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NCR Voyix Corp

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0000070866
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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 07, 2019 Filed Feb 11, 2019 21:36 UTC
Button AdrianSVP, Hardware Product Ops
GrantRestricted Stock Units · Derivative 48,154 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-008955 · doc4.xml · derivative · entry 2

Button Adrian · CIK 0001729263 · SVP, Hardware Product Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,154

Underlying: Common Stock · 48,154 shares

Expires not disclosed

F2 · derivative.exercise_price: These are performance-vesting restricted stock units as to which the performance-related conditions to vesting have been satisfied. The units will vest ratably with one-third of such units vesting on each of the first, second and third anniversaries of the May 1, 2018 grant date (each an "RSU Vesting Date") subject to the reporting person's continued employment with the issuer on the applicable RSU Vesting Date in accordance with the terms of the applicable award agreement.

F2 · derivative.exercise_date: These are performance-vesting restricted stock units as to which the performance-related conditions to vesting have been satisfied. The units will vest ratably with one-third of such units vesting on each of the first, second and third anniversaries of the May 1, 2018 grant date (each an "RSU Vesting Date") subject to the reporting person's continued employment with the issuer on the applicable RSU Vesting Date in accordance with the terms of the applicable award agreement.

F2 · derivative.expiration_date: These are performance-vesting restricted stock units as to which the performance-related conditions to vesting have been satisfied. The units will vest ratably with one-third of such units vesting on each of the first, second and third anniversaries of the May 1, 2018 grant date (each an "RSU Vesting Date") subject to the reporting person's continued employment with the issuer on the applicable RSU Vesting Date in accordance with the terms of the applicable award agreement.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 21:36 UTC
Button AdrianSVP, Hardware Product Ops
GrantRestricted Stock Units · Derivative 20,468 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-008955 · doc4.xml · derivative · entry 1

Button Adrian · CIK 0001729263 · SVP, Hardware Product Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,468

Underlying: Common Stock · 20,468 shares

Expires not disclosed

F1 · derivative.exercise_price: These are performance-vesting restricted stock units as to which the performance-related conditions to vesting have been satisfied. The units will vest ratably with one-third of such units vesting on each of the first, second and third anniversaries of the February 23, 2018 grant date (each an "RSU Vesting Date") subject to the reporting person's continued employment with the issuer on the applicable RSU Vesting Date in accordance with the terms of the applicable award agreement.

F1 · derivative.exercise_date: These are performance-vesting restricted stock units as to which the performance-related conditions to vesting have been satisfied. The units will vest ratably with one-third of such units vesting on each of the first, second and third anniversaries of the February 23, 2018 grant date (each an "RSU Vesting Date") subject to the reporting person's continued employment with the issuer on the applicable RSU Vesting Date in accordance with the terms of the applicable award agreement.

F1 · derivative.expiration_date: These are performance-vesting restricted stock units as to which the performance-related conditions to vesting have been satisfied. The units will vest ratably with one-third of such units vesting on each of the first, second and third anniversaries of the February 23, 2018 grant date (each an "RSU Vesting Date") subject to the reporting person's continued employment with the issuer on the applicable RSU Vesting Date in accordance with the terms of the applicable award agreement.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 21:45 UTC
Button AdrianSVP, Hardware Product Ops
SaleCommon Stock 3,645 $28.53 $103,991.85
Disclosure

SEC source: 0001209191-19-008573 · doc4.xml · nonDerivative · entry 1

Button Adrian · CIK 0001729263 · SVP, Hardware Product Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,561

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2018.

