Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 21, 2019 Filed Oct 22, 2019 21:01 UTC |
Smith Mark AlanCHIEF MEDICAL OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001415889-19-001213 · form4-10222019_051024.xml · derivative · entry 1 Smith Mark Alan · CIK 0001677452 · CHIEF MEDICAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2029-10-21 F1 · derivative.exercise_date: 25% of the Shares subject to the Option shall vest on date of grant October 21, 2019, and 1/24th of the remaining Shares subject to the Option shall vest on each monthly anniversary of the grant date thereafter. Read SEC document |
| October 21, 2019 Filed Oct 22, 2019 21:00 UTC |
Underdown Brian J.Director
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001415889-19-001209 · form4-10222019_051031.xml · derivative · entry 1 Underdown Brian J. · CIK 0001526335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2029-10-21 F1 · derivative.exercise_date: 25% of the Shares subject to the Option shall vest on date of grant October 21, 2019, and 1/24th of the remaining Shares subject to the Option shall vest on each monthly anniversary of the grant date thereafter. Read SEC document |
| October 21, 2019 Filed Oct 22, 2019 21:01 UTC |
Cunningham Ann MichelleDirector
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001415889-19-001210 · form4-10222019_051043.xml · derivative · entry 1 Cunningham Ann Michelle · CIK 0001764572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2029-10-21 F1 · derivative.exercise_date: 25% of the Shares subject to the Option shall vest on date of grant October 21, 2019, and 1/24th of the remaining Shares subject to the Option shall vest on each monthly anniversary of the grant date thereafter. Read SEC document |
| May 28, 2019 Filed May 28, 2019 20:07 UTC |
Singh ShawnDirector · CHIEF EXECUTIVE OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 170,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001415889-19-000581 · form4-05282019_010542.xml · derivative · entry 2 Singh Shawn · CIK 0001412071 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 Underlying: Common Stock · 170,000 shares Expires 2029-05-28 F2 · derivative.exercise_date: Option granted under the Issuer's 2019 Omnibus Equity Incentive Plan (the "2019 Plan"), which was approved by the Issuer's Board of Directors on May 27, 2019, subject to the approval of the 2019 Plan by the Issuer's stockholders. The Option will not begin vesting until the 2019 Plan is approved by the Issuer's stockholders, at which time 25% of the Option will vest and the remainder will vest ratably in monthly installments over the following 36 months. In no event will the Option be exercisable prior to approval of the 2019 Plan by the Issuer's stockholders. Read SEC document |
| May 23, 2019 Filed May 28, 2019 16:18 UTC |
GIN JERRY BDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001415889-19-000595 · form4-05282019_010545.xml · derivative · entry 1 GIN JERRY B · CIK 0000901014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-05-23 F1 · derivative.exercise_date: 25% of the Shares subject to the Option reported herein shall vest on Vesting Start Date May 23, 2019, and 1/36th of the remaining Shares subject to the Option shall vest on each monthly anniversary of the Vesting Start Date thereafter. Read SEC document |
| May 23, 2019 Filed May 28, 2019 16:20 UTC |
SAXE JON SDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001415889-19-000597 · form4-05282019_010508.xml · derivative · entry 1 SAXE JON S · CIK 0001114914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-05-23 F1 · derivative.exercise_date: 25% of the Shares subject to the Option reported herein shall vest on Vesting Start Date May 23, 2019, and 1/36th of the remaining Shares subject to the Option shall vest on each monthly anniversary of the Vesting Start Date thereafter. Read SEC document |
| May 23, 2019 Filed May 28, 2019 20:17 UTC |
Underdown Brian J.Director
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001415889-19-000593 · form4-05282019_010512.xml · derivative · entry 1 Underdown Brian J. · CIK 0001526335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-05-23 F1 · derivative.exercise_date: 25% of the Shares subject to the Option reported herein shall vest on Vesting Start Date May 23, 2019, and 1/36th of the remaining Shares subject to the Option shall vest on each monthly anniversary of the Vesting Start Date thereafter. Read SEC document |
| May 23, 2019 Filed May 28, 2019 16:14 UTC |
SNODGRASS H. RALPHDirector · PRES./CHIEF SCIENTIFIC OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001415889-19-000589 · form4-05282019_010555.xml · derivative · entry 1 SNODGRASS H. RALPH · CIK 0001415876 · Director · PRES./CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2029-05-23 F1 · derivative.exercise_date: 25% of the Shares subject to the Option reported herein shall vest on Vesting Start Date May 23, 2019, and 1/36th of the remaining Shares subject to the Option shall vest on each monthly anniversary of the Vesting Start Date thereafter. Read SEC document |
