L.P.10% owner
Blackstone NCR Holdco GP L.L.C.10% owner
BTO Holdings Manager L.L.C.10% owner
BTOA L.L.C.10% owner
|
SaleSeries A Convertible Preferred Stock · Derivative | 86,416 | $1,594.98 | $137,831,791.68 |
DisclosureSEC source: 0000899243-17-008206 · doc4.xml · derivative · entry 15 Blackstone NCR Holdco L.P. · CIK 0001660524 · 10% owner BMA VI L.L.C. · CIK 0001556083 · 10% owner Blackstone BCP VI SBS ESC Holdco L.P. · CIK 0001660526 · 10% owner BTO NCR Holdings L.P. · CIK 0001660518 · 10% owner BTO NCR Holdings - ESC L.P. · CIK 0001660517 · 10% owner Blackstone NCR Holdco GP L.L.C. · CIK 0001660522 · 10% owner Blackstone Management Associates VI L.L.C. · CIK 0001556089 · 10% owner BTO Holdings Manager L.L.C. · CIK 0001660521 · 10% owner Blackstone Tactical Opportunities Associates L.L.C. · CIK 0001660520 · 10% owner BTOA L.L.C. · CIK 0001575478 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 112,910 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), of NCR Corporation (the "Issuer") may at any time be converted into 33.333 shares of common stock of the Issuer, having par value of $0.01 per share (the "Common Stock"), plus any accrued and unpaid dividends and subject to customary anti-dilution and other adjustments. The Preferred Stock has no expiration date. F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), of NCR Corporation (the "Issuer") may at any time be converted into 33.333 shares of common stock of the Issuer, having par value of $0.01 per share (the "Common Stock"), plus any accrued and unpaid dividends and subject to customary anti-dilution and other adjustments. The Preferred Stock has no expiration date. F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), of NCR Corporation (the "Issuer") may at any time be converted into 33.333 shares of common stock of the Issuer, having par value of $0.01 per share (the "Common Stock"), plus any accrued and unpaid dividends and subject to customary anti-dilution and other adjustments. The Preferred Stock has no expiration date. F1 · derivative.underlying_shares: Each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), of NCR Corporation (the "Issuer") may at any time be converted into 33.333 shares of common stock of the Issuer, having par value of $0.01 per share (the "Common Stock"), plus any accrued and unpaid dividends and subject to customary anti-dilution and other adjustments. The Preferred Stock has no expiration date. F1 · balance_after: Each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), of NCR Corporation (the "Issuer") may at any time be converted into 33.333 shares of common stock of the Issuer, having par value of $0.01 per share (the "Common Stock"), plus any accrued and unpaid dividends and subject to customary anti-dilution and other adjustments. The Preferred Stock has no expiration date. F4 · ownership.nature: These securities are directly held by BTO NCR Holdings L.P. ("BTO NCR"). F6 · ownership.nature: The general partner of NCR Holdco is Blackstone NCR Holdco GP L.L.C. The managing member of Blackstone NCR Holdco GP L.L.C. is Blackstone Management Associates VI L.L.C. The sole member of Blackstone Management Associates VI L.L.C. is BMA VI L.L.C. The general partner of BCP VI is BCP VI Side-by-Side GP L.L.C. The general partner of each of BTO NCR and BTO ESC is BTO Holdings Manager L.L.C. The managing member of BTO Holdings Manager L.L.C. is Blackstone Tactical Opportunities Associates L.L.C. The sole member of Blackstone Tactical Opportunities Associates L.L.C. is BTOA L.L.C. The sole member of BCP VI Side-by-Side GP L.L.C., and the managing member of BTOA L.L.C. and BMA VI L.L.C., is Blackstone Holdings III L.P. F7 · ownership.nature: The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F8 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F9 · ownership.nature: Each of such Blackstone entities and Mr. Schwarzman may be deemed to beneficially own the securities of the Issuer beneficially owned