Last 12 months
Inside the activity.
3 purchase rows · 21 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 7 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 1 | 4 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 06, 2020 Filed May 8, 2020 22:07 UTC |
FERRAIOLI BRIAN KDirector
|
GrantCommon Stock | 7,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-028043 · doc4.xml · nonDerivative · entry 1 FERRAIOLI BRIAN K · CIK 0001221429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,851 Read SEC document |
| May 06, 2020 Filed May 8, 2020 22:06 UTC |
Baiera Gavin R.Director
|
GrantCommon Stock | 7,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-028042 · doc4.xml · nonDerivative · entry 1 Baiera Gavin R. · CIK 0001605616 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,035 Read SEC document |
| May 06, 2020 Filed May 8, 2020 22:04 UTC |
Ackermann Hilary E.Director
|
GrantCommon Stock | 7,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-028041 · doc4.xml · nonDerivative · entry 1 Ackermann Hilary E. · CIK 0001558582 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,246 Read SEC document |
| March 23, 2020 Filed Mar 24, 2020 01:45 UTC |
Campbell David AEVP & Chief Financial Officer
|
PurchaseCommon Stock | 20,000 | $13.34 | $266,840.00 |
DisclosureSEC source: 0001209191-20-020798 · doc4.xml · nonDerivative · entry 1 Campbell David A · CIK 0001292208 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,140 F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $13.31 to $13.43, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 00:08 UTC |
HELM SCOTT BDirector
|
PurchaseCommon Stock | 13,060 | $13.92 | $181,834.38 |
DisclosureSEC source: 0001209191-20-020776 · doc4.xml · nonDerivative · entry 1 HELM SCOTT B · CIK 0001711936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,167 F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $13.88 to $13.93, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. Read SEC document |
| March 19, 2020 Filed Mar 20, 2020 16:09 UTC |
HELM SCOTT BDirector
|
PurchaseCommon Stock | 6,940 | $13.17 | $91,399.80 |
DisclosureSEC source: 0001209191-20-020382 · doc4.xml · nonDerivative · entry 1 HELM SCOTT B · CIK 0001711936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,107 F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $13.165 to $13.190, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. Read SEC document |
| March 18, 2020 Filed Sep 21, 2020 21:36 UTC |
Oaktree Capital Group Holdings GP, LLCSee Remarks.
OAKTREE CAPITAL MANAGEMENT LPSee Remarks.
Oaktree Holdings, Inc.See Remarks.
Brookfield Oaktree Holdings, LLCSee Remarks.
|
PurchaseCommon Stock, par value $0.01 per share | 500,000 | $12.36 | $6,181,400.00 |
DisclosureSEC source: 0001140361-20-021026 · form4.xml · nonDerivative · entry 1 Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · See Remarks. OAKTREE CAPITAL MANAGEMENT LP · CIK 0000949509 · See Remarks. Oaktree Holdings, Inc. · CIK 0001403382 · See Remarks. Oaktree Capital Group, LLC · CIK 0001403528 · See Remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 30,278,055 F4 · price: The price reported in Column 4 is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $11.60 to $12.45, inclusive. The reporting persons undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (4) F1 · ownership.nature: This Form 4 is being filed by Oaktree Capital Management, L.P. ("Management"), on behalf of certain of its managed funds and accounts (the "Funds"), with respect to shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") that may be deemed to be beneficially owned by the Reporting Persons (as defined below). This Form 4 is also being filed by each of (i) Oaktree Holdings, Inc. ("Holdings, Inc.") as the general partner of Management; (ii) Oaktree Capital Group, LLC ("OCG") as the sole shareholder of Holdings, Inc.; and (iii) Oaktree Capital Group Holdings GP, LLC ("OCGH GP", and, together with Management, Holdings, Inc. and OCG, the "Reporting Persons" and each a "Reporting Person") as the duly elected manager of OCG. F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F3 · ownership.nature: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 14:41 UTC |
HELM SCOTT BDirector
|
PurchaseCommon Stock | 20,000 | $13.46 | $269,180.00 |