F2 · price: Represents the sale of 3,645 shares in three transactions on February 6, 2019 ranging in price from $28.53 to $28.55 per share, resulting in a weighted average sale price of $28.53 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 23:00 UTC
Ciminera J. RobertEVP Global Customer Services
SaleCommon Stock 17,298 $27.50 $475,695.00
Disclosure

SEC source: 0001209191-19-007470 · doc4.xml · nonDerivative · entry 1

Ciminera J. Robert · CIK 0001692190 · EVP Global Customer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,495

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2018.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:25 UTC
Chu ChinhDirector
GrantCommon Stock 753 $23.08 $17,379.24
Disclosure

SEC source: 0001209191-19-000949 · doc4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,971

F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:24 UTC GrantPhantom Stock Units · Derivative 1,181 $23.08 $27,257.48
Disclosure

SEC source: 0001209191-19-000943 · doc4.xml · derivative · entry 1

CLEMMER RICHARD L · CIK 0001222781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,181

Underlying: Common Stock · 1,181 shares

Expires not disclosed

F1 · security: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program.

F2 · derivative.exercise_price: The phantom stock units are converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:23 UTC GrantCommon Stock 623 $23.08 $14,378.84
Disclosure

SEC source: 0001209191-19-000937 · doc4.xml · nonDerivative · entry 1

LEVINSON LINDA FAYNE · CIK 0001241182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,637

F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program.

Read SEC document
December 01, 2018 Filed Dec 4, 2018 21:01 UTC
Bedore JamesEVP, GC & Secy
GrantCommon Stock 54,132 $27.71 $1,499,997.72
Disclosure

SEC source: 0001209191-18-060813 · doc4.xml · nonDerivative · entry 1

Bedore James · CIK 0001758293 · EVP, GC & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,132

F1 · shares: This is a new hire equity award of time-based restricted stock units granted on December 1, 2018 that will vest ratably with one-third of such units vesting on each of the first, second and third anniversaries of the grant date (each a "Vesting Date") subject to the reporting person's continued employment with the issuer on the applicable Vesting Date in accordance with the terms and conditions of the award agreement.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 19:19 UTC
Gallagher Edward RSVP, GC & Secy
Exercise / conversionRestricted Stock Units · Derivative 9,398 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056884 · doc4.xml · derivative · entry 3

Gallagher Edward R · CIK 0001656871 · SVP, GC & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion of restricted stock units that vested on November 1, 2018. The performance related conditions of these restricted stock units were satisfied on February 21, 2017.

F1 · shares: Represents the conversion of restricted stock units that vested on November 1, 2018. The performance related conditions of these restricted stock units were satisfied on February 21, 2017.

F1 · derivative.exercise_date: Represents the conversion of restricted stock units that vested on November 1, 2018. The performance related conditions of these restricted stock units were satisfied on February 21, 2017.

F1 · derivative.expiration_date: Represents the conversion of restricted stock units that vested on November 1, 2018. The performance related conditions of these restricted stock units were satisfied on February 21, 2017.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 19:19 UTC
Gallagher Edward RSVP, GC & Secy
Tax withholdingCommon Stock 3,592 $28.03 $100,683.76
Disclosure

SEC source: 0001209191-18-056884 · doc4.xml · nonDerivative · entry 2

Gallagher Edward R · CIK 0001656871 · SVP, GC & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,616

F2 · shares: These shares were withheld to cover tax withholding obligations when 9,398 restricted stock units vested on November 1, 2018.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 19:19 UTC
Gallagher Edward RSVP, GC & Secy
Exercise / conversionCommon Stock 9,398 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056884 · doc4.xml · nonDerivative · entry 1

Gallagher Edward R · CIK 0001656871 · SVP, GC & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of restricted stock units that vested on November 1, 2018. The performance related conditions of these restricted stock units were satisfied on February 21, 2017.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 20:23 UTC
Langenbahn PaulExec VP, Pres. NCR Commerce
Exercise / conversionRestricted Stock Units · Derivative 18,668 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056160 · doc4.xml · derivative · entry 3

Langenbahn Paul · CIK 0001692372 · Exec VP, Pres. NCR Commerce

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion of restricted stock units that vested on October 23, 2018. The performance related conditions of these restricted stock units were satisfied on February 21, 2017.

F1 · shares: Represents the conversion of restricted stock units that vested on October 23, 2018. The performance related conditions of these restricted stock units were satisfied on February 21, 2017.

F1 · derivative.exercise_date: Represents the conversion of restricted stock units that vested on October 23, 2018. The performance related conditions of these restricted stock units were satisfied on February 21, 2017.

