Last 12 months
Inside the activity.
53 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 25 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 19 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 6 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 29, 2020 Filed Jul 1, 2020 18:48 UTC |
Brown Jeffrey DaleDirector
|
Exercise / conversionStock option (right to buy) · Derivative | 2,500 | $0.92 Strike: $0.92 | $2,305.00 |
DisclosureSEC source: 0001493152-20-012372 · ownership.xml · derivative · entry 2 Brown Jeffrey Dale · CIK 0001734487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2020-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the exercise by the reporting person of an option to purchase shares of the registrant's common stock. No shares of the registrant's common stock were sold in connection with the option exercise. Read SEC document |
| June 29, 2020 Filed Jul 1, 2020 18:48 UTC |
Brown Jeffrey DaleDirector
|
Exercise / conversionCommon Stock | 2,500 | $0.92 | $2,305.00 |
DisclosureSEC source: 0001493152-20-012372 · ownership.xml · nonDerivative · entry 1 Brown Jeffrey Dale · CIK 0001734487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the exercise by the reporting person of an option to purchase shares of the registrant's common stock. No shares of the registrant's common stock were sold in connection with the option exercise. F1 · acquired: Represents the exercise by the reporting person of an option to purchase shares of the registrant's common stock. No shares of the registrant's common stock were sold in connection with the option exercise. Read SEC document |
| June 26, 2020 Filed Jul 1, 2020 01:33 UTC |
FERRIS ROBERT DDirector · CEO, President & Chairman
|
Exercise / conversionStock Option (Right to buy) · Derivative | 5,000 | $0.92 Strike: $0.92 | $4,610.00 |
DisclosureSEC source: 0001493152-20-012347 · ownership.xml · derivative · entry 3 FERRIS ROBERT D · CIK 0001276996 · Director · CEO, President & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2020-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 26, 2020 Filed Jul 1, 2020 01:33 UTC |
FERRIS ROBERT DDirector · CEO, President & Chairman
|
SaleCommon Stock | 5,000 | $3.48 | $17,400.00 |
DisclosureSEC source: 0001493152-20-012347 · ownership.xml · nonDerivative · entry 2 FERRIS ROBERT D · CIK 0001276996 · Director · CEO, President & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,219 Read SEC document |
| June 26, 2020 Filed Jul 1, 2020 01:33 UTC |
FERRIS ROBERT DDirector · CEO, President & Chairman
|
Exercise / conversionCommon Stock | 5,000 | $0.92 | $4,610.00 |
DisclosureSEC source: 0001493152-20-012347 · ownership.xml · nonDerivative · entry 1 FERRIS ROBERT D · CIK 0001276996 · Director · CEO, President & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 26, 2020 Filed Jul 1, 2020 13:20 UTC Amendment |
FERRIS ROBERT DDirector · CEO, President & Chairman
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.92 Strike: $0.92 | $4,610.00 |
DisclosureSEC source: 0001493152-20-012357 · ownership.xml · derivative · entry 2 FERRIS ROBERT D · CIK 0001276996 · Director · CEO, President & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2020-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the exercise by the reporting person of an option to purchase shares of the registrant's common stock. No shares of the registrant's common stock were sold in connection with the option exercise. Read SEC document |
| June 26, 2020 Filed Jul 1, 2020 13:20 UTC Amendment |
FERRIS ROBERT DDirector · CEO, President & Chairman
|
Exercise / conversionCommon Stock | 5,000 | $0.92 | $4,610.00 |
