Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 29, 2018 Filed Aug 31, 2018 17:26 UTC |
SAXE JON SDirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 375 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001415889-18-001320 · form4-08312018_020838.xml · derivative · entry 1 SAXE JON S · CIK 0001114914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 375 shares Expires 2019-03-24 F1 · shares: The reporting person agreed to cancellation of an option granted to him on 3/24/2009 in exchange for a new option having a lower exercise price. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:27 UTC |
SNODGRASS H. RALPHDirector · PRES./CHIEF SCIENTIFIC OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001321 · form4-08312018_020835.xml · derivative · entry 12 SNODGRASS H. RALPH · CIK 0001415876 · Director · PRES./CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2027-04-26 F9 · derivative.exercise_date: The option vests monthly over a period of three years commencing 4/26/2017. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:27 UTC |
SNODGRASS H. RALPHDirector · PRES./CHIEF SCIENTIFIC OFFICER
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $1.96 | $0.00 |
DisclosureSEC source: 0001415889-18-001321 · form4-08312018_020835.xml · derivative · entry 11 SNODGRASS H. RALPH · CIK 0001415876 · Director · PRES./CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 125,000 shares Expires 2027-04-26 F8 · shares: The reporting person agreed to cancellation of an option granted to him on 4/26/2017 in exchange for a new option having a lower exercise price. F9 · derivative.exercise_date: The option vests monthly over a period of three years commencing 4/26/2017. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:27 UTC |
SNODGRASS H. RALPHDirector · PRES./CHIEF SCIENTIFIC OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 80,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001321 · form4-08312018_020835.xml · derivative · entry 10 SNODGRASS H. RALPH · CIK 0001415876 · Director · PRES./CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2026-11-09 F7 · derivative.exercise_date: The option vests monthly over a period of three years commencing 11/9/2016. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:27 UTC |
SNODGRASS H. RALPHDirector · PRES./CHIEF SCIENTIFIC OFFICER
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 80,000 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001415889-18-001321 · form4-08312018_020835.xml · derivative · entry 9 SNODGRASS H. RALPH · CIK 0001415876 · Director · PRES./CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,000 shares Expires 2026-11-09 F6 · shares: The reporting person agreed to cancellation of an option granted to him on 11/9/2016 in exchange for a new option having a lower exercise price. F7 · derivative.exercise_date: The option vests monthly over a period of three years commencing 11/9/2016. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:27 UTC |
SNODGRASS H. RALPHDirector · PRES./CHIEF SCIENTIFIC OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001321 · form4-08312018_020835.xml · derivative · entry 8 SNODGRASS H. RALPH · CIK 0001415876 · Director · PRES./CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2026-06-19 F5 · derivative.exercise_date: The option vests monthly over a period of four years commencing 6/19/2016. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:27 UTC |
SNODGRASS H. RALPHDirector · PRES./CHIEF SCIENTIFIC OFFICER
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $3.49 | $0.00 |
DisclosureSEC source: 0001415889-18-001321 · form4-08312018_020835.xml · derivative · entry 7 SNODGRASS H. RALPH · CIK 0001415876 · Director · PRES./CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 125,000 shares Expires 2026-06-19 F4 · shares: The reporting person agreed to cancellation of an option granted to him on 6/19/2016 in exchange for a new option having a lower exercise price. F5 · derivative.exercise_date: The option vests monthly over a period of four years commencing 6/19/2016. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:27 UTC |
SNODGRASS H. RALPHDirector · PRES./CHIEF SCIENTIFIC OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001321 · form4-08312018_020835.xml · derivative · entry 6 SNODGRASS H. RALPH · CIK 0001415876 · Director · PRES./CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2019-12-30 Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:27 UTC |
SNODGRASS H. RALPHDirector · PRES./CHIEF SCIENTIFIC OFFICER
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001415889-18-001321 · form4-08312018_020835.xml · derivative · entry 5 SNODGRASS H. RALPH · CIK 0001415876 · Director · PRES./CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2019-12-30 F3 · shares: The reporting person agreed to cancellation of an option granted to him on 12/30/2009 in exchange for a new option having a lower exercise price. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:27 UTC |