F1 · derivative.expiration_date: Represents the conversion of restricted stock units that vested on October 23, 2018. The performance related conditions of these restricted stock units were satisfied on February 21, 2017.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 20:23 UTC
Langenbahn PaulExec VP, Pres. NCR Commerce
Tax withholdingCommon Stock 4,546 $25.63 $116,513.98
Disclosure

SEC source: 0001209191-18-056160 · doc4.xml · nonDerivative · entry 2

Langenbahn Paul · CIK 0001692372 · Exec VP, Pres. NCR Commerce

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,044

F2 · shares: These shares were withheld to cover tax withholding obligations when 18,668 restricted stock units vested on October 23, 2018.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 20:23 UTC
Langenbahn PaulExec VP, Pres. NCR Commerce
Exercise / conversionCommon Stock 18,668 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056160 · doc4.xml · nonDerivative · entry 1

Langenbahn Paul · CIK 0001692372 · Exec VP, Pres. NCR Commerce

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of restricted stock units that vested on October 23, 2018. The performance related conditions of these restricted stock units were satisfied on February 21, 2017.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 20:22 UTC
Gallagher Edward RSVP, GC & Secy
Exercise / conversionRestricted Stock Units · Derivative 5,744 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056159 · doc4.xml · derivative · entry 3

Gallagher Edward R · CIK 0001656871 · SVP, GC & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,744 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion of restricted stock units that vested on October 23, 2018. The performance related conditions of these restricted stock units were satisfied on February 21, 2017.

F1 · shares: Represents the conversion of restricted stock units that vested on October 23, 2018. The performance related conditions of these restricted stock units were satisfied on February 21, 2017.

F1 · derivative.exercise_date: Represents the conversion of restricted stock units that vested on October 23, 2018. The performance related conditions of these restricted stock units were satisfied on February 21, 2017.

F1 · derivative.expiration_date: Represents the conversion of restricted stock units that vested on October 23, 2018. The performance related conditions of these restricted stock units were satisfied on February 21, 2017.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 20:22 UTC
Gallagher Edward RSVP, GC & Secy
Tax withholdingCommon Stock 2,196 $25.63 $56,283.48
Disclosure

SEC source: 0001209191-18-056159 · doc4.xml · nonDerivative · entry 2

Gallagher Edward R · CIK 0001656871 · SVP, GC & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,810

F2 · shares: These shares were withheld to cover tax withholding obligations when 5,744 restricted stock units vested on October 23, 2018.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 20:22 UTC
Gallagher Edward RSVP, GC & Secy
Exercise / conversionCommon Stock 5,744 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056159 · doc4.xml · nonDerivative · entry 1

Gallagher Edward R · CIK 0001656871 · SVP, GC & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of restricted stock units that vested on October 23, 2018. The performance related conditions of these restricted stock units were satisfied on February 21, 2017.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 20:21 UTC
Fishman Robert PSenior Advisor
Exercise / conversionRestricted Stock Units · Derivative 31,593 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056158 · doc4.xml · derivative · entry 3

Fishman Robert P · CIK 0001399744 · Senior Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,593 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion of restricted stock units that vested on October 23, 2018. The performance related conditions of these restricted stock units were satisfied on February 21, 2017.

F1 · shares: Represents the conversion of restricted stock units that vested on October 23, 2018. The performance related conditions of these restricted stock units were satisfied on February 21, 2017.

F1 · derivative.exercise_date: Represents the conversion of restricted stock units that vested on October 23, 2018. The performance related conditions of these restricted stock units were satisfied on February 21, 2017.