DisclosureSEC source: 0001493152-20-012357 · ownership.xml · nonDerivative · entry 1 FERRIS ROBERT D · CIK 0001276996 · Director · CEO, President & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the exercise by the reporting person of an option to purchase shares of the registrant's common stock. No shares of the registrant's common stock were sold in connection with the option exercise. F1 · acquired: Represents the exercise by the reporting person of an option to purchase shares of the registrant's common stock. No shares of the registrant's common stock were sold in connection with the option exercise. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 20:22 UTC |
Burlend Matthew DDirector · Chief Operating Officer & VP
|
OtherStock Option (right to buy) · Derivative | 3,750 | $2.22 Strike: $2.22 | $8,326.13 |
DisclosureSEC source: 0001493152-20-005621 · ownership.xml · derivative · entry 1 Burlend Matthew D · CIK 0001734235 · Director · Chief Operating Officer & VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2020-04-01 F1 · security: Represents a non-qualified stock option to purchase 3,750 shares of the issuer's common stock at an exercise price of $0.84 per share granted to Mr. Burlend on April 1, 2013. F2 · kind: Mr. Burlend's stock option was redeemed by the issuer at a closing price on Nasdaq on March 27, 2020, for $2.2203 per share for a total purchase price of $5,176.13. The issuer's purchase of this stock option was effected in the same manner as stock option purchases from all other staff of the issuer. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 22:55 UTC |
Brown Jeffrey DaleDirector
|
Exercise / conversionStock option (right to buy) · Derivative | 2,500 | $0.84 Strike: $0.84 | $2,100.00 |
DisclosureSEC source: 0001493152-20-005328 · ownership.xml · derivative · entry 4 Brown Jeffrey Dale · CIK 0001734487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2020-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 22:55 UTC |
Brown Jeffrey DaleDirector
|
Exercise / conversionCommon Stock | 2,500 | $0.84 | $2,100.00 |
DisclosureSEC source: 0001493152-20-005328 · ownership.xml · nonDerivative · entry 3 Brown Jeffrey Dale · CIK 0001734487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 22:55 UTC |
Brown Jeffrey DaleDirector
|
PurchaseCommon Stock | 205 | $2.27 | $465.35 |
DisclosureSEC source: 0001493152-20-005328 · ownership.xml · nonDerivative · entry 2 Brown Jeffrey Dale · CIK 0001734487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,693 Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 22:55 UTC |
Brown Jeffrey DaleDirector
|
PurchaseCommon Stock | 1,535 | $2.29 | $3,515.15 |
DisclosureSEC source: 0001493152-20-005328 · ownership.xml · nonDerivative · entry 1 Brown Jeffrey Dale · CIK 0001734487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,488 Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 20:05 UTC |
FERRIS ROBERT DDirector · CEO, President & Chairman
|
Exercise / conversionStock Option (Right to buy) · Derivative | 5,000 | $0.00 Strike: $0.84 | $0.00 |
DisclosureSEC source: 0001493152-20-005202 · ownership.xml · derivative · entry 7 FERRIS ROBERT D · CIK 0001276996 · Director · CEO, President & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.84 Underlying: Common Stock · 5,000 shares Expires 2020-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 20:05 UTC |
FERRIS ROBERT DDirector · CEO, President & Chairman
|
Exercise / conversionCommon Stock | 5,000 | $0.84 | $4,200.00 |
DisclosureSEC source: 0001493152-20-005202 · ownership.xml · nonDerivative · entry 6 FERRIS ROBERT D · CIK 0001276996 · Director · CEO, President & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 20:05 UTC |
FERRIS ROBERT DDirector · CEO, President & Chairman
|
PurchaseCommon Stock | 500 | $2.30 | $1,149.95 |
DisclosureSEC source: 0001493152-20-005202 · ownership.xml · nonDerivative · entry 5 FERRIS ROBERT D · CIK 0001276996 · Director · CEO, President & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,219 Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 20:05 UTC |
FERRIS ROBERT DDirector · CEO, President & Chairman
|
PurchaseCommon Stock | 500 | $2.30 | $1,149.45 |
