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Nasdaq · USD

VTSI

VirTra, Inc

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662
SEC CIK
0001085243
Parsed reports
125

Last 12 months

Inside the activity.

53 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025250
Dec 202500
Jan 202600
Feb 2026190
Mar 202600
Apr 202600
May 202660
Jun 202600
Jul 202600
Aug 202620
Sep 202610
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2023 Filed Nov 22, 2023 21:05 UTC
FERRIS ROBERT DDirector · Executive Chairman
SaleCommon Stock 539 $7.26 $3,913.14
Disclosure

SEC source: 0001493152-23-042485 · ownership.xml · nonDerivative · entry 24

FERRIS ROBERT D · CIK 0001276996 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · The Ferris Family Trust

Disclosed balance after: 302,764

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:05 UTC
FERRIS ROBERT DDirector · Executive Chairman
SaleCommon Stock 1,275 $7.25 $9,243.75
Disclosure

SEC source: 0001493152-23-042485 · ownership.xml · nonDerivative · entry 23

FERRIS ROBERT D · CIK 0001276996 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · The Ferris Family Trust

Disclosed balance after: 303,303

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:05 UTC
FERRIS ROBERT DDirector · Executive Chairman
SaleCommon Stock 200 $7.24 $1,448.00
Disclosure

SEC source: 0001493152-23-042485 · ownership.xml · nonDerivative · entry 22

FERRIS ROBERT D · CIK 0001276996 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · The Ferris Family Trust

Disclosed balance after: 304,578

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:05 UTC
FERRIS ROBERT DDirector · Executive Chairman
SaleCommon Stock 100 $7.22 $722.00
Disclosure

SEC source: 0001493152-23-042485 · ownership.xml · nonDerivative · entry 21

FERRIS ROBERT D · CIK 0001276996 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · The Ferris Family Trust

Disclosed balance after: 304,778

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:05 UTC
FERRIS ROBERT DDirector · Executive Chairman
SaleCommon Stock 100 $7.21 $721.00
Disclosure

SEC source: 0001493152-23-042485 · ownership.xml · nonDerivative · entry 20

FERRIS ROBERT D · CIK 0001276996 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · The Ferris Family Trust

Disclosed balance after: 304,878

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:05 UTC
FERRIS ROBERT DDirector · Executive Chairman
SaleCommon Stock 238 $7.21 $1,714.79
Disclosure

SEC source: 0001493152-23-042485 · ownership.xml · nonDerivative · entry 19

FERRIS ROBERT D · CIK 0001276996 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · The Ferris Family Trust

Disclosed balance after: 304,978

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:05 UTC
FERRIS ROBERT DDirector · Executive Chairman
SaleCommon Stock 1,622 $7.20 $11,678.40
Disclosure

SEC source: 0001493152-23-042485 · ownership.xml · nonDerivative · entry 18

FERRIS ROBERT D · CIK 0001276996 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · The Ferris Family Trust

Disclosed balance after: 305,216

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:05 UTC
FERRIS ROBERT DDirector · Executive Chairman
SaleCommon Stock 100 $7.19 $719.00
Disclosure

SEC source: 0001493152-23-042485 · ownership.xml · nonDerivative · entry 17

FERRIS ROBERT D · CIK 0001276996 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · The Ferris Family Trust

Disclosed balance after: 306,838

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:05 UTC
FERRIS ROBERT DDirector · Executive Chairman
SaleCommon Stock 300 $7.18 $2,154.00
Disclosure

SEC source: 0001493152-23-042485 · ownership.xml · nonDerivative · entry 16

FERRIS ROBERT D · CIK 0001276996 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · The Ferris Family Trust

Disclosed balance after: 306,938

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:05 UTC
FERRIS ROBERT DDirector · Executive Chairman
SaleCommon Stock 40 $7.17 $286.80
Disclosure

SEC source: 0001493152-23-042485 · ownership.xml · nonDerivative · entry 15

FERRIS ROBERT D · CIK 0001276996 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · The Ferris Family Trust

Disclosed balance after: 307,238

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:05 UTC
FERRIS ROBERT DDirector · Executive Chairman
SaleCommon Stock 235 $7.16 $1,682.60
Disclosure

SEC source: 0001493152-23-042485 · ownership.xml · nonDerivative · entry 14

FERRIS ROBERT D · CIK 0001276996 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · The Ferris Family Trust

Disclosed balance after: 307,278

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:05 UTC
FERRIS ROBERT DDirector · Executive Chairman
SaleCommon Stock 100 $7.15 $715.00
Disclosure