| May 23, 2019 Filed May 28, 2019 20:07 UTC |
Singh ShawnDirector · CHIEF EXECUTIVE OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 80,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001415889-19-000581 · form4-05282019_010542.xml · derivative · entry 1 Singh Shawn · CIK 0001412071 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2029-05-23 F1 · derivative.exercise_date: Option granted under the Issuer's Amended and Restated 2016 Stock Incentive Plan, as amended. 50,000 of the shares subject to the Option will vest on the Vesting Start Date of May 23, 2019, and 1/36th of the remaining shares subject to the Option will vest on each monthly anniversary of the Vesting Start Date thereafter. Read SEC document |
| May 23, 2019 Filed May 28, 2019 20:16 UTC |
Cunningham Ann MichelleDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001415889-19-000591 · form4-05282019_010549.xml · derivative · entry 1 Cunningham Ann Michelle · CIK 0001764572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-05-23 F1 · derivative.exercise_date: 25% of the Shares subject to the Option reported herein shall vest on Vesting Start Date May 23, 2019, and 1/36th of the remaining Shares subject to the Option shall vest on each monthly anniversary of the Vesting Start Date thereafter. Read SEC document |
| May 23, 2019 Filed May 28, 2019 20:10 UTC |
MCPARTLAND MARK A.VP CORPORATE DEVELOPMENT
|
GrantStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001415889-19-000585 · form4-05282019_010519.xml · derivative · entry 1 MCPARTLAND MARK A. · CIK 0001620140 · VP CORPORATE DEVELOPMENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2029-05-23 F1 · derivative.exercise_date: 25% of the Shares subject to the Option reported herein shall vest on Vesting Start Date May 23, 2019, and 1/36th of the remaining Shares subject to the Option shall vest on each monthly anniversary of the Vesting Start Date thereafter. Read SEC document |
| May 23, 2019 Filed May 28, 2019 20:12 UTC |
Smith Mark AlanCHIEF MEDICAL OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001415889-19-000587 · form4-05282019_010500.xml · derivative · entry 1 Smith Mark Alan · CIK 0001677452 · CHIEF MEDICAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2029-05-23 F1 · derivative.exercise_date: 25% of the Shares subject to the Option reported herein shall vest on Vesting Start Date May 23, 2019, and 1/36th of the remaining Shares subject to the Option shall vest on each monthly anniversary of the Vesting Start Date thereafter. Read SEC document |
| May 23, 2019 Filed May 28, 2019 20:09 UTC |
DOTSON JERROLD DUANEVP, CFO AND SECRETARY
|
GrantStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001415889-19-000583 · form4-05282019_010505.xml · derivative · entry 1 DOTSON JERROLD DUANE · CIK 0001388853 · VP, CFO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2029-05-23 F1 · derivative.exercise_date: 25% of the Shares subject to the Option reported herein shall vest on Vesting Start Date May 23, 2019, and 1/36th of the remaining Shares subject to the Option shall vest on each monthly anniversary of the Vesting Start Date thereafter. Read SEC document |
| March 14, 2019 Filed Mar 14, 2019 17:22 UTC |
SAXE JON SDirector
|
PurchaseCommon Stock | 7,920 | $1.27 | $10,086.12 |
DisclosureSEC source: 0001415889-19-000322 · form4-03142019_020358.xml · nonDerivative · entry 2 SAXE JON S · CIK 0001114914 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Jon S. Saxe and Myrna G. Marshall 1997 Trust Disclosed balance after: 20,000 Read SEC document |
| March 13, 2019 Filed Mar 14, 2019 17:22 UTC |
SAXE JON SDirector
|
PurchaseCommon Stock | 12,080 | $1.26 | $15,201.47 |
DisclosureSEC source: 0001415889-19-000322 · form4-03142019_020358.xml · nonDerivative · entry 1 SAXE JON S · CIK 0001114914 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Jon S. Saxe and Myrna G. Marshall 1997 Trust Disclosed balance after: 12,080 Read SEC document |
| March 13, 2019 Filed Mar 14, 2019 17:12 UTC |
SNODGRASS H. RALPHDirector · PRES./CHIEF SCIENTIFIC OFFICER
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-19-000320 · form4-03142019_020328.xml · derivative · entry 2 SNODGRASS H. RALPH · CIK 0001415876 · Director · PRES./CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2019-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2019 Filed Mar 14, 2019 17:12 UTC |
SNODGRASS H. RALPHDirector · PRES./CHIEF SCIENTIFIC OFFICER
|
Exercise / conversionCommon Stock | 2,500 | $1.50 | $3,750.00 |
DisclosureSEC source: 0001415889-19-000320 · form4-03142019_020328.xml · nonDerivative · entry 1 SNODGRASS H. RALPH · CIK 0001415876 · Director · PRES./CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2019 Filed Jan 30, 2019 16:05 UTC |