DisclosureSEC source: 0001493152-20-005202 · ownership.xml · nonDerivative · entry 4 FERRIS ROBERT D · CIK 0001276996 · Director · CEO, President & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,719 Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 20:05 UTC |
FERRIS ROBERT DDirector · CEO, President & Chairman
|
PurchaseCommon Stock | 1,000 | $2.29 | $2,290.00 |
DisclosureSEC source: 0001493152-20-005202 · ownership.xml · nonDerivative · entry 3 FERRIS ROBERT D · CIK 0001276996 · Director · CEO, President & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,219 Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 20:05 UTC |
FERRIS ROBERT DDirector · CEO, President & Chairman
|
PurchaseCommon Stock | 2,000 | $2.33 | $4,660.00 |
DisclosureSEC source: 0001493152-20-005202 · ownership.xml · nonDerivative · entry 2 FERRIS ROBERT D · CIK 0001276996 · Director · CEO, President & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,219 Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 20:05 UTC |
FERRIS ROBERT DDirector · CEO, President & Chairman
|
PurchaseCommon Stock | 1,000 | $2.34 | $2,335.00 |
DisclosureSEC source: 0001493152-20-005202 · ownership.xml · nonDerivative · entry 1 FERRIS ROBERT D · CIK 0001276996 · Director · CEO, President & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,219 Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 20:05 UTC |
HENRY JUDY ACFO, Treasurer and Secretary
|
PurchaseCommon Stock | 10 | $2.27 | $22.70 |
DisclosureSEC source: 0001493152-20-005201 · ownership.xml · nonDerivative · entry 2 HENRY JUDY A · CIK 0001319166 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,935 Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 20:05 UTC |
HENRY JUDY ACFO, Treasurer and Secretary
|
PurchaseCommon Stock | 2,465 | $2.30 | $5,669.50 |
DisclosureSEC source: 0001493152-20-005201 · ownership.xml · nonDerivative · entry 1 HENRY JUDY A · CIK 0001319166 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,925 Read SEC document |
| December 23, 2019 Filed Dec 27, 2019 23:07 UTC |
Burlend Matthew DDirector · Chief Operating Officer & VP
|
OtherStock Option (right to buy) · Derivative | 3,750 | $4.10 Strike: $4.10 | $15,375.00 |
DisclosureSEC source: 0001493152-19-019791 · ownership.xml · derivative · entry 1 Burlend Matthew D · CIK 0001734235 · Director · Chief Operating Officer & VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2020-01-01 F1 · security: Represents a non-qualified stock option to purchase 3,750 shares of the issuer's common stock at an exercise price of $0.98 per share granted to Mr. Burlend on January 1, 2013. F2 · kind: Mr. Burlend's stock option was redeemed by the issuer at a closing price on Nasdaq on December 20, 2019, for $4.10 per share for a total purchase price of $11,700. The issuer's purchase of this stock option was effected in the same manner as stock option purchases from all other staff of the issuer. Read SEC document |
| December 23, 2019 Filed Dec 27, 2019 23:06 UTC |
FERRIS ROBERT DDirector · CEO, President & Chairman
|
OtherStock option (right to buy) · Derivative | 5,000 | $4.10 Strike: $4.10 | $20,500.00 |
DisclosureSEC source: 0001493152-19-019790 · ownership.xml · derivative · entry 1 FERRIS ROBERT D · CIK 0001276996 · Director · CEO, President & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2020-01-01 F1 · security: Represents a non-qualified stock option to purchase 5,000 shares of the issuer's common stock at an exercise price of $0.98 per share granted to Mr. Ferris on January 1, 2013. F2 · kind: Mr. Ferris' stock option was redeemed by the issuer at a closing price on Nasdaq on December 20, 2019, for $4.10 per share for a total purchase price of $15,600. The issuer's purchase of this stock option was effected in the same manner as stock option purchases from all other staff of the issuer. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 20:41 UTC |
Burlend Matthew DDirector · Chief Operating Officer & VP