by the Partnerships directly or indirectly controlled by it or him, but each (other than the Partnerships to the extent of their direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F10 · ownership.nature: This report is filed on behalf of the following entities: Blackstone NCR Holdco L.P., Blackstone BCP VI SBS ESC Holdco L.P., BTO NCR Holdings L.P., BTO NCR Holdings - ESC L.P., Blackstone NCR Holdco GP L.L.C., Blackstone Management Associates VI L.L.C., BMA VI L.L.C., BTO Holdings Manager L.L.C., Blackstone Tactical Opportunities Associates L.L.C., BTOA L.L.C., BCP VI Side-by-Side GP L.L.C., Blackstone Holdings III L.P., Blackstone Holdings III GP L.P., Blackstone Holdings III GP Management L.L.C., The Blackstone Group L.P., Blackstone Group Management L.L.C. and Stephen A. Schwarzman. As there are more than 10 joint filers for this report, a separate report has been filed for Blackstone Holdings III L.P., BCP VI Side-by-Side GP L.L.C., Blackstone Holdings III GP L.P., Blackstone Holdings III GP Management L.L.C., The Blackstone Group L.P., Blackstone Group Management L.L.C. and Stephen A. Schwarzman, which relates to the same transaction. Read SEC document |
| March 17, 2017 Filed Mar 20, 2017 20:06 UTC |
Blackstone NCR Holdco L.P.10% owner
BMA VI L.L.C.10% owner
BTO NCR Holdings L.P.10% owner
BTO NCR Holdings - ESC L.P.10% owner
Blackstone NCR Holdco GP L.L.C.10% owner
BTO Holdings Manager L.L.C.10% owner
BTOA L.L.C.10% owner
|
SaleSeries A Convertible Preferred Stock · Derivative | 506 | $1,594.98 | $807,059.88 |
DisclosureSEC source: 0000899243-17-008206 · doc4.xml · derivative · entry 14 Blackstone NCR Holdco L.P. · CIK 0001660524 · 10% owner BMA VI L.L.C. · CIK 0001556083 · 10% owner Blackstone BCP VI SBS ESC Holdco L.P. · CIK 0001660526 · 10% owner BTO NCR Holdings L.P. · CIK 0001660518 · 10% owner BTO NCR Holdings - ESC L.P. · CIK 0001660517 · 10% owner Blackstone NCR Holdco GP L.L.C. · CIK 0001660522 · 10% owner Blackstone Management Associates VI L.L.C. · CIK 0001556089 · 10% owner BTO Holdings Manager L.L.C. · CIK 0001660521 · 10% owner Blackstone Tactical Opportunities Associates L.L.C. · CIK 0001660520 · 10% owner BTOA L.L.C. · CIK 0001575478 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 661 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), of NCR Corporation (the "Issuer") may at any time be converted into 33.333 shares of common stock of the Issuer, having par value of $0.01 per share (the "Common Stock"), plus any accrued and unpaid dividends and subject to customary anti-dilution and other adjustments. The Preferred Stock has no expiration date. F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), of NCR Corporation (the "Issuer") may at any time be converted into 33.333 shares of common stock of the Issuer, having par value of $0.01 per share (the "Common Stock"), plus any accrued and unpaid dividends and subject to customary anti-dilution and other adjustments. The Preferred Stock has no expiration date. F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), of NCR Corporation (the "Issuer") may at any time be converted into 33.333 shares of common stock of the Issuer, having par value of $0.01 per share (the "Common Stock"), plus any accrued and unpaid dividends and subject to customary anti-dilution and other adjustments. The Preferred Stock has no expiration date. F1 · derivative.underlying_shares: Each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), of NCR Corporation (the "Issuer") may at any time be converted into 33.333 shares of common stock of the Issuer, having par value of $0.01 per share (the "Common Stock"), plus any accrued and unpaid dividends and subject to customary anti-dilution and other adjustments. The Preferred Stock has no expiration date. F1 · balance_after: Each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), of NCR Corporation (the "Issuer") may at any time be converted into 33.333 shares of common stock of the Issuer, having