F1 · derivative.expiration_date: Represents the conversion of restricted stock units that vested on October 23, 2018. The performance related conditions of these restricted stock units were satisfied on February 21, 2017.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 20:21 UTC
Fishman Robert PSenior Advisor
Tax withholdingCommon Stock 12,516 $25.63 $320,785.08
Disclosure

SEC source: 0001209191-18-056158 · doc4.xml · nonDerivative · entry 2

Fishman Robert P · CIK 0001399744 · Senior Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,407

F2 · shares: These shares were withheld to cover tax withholding obligations when 31,593 restricted stock units vested on October 23, 2018.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 20:21 UTC
Fishman Robert PSenior Advisor
Exercise / conversionCommon Stock 31,593 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056158 · doc4.xml · nonDerivative · entry 1

Fishman Robert P · CIK 0001399744 · Senior Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of restricted stock units that vested on October 23, 2018. The performance related conditions of these restricted stock units were satisfied on February 21, 2017.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 20:20 UTC
Ciminera J. RobertEVP Global Customer Services
Exercise / conversionRestricted Stock Units · Derivative 18,668 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056157 · doc4.xml · derivative · entry 3

Ciminera J. Robert · CIK 0001692190 · EVP Global Customer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion of restricted stock units that vested on October 23, 2018. The performance related conditions of these restricted stock units were satisfied on February 21, 2017.

F1 · shares: Represents the conversion of restricted stock units that vested on October 23, 2018. The performance related conditions of these restricted stock units were satisfied on February 21, 2017.

F1 · derivative.exercise_date: Represents the conversion of restricted stock units that vested on October 23, 2018. The performance related conditions of these restricted stock units were satisfied on February 21, 2017.

F1 · derivative.expiration_date: Represents the conversion of restricted stock units that vested on October 23, 2018. The performance related conditions of these restricted stock units were satisfied on February 21, 2017.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 20:20 UTC
Ciminera J. RobertEVP Global Customer Services
Tax withholdingCommon Stock 6,394 $25.63 $163,878.22
Disclosure

SEC source: 0001209191-18-056157 · doc4.xml · nonDerivative · entry 2

Ciminera J. Robert · CIK 0001692190 · EVP Global Customer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,793

F2 · shares: These shares were withheld to cover tax withholding obligations when 18,668 restricted stock units vested on October 23, 2018.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 20:20 UTC
Ciminera J. RobertEVP Global Customer Services
Exercise / conversionCommon Stock 18,668 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056157 · doc4.xml · nonDerivative · entry 1

Ciminera J. Robert · CIK 0001692190 · EVP Global Customer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of restricted stock units that vested on October 23, 2018. The performance related conditions of these restricted stock units were satisfied on February 21, 2017.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 18:01 UTC GrantCommon Stock 506 $28.41 $14,375.46
Disclosure

SEC source: 0001209191-18-052974 · doc4.xml · nonDerivative · entry 1

LEVINSON LINDA FAYNE · CIK 0001241182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,014

F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 18:03 UTC GrantPhantom Stock Units · Derivative 960 $28.41 $27,273.60
Disclosure

SEC source: 0001209191-18-052975 · doc4.xml · derivative · entry 1

CLEMMER RICHARD L · CIK 0001222781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 960

Underlying: Common Stock · 960 shares

Expires not disclosed

F1 · security: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program.

F2 · derivative.exercise_price: The phantom stock units are converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 17:59 UTC
Chu ChinhDirector
GrantCommon Stock 612 $28.41 $17,386.92
Disclosure

SEC source: 0001209191-18-052973 · doc4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,218

F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program.

Read SEC document
September 01, 2018 Filed Sep 5, 2018 20:09 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 114,155 $0.00 Strike: $28.41 $0.00
Disclosure

SEC source: 0001209191-18-049519 · doc4.xml · derivative · entry 2

Fernandez Andre J · CIK 0001447718 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,155

Underlying: Common Stock · 114,155 shares

Expires 2025-08-31

F2 · derivative.exercise_date: This is a new hire equity award of an option granted on September 1, 2018 that will vest ratably with one-quarter vesting on each of the first, second, third and fourth anniversaries of the grant date (each an "Option Vesting Date") subject to the reporting person's continued employment with the issuer on the applicable Option Vesting Date in accordance with the terms of the applicable award agreement.