SNODGRASS H. RALPHDirector · PRES./CHIEF SCIENTIFIC OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001321 · form4-08312018_020835.xml · derivative · entry 4 SNODGRASS H. RALPH · CIK 0001415876 · Director · PRES./CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2019-06-17 Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:27 UTC |
SNODGRASS H. RALPHDirector · PRES./CHIEF SCIENTIFIC OFFICER
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001415889-18-001321 · form4-08312018_020835.xml · derivative · entry 3 SNODGRASS H. RALPH · CIK 0001415876 · Director · PRES./CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires 2019-06-17 F2 · shares: The reporting person agreed to cancellation of an option granted to him on 6/17/2009 in exchange for a new option having a lower exercise price. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:27 UTC |
SNODGRASS H. RALPHDirector · PRES./CHIEF SCIENTIFIC OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001321 · form4-08312018_020835.xml · derivative · entry 2 SNODGRASS H. RALPH · CIK 0001415876 · Director · PRES./CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2019-03-24 Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:27 UTC |
SNODGRASS H. RALPHDirector · PRES./CHIEF SCIENTIFIC OFFICER
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001415889-18-001321 · form4-08312018_020835.xml · derivative · entry 1 SNODGRASS H. RALPH · CIK 0001415876 · Director · PRES./CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2019-03-24 F1 · shares: The reporting person agreed to cancellation of an option granted to him on 3/24/2009 in exchange for a new option having a lower exercise price. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:28 UTC |
Singh ShawnDirector · CHIEF EXECUTIVE OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 175,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001322 · form4-08312018_020839.xml · derivative · entry 16 Singh Shawn · CIK 0001412071 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 Underlying: Common Stock · 175,000 shares Expires 2027-04-26 F11 · derivative.exercise_date: The option vests monthly over a period of three years commencing 4/26/2017. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:28 UTC |
Singh ShawnDirector · CHIEF EXECUTIVE OFFICER
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 175,000 | $0.00 Strike: $1.96 | $0.00 |
DisclosureSEC source: 0001415889-18-001322 · form4-08312018_020839.xml · derivative · entry 15 Singh Shawn · CIK 0001412071 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 175,000 shares Expires 2027-04-26 F10 · shares: The reporting person agreed to cancellation of an option granted to him on 4/26/2017 in exchange for a new option having a lower exercise price. F11 · derivative.exercise_date: The option vests monthly over a period of three years commencing 4/26/2017. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:28 UTC |
Singh ShawnDirector · CHIEF EXECUTIVE OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001322 · form4-08312018_020839.xml · derivative · entry 14 Singh Shawn · CIK 0001412071 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2026-11-09 F9 · derivative.exercise_date: The option vests monthly over a period of three years commencing 11/9/2016. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:28 UTC |
Singh ShawnDirector · CHIEF EXECUTIVE OFFICER
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001415889-18-001322 · form4-08312018_020839.xml · derivative · entry 13 Singh Shawn · CIK 0001412071 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2026-11-09 F8 · shares: The reporting person agreed to cancellation of an option granted to him on 11/9/2016 in exchange for a new option having a lower exercise price. F9 · derivative.exercise_date: The option vests monthly over a period of three years commencing 11/9/2016. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:28 UTC |
Singh ShawnDirector · CHIEF EXECUTIVE OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001322 · form4-08312018_020839.xml · derivative · entry 12 Singh Shawn · CIK 0001412071 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2026-06-19 F7 · derivative.exercise_date: The option vests monthly over a period of four years commencing 6/19/2016. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:28 UTC |
Singh ShawnDirector · CHIEF EXECUTIVE OFFICER
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $3.49 | $0.00 |
DisclosureSEC source: 0001415889-18-001322 · form4-08312018_020839.xml · derivative · entry 11 Singh Shawn · CIK 0001412071 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2026-06-19 F6 · shares: The reporting person agreed to cancellation of an option granted to him on 6/19/2016 in exchange for a new option having a lower exercise price. F7 · derivative.exercise_date: The option vests monthly over a period of four years commencing 6/19/2016. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:28 UTC |
Singh ShawnDirector · CHIEF EXECUTIVE OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001322 · form4-08312018_020839.xml · derivative · entry 10 Singh Shawn · CIK 0001412071 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2021-04-26 Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:28 UTC |
