Last 12 months
Inside the activity.
5 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 4 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 21, 2020 Filed May 22, 2020 21:29 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-20-003812 · ownership.xml · nonDerivative · entry 4 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1 Disclosed balance after: 8,800,000 Read SEC document |
| May 21, 2020 Filed May 22, 2020 21:29 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 400,000 | $2.97 | $1,188,000.00 |
DisclosureSEC source: 0000919574-20-003812 · ownership.xml · nonDerivative · entry 3 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,800,000 F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"). The reported securities may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 20, 2020 Filed May 22, 2020 21:29 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-20-003812 · ownership.xml · nonDerivative · entry 2 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1 Disclosed balance after: 9,200,000 Read SEC document |
| May 20, 2020 Filed May 22, 2020 21:29 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 1,150,000 | $3.19 | $3,668,500.00 |
DisclosureSEC source: 0000919574-20-003812 · ownership.xml · nonDerivative · entry 1 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,200,000 F2 · price: This constitutes the weighted average sale price. The prices ranged from $3.08 to $3.51. The Reporting Person will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"). The reported securities may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 18, 2020 Filed May 18, 2020 21:25 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-20-003756 · ownership.xml · nonDerivative · entry 6 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1 Disclosed balance after: 10,350,000 Read SEC document |
| May 18, 2020 Filed May 18, 2020 21:25 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 650,000 | $2.86 | $1,859,000.00 |
DisclosureSEC source: 0000919574-20-003756 · ownership.xml · nonDerivative · entry 5 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,350,000 F4 · price: This constitutes the weighted average sale price. The prices ranged from $2.85 to $2.87. The Reporting Person will provide upon request by the SEC Staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"). The reported securities may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 15, 2020 Filed May 18, 2020 21:25 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-20-003756 · ownership.xml · nonDerivative · entry 4 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1 Disclosed balance after: 11,000,000 Read SEC document |
| May 15, 2020 Filed May 18, 2020 21:25 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 458,639 | $2.82 | $1,293,361.98 |
DisclosureSEC source: 0000919574-20-003756 · ownership.xml · nonDerivative · entry 3 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000,000 F3 · price: This constitutes the weighted average sale price. The prices ranged from $2.78 to $2.96. The Reporting Person will provide upon request by the SEC Staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"). The reported securities may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 14, 2020 Filed May 18, 2020 21:25 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-20-003756 · ownership.xml · nonDerivative · entry 2 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1 Disclosed balance after: 11,458,639 Read SEC document |
| May 14, 2020 Filed May 18, 2020 21:25 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 834,669 | $3.02 | $2,520,700.38 |
DisclosureSEC source: 0000919574-20-003756 · ownership.xml · nonDerivative · entry 1 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,458,639 F2 · price: This constitutes the weighted average sale price. The prices ranged from $3.00 to $3.03. The Reporting Person will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"). The reported securities may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 13, 2020 Filed May 13, 2020 21:37 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-20-003296 · ownership.xml · nonDerivative · entry 6 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,293,308 F1 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"). The reported securities may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 13, 2020 Filed May 13, 2020 21:37 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 525,616 | $2.97 | $1,561,079.52 |
DisclosureSEC source: 0000919574-20-003296 · ownership.xml · nonDerivative · entry 5 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,293,308 F4 · price: This constitutes the weighted average sale price. The prices ranged from $2.84 to $3.09. The Reporting Person will provide upon request by the SEC Staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"). The reported securities may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 12, 2020 Filed May 13, 2020 21:37 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-20-003296 · ownership.xml · nonDerivative · entry 4 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,818,924 F1 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"). The reported securities may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 12, 2020 Filed May 13, 2020 21:37 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 1,581,076 | $3.02 | $4,774,849.52 |
