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Vistra Corp.

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42
SEC CIK
0001692819
Parsed reports
560

Last 12 months

Inside the activity.

3 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202502
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202607
Jul 202600
Aug 202620
Sep 202614
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 26, 2017 Filed Dec 27, 2017 14:01 UTC
HELM SCOTT BDirector
PurchaseCommon Stock 200 $17.99 $3,598.00
Disclosure

SEC source: 0001209191-17-067300 · doc4.xml · nonDerivative · entry 1

HELM SCOTT B · CIK 0001711936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,102

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on November 10, 2017.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 21:33 UTC
MORGAN CURTIS ADirector · President and CEO
PurchaseCommon Stock 100 $18.32 $1,831.50
Disclosure

SEC source: 0001209191-17-067076 · doc4.xml · nonDerivative · entry 6

MORGAN CURTIS A · CIK 0001262163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,569

Read SEC document
December 20, 2017 Filed Dec 22, 2017 21:33 UTC
MORGAN CURTIS ADirector · President and CEO
PurchaseCommon Stock 2,079 $18.32 $38,087.28
Disclosure

SEC source: 0001209191-17-067076 · doc4.xml · nonDerivative · entry 5

MORGAN CURTIS A · CIK 0001262163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,469

Read SEC document
December 20, 2017 Filed Dec 22, 2017 21:33 UTC
MORGAN CURTIS ADirector · President and CEO
PurchaseCommon Stock 2,770 $18.33 $50,774.10
Disclosure

SEC source: 0001209191-17-067076 · doc4.xml · nonDerivative · entry 4

MORGAN CURTIS A · CIK 0001262163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,390

Read SEC document
December 20, 2017 Filed Dec 22, 2017 21:33 UTC
MORGAN CURTIS ADirector · President and CEO
PurchaseCommon Stock 300 $18.34 $5,502.00
Disclosure

SEC source: 0001209191-17-067076 · doc4.xml · nonDerivative · entry 3

MORGAN CURTIS A · CIK 0001262163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,620

Read SEC document
December 20, 2017 Filed Dec 22, 2017 21:33 UTC
MORGAN CURTIS ADirector · President and CEO
PurchaseCommon Stock 157 $18.35 $2,880.17
Disclosure

SEC source: 0001209191-17-067076 · doc4.xml · nonDerivative · entry 2

MORGAN CURTIS A · CIK 0001262163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,320

Read SEC document
December 20, 2017 Filed Dec 22, 2017 21:33 UTC
MORGAN CURTIS ADirector · President and CEO
PurchaseCommon Stock 13,688 $18.35 $251,174.80
Disclosure

SEC source: 0001209191-17-067076 · doc4.xml · nonDerivative · entry 1

MORGAN CURTIS A · CIK 0001262163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,163

Read SEC document
December 19, 2017 Filed Dec 20, 2017 14:30 UTC
HELM SCOTT BDirector
PurchaseCommon Stock 200 $17.83 $3,566.00
Disclosure

SEC source: 0001209191-17-066580 · doc4.xml · nonDerivative · entry 1

HELM SCOTT B · CIK 0001711936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,902

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on November 10, 2017.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 17:11 UTC PurchaseCommon Stock 5,750 $17.27 $99,302.50
Disclosure

SEC source: 0001209191-17-066261 · doc4.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,107

Read SEC document
December 12, 2017 Filed Dec 13, 2017 20:02 UTC
HELM SCOTT BDirector
PurchaseCommon Stock 200 $18.08 $3,616.00
Disclosure

SEC source: 0001209191-17-065399 · doc4.xml · nonDerivative · entry 1

HELM SCOTT B · CIK 0001711936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,702

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on November 10, 2017.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 15:32 UTC
BURKE JAMES AEVP and COO
PurchaseCommon Stock 13,500 $18.24 $246,240.00
Disclosure

SEC source: 0001209191-17-065561 · doc4.xml · nonDerivative · entry 1

BURKE JAMES A · CIK 0001268406 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,536

Read SEC document
December 05, 2017 Filed Dec 7, 2017 15:16 UTC
HELM SCOTT BDirector
PurchaseCommon Stock 200 $18.52 $3,704.00
Disclosure

SEC source: 0001209191-17-064332 · doc4.xml · nonDerivative · entry 1

HELM SCOTT B · CIK 0001711936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,502

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on November 10, 2017.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 21:59 UTC PurchaseCommon Stock 1,800 $19.19 $34,542.00
Disclosure

SEC source: 0001209191-17-062858 · doc4.xml · nonDerivative · entry 1

HOLDEN J WILLIAM III · CIK 0001227591 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,318

Read SEC document
November 28, 2017 Filed Nov 29, 2017 19:45 UTC
HELM SCOTT BDirector
PurchaseCommon Stock 200 $19.08 $3,816.00
Disclosure

SEC source: 0001209191-17-062794 · doc4.xml · nonDerivative · entry 1

HELM SCOTT B · CIK 0001711936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,302

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on November 10, 2017.