par value of $0.01 per share (the "Common Stock"), plus any accrued and unpaid dividends and subject to customary anti-dilution and other adjustments. The Preferred Stock has no expiration date. F3 · ownership.nature: These securities are directly held by Blackstone BCP VI SBS ESC Holdco L.P. ("BCP VI"). F6 · ownership.nature: The general partner of NCR Holdco is Blackstone NCR Holdco GP L.L.C. The managing member of Blackstone NCR Holdco GP L.L.C. is Blackstone Management Associates VI L.L.C. The sole member of Blackstone Management Associates VI L.L.C. is BMA VI L.L.C. The general partner of BCP VI is BCP VI Side-by-Side GP L.L.C. The general partner of each of BTO NCR and BTO ESC is BTO Holdings Manager L.L.C. The managing member of BTO Holdings Manager L.L.C. is Blackstone Tactical Opportunities Associates L.L.C. The sole member of Blackstone Tactical Opportunities Associates L.L.C. is BTOA L.L.C. The sole member of BCP VI Side-by-Side GP L.L.C., and the managing member of BTOA L.L.C. and BMA VI L.L.C., is Blackstone Holdings III L.P. F7 · ownership.nature: The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F8 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F9 · ownership.nature: Each of such Blackstone entities and Mr. Schwarzman may be deemed to beneficially own the securities of the Issuer beneficially owned by the Partnerships directly or indirectly controlled by it or him, but each (other than the Partnerships to the extent of their direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F10 · ownership.nature: This report is filed on behalf of the following entities: Blackstone NCR Holdco L.P., Blackstone BCP VI SBS ESC Holdco L.P., BTO NCR Holdings L.P., BTO NCR Holdings - ESC L.P., Blackstone NCR Holdco GP L.L.C., Blackstone Management Associates VI L.L.C., BMA VI L.L.C., BTO Holdings Manager L.L.C., Blackstone Tactical Opportunities Associates L.L.C., BTOA L.L.C., BCP VI Side-by-Side GP L.L.C., Blackstone Holdings III L.P., Blackstone Holdings III GP L.P., Blackstone Holdings III GP Management L.L.C., The Blackstone Group L.P., Blackstone Group Management L.L.C. and Stephen A. Schwarzman. As there are more than 10 joint filers for this report, a separate report has been filed for Blackstone Holdings III L.P., BCP VI Side-by-Side GP L.L.C., Blackstone Holdings III GP L.P., Blackstone Holdings III GP Management L.L.C., The Blackstone Group L.P., Blackstone Group Management L.L.C. and Stephen A. Schwarzman, which relates to the same transaction. Read SEC document |
| March 17, 2017 Filed Mar 20, 2017 20:06 UTC |
Blackstone NCR Holdco L.P.10% owner
BMA VI L.L.C.10% owner
BTO NCR Holdings L.P.10% owner
BTO NCR Holdings - ESC L.P.10% owner
Blackstone NCR Holdco GP L.L.C.10% owner
BTO Holdings Manager L.L.C.10% owner
BTOA L.L.C.10% owner
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SaleSeries A Convertible Preferred Stock · Derivative | 254,776 | $1,594.98 | $406,362,624.48 |
DisclosureSEC source: 0000899243-17-008206 · doc4.xml · derivative · entry 13 Blackstone NCR Holdco L.P. · CIK 0001660524 · 10% owner BMA VI L.L.C. · CIK 0001556083 · 10% owner Blackstone BCP VI SBS ESC Holdco L.P. · CIK 0001660526 · 10% owner BTO NCR Holdings L.P. · CIK 0001660518 · 10% owner BTO NCR Holdings - ESC L.P. · CIK 0001660517 · 10% owner Blackstone NCR Holdco GP L.L.C. · CIK 0001660522 · 10% owner Blackstone Management Associates VI L.L.C. · CIK 0001556089 · 10% owner BTO Holdings Manager L.L.C. · CIK 0001660521 · 10% owner Blackstone Tactical Opportunities Associates L.L.C. · CIK 0001660520 · 10% owner BTOA L.L.C. · CIK 0001575478 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 332,888 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), of NCR Corporation (the "Issuer") may at any time be converted into 33.333 shares of common stock of the Issuer, having par value of $0.01 per share (the "Common Stock"), plus any accrued and unpaid dividends and subject to customary anti-dilution