DisclosureSEC source: 0000919574-20-003296 · ownership.xml · nonDerivative · entry 3 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,818,924 F3 · price: This constitutes the weighted average sale price. The prices ranged from $2.92 to $3.14. The Reporting Person will provide upon request by the SEC Staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"). The reported securities may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 11, 2020 Filed May 13, 2020 21:37 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-20-003296 · ownership.xml · nonDerivative · entry 2 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,400,000 F1 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"). The reported securities may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 11, 2020 Filed May 13, 2020 21:37 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 1,300,000 | $2.79 | $3,627,000.00 |
DisclosureSEC source: 0000919574-20-003296 · ownership.xml · nonDerivative · entry 1 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,400,000 F2 · price: This constitutes the weighted average sale price. The prices ranged from $2.68 to $2.90. The Reporting Person will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"). The reported securities may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 08, 2020 Filed May 8, 2020 21:48 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-20-003215 · ownership.xml · nonDerivative · entry 6 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1 Disclosed balance after: 15,700,000 Read SEC document |
| May 08, 2020 Filed May 8, 2020 21:48 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 100,000 | $2.52 | $252,000.00 |
DisclosureSEC source: 0000919574-20-003215 · ownership.xml · nonDerivative · entry 5 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,700,000 F4 · price: This constitutes the weighted average sale price. The prices ranged from $2.50 to $2.54. The Reporting Person will provide upon request by the SEC Staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"). The reported securities may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 07, 2020 Filed May 8, 2020 21:48 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-20-003215 · ownership.xml · nonDerivative · entry 4 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1 Disclosed balance after: 15,800,000 Read SEC document |
| May 07, 2020 Filed May 8, 2020 21:48 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 100,000 | $2.51 | $251,000.00 |
DisclosureSEC source: 0000919574-20-003215 · ownership.xml · nonDerivative · entry 3 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,800,000 F3 · price: This constitutes the weighted average sale price. The price for each transaction was $2.51. The Reporting Person will provide upon request by the SEC Staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"). The reported securities may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 06, 2020 Filed May 8, 2020 21:48 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-20-003215 · ownership.xml · nonDerivative · entry 2 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1 Disclosed balance after: 15,900,000 Read SEC document |
| May 06, 2020 Filed May 8, 2020 21:48 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 50,000 | $2.58 | $129,000.00 |
DisclosureSEC source: 0000919574-20-003215 · ownership.xml · nonDerivative · entry 1 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,900,000 F2 · price: This constitutes the weighted average sale price. The prices ranged from $2.55 to $2.65. The Reporting Person will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"). The reported securities may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 05, 2020 Filed May 5, 2020 21:20 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-20-003147 · ownership.xml · nonDerivative · entry 6 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 15,950,000 F1 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"). The reported securities may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 05, 2020 Filed May 5, 2020 21:20 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 692,531 | $2.66 | $1,842,132.46 |
DisclosureSEC source: 0000919574-20-003147 · ownership.xml · nonDerivative · entry 5 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,950,000 F4 · price: This constitutes the weighted average sale price. The prices ranged from $2.61 to $2.68. The Reporting Person will provide upon request by the SEC Staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"). The reported securities may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 04, 2020 Filed May 5, 2020 21:20 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-20-003147 · ownership.xml · nonDerivative · entry 4 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 16,642,531 F1 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"). The reported securities may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 04, 2020 Filed May 5, 2020 21:20 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 957,469 | $2.65 | $2,537,292.85 |
DisclosureSEC source: 0000919574-20-003147 · ownership.xml · nonDerivative · entry 3 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,642,531 F3 · price: This constitutes the weighted average sale price. The prices ranged from $2.60 to $2.85. The Reporting Person will provide upon request by the SEC Staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"). The reported securities may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 01, 2020 Filed May 5, 2020 21:20 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-20-003147 · ownership.xml · nonDerivative · entry 2 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 17,600,000 F1 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"). The reported securities may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 01, 2020 Filed May 5, 2020 21:20 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 1,000,000 | $2.71 | $2,710,000.00 |