Read SEC document
November 21, 2017 Filed Nov 21, 2017 22:01 UTC
HELM SCOTT BDirector
PurchaseCommon Stock 200 $18.99 $3,798.00
Disclosure

SEC source: 0001209191-17-062111 · doc4.xml · nonDerivative · entry 1

HELM SCOTT B · CIK 0001711936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,102

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on November 10, 2017.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 17:29 UTC
HELM SCOTT BDirector
PurchaseCommon Stock 200 $19.01 $3,802.00
Disclosure

SEC source: 0000899243-17-026545 · doc4.xml · nonDerivative · entry 1

HELM SCOTT B · CIK 0001711936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,902

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on November 10, 2017.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 16:00 UTC
HELM SCOTT BDirector
PurchaseCommon Stock 5,000 $18.61 $93,035.00
Disclosure

SEC source: 0000899243-17-026171 · doc4.xml · nonDerivative · entry 1

HELM SCOTT B · CIK 0001711936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,702

Read SEC document
November 07, 2017 Filed Nov 9, 2017 20:00 UTC
Nutt Terry LSee Remarks
SaleCommon Stock 1,238 $19.27 $23,861.21
Disclosure

SEC source: 0000899243-17-025759 · doc4.xml · nonDerivative · entry 1

Nutt Terry L · CIK 0001707031 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,994

F1 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
November 07, 2017 Filed Nov 9, 2017 20:01 UTC
Kirby Carrie LeeSee Remarks
SaleCommon Stock 3,297 $19.27 $63,546.38
Disclosure

SEC source: 0000899243-17-025762 · doc4.xml · nonDerivative · entry 1

Kirby Carrie Lee · CIK 0001703633 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,925

F1 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
November 07, 2017 Filed Nov 9, 2017 20:01 UTC SaleCommon Stock 5,828 $19.27 $112,328.87
Disclosure

SEC source: 0000899243-17-025761 · doc4.xml · nonDerivative · entry 1

HOLDEN J WILLIAM III · CIK 0001227591 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,174

F1 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
November 07, 2017 Filed Nov 9, 2017 20:00 UTC
GRAZIANO SARASee Remarks
SaleCommon Stock 2,474 $19.27 $47,683.88
Disclosure

SEC source: 0000899243-17-025757 · doc4.xml · nonDerivative · entry 1

GRAZIANO SARA · CIK 0001620988 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,456

F1 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
November 07, 2017 Filed Nov 9, 2017 20:00 UTC
MORGAN CURTIS ADirector · See Remarks
SaleCommon Stock 18,026 $19.27 $347,433.12
Disclosure

SEC source: 0000899243-17-025758 · doc4.xml · nonDerivative · entry 1

MORGAN CURTIS A · CIK 0001262163 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,527

F1 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
November 07, 2017 Filed Nov 9, 2017 20:00 UTC SaleCommon Stock 2,474 $19.27 $47,683.88
Disclosure

SEC source: 0000899243-17-025756 · doc4.xml · nonDerivative · entry 1

Moore Stephanie Zapata · CIK 0001703634 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,456

F1 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
November 07, 2017 Filed Nov 9, 2017 20:00 UTC
BURKE JAMES ASee Remarks
SaleCommon Stock 12,621 $19.27 $243,257.15
Disclosure

SEC source: 0000899243-17-025755 · doc4.xml · nonDerivative · entry 1

BURKE JAMES A · CIK 0001268406 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,278

F1 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
November 07, 2017 Filed Nov 29, 2017 21:56 UTC Amendment SaleCommon Stock 5,828 $19.27 $112,328.87
Disclosure

SEC source: 0001209191-17-062855 · doc4a.xml · nonDerivative · entry 1

HOLDEN J WILLIAM III · CIK 0001227591 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,518

F1 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: This amended Form 4 corrects an inadvertently miscalculated number of securities beneficially owned in column 5 of the Form 4 filed November 9, 2017.

Read SEC document
November 07, 2017 Filed Dec 5, 2017 18:44 UTC Amendment
Nutt Terry LSVP and Controller
SaleCommon Stock 1,238 $19.27 $23,861.21
Disclosure

SEC source: 0001209191-17-063785 · doc4a.xml · nonDerivative · entry 1

Nutt Terry L · CIK 0001707031 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,518

F1 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: This amended Form 4 corrects an inadvertently miscalculated number of securities beneficially owned in column 5 of the Form 4 filed November 9, 2017.