Singh ShawnDirector · CHIEF EXECUTIVE OFFICER
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001415889-18-001322 · form4-08312018_020839.xml · derivative · entry 9 Singh Shawn · CIK 0001412071 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2021-04-26 F5 · shares: The reporting person agreed to cancellation of an option granted to him on 4/26/2011 in exchange for a new option having a lower exercise price. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:28 UTC |
Singh ShawnDirector · CHIEF EXECUTIVE OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 21,250 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001322 · form4-08312018_020839.xml · derivative · entry 8 Singh Shawn · CIK 0001412071 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,250 Underlying: Common Stock · 21,250 shares Expires 2019-12-30 Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:28 UTC |
Singh ShawnDirector · CHIEF EXECUTIVE OFFICER
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 21,250 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001415889-18-001322 · form4-08312018_020839.xml · derivative · entry 7 Singh Shawn · CIK 0001412071 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,250 shares Expires 2019-12-30 F4 · shares: The reporting person agreed to cancellation of an option granted to him on 12/30/2009 in exchange for a new option having a lower exercise price. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:28 UTC |
Singh ShawnDirector · CHIEF EXECUTIVE OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001322 · form4-08312018_020839.xml · derivative · entry 6 Singh Shawn · CIK 0001412071 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2019-11-04 Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:28 UTC |
Singh ShawnDirector · CHIEF EXECUTIVE OFFICER
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001415889-18-001322 · form4-08312018_020839.xml · derivative · entry 5 Singh Shawn · CIK 0001412071 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2019-11-04 F3 · shares: The reporting person agreed to cancellation of an option granted to him on 11/4/2009 in exchange for a new option having a lower exercise price. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:28 UTC |
Singh ShawnDirector · CHIEF EXECUTIVE OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 1,125 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001322 · form4-08312018_020839.xml · derivative · entry 4 Singh Shawn · CIK 0001412071 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,125 Underlying: Common Stock · 1,125 shares Expires 2019-06-17 Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:28 UTC |
Singh ShawnDirector · CHIEF EXECUTIVE OFFICER
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 1,125 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001415889-18-001322 · form4-08312018_020839.xml · derivative · entry 3 Singh Shawn · CIK 0001412071 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,125 shares Expires 2019-06-17 F2 · shares: The reporting person agreed to cancellation of an option granted to him on 6/17/2009 in exchange for a new option having a lower exercise price. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:28 UTC |
Singh ShawnDirector · CHIEF EXECUTIVE OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001322 · form4-08312018_020839.xml · derivative · entry 2 Singh Shawn · CIK 0001412071 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2019-03-24 Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:28 UTC |
Singh ShawnDirector · CHIEF EXECUTIVE OFFICER
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001415889-18-001322 · form4-08312018_020839.xml · derivative · entry 1 Singh Shawn · CIK 0001412071 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2019-03-24 F1 · shares: The reporting person agreed to cancellation of an option granted to him on 3/24/2009 in exchange for a new option having a lower exercise price. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:25 UTC |
DOTSON JERROLD DUANEVP, CFO AND SECRETARY
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001319 · form4-08312018_020831.xml · derivative · entry 12 DOTSON JERROLD DUANE · CIK 0001388853 · VP, CFO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2027-04-26 F8 · derivative.exercise_date: The option vests monthly over a period of three years commencing 4/26/2017. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:25 UTC |
DOTSON JERROLD DUANEVP, CFO AND SECRETARY
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.96 | $0.00 |
DisclosureSEC source: 0001415889-18-001319 · form4-08312018_020831.xml · derivative · entry 11 DOTSON JERROLD DUANE · CIK 0001388853 · VP, CFO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2027-04-26 F7 · shares: The reporting person agreed to cancellation of an option granted to him on 4/26/2017 in exchange for a new option having a lower exercise price. F8 · derivative.exercise_date: The option vests monthly over a period of three years commencing 4/26/2017. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:25 UTC |