DisclosureSEC source: 0001209191-20-019915 · doc4.xml · nonDerivative · entry 1 HELM SCOTT B · CIK 0001711936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,167 F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $13.42 to $13.48, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 19:57 UTC |
HELM SCOTT BDirector
|
PurchaseCommon Stock | 12,000 | $14.90 | $178,740.00 |
DisclosureSEC source: 0001209191-20-019210 · doc4.xml · nonDerivative · entry 1 HELM SCOTT B · CIK 0001711936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,607 Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 20:56 UTC |
HELM SCOTT BDirector
|
PurchaseCommon Stock | 20,000 | $17.36 | $347,200.00 |
DisclosureSEC source: 0001209191-20-018928 · doc4.xml · nonDerivative · entry 1 HELM SCOTT B · CIK 0001711936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,607 Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 21:23 UTC |
SULT JOHN RDirector
|
PurchaseCommon Stock | 5,000 | $18.97 | $94,850.00 |
DisclosureSEC source: 0001209191-20-018591 · doc4.xml · nonDerivative · entry 1 SULT JOHN R · CIK 0001342932 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,102 Read SEC document |
| March 09, 2020 Filed Mar 12, 2020 01:35 UTC |
HELM SCOTT BDirector
|
PurchaseCommon Stock | 5,000 | $18.51 | $92,530.00 |
DisclosureSEC source: 0001209191-20-018316 · doc4.xml · nonDerivative · entry 1 HELM SCOTT B · CIK 0001711936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,607 F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $18.50 to $18.51, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 19:26 UTC |
DOBRY ELIZABETH CHRISTINEVP and Controller
|
GrantEmployee Stock Option (right to buy) · Derivative | 13,111 | $0.00 Strike: $22.98 | $0.00 |
DisclosureSEC source: 0001209191-20-017511 · doc4.xml · derivative · entry 3 DOBRY ELIZABETH CHRISTINE · CIK 0001729598 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,775 Underlying: Common Stock · 13,111 shares Expires 2030-02-25 F2 · derivative.exercise_date: Option vests in three annual installments beginning February 25, 2021. F3 · balance_after: The number of derivative securities shown to be beneficially owned following the third transaction being reported in this Form 4 reflects an adjustment upward by 179 employee stock options due to a previous clerical error in counting the employee stock options in the Form 4 filed on April 11, 2018. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 19:26 UTC |
DOBRY ELIZABETH CHRISTINEVP and Controller
|
SaleCommon Stock | 290 | $20.76 | $6,020.69 |
DisclosureSEC source: 0001209191-20-017511 · doc4.xml · nonDerivative · entry 2 DOBRY ELIZABETH CHRISTINE · CIK 0001729598 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,484 F1 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 19:26 UTC |
DOBRY ELIZABETH CHRISTINEVP and Controller
|
GrantCommon Stock | 3,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-017511 · doc4.xml · nonDerivative · entry 1 DOBRY ELIZABETH CHRISTINE · CIK 0001729598 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,774 Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 16:51 UTC |
MUSCATO STEPHEN JEVP & Chief Commercial Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 122,377 | $0.00 Strike: $22.98 | $0.00 |
DisclosureSEC source: 0001209191-20-017310 · doc4.xml · derivative · entry 3 MUSCATO STEPHEN J · CIK 0001728921 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575,385 Underlying: Common Stock · 122,377 shares Expires 2030-02-25 F2 · derivative.exercise_date: Option vests in three annual installments beginning February 25, 2021. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 16:51 UTC |
MUSCATO STEPHEN JEVP & Chief Commercial Officer
|
SaleCommon Stock | 1,957 | $20.76 | $40,629.28 |
DisclosureSEC source: 0001209191-20-017310 · doc4.xml · nonDerivative · entry 2 MUSCATO STEPHEN J · CIK 0001728921 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,621 F1 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 16:51 UTC |
MUSCATO STEPHEN JEVP & Chief Commercial Officer
|
GrantCommon Stock | 27,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-017310 · doc4.xml · nonDerivative · entry 1 MUSCATO STEPHEN J · CIK 0001728921 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,578 Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:53 UTC |
HUDSON SCOTT APresident Vistra Retail
|
GrantEmployee Stock Option (right to buy) · Derivative | 81,585 | $0.00 Strike: $22.98 | $0.00 |