Read SEC document
November 07, 2017 Filed Dec 5, 2017 19:03 UTC Amendment
BURKE JAMES AEVP and COO
SaleCommon Stock 12,621 $19.27 $243,257.15
Disclosure

SEC source: 0001209191-17-063794 · doc4a.xml · nonDerivative · entry 1

BURKE JAMES A · CIK 0001268406 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,036

F1 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: This amended Form 4 corrects an inadvertently miscalculated number of securities beneficially owned in column 5 of the Form 4 filed November 9, 2017.

Read SEC document
November 07, 2017 Filed Dec 5, 2017 18:41 UTC Amendment
MORGAN CURTIS ADirector · President and CEO
SaleCommon Stock 18,026 $19.27 $347,433.12
Disclosure

SEC source: 0001209191-17-063782 · doc4a.xml · nonDerivative · entry 1

MORGAN CURTIS A · CIK 0001262163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,475

F1 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: This amended Form 4 corrects an inadvertently miscalculated number of securities beneficially owned in column 5 of the Form 4 filed November 9, 2017.

Read SEC document
November 07, 2017 Filed Dec 5, 2017 18:38 UTC Amendment
Moore Stephanie ZapataEVP and General Counsel
SaleCommon Stock 2,474 $19.27 $47,683.88
Disclosure

SEC source: 0001209191-17-063781 · doc4a.xml · nonDerivative · entry 1

Moore Stephanie Zapata · CIK 0001703634 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,508

F1 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: This amended Form 4 corrects an inadvertently miscalculated number of securities beneficially owned in column 5 of the Form 4 filed November 9, 2017.

Read SEC document
November 07, 2017 Filed Dec 5, 2017 18:35 UTC Amendment
Kirby Carrie LeeEVP and Chief Admin. Officer
SaleCommon Stock 3,297 $19.27 $63,546.38
Disclosure

SEC source: 0001209191-17-063780 · doc4a.xml · nonDerivative · entry 1

Kirby Carrie Lee · CIK 0001703633 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,331

F1 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: This amended Form 4 corrects an inadvertently miscalculated number of securities beneficially owned in column 5 of the Form 4 filed November 9, 2017.

Read SEC document
November 07, 2017 Filed Dec 5, 2017 18:32 UTC Amendment
GRAZIANO SARASVP Corp. Dev. and Strategy
SaleCommon Stock 2,474 $19.27 $47,683.88
Disclosure

SEC source: 0001209191-17-063779 · doc4a.xml · nonDerivative · entry 1

GRAZIANO SARA · CIK 0001620988 · SVP Corp. Dev. and Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,508

F1 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: This amended Form 4 corrects an inadvertently miscalculated number of securities beneficially owned in column 5 of the Form 4 filed November 9, 2017.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 20:44 UTC
HELM SCOTT BDirector
GrantCommon Stock 2,460 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024871 · doc4.xml · nonDerivative · entry 1

HELM SCOTT B · CIK 0001711936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,702

Read SEC document
October 17, 2017 Filed Oct 19, 2017 17:00 UTC GrantCommon Stock 5,265 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024472 · doc4.xml · nonDerivative · entry 1

Hunter Jeff D · CIK 0001704101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,434

Read SEC document
October 03, 2017 Filed Oct 5, 2017 20:32 UTC
Nutt Terry LSee Remarks
GrantEmployee Stock Option (right to buy) · Derivative 14,438 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0000899243-17-023679 · doc4.xml · derivative · entry 2

Nutt Terry L · CIK 0001707031 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,596

Underlying: Common Stock · 14,438 shares

Expires 2028-03-31

F1 · derivative.exercise_date: Option vests in three annual installments beginning March 31, 2019.

Read SEC document
October 03, 2017 Filed Oct 5, 2017 20:32 UTC
Nutt Terry LSee Remarks
GrantCommon Stock 7,407 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023679 · doc4.xml · nonDerivative · entry 1

Nutt Terry L · CIK 0001707031 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,756

Read SEC document
October 03, 2017 Filed Oct 5, 2017 20:38 UTC
Kirby Carrie LeeSee Remarks
GrantEmployee Stock Option (right to buy) · Derivative 33,003 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0000899243-17-023690 · doc4.xml · derivative · entry 2

Kirby Carrie Lee · CIK 0001703633 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,424

Underlying: Common Stock · 33,003 shares

Expires 2028-03-31

F1 · derivative.exercise_date: Option vests in three annual installments beginning March 31, 2019.