DisclosureSEC source: 0000919574-20-003147 · ownership.xml · nonDerivative · entry 1 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,600,000 F2 · price: This constitutes the weighted average sale price. The prices ranged from $2.66 to $2.85. The Reporting Person will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"). The reported securities may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 30, 2020 Filed May 1, 2020 00:28 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-20-003105 · ownership.xml · nonDerivative · entry 6 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1 Disclosed balance after: 18,600,000 Read SEC document |
| April 30, 2020 Filed May 1, 2020 00:28 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 4,434,296 | $2.96 | $13,125,516.16 |
DisclosureSEC source: 0000919574-20-003105 · ownership.xml · nonDerivative · entry 5 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,600,000 F4 · price: This constitutes the weighted average sale price. The prices ranged from $2.67 to $3.48. The Reporting Person will provide upon request by the SEC Staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"). The reported securities may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| April 29, 2020 Filed May 1, 2020 00:28 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-20-003105 · ownership.xml · nonDerivative · entry 4 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1 Disclosed balance after: 23,034,296 Read SEC document |
| April 29, 2020 Filed May 1, 2020 00:28 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 873,634 | $3.01 | $2,629,638.34 |
DisclosureSEC source: 0000919574-20-003105 · ownership.xml · nonDerivative · entry 3 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,034,296 F3 · price: This constitutes the weighted average sale price. The prices ranged from $2.96 to $3.40. The Reporting Person will provide upon request by the SEC Staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"). The reported securities may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| April 28, 2020 Filed May 1, 2020 00:28 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-20-003105 · ownership.xml · nonDerivative · entry 2 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1 Disclosed balance after: 23,907,930 Read SEC document |
| April 28, 2020 Filed May 1, 2020 00:28 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
SaleCommon Stock | 1,292,070 | $3.38 | $4,367,196.60 |
DisclosureSEC source: 0000919574-20-003105 · ownership.xml · nonDerivative · entry 1 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,907,930 F2 · price: This constitutes the weighted average sale price. The prices ranged from $3.20 to $3.90. The Reporting Person will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"). The reported securities may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| April 28, 2020 Filed Apr 30, 2020 20:10 UTC |
Davis Todd CDirector
|
SaleCommon stock | 60,000 | $3.28 | $196,500.00 |
DisclosureSEC source: 0001437749-20-009007 · rdgdoc.xml · nonDerivative · entry 1 Davis Todd C · CIK 0001392029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 F1 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $3.26 to $3.29, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| November 18, 2019 Filed Nov 21, 2019 00:00 UTC |
Yedid Robert A.Director
|
GrantStock Option (right to buy) · Derivative | 54,720 | $0.00 Strike: $0.31 | $0.00 |
DisclosureSEC source: 0001437749-19-023309 · rdgdoc.xml · derivative · entry 1 Yedid Robert A. · CIK 0001792558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,720 Underlying: Common Stock · 54,720 shares Expires 2029-10-24 F1 · derivative.exercise_date: The shares subject to this option shall vest annually over three years from the vesting commencement date of October 25, 2019, the date of the grantee's appointment as a director of Vaxart, Inc. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 23:55 UTC |
Davis Todd CDirector
|
GrantStock Option (right to buy) · Derivative | 54,720 | $0.00 Strike: $0.31 | $0.00 |
DisclosureSEC source: 0001437749-19-023307 · rdgdoc.xml · derivative · entry 1 Davis Todd C · CIK 0001392029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,720 Underlying: Common Stock · 54,720 shares Expires 2029-10-24 F1 · derivative.exercise_date: The shares subject to this option shall vest annually over three years from the vesting commencement date of October 25, 2019, the date of the grantee's appointment as a director of Vaxart, Inc. Read SEC document |
| November 18, 2019 Filed Jun 14, 2021 20:13 UTC Amendment |
Davis Todd CDirector
|
GrantStock Option (right to buy) · Derivative | 54,720 | $0.00 Strike: $0.31 | $0.00 |
DisclosureSEC source: 0001437749-21-014721 · rdgdoc.xml · derivative · entry 1 Davis Todd C · CIK 0001392029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,720 Underlying: Common Stock · 54,720 shares Expires 2029-11-17 F1 · derivative.exercise_date: The shares subject to this option shall vest annually over three years from the vesting commencement date of October 25, 2019, the date of the grantee's appointment as a director of Vaxart, Inc. F2 · derivative.expiration_date: This amendment is being filed solely to correct the expiration date of the stock option which was erroneously reported as October 24, 2029, in the original filing on November 20, 2019. Read SEC document |
| November 18, 2019 Filed Jun 14, 2021 20:12 UTC Amendment |
Yedid Robert A.Director
|