Read SEC document
September 01, 2018 Filed Sep 5, 2018 20:09 UTC GrantCommon Stock 105,597 $28.41 $3,000,010.77
Disclosure

SEC source: 0001209191-18-049519 · doc4.xml · nonDerivative · entry 1

Fernandez Andre J · CIK 0001447718 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,597

F1 · shares: This is a new hire equity award of time-based restricted stock units granted on September 1, 2018 that will vest ratably with one-third of such units vesting on each of the first, second and third anniversaries of the grant date (each a "Vesting Date") subject to the reporting person's continued employment with the issuer on the applicable Vesting Date in accordance with the terms and conditions of the applicable award agreement.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 18:22 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 59,595 $0.00 Strike: $27.19 $0.00
Disclosure

SEC source: 0001209191-18-045220 · doc4.xml · derivative · entry 2

Bronder Debra A. · CIK 0001407951 · SVP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,595

Underlying: Common Stock · 59,595 shares

Expires 2025-07-31

F2 · derivative.exercise_date: This is an annual equity award of an option granted on August 1, 2018 that will vest ratably with one-quarter vesting on each of the first, second, third and fourth anniversaries of the grant date (each an "Option Vesting Date") subject to the reporting person's continued employment with the issuer on the applicable Option Vesting Date in accordance with the terms of the applicable award agreement.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 18:22 UTC GrantCommon Stock 36,778 $27.19 $999,993.82
Disclosure

SEC source: 0001209191-18-045220 · doc4.xml · nonDerivative · entry 1

Bronder Debra A. · CIK 0001407951 · SVP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,778

F1 · shares: This is an annual equity award of time-based restricted stock units granted on August 1, 2018 that will vest ratably with one-third of such units vesting on each of the first, second and third anniversaries of the grant date (each a "Vesting Date") subject to the reporting person's continued employment with the issuer on the applicable Vesting Date in accordance with the terms and conditions of the applicable award agreement.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 18:23 UTC
SULLIVAN OWEN JChief Operating Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 178,784 $0.00 Strike: $27.19 $0.00
Disclosure

SEC source: 0001209191-18-045222 · doc4.xml · derivative · entry 3

SULLIVAN OWEN J · CIK 0001314486 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,784

Underlying: Common Stock · 178,784 shares

Expires 2025-07-31

F3 · derivative.exercise_date: This is a new hire equity award of an option granted on August 1, 2018 that will vest ratably with one-quarter vesting on each of the first, second, third and fourth anniversaries of the grant date (each an "Option Vesting Date") subject to the reporting person's continued employment with the issuer on the applicable Option Vesting Date in accordance with the terms of the applicable award agreement.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 18:23 UTC
SULLIVAN OWEN JChief Operating Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 268,176 $0.00 Strike: $27.19 $0.00
Disclosure

SEC source: 0001209191-18-045222 · doc4.xml · derivative · entry 2

SULLIVAN OWEN J · CIK 0001314486 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,176

Underlying: Common Stock · 268,176 shares

Expires 2025-07-31

F2 · derivative.exercise_date: This is an annual equity award of an option granted on August 1, 2018 that will vest ratably with one-quarter vesting on each of the first, second, third and fourth anniversaries of the grant date (each an "Option Vesting Date") subject to the reporting person's continued employment with the issuer on the applicable Option Vesting Date in accordance with the terms of the applicable award agreement.

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August 01, 2018 Filed Aug 3, 2018 18:23 UTC
SULLIVAN OWEN JChief Operating Officer
GrantCommon Stock 82,751 $27.19 $2,249,999.69
Disclosure

SEC source: 0001209191-18-045222 · doc4.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,751

F1 · shares: This is an annul equity award of time-based restricted stock units granted on August 1, 2018 that will vest ratably with one-third of such units vesting on each of the first, second and third anniversaries of the grant date (each a "Vesting Date") subject to the reporting person's continued employment with the issuer on the applicable Vesting Date in accordance with the terms and conditions of the applicable award agreement.