SEC source: 0001493152-23-042485 · ownership.xml · nonDerivative · entry 13

FERRIS ROBERT D · CIK 0001276996 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · The Ferris Family Trust

Disclosed balance after: 307,513

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:05 UTC
FERRIS ROBERT DDirector · Executive Chairman
SaleCommon Stock 978 $7.14 $6,982.92
Disclosure

SEC source: 0001493152-23-042485 · ownership.xml · nonDerivative · entry 12

FERRIS ROBERT D · CIK 0001276996 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · The Ferris Family Trust

Disclosed balance after: 307,613

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:05 UTC
FERRIS ROBERT DDirector · Executive Chairman
SaleCommon Stock 100 $7.14 $713.50
Disclosure

SEC source: 0001493152-23-042485 · ownership.xml · nonDerivative · entry 11

FERRIS ROBERT D · CIK 0001276996 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · The Ferris Family Trust

Disclosed balance after: 308,591

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:05 UTC
FERRIS ROBERT DDirector · Executive Chairman
SaleCommon Stock 681 $7.13 $4,855.53
Disclosure

SEC source: 0001493152-23-042485 · ownership.xml · nonDerivative · entry 10

FERRIS ROBERT D · CIK 0001276996 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · The Ferris Family Trust

Disclosed balance after: 308,691

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:05 UTC
FERRIS ROBERT DDirector · Executive Chairman
SaleCommon Stock 100 $7.12 $712.00
Disclosure

SEC source: 0001493152-23-042485 · ownership.xml · nonDerivative · entry 9

FERRIS ROBERT D · CIK 0001276996 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · The Ferris Family Trust

Disclosed balance after: 309,372

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:05 UTC
FERRIS ROBERT DDirector · Executive Chairman
SaleCommon Stock 1 $7.11 $7.11
Disclosure

SEC source: 0001493152-23-042485 · ownership.xml · nonDerivative · entry 8

FERRIS ROBERT D · CIK 0001276996 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · The Ferris Family Trust

Disclosed balance after: 309,472

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:05 UTC
FERRIS ROBERT DDirector · Executive Chairman
SaleCommon Stock 1,100 $7.10 $7,810.00
Disclosure

SEC source: 0001493152-23-042485 · ownership.xml · nonDerivative · entry 7

FERRIS ROBERT D · CIK 0001276996 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · The Ferris Family Trust

Disclosed balance after: 309,473

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:05 UTC
FERRIS ROBERT DDirector · Executive Chairman
SaleCommon Stock 100 $7.09 $709.00
Disclosure

SEC source: 0001493152-23-042485 · ownership.xml · nonDerivative · entry 6

FERRIS ROBERT D · CIK 0001276996 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · The Ferris Family Trust

Disclosed balance after: 310,573

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:05 UTC
FERRIS ROBERT DDirector · Executive Chairman
SaleCommon Stock 4 $7.07 $28.28
Disclosure

SEC source: 0001493152-23-042485 · ownership.xml · nonDerivative · entry 5

FERRIS ROBERT D · CIK 0001276996 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · The Ferris Family Trust

Disclosed balance after: 310,673

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:05 UTC
FERRIS ROBERT DDirector · Executive Chairman
SaleCommon Stock 400 $7.05 $2,820.00
Disclosure

SEC source: 0001493152-23-042485 · ownership.xml · nonDerivative · entry 4

FERRIS ROBERT D · CIK 0001276996 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · The Ferris Family Trust

Disclosed balance after: 310,677

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:05 UTC
FERRIS ROBERT DDirector · Executive Chairman
SaleCommon Stock 420 $7.04 $2,956.80
Disclosure

SEC source: 0001493152-23-042485 · ownership.xml · nonDerivative · entry 3

FERRIS ROBERT D · CIK 0001276996 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · The Ferris Family Trust

Disclosed balance after: 311,077

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:05 UTC
FERRIS ROBERT DDirector · Executive Chairman
SaleCommon Stock 400 $7.03 $2,812.00
Disclosure

SEC source: 0001493152-23-042485 · ownership.xml · nonDerivative · entry 2

FERRIS ROBERT D · CIK 0001276996 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · The Ferris Family Trust

Disclosed balance after: 311,497

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:05 UTC
FERRIS ROBERT DDirector · Executive Chairman
SaleCommon Stock 100 $6.97 $697.00
Disclosure

SEC source: 0001493152-23-042485 · ownership.xml · nonDerivative · entry 1

FERRIS ROBERT D · CIK 0001276996 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · The Ferris Family Trust

Disclosed balance after: 311,897

Read SEC document
October 24, 2023 Filed Oct 25, 2023 20:05 UTC
Givens John F. IIDirector · Chief Executive Officer
OtherRestricted Stock Units · Derivative 133,333 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001493152-23-038257 · ownership.xml · derivative · entry 2

Givens John F. II · CIK 0001831145 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,519

Underlying: Common Stock · 133,333 shares

Expires 2025-03-15

F2 · kind: Of the 133,333 remaining restricted stock units that could have been earned at August 31, 2022 and 2023, 133,333 were earned and settled in 133,333 shares of Common Stock.