|
OtherStock Option (right to buy) · Derivative | 3,750 | $3.09 Strike: $3.09 | $11,587.50 |
DisclosureSEC source: 0001493152-19-014170 · ownership.xml · derivative · entry 1 Burlend Matthew D · CIK 0001734235 · Director · Chief Operating Officer & VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2019-10-01 F1 · security: Represents a non-qualified stock option to purchase 3,750 shares of the issuer's common stock at an exercise price of $1.32 per share granted to Mr. Burlend on October 1, 2012. F2 · kind: Mr. Burlend's stock option was redeemed by the issuer at a closing price on Nasdaq on September 11, 2019, for $3.09 per share for a total purchase price of $6,637.50. The issuer's purchase of this stock option was effected in the same manner as stock option purchases from all other staff of the issuer. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 22:46 UTC |
FERRIS ROBERT DDirector · CEO, President & Chairman
|
OtherStock option (right to buy) · Derivative | 5,000 | $3.09 Strike: $3.09 | $15,450.00 |
DisclosureSEC source: 0001493152-19-014196 · ownership.xml · derivative · entry 1 FERRIS ROBERT D · CIK 0001276996 · Director · CEO, President & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2019-10-01 F1 · security: Represents a non-qualified stock option to purchase 5,000 shares of the issuer's common stock at an exercise price of $1.32 per share granted to Mr. Ferris on October 1, 2012. F2 · kind: Mr. Ferris' stock option was redeemed by the issuer at a closing price on Nasdaq on September 11, 2019, for $3.09 per share for a total purchase price of $8,850.00. The issuer's purchase of this stock option was effected in the same manner as stock option purchases from all other staff of the issuer. Read SEC document |
| June 27, 2019 Filed Jul 10, 2019 21:22 UTC |
Burlend Matthew DDirector · Chief Operating Officer & VP
|
OtherStock Option (right to buy) · Derivative | 3,750 | $2.84 Strike: $2.84 | $10,650.00 |
DisclosureSEC source: 0001493152-19-010478 · ownership.xml · derivative · entry 1 Burlend Matthew D · CIK 0001734235 · Director · Chief Operating Officer & VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2019-07-02 F1 · security: Represents a non-qualified stock option to purchase 3,750 shares of the issuer's common stock at an exercise price of $1.13 per share granted to Mr. Burlend on July 2, 2012. F2 · kind: Mr. Burlend's stock option was redeemed by the issuer at a closing price on Nasdaq on June 26, 2019, for $2.84 per share for a total purchase price of $6,412.50. The issuer's purchase of this stock option was effected in the same manner as stock option purchases from all other staff of the issuer. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 21:03 UTC |
FERRIS ROBERT DDirector · CEO, President & Chairman
|
Exercise / conversionStock option (right to buy) · Derivative | 5,000 | $1.13 Strike: $1.13 | $5,650.00 |
DisclosureSEC source: 0001493152-19-009816 · ownership.xml · derivative · entry 2 FERRIS ROBERT D · CIK 0001276996 · Director · CEO, President & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2019-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 21:03 UTC |
FERRIS ROBERT DDirector · CEO, President & Chairman
|
Exercise / conversionCommon Stock | 5,000 | $1.13 | $5,650.00 |
DisclosureSEC source: 0001493152-19-009816 · ownership.xml · nonDerivative · entry 1 FERRIS ROBERT D · CIK 0001276996 · Director · CEO, President & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,218 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2019 Filed May 22, 2019 18:20 UTC |
HENRY JUDY ACFO, Treasurer and Secretary
|
PurchaseCommon Stock | 3,460 | $2.98 | $10,310.80 |
DisclosureSEC source: 0001493152-19-008065 · ownership.xml · nonDerivative · entry 1 HENRY JUDY A · CIK 0001319166 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,460 Read SEC document |
| April 01, 2019 Filed Apr 10, 2019 20:05 UTC |