SAXE JON SDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-19-000107 · form4-01302019_040107.xml · derivative · entry 4 SAXE JON S · CIK 0001114914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2019-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2019 Filed Jan 30, 2019 16:05 UTC |
SAXE JON SDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 375 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-19-000107 · form4-01302019_040107.xml · derivative · entry 3 SAXE JON S · CIK 0001114914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 375 shares Expires 2019-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2019 Filed Jan 30, 2019 16:05 UTC |
SAXE JON SDirector
|
Exercise / conversionCommon Stock | 1,000 | $1.50 | $1,500.00 |
DisclosureSEC source: 0001415889-19-000107 · form4-01302019_040107.xml · nonDerivative · entry 2 SAXE JON S · CIK 0001114914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,251 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2019 Filed Jan 30, 2019 16:05 UTC |
SAXE JON SDirector
|
Exercise / conversionCommon Stock | 375 | $1.50 | $562.50 |
DisclosureSEC source: 0001415889-19-000107 · form4-01302019_040107.xml · nonDerivative · entry 1 SAXE JON S · CIK 0001114914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,251 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2019 Filed Jan 15, 2019 02:55 UTC |
Singh ShawnDirector · CHIEF EXECUTIVE OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 220,000 | $1.70 Strike: $1.70 | $374,000.00 |
DisclosureSEC source: 0001415889-19-000052 · form4-01142019_090108.xml · derivative · entry 1 Singh Shawn · CIK 0001412071 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,000 Underlying: Common Stock · 220,000 shares Expires 2029-01-14 F1 · derivative.exercise_date: 25% of the shares subject to the Option reported herein shall vest on the Vesting Start Date of January 14, 2019, and 1/24th of the remaining shares subject to the Option shall vest on each monthly anniversary of the Vesting Start Date thereafter. Read SEC document |
| January 14, 2019 Filed Jan 15, 2019 21:29 UTC |
Singh ShawnDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-19-000055 · form4-01152019_010122.xml · derivative · entry 7 Singh Shawn · CIK 0001412071 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2019-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2019 Filed Jan 15, 2019 21:29 UTC |
Singh ShawnDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,125 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-19-000055 · form4-01152019_010122.xml · derivative · entry 6 Singh Shawn · CIK 0001412071 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,125 shares Expires 2019-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2019 Filed Jan 15, 2019 21:29 UTC |
Singh ShawnDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 21,250 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-19-000055 · form4-01152019_010122.xml · derivative · entry 5 Singh Shawn · CIK 0001412071 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,250 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2019 Filed Jan 15, 2019 21:29 UTC |
Singh ShawnDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionCommon Stock | 3,000 | $1.50 | $4,500.00 |
DisclosureSEC source: 0001415889-19-000055 · form4-01152019_010122.xml · nonDerivative · entry 3 Singh Shawn · CIK 0001412071 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2019 Filed Jan 15, 2019 21:29 UTC |
Singh ShawnDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionCommon Stock | 1,125 | $1.50 | $1,687.50 |
DisclosureSEC source: 0001415889-19-000055 · form4-01152019_010122.xml · nonDerivative · entry 2 Singh Shawn · CIK 0001412071 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2019 Filed Jan 15, 2019 21:29 UTC |
Singh ShawnDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionCommon Stock | 21,250 | $1.50 | $31,875.00 |
DisclosureSEC source: 0001415889-19-000055 · form4-01152019_010122.xml · nonDerivative · entry 1 Singh Shawn · CIK 0001412071 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 10, 2019 Filed Jan 15, 2019 02:55 UTC |
Cunningham Ann MichelleDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.74 | $0.00 |
DisclosureSEC source: 0001415889-19-000051 · form4-01142019_090102.xml · derivative · entry 1 Cunningham Ann Michelle · CIK 0001764572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2029-01-10 F1 · derivative.exercise_date: The stock option reported herein will vest ratably, on a monthly basis, beginning on the date of issuance until March 31, 2019. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:24 UTC |
GIN JERRY BDirector
|
GrantStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001318 · form4-08312018_020832.xml · derivative · entry 8 GIN JERRY B · CIK 0000901014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2026-11-09 F7 · derivative.exercise_date: The option vests monthly over a period of three years commencing 4/26/2017. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:24 UTC |
GIN JERRY BDirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $1.96 | $0.00 |
DisclosureSEC source: 0001415889-18-001318 · form4-08312018_020832.xml · derivative · entry 7 GIN JERRY B · CIK 0000901014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2026-11-09 F6 · shares: The reporting person agreed to cancellation of an option granted to him on 4/26/2017 in exchange for a new option having a lower exercise price. F7 · derivative.exercise_date: The option vests monthly over a period of three years commencing 4/26/2017. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:24 UTC |
GIN JERRY BDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001318 · form4-08312018_020832.xml · derivative · entry 6 GIN JERRY B · CIK 0000901014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2026-11-09 F5 · derivative.exercise_date: The option vests monthly over a period of three years commencing 11/9/2016. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:24 UTC |
GIN JERRY BDirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001415889-18-001318 · form4-08312018_020832.xml · derivative · entry 5 GIN JERRY B · CIK 0000901014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2026-11-09 F4 · shares: The reporting person agreed to cancellation of an option granted to him on 11/9/2016 in exchange for a new option having a lower exercise price. F5 · derivative.exercise_date: The option vests monthly over a period of three years commencing 11/9/2016. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:24 UTC |
GIN JERRY BDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001318 · form4-08312018_020832.xml · derivative · entry 4 GIN JERRY B · CIK 0000901014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2026-06-19 F3 · derivative.exercise_date: The option vests monthly over a period of four years commencing 6/19/2016. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:24 UTC |
GIN JERRY BDirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.49 | $0.00 |
DisclosureSEC source: 0001415889-18-001318 · form4-08312018_020832.xml · derivative · entry 3 GIN JERRY B · CIK 0000901014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2026-06-19 F2 · shares: The reporting person agreed to cancellation of an option granted to him on 6/19/2016 in exchange for a new option having a lower exercise price. F3 · derivative.exercise_date: The option vests monthly over a period of four years commencing 6/19/2016. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:24 UTC |
GIN JERRY BDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001318 · form4-08312018_020832.xml · derivative · entry 2 GIN JERRY B · CIK 0000901014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2026-03-30 Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:24 UTC |
GIN JERRY BDirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $8.00 | $0.00 |
DisclosureSEC source: 0001415889-18-001318 · form4-08312018_020832.xml · derivative · entry 1 GIN JERRY B · CIK 0000901014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2026-03-30 F1 · shares: The reporting person agreed to cancellation of an option granted to him on 3/30/2016 in exchange for a new option having a lower exercise price. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:26 UTC |
SAXE JON SDirector
|
GrantStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001320 · form4-08312018_020838.xml · derivative · entry 14 SAXE JON S · CIK 0001114914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2026-11-09 F10 · derivative.exercise_date: The option vests monthly over a period of three years commencing 4/26/2017. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:26 UTC |
SAXE JON SDirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $1.96 | $0.00 |
DisclosureSEC source: 0001415889-18-001320 · form4-08312018_020838.xml · derivative · entry 13 SAXE JON S · CIK 0001114914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2027-04-26 F9 · shares: The reporting person agreed to cancellation of an option granted to him on 4/26/2017 in exchange for a new option having a lower exercise price. F10 · derivative.exercise_date: The option vests monthly over a period of three years commencing 4/26/2017. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:26 UTC |
SAXE JON SDirector
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GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001320 · form4-08312018_020838.xml · derivative · entry 12 SAXE JON S · CIK 0001114914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2026-11-09 F8 · derivative.exercise_date: The option vests monthly over a period of three years commencing 11/9/2016. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:26 UTC |