F3 · price: Awarded by the Issuer as incentive compensation.

Read SEC document
October 24, 2023 Filed Oct 25, 2023 20:05 UTC
Givens John F. IIDirector · Chief Executive Officer
OtherCommon Stock 133,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-038257 · ownership.xml · nonDerivative · entry 1

Givens John F. II · CIK 0001831145 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,341

F1 · price: Mr. Givens was issued 133,333 shares upon settlement of performance-based restricted stock units.

Read SEC document
September 22, 2023 Filed Oct 2, 2023 20:33 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,500 $0.00 Strike: $5.88 $0.00
Disclosure

SEC source: 0001493152-23-035047 · ownership.xml · derivative · entry 2

Brown Jeffrey Dale · CIK 0001734487 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2023-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Represents a non-qualified stock option to purchase 2,500 shares of the issuer's common stock at an exercise price of $5.88 per share granted to Mr. Brown on October 1, 2016.

Read SEC document
September 22, 2023 Filed Oct 2, 2023 20:33 UTC Exercise / conversionCommon Stock 2,500 $5.88 $14,700.00
Disclosure

SEC source: 0001493152-23-035047 · ownership.xml · nonDerivative · entry 1

Brown Jeffrey Dale · CIK 0001734487 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the exercise of a non-qualified stock option.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 20:05 UTC
FERRIS ROBERT DDirector · Executive Chairman
OtherRestricted Stock Units · Derivative 13,846 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001493152-23-031817 · ownership.xml · derivative · entry 3

FERRIS ROBERT D · CIK 0001276996 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,398

Underlying: Common Stock · 13,846 shares

Expires 2024-03-15

F2 · kind: Of the 74.711 restricted stock units that could have been earned at August 31, 2023, 22,988 were earned and settled in 13,846 shares of Common Stock (which were net of the withholding tax liability).

F3 · price: Awarded by the Issuer as incentive compensation.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 20:05 UTC
FERRIS ROBERT DDirector · Executive Chairman
OtherCommon Stock 13,846 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-031817 · ownership.xml · nonDerivative · entry 1

FERRIS ROBERT D · CIK 0001276996 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,032

F1 · price: Mr. Ferris was issued 13,846 shares upon settlement of performance-based restricted stock units (net of the withholding tax liability).

Read SEC document
September 01, 2023 Filed Sep 6, 2023 20:05 UTC
Givens John F. IIDirector · Chief Executive Officer
OtherRestricted Stock Units · Derivative 18,236 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001493152-23-031814 · ownership.xml · derivative · entry 2

Givens John F. II · CIK 0001831145 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,852

Underlying: Common Stock · 18,236 shares

Expires 2024-03-15

F2 · kind: Of the 96,296 restricted stock units that could have been earned at August 31, 2022, 29,630 were earned and settled in 18,236 shares of Common Stock (which were net of the withholding tax liability).

F3 · price: Awarded by the Issuer as incentive compensation.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 20:05 UTC
Givens John F. IIDirector · Chief Executive Officer
OtherCommon Stock 18,236 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-031814 · ownership.xml · nonDerivative · entry 1

Givens John F. II · CIK 0001831145 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,008

F1 · price: Mr. Givens was issued 18,236 shares upon settlement of performance-based restricted stock units (net of the tax withholding liability).

Read SEC document
June 15, 2023 Filed Jul 28, 2023 16:29 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,500 $0.00 Strike: $4.19 $0.00
Disclosure

SEC source: 0001493152-23-025805 · ownership.xml · derivative · entry 2

Brown Jeffrey Dale · CIK 0001734487 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2023-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Represents a non-qualified stock option to purchase 2,500 shares of the issuer's common stock at an exercise price of $4.19 per share granted to Mr. Brown on July 1, 2016.