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August 01, 2018 Filed Aug 3, 2018 18:12 UTC
Button AdrianSVP, Hardware Product Ops
Tax withholdingCommon Stock 3,320 $27.19 $90,270.80
Disclosure

SEC source: 0001209191-18-045208 · doc4.xml · nonDerivative · entry 1

Button Adrian · CIK 0001729263 · SVP, Hardware Product Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,206

F1 · shares: These shares were withheld to cover tax withholding obligations when 10,936 previously reported restricted stock units vested on August 1, 2018.

F2 · balance_after: Includes 717.360 shares acquired under the NCR Employee Stock Purchase Plan since January 2018. These shares were rounded to 718 for disclosure in this table.

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June 30, 2018 Filed Jul 3, 2018 16:42 UTC GrantCommon Stock 480 $29.98 $14,390.40
Disclosure

SEC source: 0001209191-18-040631 · doc4.xml · nonDerivative · entry 1

LEVINSON LINDA FAYNE · CIK 0001241182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,508

F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program.

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June 30, 2018 Filed Jul 3, 2018 16:42 UTC GrantPhantom Stock Units · Derivative 909 $29.98 $27,251.82
Disclosure

SEC source: 0001209191-18-040630 · doc4.xml · derivative · entry 1

CLEMMER RICHARD L · CIK 0001222781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909

Underlying: Common Stock · 909 shares

Expires not disclosed

F1 · security: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program.

F2 · derivative.exercise_price: The phantom stock units are converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

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June 30, 2018 Filed Jul 3, 2018 16:41 UTC
Chu ChinhDirector
GrantCommon Stock 580 $29.98 $17,388.40
Disclosure

SEC source: 0001209191-18-040628 · doc4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,606

F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program.

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June 01, 2018 Filed Jun 5, 2018 20:08 UTC
MARTIRE FRANK RDirector · Exec. Chairman of the Board
GrantEmployee Stock Option (Right to Buy) · Derivative 248,094 $0.00 Strike: $30.13 $0.00
Disclosure

SEC source: 0001209191-18-035602 · doc4.xml · derivative · entry 3

MARTIRE FRANK R · CIK 0001226913 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,094

Underlying: Common Stock · 248,094 shares

Expires 2025-05-31

F3 · derivative.exercise_date: This is an annual equity award of an option granted on June 1, 2018 that will vest ratably with one-quarter vesting on each of the first, second, third and fourth anniversaries of the grant date (each an "Option Vesting Date") subject to the reporting person's continued employment with the issuer on the applicable Option Vesting Date in accordance with the terms of the applicable award agreement.

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June 01, 2018 Filed Jun 5, 2018 20:08 UTC
MARTIRE FRANK RDirector · Exec. Chairman of the Board
GrantEmployee Stock Option (Right to Buy) · Derivative 165,396 $0.00 Strike: $30.13 $0.00
Disclosure

SEC source: 0001209191-18-035602 · doc4.xml · derivative · entry 2

MARTIRE FRANK R · CIK 0001226913 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,396

Underlying: Common Stock · 165,396 shares

Expires 2025-05-31

F2 · derivative.exercise_date: This is a new hire equity award of an option granted on June 1, 2018 that will vest ratably with one-quarter vesting on each of the first, second, third and fourth anniversaries of the grant date (each an "Option Vesting Date") subject to the reporting person's continued employment with the issuer on the applicable Option Vesting Date in accordance with the terms of the applicable award agreement.

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June 01, 2018 Filed Jun 5, 2018 20:08 UTC
MARTIRE FRANK RDirector · Exec. Chairman of the Board
GrantCommon Stock 74,676 $30.13 $2,249,987.88
Disclosure

SEC source: 0001209191-18-035602 · doc4.xml · nonDerivative · entry 1

MARTIRE FRANK R · CIK 0001226913 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,176

F1 · shares: This is an annual equity award of time-based restricted stock units granted on June 1, 2018 that will vest ratably with one-third of such units vesting on each of the first, second and third anniversaries of the grant date (each a "Vesting Date") subject to the reporting person's continued employment with the issuer on the applicable Vesting Date in accordance with the terms of the applicable award agreement.