DisclosureSEC source: 0001209191-20-017316 · doc4.xml · derivative · entry 3 HUDSON SCOTT A · CIK 0001728553 · President Vistra Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 508,758 Underlying: Common Stock · 81,585 shares Expires 2030-02-25 F2 · derivative.exercise_date: Option vests in three annual installments beginning February 25, 2021. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:53 UTC |
HUDSON SCOTT APresident Vistra Retail
|
SaleCommon Stock | 1,299 | $20.76 | $26,968.54 |
DisclosureSEC source: 0001209191-20-017316 · doc4.xml · nonDerivative · entry 2 HUDSON SCOTT A · CIK 0001728553 · President Vistra Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,425 F1 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:53 UTC |
HUDSON SCOTT APresident Vistra Retail
|
GrantCommon Stock | 18,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-017316 · doc4.xml · nonDerivative · entry 1 HUDSON SCOTT A · CIK 0001728553 · President Vistra Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,724 Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 21:22 UTC |
BURKE JAMES AEVP and COO
|
GrantEmployee Stock Option (right to buy) · Derivative | 145,687 | $0.00 Strike: $22.98 | $0.00 |
DisclosureSEC source: 0001209191-20-017394 · doc4.xml · derivative · entry 3 BURKE JAMES A · CIK 0001268406 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,319,737 Underlying: Common Stock · 145,687 shares Expires 2030-02-25 F3 · derivative.exercise_date: Option vests in three annual installments beginning on February 25, 2021. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 21:22 UTC |
BURKE JAMES AEVP and COO
|
SaleCommon Stock | 3,879 | $20.76 | $80,531.92 |
DisclosureSEC source: 0001209191-20-017394 · doc4.xml · nonDerivative · entry 2 BURKE JAMES A · CIK 0001268406 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,641 F2 · kind: Represents the number of shares sold to cover statutory tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 21:22 UTC |
BURKE JAMES AEVP and COO
|
GrantCommon Stock | 32,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-017394 · doc4.xml · nonDerivative · entry 1 BURKE JAMES A · CIK 0001268406 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,520 F1 · balance_after: The number of securities shown to be beneficially owned following the first transaction reported in this Form 4 reflects a 1 share decrease to account for a previous clerical error. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:58 UTC |
MORGAN CURTIS ADirector · President and CEO
|
GrantEmployee Stock Option (right to buy) · Derivative | 367,132 | $0.00 Strike: $22.98 | $0.00 |
DisclosureSEC source: 0001209191-20-017326 · doc4.xml · derivative · entry 3 MORGAN CURTIS A · CIK 0001262163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,850,191 Underlying: Common Stock · 367,132 shares Expires 2030-02-25 F2 · derivative.exercise_date: Option vests in three annual installments beginning February 25, 2021. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:58 UTC |
MORGAN CURTIS ADirector · President and CEO
|
SaleCommon Stock | 9,309 | $20.76 | $193,264.15 |
DisclosureSEC source: 0001209191-20-017326 · doc4.xml · nonDerivative · entry 2 MORGAN CURTIS A · CIK 0001262163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,839 F1 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:58 UTC |
MORGAN CURTIS ADirector · President and CEO
|
GrantCommon Stock | 82,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-017326 · doc4.xml · nonDerivative · entry 1 MORGAN CURTIS A · CIK 0001262163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,148 Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:55 UTC |
Kirby Carrie LeeEVP and Chief Admin. Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 58,275 | $0.00 Strike: $22.98 | $0.00 |
DisclosureSEC source: 0001209191-20-017320 · doc4.xml · derivative · entry 3 Kirby Carrie Lee · CIK 0001703633 · EVP and Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,444 Underlying: Common Stock · 58,275 shares Expires 2030-02-25 F2 · derivative.exercise_date: Option vests in three annual installments beginning February 25, 2021. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:55 UTC |
Kirby Carrie LeeEVP and Chief Admin. Officer
|
SaleCommon Stock | 962 | $20.76 | $19,972.08 |
DisclosureSEC source: 0001209191-20-017320 · doc4.xml · nonDerivative · entry 2 Kirby Carrie Lee · CIK 0001703633 · EVP and Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,264 F1 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:55 UTC |