DOTSON JERROLD DUANEVP, CFO AND SECRETARY
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001319 · form4-08312018_020831.xml · derivative · entry 10 DOTSON JERROLD DUANE · CIK 0001388853 · VP, CFO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2026-11-09 F6 · derivative.exercise_date: The option vests monthly over a period of three years commencing 11/9/2016. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:25 UTC |
DOTSON JERROLD DUANEVP, CFO AND SECRETARY
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001415889-18-001319 · form4-08312018_020831.xml · derivative · entry 9 DOTSON JERROLD DUANE · CIK 0001388853 · VP, CFO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2026-11-09 F5 · shares: The reporting person agreed to cancellation of an option granted to him on 11/9/2016 in exchange for a new option having a lower exercise price. F6 · derivative.exercise_date: The option vests monthly over a period of three years commencing 11/9/2016. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:25 UTC |
DOTSON JERROLD DUANEVP, CFO AND SECRETARY
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001319 · form4-08312018_020831.xml · derivative · entry 8 DOTSON JERROLD DUANE · CIK 0001388853 · VP, CFO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2026-06-19 F4 · derivative.exercise_date: The option vests periodically over a period of four years commencing 6/19/2016. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:25 UTC |
DOTSON JERROLD DUANEVP, CFO AND SECRETARY
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $3.49 | $0.00 |
DisclosureSEC source: 0001415889-18-001319 · form4-08312018_020831.xml · derivative · entry 7 DOTSON JERROLD DUANE · CIK 0001388853 · VP, CFO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2026-06-19 F3 · shares: The reporting person agreed to cancellation of an option granted to him on 6/19/2016 in exchange for a new option having a lower exercise price. F4 · derivative.exercise_date: The option vests periodically over a period of four years commencing 6/19/2016. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:25 UTC |
DOTSON JERROLD DUANEVP, CFO AND SECRETARY
|
GrantStock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001319 · form4-08312018_020831.xml · derivative · entry 6 DOTSON JERROLD DUANE · CIK 0001388853 · VP, CFO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2023-10-27 Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:25 UTC |
DOTSON JERROLD DUANEVP, CFO AND SECRETARY
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $8.00 | $0.00 |
DisclosureSEC source: 0001415889-18-001319 · form4-08312018_020831.xml · derivative · entry 5 DOTSON JERROLD DUANE · CIK 0001388853 · VP, CFO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2023-10-27 F2 · shares: The reporting person agreed to cancellation of an option granted to him on 10/27/2013 in exchange for a new option having a lower exercise price. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:25 UTC |
DOTSON JERROLD DUANEVP, CFO AND SECRETARY
|
GrantStock Option (Right to Buy) · Derivative | 4,323 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001319 · form4-08312018_020831.xml · derivative · entry 4 DOTSON JERROLD DUANE · CIK 0001388853 · VP, CFO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,323 Underlying: Common Stock · 4,323 shares Expires 2022-10-30 Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:25 UTC |
DOTSON JERROLD DUANEVP, CFO AND SECRETARY
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 4,323 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001415889-18-001319 · form4-08312018_020831.xml · derivative · entry 3 DOTSON JERROLD DUANE · CIK 0001388853 · VP, CFO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,323 shares Expires 2022-10-30 F1 · shares: The reporting person agreed to cancellation of an option granted to him on 10/30/2012 in exchange for a new option having a lower exercise price. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:25 UTC |
DOTSON JERROLD DUANEVP, CFO AND SECRETARY
|
GrantStock Option (Right to Buy) · Derivative | 678 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001319 · form4-08312018_020831.xml · derivative · entry 2 DOTSON JERROLD DUANE · CIK 0001388853 · VP, CFO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 678 Underlying: Common Stock · 678 shares Expires 2022-10-30 Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:25 UTC |
DOTSON JERROLD DUANEVP, CFO AND SECRETARY
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 678 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001415889-18-001319 · form4-08312018_020831.xml · derivative · entry 1 DOTSON JERROLD DUANE · CIK 0001388853 · VP, CFO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 678 shares Expires 2022-10-30 F1 · shares: The reporting person agreed to cancellation of an option granted to him on 10/30/2012 in exchange for a new option having a lower exercise price. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:23 UTC |