Read SEC document
June 15, 2023 Filed Jul 28, 2023 16:29 UTC Exercise / conversionCommon Stock 2,500 $4.19 $10,475.00
Disclosure

SEC source: 0001493152-23-025805 · ownership.xml · nonDerivative · entry 1

Brown Jeffrey Dale · CIK 0001734487 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the exercise of a non-qualified stock option.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 23:32 UTC
FERRIS ROBERT DDirector · Co-CEO, President and Chairman
OtherStock Option (right to buy) · Derivative 5,000 $8.35 Strike: $5.88 $41,750.00
Disclosure

SEC source: 0001493152-23-021141 · ownership.xml · derivative · entry 1

FERRIS ROBERT D · CIK 0001276996 · Director · Co-CEO, President and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2023-10-01

F1 · security: Represents a non-qualified stock option to purchase 5,000 shares of the issuer's common stock at an exercise price of $5.88 per share granted to Mr. Ferris on October 1, 2016.

F2 · kind: Mr. Ferris' stock option was redeemed by the issuer at the closing price on Nasdaq on June 9, 2023, for $2.47 per share for a total purchase price of $12,350. The issuer's purchase of this stock option was effected in the same manner as stock option purchases from all other staff of the issuer.

Read SEC document
April 12, 2023 Filed Apr 12, 2023 22:26 UTC
Boudreau AlannaChief Financial Officer
GrantCommon Stock 4,000 $5.75 $23,000.00
Disclosure

SEC source: 0001493152-23-012030 · ownership.xml · nonDerivative · entry 1

Boudreau Alanna · CIK 0001956686 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 5.75

Read SEC document
April 11, 2023 Filed Apr 13, 2023 20:15 UTC
FERRIS ROBERT DDirector · Co-CEO, President and Chairman
OtherStock Option (right to buy) · Derivative 5,000 $5.95 Strike: $4.19 $29,750.00
Disclosure

SEC source: 0001493152-23-012133 · ownership.xml · derivative · entry 1

FERRIS ROBERT D · CIK 0001276996 · Director · Co-CEO, President and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2023-07-01

F1 · security: Represents a non-qualified stock option to purchase 5,000 shares of the issuer's common stock at an exercise price of $4.19 per share granted to Mr. Ferris on July 1, 2016.

F2 · kind: Mr. Ferris' stock option was redeemed by the issuer at the closing price on Nasdaq on April 11, 2023, for $1.76 per share for a total purchase price of $8,800. The issuer's purchase of this stock option was effected in the same manner as stock option purchases from all other staff of the issuer.

Read SEC document
March 21, 2023 Filed Mar 22, 2023 20:05 UTC
FERRIS ROBERT DDirector · Co-CEO, President and Chairman
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $2.23 $0.00
Disclosure

SEC source: 0001493152-23-008535 · ownership.xml · derivative · entry 2

FERRIS ROBERT D · CIK 0001276996 · Director · Co-CEO, President and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Represents a non-qualified stock option to purchase 5,000 shares of the issuer's common stock at an exercise price of $2.23 per share granted to Mr. Ferris on April 1, 2016.

Read SEC document
March 21, 2023 Filed Mar 22, 2023 20:05 UTC
FERRIS ROBERT DDirector · Co-CEO, President and Chairman
Exercise / conversionCommon Stock 5,000 $2.23 $11,150.00
Disclosure

SEC source: 0001493152-23-008535 · ownership.xml · nonDerivative · entry 1

FERRIS ROBERT D · CIK 0001276996 · Director · Co-CEO, President and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the exercise of a non-qualified stock option.

Read SEC document
March 21, 2023 Filed Mar 22, 2023 20:05 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,500 $0.00 Strike: $2.23 $0.00
Disclosure

SEC source: 0001493152-23-008533 · ownership.xml · derivative · entry 2

Brown Jeffrey Dale · CIK 0001734487 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Represents a non-qualified stock option to purchase 2,500 shares of the issuer's common stock at an exercise price of $2.23 per share granted to Mr. Brown on April 1, 2016.

Read SEC document
March 21, 2023 Filed Mar 22, 2023 20:05 UTC Exercise / conversionCommon Stock 2,500 $2.23 $5,575.00
Disclosure

SEC source: 0001493152-23-008533 · ownership.xml · nonDerivative · entry 1

Brown Jeffrey Dale · CIK 0001734487 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the exercise of a non-qualified stock option.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 21:05 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,500 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001493152-22-035304 · ownership.xml · derivative · entry 2

Brown Jeffrey Dale · CIK 0001734487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2023-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Represents a non-qualified stock option to purchase 2,500 shares of the issuer's common stock at an exercise price of $2.80 per share granted to Mr. Brown on January 4, 2016.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 21:05 UTC Exercise / conversionCommon Stock 2,500 $2.80 $7,000.00
Disclosure