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May 11, 2018 Filed May 15, 2018 19:34 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 7,152 $0.00 Strike: $25.17 $0.00
Disclosure

SEC source: 0001209191-18-030166 · doc4.xml · derivative · entry 3

LEVINSON LINDA FAYNE · CIK 0001241182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,152 shares

Expires 2018-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 occurred pursuant to the automatic exercise of a stock option per Company policy on the option expiration date.

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May 11, 2018 Filed May 15, 2018 19:34 UTC Tax withholdingCommon Stock 5,851 $30.77 $180,035.27
Disclosure

SEC source: 0001209191-18-030166 · doc4.xml · nonDerivative · entry 2

LEVINSON LINDA FAYNE · CIK 0001241182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,028

F1 · kind: The exercise and sale reported in this Form 4 occurred pursuant to the automatic exercise of a stock option per Company policy on the option expiration date.

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May 11, 2018 Filed May 15, 2018 19:34 UTC Exercise / conversionCommon Stock 7,152 $25.17 $180,015.84
Disclosure

SEC source: 0001209191-18-030166 · doc4.xml · nonDerivative · entry 1

LEVINSON LINDA FAYNE · CIK 0001241182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 occurred pursuant to the automatic exercise of a stock option per Company policy on the option expiration date.

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May 11, 2018 Filed May 15, 2018 19:31 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 7,152 $0.00 Strike: $25.17 $0.00
Disclosure

SEC source: 0001209191-18-030165 · doc4.xml · derivative · entry 2

CLEMMER RICHARD L · CIK 0001222781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,152 shares

Expires 2018-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2018 Filed May 15, 2018 19:31 UTC Exercise / conversionCommon Stock 7,152 $25.17 $180,015.84
Disclosure

SEC source: 0001209191-18-030165 · doc4.xml · nonDerivative · entry 1

CLEMMER RICHARD L · CIK 0001222781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 10, 2018 Filed May 14, 2018 20:12 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 7,152 $0.00 Strike: $25.17 $0.00
Disclosure

SEC source: 0001209191-18-029820 · doc4.xml · derivative · entry 3

DERODES ROBERT P · CIK 0001199833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,152 shares

Expires 2018-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 10, 2018 Filed May 14, 2018 20:12 UTC SaleCommon Stock 7,152 $30.35 $217,063.20
Disclosure

SEC source: 0001209191-18-029820 · doc4.xml · nonDerivative · entry 2

DERODES ROBERT P · CIK 0001199833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,632

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May 10, 2018 Filed May 14, 2018 20:12 UTC Exercise / conversionCommon Stock 7,152 $25.17 $180,015.84
Disclosure

SEC source: 0001209191-18-029820 · doc4.xml · nonDerivative · entry 1

DERODES ROBERT P · CIK 0001199833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 08, 2018 Filed May 10, 2018 16:18 UTC
Hayford Michael DDirector · CEO & President
PurchaseCommon Stock 17,500 $29.28 $512,400.00
Disclosure

SEC source: 0001209191-18-029107 · doc4.xml · nonDerivative · entry 1

Hayford Michael D · CIK 0001366331 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,014

F1 · price: Represents the purchase of 17,500 shares in 290 transactions ranging in price from $29.10 to $29.46 per share, resulting in a weighted average purchase price of $29.28 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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May 01, 2018 Filed May 3, 2018 21:22 UTC
Hayford Michael DDirector · CEO & President
GrantEmployee Stock Option (Right to Buy) · Derivative 533,268 $0.00 Strike: $31.15 $0.00
Disclosure

SEC source: 0001209191-18-027725 · doc4.xml · derivative · entry 3

Hayford Michael D · CIK 0001366331 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,268

Underlying: Common Stock · 533,268 shares

Expires 2025-04-30

F3 · derivative.exercise_date: This is an annual equity award of an option granted on May 1, 2018 that will vest ratably with one-quarter vesting on each of the first, second, third and fourth anniversaries of the grant date (each an "Option Vesting Date") subject to the reporting person's continued employment with the issuer on the applicable Option Vesting Date in accordance with the terms of the applicable award agreement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.