Burlend Matthew DDirector · Chief Operating Officer & VP
|
OtherStock option (right to buy) · Derivative | 3,750 | $1.40 Strike: $1.40 | $5,250.00 |
DisclosureSEC source: 0001493152-19-005113 · ownership.xml · derivative · entry 1 Burlend Matthew D · CIK 0001734235 · Director · Chief Operating Officer & VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2019-04-01 F1 · security: Represents a non-qualified stock option to purchase 3,750 shares of the issuer's common stock at an exercise price of $1.40 per share granted to Mr. Burlend on April 1, 2012. F2 · kind: Rather than have this stock option exercised in the market, the issuer purchased the stock option from Mr. Burlend for cash on April 5, 2019. The issuer's purchase of this stock option was effected in the same manner as stock option purchases from all other staff of the issuer. Read SEC document |
| December 19, 2018 Filed Dec 22, 2018 00:00 UTC |
Brown Jeffrey DaleDirector
|
OtherStock option (right to buy) · Derivative | 2,500 | $2.88 Strike: $2.88 | $7,200.00 |
DisclosureSEC source: 0001493152-18-017883 · ownership.xml · derivative · entry 11 Brown Jeffrey Dale · CIK 0001734487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2022-01-02 F1 · kind: The reported securities were redeemed by the issuer. Read SEC document |
| December 19, 2018 Filed Dec 22, 2018 00:00 UTC |
Brown Jeffrey DaleDirector
|
OtherStock option (right to buy) · Derivative | 2,500 | $0.98 Strike: $0.98 | $2,450.00 |
DisclosureSEC source: 0001493152-18-017883 · ownership.xml · derivative · entry 10 Brown Jeffrey Dale · CIK 0001734487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2020-01-02 F1 · kind: The reported securities were redeemed by the issuer. Read SEC document |
| December 19, 2018 Filed Dec 22, 2018 00:00 UTC |
Brown Jeffrey DaleDirector
|
OtherStock option (right to buy) · Derivative | 2,500 | $1.32 Strike: $1.32 | $3,300.00 |
DisclosureSEC source: 0001493152-18-017883 · ownership.xml · derivative · entry 9 Brown Jeffrey Dale · CIK 0001734487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2019-10-01 F1 · kind: The reported securities were redeemed by the issuer. Read SEC document |
| December 19, 2018 Filed Dec 22, 2018 00:00 UTC |
Brown Jeffrey DaleDirector
|
OtherStock option (right to buy) · Derivative | 2,500 | $1.13 Strike: $1.13 | $2,825.00 |
DisclosureSEC source: 0001493152-18-017883 · ownership.xml · derivative · entry 8 Brown Jeffrey Dale · CIK 0001734487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2019-07-02 F1 · kind: The reported securities were redeemed by the issuer. Read SEC document |
| December 19, 2018 Filed Dec 22, 2018 00:00 UTC |
Brown Jeffrey DaleDirector
|
OtherStock option (right to buy) · Derivative | 523 | $1.40 Strike: $1.40 | $732.20 |
DisclosureSEC source: 0001493152-18-017883 · ownership.xml · derivative · entry 7 Brown Jeffrey Dale · CIK 0001734487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 523 shares Expires 2019-04-01 F1 · kind: The reported securities were redeemed by the issuer. Read SEC document |
| December 19, 2018 Filed Dec 22, 2018 00:00 UTC |
Brown Jeffrey DaleDirector
|
Exercise / conversionStock option (right to buy) · Derivative | 1,977 | $1.40 Strike: $1.40 | $2,767.80 |
DisclosureSEC source: 0001493152-18-017883 · ownership.xml · derivative · entry 6 Brown Jeffrey Dale · CIK 0001734487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523 Underlying: Common Stock · 1,977 shares Expires 2019-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2018 Filed Dec 22, 2018 00:00 UTC |
Brown Jeffrey DaleDirector
|
Exercise / conversionStock option (right to buy) · Derivative | 2,500 | $1.40 Strike: $1.40 | $3,500.00 |
DisclosureSEC source: 0001493152-18-017883 · ownership.xml · derivative · entry 5 Brown Jeffrey Dale · CIK 0001734487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2019-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2018 Filed Dec 22, 2018 00:00 UTC |