SEC source: 0001493152-22-035304 · ownership.xml · nonDerivative · entry 1

Brown Jeffrey Dale · CIK 0001734487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the exercise of a non-qualified stock option.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 21:16 UTC
FERRIS ROBERT DDirector · Co-CEO, President and Chairman
OtherStock Option (right to buy) · Derivative 5,000 $4.42 Strike: $2.80 $22,100.00
Disclosure

SEC source: 0001493152-22-035177 · ownership.xml · derivative · entry 1

FERRIS ROBERT D · CIK 0001276996 · Director · Co-CEO, President and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2023-01-01

F1 · security: Represents a non-qualified stock option to purchase 5,000 shares of the issuer's common stock at an exercise price of $2.80 per share granted to Mr. Ferris on January 1, 2016.

F2 · kind: Mr. Ferris' stock option was redeemed by the issuer at the closing price on Nasdaq on December 8, 2022, for $1.6202 per share for a total purchase price of $8,101. The issuer's purchase of this stock option was effected in the same manner as stock option purchases from all other staff of the issuer.

Read SEC document
December 06, 2022 Filed Dec 7, 2022 21:05 UTC
Givens John F. IIDirector · Co-Chief Executive Officer
PurchaseCommon Stock 6,550 $4.65 $30,457.50
Disclosure

SEC source: 0001493152-22-034744 · ownership.xml · nonDerivative · entry 1

Givens John F. II · CIK 0001831145 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,772

Read SEC document
September 30, 2022 Filed Oct 3, 2022 20:05 UTC
Burlend Matthew DFormer Chief Operating Officer
Exercise / conversionStock option (right to buy) · Derivative 3,750 Not disclosed Strike: $2.80 Not disclosed
Disclosure

SEC source: 0001493152-22-027412 · ownership.xml · derivative · entry 4

Burlend Matthew D · CIK 0001734235 · Former Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2023-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Represents a non-qualified stock option to purchase 3,750 shares of the issuer's common stock at an exercise price of $2.80 per share granted to Mr. Burlend on January 4, 205.

F3 · price: Represents a non-qualified stock option to purchase 3,750 shares of the issuer's common stock at an exercise price of $2.80 per share granted to Mr. Burlend on January 4, 205.

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September 30, 2022 Filed Oct 3, 2022 20:05 UTC
Burlend Matthew DFormer Chief Operating Officer
Exercise / conversionStock option (right to buy) · Derivative 3,750 Not disclosed Strike: $1.70 Not disclosed
Disclosure

SEC source: 0001493152-22-027412 · ownership.xml · derivative · entry 3

Burlend Matthew D · CIK 0001734235 · Former Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2022-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Represents a non-qualified stock option to purchase 3,750 shares of the issuer's common stock at an exercise price of $1.70 per share granted to Mr. Burlend on October 1, 2015.

F2 · price: Represents a non-qualified stock option to purchase 3,750 shares of the issuer's common stock at an exercise price of $1.70 per share granted to Mr. Burlend on October 1, 2015.

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September 30, 2022 Filed Oct 3, 2022 20:05 UTC
Burlend Matthew DFormer Chief Operating Officer
Exercise / conversionCommon Stock 3,750 $2.80 $10,500.00
Disclosure

SEC source: 0001493152-22-027412 · ownership.xml · nonDerivative · entry 2

Burlend Matthew D · CIK 0001734235 · Former Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the exercise of a non-qualified stock option.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 20:05 UTC
Burlend Matthew DFormer Chief Operating Officer
Exercise / conversionCommon Stock 3,750 $1.70 $6,375.00
Disclosure

SEC source: 0001493152-22-027412 · ownership.xml · nonDerivative · entry 1

Burlend Matthew D · CIK 0001734235 · Former Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the exercise of a non-qualified stock option.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 20:05 UTC
FERRIS ROBERT DDirector · Co-CEO, President and Chairman
OtherStock Option (right to buy) · Derivative 5,000 $5.41 Strike: $1.70 $27,050.00
Disclosure

SEC source: 0001493152-22-027413 · ownership.xml · derivative · entry 1

FERRIS ROBERT D · CIK 0001276996 · Director · Co-CEO, President and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2022-10-01

F1 · security: Represents a non-qualified stock option to purchase 5,000 shares of the issuer's common stock at an exercise price of $1.70 per share granted to Mr. Ferris on October 1, 2015.

F2 · kind: Mr. Ferris' stock option was redeemed by the issuer at the closing price on Nasdaq on September 30, 2022, for $3.71 per share for a total purchase price of $18,550. The issuer's purchase of this stock option was effected in the same manner as stock option purchases from all other staff of the issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.