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VTGN

Vistagen Therapeutics, Inc.

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7955
SEC CIK
0001411685
Parsed reports
207

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 26, 2017 Filed Apr 28, 2017 15:30 UTC
SNODGRASS H. RALPHDirector · PRES./CHIEF SCIENTIFIC OFFICER
GrantStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $1.96 $0.00
Disclosure

SEC source: 0001415889-17-000677 · form4-04282017_120408.xml · derivative · entry 1

SNODGRASS H. RALPH · CIK 0001415876 · Director · PRES./CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2027-04-26

F1 · derivative.exercise_date: One third (1/3rd) of the total shares shall vest one (1) year following the date of grant and 1/24th of the remaining number of shares shall vest monthly thereafter until all awarded shares are fully vested three (3) years from the date of grant.

Read SEC document
April 26, 2017 Filed Apr 28, 2017 19:31 UTC
Singh ShawnDirector · CHIEF EXECUTIVE OFFICER
GrantStock Option (Right to Buy) · Derivative 175,000 $0.00 Strike: $1.96 $0.00
Disclosure

SEC source: 0001415889-17-000679 · form4-04282017_120423.xml · derivative · entry 1

Singh Shawn · CIK 0001412071 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2027-04-26

F1 · derivative.exercise_date: One third (1/3rd) of the total shares shall vest one (1) year following the date of grant and 1/24th of the remaining number of shares shall vest monthly thereafter until all awarded shares are fully vested three (3) years from the date of grant.

Read SEC document
April 26, 2017 Filed Apr 28, 2017 19:33 UTC
DOTSON JERROLD DUANECFO AND SECRETARY
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $1.96 $0.00
Disclosure

SEC source: 0001415889-17-000682 · form4-04282017_120403.xml · derivative · entry 1

DOTSON JERROLD DUANE · CIK 0001388853 · CFO AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-04-26

F1 · derivative.exercise_date: One third (1/3rd) of the total shares shall vest one (1) year following the date of grant and 1/24th of the remaining number of shares shall vest monthly thereafter until all awarded shares are fully vested three (3) years from the date of grant.

Read SEC document
April 26, 2017 Filed Apr 28, 2017 19:32 UTC
Smith Mark AlanCHIEF MEDICAL OFFICER
GrantStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $1.96 $0.00
Disclosure

SEC source: 0001415889-17-000681 · form4-04282017_120426.xml · derivative · entry 1

Smith Mark Alan · CIK 0001677452 · CHIEF MEDICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2027-04-26

F1 · derivative.exercise_date: One third (1/3rd) of the total shares shall vest one (1) year following the date of grant and 1/24th of the remaining number of shares shall vest monthly thereafter until all awarded shares are fully vested three (3) years from the date of grant.

Read SEC document
April 26, 2017 Filed Apr 28, 2017 19:32 UTC GrantStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $1.96 $0.00
Disclosure

SEC source: 0001415889-17-000680 · form4-04282017_120454.xml · derivative · entry 1

Underdown Brian J. · CIK 0001526335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2027-04-26

F1 · derivative.exercise_date: One third (1/3rd) of the total shares shall vest one (1) year following the date of grant and 1/24th of the remaining number of shares shall vest monthly thereafter until all awarded shares are fully vested three (3) years from the date of grant.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 20:30 UTC
GIN JERRY BDirector
GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001415889-16-007384 · form4-11102016_081106.xml · derivative · entry 1

GIN JERRY B · CIK 0000901014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2026-11-09

F1 · derivative.exercise_date: Options vest monthly over a period of three years commencing November 9, 2016.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 20:30 UTC
SAXE JON SDirector
GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001415889-16-007383 · form4-11102016_081102.xml · derivative · entry 1

SAXE JON S · CIK 0001114914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2026-11-09

F1 · derivative.exercise_date: Options vest monthly over a period of three years commencing November 9, 2016.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 20:30 UTC
SNODGRASS H. RALPHDirector · PRES./CHIEF SCIENTIFIC OFFICER
GrantStock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001415889-16-007387 · form4-11102016_081120.xml · derivative · entry 1

SNODGRASS H. RALPH · CIK 0001415876 · Director · PRES./CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2026-11-09

F1 · derivative.exercise_date: Options vest monthly over a period of three years commencing November 9, 2016.

Read SEC document
November 09, 2016 Filed Nov 11, 2016 01:30 UTC GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001415889-16-007385 · form4-11102016_081111.xml · derivative · entry 1

Underdown Brian J. · CIK 0001526335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2026-11-09

F1 · derivative.exercise_date: Options vest monthly over a period of three years commencing November 9, 2016.

Read SEC document
November 09, 2016 Filed Nov 11, 2016 01:30 UTC
Singh ShawnDirector · CHIEF EXECUTIVE OFFICER
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001415889-16-007386 · form4-11102016_081115.xml · derivative · entry 1

Singh Shawn · CIK 0001412071 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2026-11-09

F1 · derivative.exercise_date: Options vest monthly over a period of three years commencing November 9, 2016.

Read SEC document
November 09, 2016 Filed Nov 11, 2016 01:30 UTC
Smith Mark AlanCHIEF MEDICAL OFFICER
GrantStock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001415889-16-007388 · form4-11102016_081124.xml · derivative · entry 1

Smith Mark Alan · CIK 0001677452 · CHIEF MEDICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2026-11-09

F1 · derivative.exercise_date: Options vest monthly over a period of three years commencing November 9, 2016.

Read SEC document
November 09, 2016 Filed Nov 11, 2016 01:30 UTC
DOTSON JERROLD DUANECFO AND SECRETARY
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001415889-16-007389 · form4-11102016_081129.xml · derivative · entry 1

DOTSON JERROLD DUANE · CIK 0001388853 · CFO AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2026-11-09

F1 · derivative.exercise_date: Options vest monthly over a period of three years commencing November 9, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.