Brown Jeffrey DaleDirector
|
Tax withholdingCommon Stock | 564 | $4.91 | $2,767.66 |
DisclosureSEC source: 0001493152-18-017883 · ownership.xml · nonDerivative · entry 4 Brown Jeffrey Dale · CIK 0001734487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,953 Read SEC document |
| December 19, 2018 Filed Dec 22, 2018 00:00 UTC |
Brown Jeffrey DaleDirector
|
Exercise / conversionCommon Stock | 1,977 | $1.40 | $2,767.80 |
DisclosureSEC source: 0001493152-18-017883 · ownership.xml · nonDerivative · entry 3 Brown Jeffrey Dale · CIK 0001734487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2018 Filed Dec 22, 2018 00:00 UTC |
Brown Jeffrey DaleDirector
|
Tax withholdingCommon Stock | 713 | $4.91 | $3,498.83 |
DisclosureSEC source: 0001493152-18-017883 · ownership.xml · nonDerivative · entry 2 Brown Jeffrey Dale · CIK 0001734487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,540 Read SEC document |
| December 19, 2018 Filed Dec 22, 2018 00:00 UTC |
Brown Jeffrey DaleDirector
|
Exercise / conversionCommon Stock | 2,500 | $1.40 | $3,500.00 |
DisclosureSEC source: 0001493152-18-017883 · ownership.xml · nonDerivative · entry 1 Brown Jeffrey Dale · CIK 0001734487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2018 Filed Feb 13, 2019 23:09 UTC |
Burlend Matthew DDirector · Chief Operating Officer & VP
|
OtherStock option (right to buy) · Derivative | 5,000 | $1.40 Strike: $1.40 | $7,000.00 |
DisclosureSEC source: 0001493152-19-001844 · ownership.xml · derivative · entry 2 Burlend Matthew D · CIK 0001734235 · Director · Chief Operating Officer & VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2019-01-01 F3 · security: Represents a non-qualified stock option to purchase 5,000 shares of the issuer's common stock at an exercise price of $1.40 per share granted to Mr. Burlend on January 1, 2012. F4 · kind: Rather than have this stock option exercised in the market, the issuer purchased such stock options from Mr. Burlend for cash on November 14, 2018. The issuer's purchase of this stock option was effected in the same manner as stock option purchases from all other staff of the issuer. This Form 4 is being filed to report this previously unreported transaction. Read SEC document |
| November 14, 2018 Filed Feb 13, 2019 23:11 UTC |
FERRIS ROBERT DDirector · CEO, President & Chairman
|
OtherStock option (right to buy) · Derivative | 5,000 | $1.40 Strike: $1.40 | $7,000.00 |
DisclosureSEC source: 0001493152-19-001847 · ownership.xml · derivative · entry 3 FERRIS ROBERT D · CIK 0001276996 · Director · CEO, President & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2019-04-01 F5 · security: Represents a non-qualified stock option to purchase 5,000 shares of the issuer's common stock at an exercise price of $1.40 per share granted to Mr. Ferris on April 1, 2012. F4 · kind: Rather than have this stock option exercised in the market, the issuer purchased such stock option from Mr. Ferris for cash on November 14, 2018. The issuer's purchase of this stock option was effected in the same manner as stock option purchases from all other staff of the issuer. This Form 4 is being filed to report this previously unreported transaction. Read SEC document |
| November 14, 2018 Filed Feb 13, 2019 23:11 UTC |
FERRIS ROBERT DDirector · CEO, President & Chairman
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OtherStock option (right to buy) · Derivative | 7,500 | $1.40 Strike: $1.40 | $10,500.00 |
DisclosureSEC source: 0001493152-19-001847 · ownership.xml · derivative · entry 2 FERRIS ROBERT D · CIK 0001276996 · Director · CEO, President & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2019-01-01 F3 · security: Represents a non-qualified stock option to purchase 7,500 shares of the issuer's common stock at an exercise price of $1.40 per share granted to Mr. Ferris on January 1, 2012. F4 · kind: Rather than have this stock option exercised in the market, the issuer purchased such stock option from Mr. Ferris for cash on November 14, 2018. The issuer's purchase of this stock option was effected in the same manner as stock option purchases from all other staff of the issuer. This Form 4 is being filed to report this previously unreported transaction. Read SEC document |