MCPARTLAND MARK A.VP CORPORATE DEVELOPMENT
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GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001317 · form4-08312018_020834.xml · derivative · entry 6 MCPARTLAND MARK A. · CIK 0001620140 · VP CORPORATE DEVELOPMENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 100,000 shares Expires 2027-04-26 F6 · derivative.exercise_date: The option vests monthly over a period of three years commencing 4/26/2017. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:23 UTC |
MCPARTLAND MARK A.VP CORPORATE DEVELOPMENT
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.96 | $0.00 |
DisclosureSEC source: 0001415889-18-001317 · form4-08312018_020834.xml · derivative · entry 5 MCPARTLAND MARK A. · CIK 0001620140 · VP CORPORATE DEVELOPMENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2027-04-26 F5 · shares: The reporting person agreed to cancellation of an option granted to him on 4/26/2017 in exchange for a new option having a lower exercise price. F6 · derivative.exercise_date: The option vests monthly over a period of three years commencing 4/26/2017. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:23 UTC |
MCPARTLAND MARK A.VP CORPORATE DEVELOPMENT
|
GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001317 · form4-08312018_020834.xml · derivative · entry 4 MCPARTLAND MARK A. · CIK 0001620140 · VP CORPORATE DEVELOPMENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2026-11-09 F4 · derivative.exercise_date: The option vests monthly over a period of three years commencing 11/9/2016. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:23 UTC |
MCPARTLAND MARK A.VP CORPORATE DEVELOPMENT
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001415889-18-001317 · form4-08312018_020834.xml · derivative · entry 3 MCPARTLAND MARK A. · CIK 0001620140 · VP CORPORATE DEVELOPMENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2026-11-09 F3 · shares: The reporting person agreed to cancellation of an option granted to him on 11/9/2016 in exchange for a new option having a lower exercise price. F4 · derivative.exercise_date: The option vests monthly over a period of three years commencing 11/9/2016. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:23 UTC |
MCPARTLAND MARK A.VP CORPORATE DEVELOPMENT
|
GrantStock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001317 · form4-08312018_020834.xml · derivative · entry 2 MCPARTLAND MARK A. · CIK 0001620140 · VP CORPORATE DEVELOPMENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2026-09-29 F2 · derivative.exercise_date: The option vests monthly over a period of four years commencing 9/29/2016. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:23 UTC |
MCPARTLAND MARK A.VP CORPORATE DEVELOPMENT
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $4.27 | $0.00 |
DisclosureSEC source: 0001415889-18-001317 · form4-08312018_020834.xml · derivative · entry 1 MCPARTLAND MARK A. · CIK 0001620140 · VP CORPORATE DEVELOPMENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 125,000 shares Expires 2026-09-29 F1 · shares: The reporting person agreed to cancellation of an option granted to him on 9/29/2016 in exchange for a new option having a lower exercise price. F2 · derivative.exercise_date: The option vests monthly over a period of four years commencing 9/29/2016. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:22 UTC |
Underdown Brian J.Director
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GrantStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001316 · form4-08312018_020836.xml · derivative · entry 12 Underdown Brian J. · CIK 0001526335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2027-04-26 F9 · derivative.exercise_date: The option vests monthly over a period of three years commencing 4/26/2017. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:22 UTC |
Underdown Brian J.Director
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Disposition to issuerStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $1.96 | $0.00 |
DisclosureSEC source: 0001415889-18-001316 · form4-08312018_020836.xml · derivative · entry 11 Underdown Brian J. · CIK 0001526335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2027-04-26 F8 · shares: The reporting person agreed to cancellation of an option granted to him on 4/26/2017 in exchange for a new option having a lower exercise price. F9 · derivative.exercise_date: The option vests monthly over a period of three years commencing 4/26/2017. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:22 UTC |
Underdown Brian J.Director
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GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001316 · form4-08312018_020836.xml · derivative · entry 10 Underdown Brian J. · CIK 0001526335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2026-11-09 F7 · derivative.exercise_date: The option vests monthly over a period of three years commencing 11/9/2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.