GrantStock Option (right to buy) · Derivative | 54,720 | $0.00 Strike: $0.31 | $0.00 |
DisclosureSEC source: 0001437749-21-014720 · rdgdoc.xml · derivative · entry 1 Yedid Robert A. · CIK 0001792558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,720 Underlying: Common Stock · 54,720 shares Expires 2029-11-17 F1 · derivative.exercise_date: The shares subject to this option shall vest annually over three years from the vesting commencement date of October 25, 2019, the date of the grantee's appointment as a director of Vaxart, Inc. F2 · derivative.expiration_date: This amendment is being filed solely to correct the expiration date of the stock option which was erroneously reported as October 24, 2029, in the original filing on November 20, 2019. Read SEC document |
| November 07, 2019 Filed Nov 7, 2019 23:10 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
PurchaseCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-19-006771 · ownership.xml · nonDerivative · entry 6 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 25,200,000 F1 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"). The reported securities may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 07, 2019 Filed Nov 7, 2019 23:10 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
PurchaseCommon Stock | 63,749 | $0.34 | $21,674.66 |
DisclosureSEC source: 0000919574-19-006771 · ownership.xml · nonDerivative · entry 5 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,200,000 F3 · price: This constitutes the weighted average purchase price. The prices range from $0.34 to $0.35. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"). The reported securities may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 06, 2019 Filed Nov 7, 2019 23:10 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
PurchaseCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-19-006771 · ownership.xml · nonDerivative · entry 4 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 25,136,251 F1 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"). The reported securities may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 06, 2019 Filed Nov 7, 2019 23:10 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
PurchaseCommon Stock | 61,869 | $0.34 | $21,035.46 |
DisclosureSEC source: 0000919574-19-006771 · ownership.xml · nonDerivative · entry 3 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,136,251 F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"). The reported securities may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 23:10 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
PurchaseCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-19-006771 · ownership.xml · nonDerivative · entry 2 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 25,074,382 F1 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"). The reported securities may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 23:10 UTC |
ARMISTICE CAPITAL, LLCDirector · 10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd StevenDirector · 10% owner
|
PurchaseCommon Stock | 74,382 | $0.33 | $24,546.06 |
DisclosureSEC source: 0000919574-19-006771 · ownership.xml · nonDerivative · entry 1 ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,074,382 F2 · price: This constitutes the weighted average purchase price. The price for each trade was $0.33. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"). The reported securities may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 11, 2019 Filed Oct 15, 2019 16:19 UTC |
Richard John PDirector
|
PurchaseCommon stock | 20,000 | $0.38 | $7,680.00 |
DisclosureSEC source: 0001437749-19-020035 · rdgdoc.xml · nonDerivative · entry 1 Richard John P · CIK 0001296528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| October 07, 2019 Filed Oct 7, 2019 22:13 UTC |
ARMISTICE CAPITAL, LLC10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd Steven10% owner
|
PurchaseCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-19-006268 · ownership.xml · nonDerivative · entry 4 ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1 Disclosed balance after: 25,000,000 Read SEC document |
| October 07, 2019 Filed Oct 7, 2019 22:13 UTC |
ARMISTICE CAPITAL, LLC10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd Steven10% owner
|
PurchaseCommon Stock | 290,000 | $0.37 | $107,300.00 |
DisclosureSEC source: 0000919574-19-006268 · ownership.xml · nonDerivative · entry 3 ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000,000 F3 · price: This constitutes the weighted average purchase price. The prices range from $0.36 to $0.37. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"). The reported securities may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 04, 2019 Filed Oct 7, 2019 22:13 UTC |
ARMISTICE CAPITAL, LLC10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd Steven10% owner
|
PurchaseCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-19-006268 · ownership.xml · nonDerivative · entry 2 ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1 Disclosed balance after: 24,710,000 Read SEC document |
| October 04, 2019 Filed Oct 7, 2019 22:13 UTC |
ARMISTICE CAPITAL, LLC10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd Steven10% owner
|
PurchaseCommon Stock | 274,000 | $0.35 | $95,900.00 |
DisclosureSEC source: 0000919574-19-006268 · ownership.xml · nonDerivative · entry 1 ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,710,000 F2 · price: This constitutes the weighted average purchase price. The prices range from $0.35 to $0.36. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"). The reported securities may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.