SAXE JON SDirector
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Disposition to issuerStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001415889-18-001320 · form4-08312018_020838.xml · derivative · entry 11 SAXE JON S · CIK 0001114914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2026-11-09 F7 · shares: The reporting person agreed to cancellation of an option granted to him on 11/9/2016 in exchange for a new option having a lower exercise price. F8 · derivative.exercise_date: The option vests monthly over a period of three years commencing 11/9/2016. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:26 UTC |
SAXE JON SDirector
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GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001320 · form4-08312018_020838.xml · derivative · entry 10 SAXE JON S · CIK 0001114914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2026-06-19 F6 · derivative.exercise_date: The option vests monthly over a period of four years commencing 6/19/2016. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:26 UTC |
SAXE JON SDirector
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Disposition to issuerStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.49 | $0.00 |
DisclosureSEC source: 0001415889-18-001320 · form4-08312018_020838.xml · derivative · entry 9 SAXE JON S · CIK 0001114914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2026-06-19 F5 · shares: The reporting person agreed to cancellation of an option granted to him on 6/19/2016 in exchange for a new option having a lower exercise price. F6 · derivative.exercise_date: The option vests monthly over a period of four years commencing 6/19/2016. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:26 UTC |
SAXE JON SDirector
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GrantStock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001320 · form4-08312018_020838.xml · derivative · entry 8 SAXE JON S · CIK 0001114914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2021-04-26 Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:26 UTC |
SAXE JON SDirector
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Disposition to issuerStock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001415889-18-001320 · form4-08312018_020838.xml · derivative · entry 7 SAXE JON S · CIK 0001114914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2021-04-26 F4 · shares: The reporting person agreed to cancellation of an option granted to him on 4/26/2011 in exchange for a new option having a lower exercise price. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:26 UTC |
SAXE JON SDirector
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GrantStock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001320 · form4-08312018_020838.xml · derivative · entry 6 SAXE JON S · CIK 0001114914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2019-12-30 Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:26 UTC |
SAXE JON SDirector
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Disposition to issuerStock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001415889-18-001320 · form4-08312018_020838.xml · derivative · entry 5 SAXE JON S · CIK 0001114914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2019-12-30 F3 · shares: The reporting person agreed to cancellation of an option granted to him on 12/30/2009 in exchange for a new option having a lower exercise price. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:26 UTC |
SAXE JON SDirector
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GrantStock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001320 · form4-08312018_020838.xml · derivative · entry 4 SAXE JON S · CIK 0001114914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2019-11-04 Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:26 UTC |
SAXE JON SDirector
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Disposition to issuerStock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001415889-18-001320 · form4-08312018_020838.xml · derivative · entry 3 SAXE JON S · CIK 0001114914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2019-11-04 F2 · shares: The reporting person agreed to cancellation of an option granted to him on 11/4/2009 in exchange for a new option having a lower exercise price. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 17:26 UTC |
SAXE JON SDirector
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GrantStock Option (Right to Buy) · Derivative | 375 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001320 · form4-08312018_020838.xml · derivative · entry 2 SAXE JON S · CIK 0001114914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375 Underlying: Common Stock · 375 shares Expires 2019-03-24 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.