and other adjustments. The Preferred Stock has no expiration date. F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), of NCR Corporation (the "Issuer") may at any time be converted into 33.333 shares of common stock of the Issuer, having par value of $0.01 per share (the "Common Stock"), plus any accrued and unpaid dividends and subject to customary anti-dilution and other adjustments. The Preferred Stock has no expiration date. F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), of NCR Corporation (the "Issuer") may at any time be converted into 33.333 shares of common stock of the Issuer, having par value of $0.01 per share (the "Common Stock"), plus any accrued and unpaid dividends and subject to customary anti-dilution and other adjustments. The Preferred Stock has no expiration date. F1 · derivative.underlying_shares: Each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), of NCR Corporation (the "Issuer") may at any time be converted into 33.333 shares of common stock of the Issuer, having par value of $0.01 per share (the "Common Stock"), plus any accrued and unpaid dividends and subject to customary anti-dilution and other adjustments. The Preferred Stock has no expiration date. F1 · balance_after: Each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), of NCR Corporation (the "Issuer") may at any time be converted into 33.333 shares of common stock of the Issuer, having par value of $0.01 per share (the "Common Stock"), plus any accrued and unpaid dividends and subject to customary anti-dilution and other adjustments. The Preferred Stock has no expiration date. F2 · ownership.nature: These securities are directly held by Blackstone NCR Holdco L.P. ("NCR Holdco"). F6 · ownership.nature: The general partner of NCR Holdco is Blackstone NCR Holdco GP L.L.C. The managing member of Blackstone NCR Holdco GP L.L.C. is Blackstone Management Associates VI L.L.C. The sole member of Blackstone Management Associates VI L.L.C. is BMA VI L.L.C. The general partner of BCP VI is BCP VI Side-by-Side GP L.L.C. The general partner of each of BTO NCR and BTO ESC is BTO Holdings Manager L.L.C. The managing member of BTO Holdings Manager L.L.C. is Blackstone Tactical Opportunities Associates L.L.C. The sole member of Blackstone Tactical Opportunities Associates L.L.C. is BTOA L.L.C. The sole member of BCP VI Side-by-Side GP L.L.C., and the managing member of BTOA L.L.C. and BMA VI L.L.C., is Blackstone Holdings III L.P. F7 · ownership.nature: The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F8 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F9 · ownership.nature: Each of such Blackstone entities and Mr. Schwarzman may be deemed to beneficially own the securities of the Issuer beneficially owned by the Partnerships directly or indirectly controlled by it or him, but each (other than the Partnerships to the extent of their direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F10 · ownership.nature: This report is filed on behalf of the following entities: Blackstone NCR Holdco L.P., Blackstone BCP VI SBS ESC Holdco L.P., BTO NCR Holdings L.P., BTO NCR Holdings - ESC L.P., Blackstone NCR Holdco GP L.L.C., Blackstone Management Associates VI L.L.C., BMA VI L.L.C., BTO Holdings Manager L.L.C., Blackstone Tactical Opportunities Associates L.L.C., BTOA L.L.C., BCP VI Side-by-Side GP L.L.C., Blackstone Holdings III L.P., Blackstone Holdings III GP L.P., Blackstone Holdings III GP Management L.L.C., The Blackstone Group L.P., Blackstone Group Management L.L.C. and Stephen A. Schwarzman. As there are more than 10 joint filers for this report, a separate report has been filed for Blackstone Holdings III L.P., BCP VI Side-by-Side GP L.L.C., Blackstone Holdings III GP L.P., Blackstone Holdings III GP Management L.L.C., The Blackstone Group L.P., Blackstone Group Management L.L.C. and Stephen A. Schwarzman, which relates to the same transaction. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.