| June 28, 2018 Filed Feb 13, 2019 23:09 UTC |
Burlend Matthew DDirector · Chief Operating Officer & VP
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OtherStock option (right to buy) · Derivative | 5,000 | $1.88 Strike: $1.88 | $9,400.00 |
DisclosureSEC source: 0001493152-19-001844 · ownership.xml · derivative · entry 1 Burlend Matthew D · CIK 0001734235 · Director · Chief Operating Officer & VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2018-07-01 F1 · security: Represents a non-qualified stock option to purchase 5,000 shares of the issuer's common stock at an exercise price of $1.88 per share granted to Mr. Burlend on July 1, 2011. F2 · kind: Rather than have this stock option exercised in the market, the issuer purchased the stock option from Mr. Burlend for cash on June 28, 2018. The issuer's purchase of this stock option was effected in the same manner as stock option purchases from all other staff of the issuer. This Form 4 is being filed to report this previously unreported transaction. Read SEC document |
| June 28, 2018 Filed Feb 13, 2019 23:11 UTC |
FERRIS ROBERT DDirector · CEO, President & Chairman
|
OtherStock option (right to buy) · Derivative | 7,500 | $1.88 Strike: $1.88 | $14,100.00 |
DisclosureSEC source: 0001493152-19-001847 · ownership.xml · derivative · entry 1 FERRIS ROBERT D · CIK 0001276996 · Director · CEO, President & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2018-07-01 F1 · security: Represents a non-qualified stock option to purchase 7,500 shares of the issuer's common stock at an exercise price of $1.88 per share granted to Mr. Ferris on July 1, 2011. F2 · kind: Rather than have this stock option exercised in the market, the issuer purchased such stock option from Mr. Ferris for cash on June 28, 2018. The issuer's purchase of this stock option was effected in the same manner as stock option purchases from all other staff of the issuer. This Form 4 is being filed to report this previously unreported transaction. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 21:44 UTC |
Brown Jeffrey DaleDirector
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PurchaseCommon Stock | 5 | $4.93 | $24.63 |
DisclosureSEC source: 0001493152-18-008242 · form4.xml · nonDerivative · entry 2 Brown Jeffrey Dale · CIK 0001734487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,753 Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 21:44 UTC |
Brown Jeffrey DaleDirector
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PurchaseCommon Stock | 1,298 | $4.98 | $6,459.37 |
DisclosureSEC source: 0001493152-18-008242 · form4.xml · nonDerivative · entry 1 Brown Jeffrey Dale · CIK 0001734487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,748 Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 22:38 UTC |
FERRIS ROBERT DDirector · CEO, President and Chairman
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Exercise / conversionStock option (right to buy) · Derivative | 7,500 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001493152-18-004299 · form4.xml · derivative · entry 2 FERRIS ROBERT D · CIK 0001276996 · Director · CEO, President and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2018-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 22:38 UTC |
FERRIS ROBERT DDirector · CEO, President and Chairman
|
Exercise / conversionCommon stock | 7,500 | $1.40 | $10,500.00 |
DisclosureSEC source: 0001493152-18-004299 · form4.xml · nonDerivative · entry 1 FERRIS ROBERT D · CIK 0001276996 · Director · CEO, President and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,218 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.