Read SEC document
October 03, 2017 Filed Oct 5, 2017 20:38 UTC
Kirby Carrie LeeSee Remarks
GrantCommon Stock 12,698 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023690 · doc4.xml · nonDerivative · entry 1

Kirby Carrie Lee · CIK 0001703633 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,628

Read SEC document
October 03, 2017 Filed Oct 5, 2017 20:34 UTC GrantEmployee Stock Option (right to buy) · Derivative 37,128 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0000899243-17-023682 · doc4.xml · derivative · entry 2

Moore Stephanie Zapata · CIK 0001703634 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,444

Underlying: Common Stock · 37,128 shares

Expires 2028-03-31

F1 · derivative.exercise_date: Option vests in three annual installments beginning March 31, 2019.

Read SEC document
October 03, 2017 Filed Oct 5, 2017 20:34 UTC GrantCommon Stock 14,285 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023682 · doc4.xml · nonDerivative · entry 1

Moore Stephanie Zapata · CIK 0001703634 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,982

Read SEC document
October 03, 2017 Filed Oct 5, 2017 20:37 UTC GrantEmployee Stock Option (right to buy) · Derivative 51,567 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0000899243-17-023688 · doc4.xml · derivative · entry 2

HOLDEN J WILLIAM III · CIK 0001227591 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,099

Underlying: Common Stock · 51,567 shares

Expires 2028-03-31

F1 · derivative.exercise_date: Option vests in three annual installments beginning March 31, 2019.

Read SEC document
October 03, 2017 Filed Oct 5, 2017 20:37 UTC GrantCommon Stock 19,841 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023688 · doc4.xml · nonDerivative · entry 1

HOLDEN J WILLIAM III · CIK 0001227591 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,346

Read SEC document
October 03, 2017 Filed Oct 5, 2017 20:37 UTC
BURKE JAMES ASee Remarks
GrantEmployee Stock Option (right to buy) · Derivative 86,633 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0000899243-17-023687 · doc4.xml · derivative · entry 2

BURKE JAMES A · CIK 0001268406 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,686

Underlying: Common Stock · 86,633 shares

Expires 2028-03-31

F1 · derivative.exercise_date: Option vests in three annual installments beginning March 31, 2019.

Read SEC document
October 03, 2017 Filed Oct 5, 2017 20:37 UTC
BURKE JAMES ASee Remarks
GrantCommon Stock 33,333 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023687 · doc4.xml · nonDerivative · entry 1

BURKE JAMES A · CIK 0001268406 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,657

Read SEC document
October 03, 2017 Filed Oct 5, 2017 20:33 UTC GrantCommon Stock 5,291 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023680 · doc4.xml · nonDerivative · entry 1

Baiera Gavin R. · CIK 0001605616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,291

F1 · balance_after: Excludes 18,320,211 shares owned by funds and accounts managed by Angelo, Gordon & Co., L.P. that were previously disclosed and may have been deemed to be beneficially owned by Mr. Baiera as managing director thereof due to the fact that Mr. Baiera is no longer associated with Angelo, Gordon & Co., L.P.

Read SEC document
October 03, 2017 Filed Oct 5, 2017 20:32 UTC
GRAZIANO SARASee Remarks
GrantEmployee Stock Option (right to buy) · Derivative 37,128 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0000899243-17-023678 · doc4.xml · derivative · entry 2

GRAZIANO SARA · CIK 0001620988 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,444

Underlying: Common Stock · 37,128 shares

Expires 2028-03-31

F1 · derivative.exercise_date: Option vests in three annual installments beginning March 31, 2019.

Read SEC document
October 03, 2017 Filed Oct 5, 2017 20:32 UTC
GRAZIANO SARASee Remarks
GrantCommon Stock 14,285 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023678 · doc4.xml · nonDerivative · entry 1

GRAZIANO SARA · CIK 0001620988 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,982

Read SEC document
October 03, 2017 Filed Oct 5, 2017 20:31 UTC
MORGAN CURTIS ADirector · See Remarks
GrantEmployee Stock Option (right to buy) · Derivative 206,270 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0000899243-17-023675 · doc4.xml · derivative · entry 2

MORGAN CURTIS A · CIK 0001262163 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,586

Underlying: Common Stock · 206,270 shares

Expires 2028-03-31

F1 · derivative.exercise_date: Option vests in three annual installments beginning March 31, 2019.

Read SEC document
October 03, 2017 Filed Oct 5, 2017 20:31 UTC
MORGAN CURTIS ADirector · See Remarks
GrantCommon Stock 79,365 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023675 · doc4.xml · nonDerivative · entry 1

MORGAN CURTIS A · CIK 0001262163 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,501

Read SEC document
July 14, 2017 Filed Jul 18, 2017 21:04 UTC
HELM SCOTT BDirector
GrantCommon Stock 6,242 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-018445 · doc4.xml · nonDerivative · entry 1

HELM SCOTT B · CIK 0001711936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,242

Read SEC document
May 16, 2017 Filed May 18, 2017 19:54 UTC GrantCommon Stock 6,357 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-013675 · doc4.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,357

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.