Kirby Carrie LeeEVP and Chief Admin. Officer
|
GrantCommon Stock | 13,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-017320 · doc4.xml · nonDerivative · entry 1 Kirby Carrie Lee · CIK 0001703633 · EVP and Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,226 Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:35 UTC |
Moore Stephanie ZapataEVP and General Counsel
|
GrantEmployee Stock Option (right to buy) · Derivative | 58,275 | $0.00 Strike: $22.98 | $0.00 |
DisclosureSEC source: 0001209191-20-017279 · doc4.xml · derivative · entry 3 Moore Stephanie Zapata · CIK 0001703634 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,464 Underlying: Common Stock · 58,275 shares Expires 2030-02-25 F2 · derivative.exercise_date: Option vests in three annual installments beginning February 25, 2021. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:35 UTC |
Moore Stephanie ZapataEVP and General Counsel
|
SaleCommon Stock | 962 | $20.76 | $19,972.08 |
DisclosureSEC source: 0001209191-20-017279 · doc4.xml · nonDerivative · entry 2 Moore Stephanie Zapata · CIK 0001703634 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,128 F1 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:35 UTC |
Moore Stephanie ZapataEVP and General Counsel
|
GrantCommon Stock | 13,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-017279 · doc4.xml · nonDerivative · entry 1 Moore Stephanie Zapata · CIK 0001703634 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,090 Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:32 UTC |
Campbell David AEVP & Chief Financial Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 145,687 | $0.00 Strike: $22.98 | $0.00 |
DisclosureSEC source: 0001209191-20-017270 · doc4.xml · derivative · entry 2 Campbell David A · CIK 0001292208 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,837 Underlying: Common Stock · 145,687 shares Expires 2030-02-25 F1 · derivative.exercise_date: Option vests in three annual installments beginning February 25, 2021. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:32 UTC |
Campbell David AEVP & Chief Financial Officer
|
GrantCommon Stock | 32,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-017270 · doc4.xml · nonDerivative · entry 1 Campbell David A · CIK 0001292208 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,140 Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 01:21 UTC |
BARBAS PAUL MDirector
|
PurchaseCommon Stock | 9,925 | $20.26 | $201,074.55 |
DisclosureSEC source: 0001209191-20-016408 · doc4.xml · nonDerivative · entry 1 BARBAS PAUL M · CIK 0001176453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,483 Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 01:08 UTC |
HELM SCOTT BDirector
|
PurchaseCommon Stock | 20,000 | $20.21 | $404,240.00 |
DisclosureSEC source: 0001209191-20-016394 · doc4.xml · nonDerivative · entry 1 HELM SCOTT B · CIK 0001711936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,607 Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 01:18 UTC |
SULT JOHN RDirector
|
PurchaseCommon Stock | 5,000 | $20.50 | $102,524.50 |
DisclosureSEC source: 0001209191-20-016407 · doc4.xml · nonDerivative · entry 1 SULT JOHN R · CIK 0001342932 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,102 F1 · balance_after: The number of securities shown to be beneficially owned following the transaction being reported in this Form 4 reflects a 2 share adjustment to account for a previous clerical error. Read SEC document |
| March 03, 2020 Filed Mar 12, 2020 01:33 UTC Amendment |
HELM SCOTT BDirector
|
PurchaseCommon Stock | 20,000 | $20.21 | $404,240.00 |
DisclosureSEC source: 0001209191-20-018314 · doc4a.xml · nonDerivative · entry 1 HELM SCOTT B · CIK 0001711936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,607 F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $20.14 to $20.25, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| December 09, 2019 Filed Dec 11, 2019 21:17 UTC |
HELM SCOTT BDirector
|
PurchaseCommon Stock | 5,000 | $23.61 | $118,025.00 |
DisclosureSEC source: 0001209191-19-060034 · doc4.xml · nonDerivative · entry 1 HELM SCOTT B · CIK 0001711936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,607 Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 21:52 UTC |
HELM SCOTT BDirector
|
PurchaseCommon Stock | 5,000 | $24.60 | $123,000.00 |
DisclosureSEC source: 0001209191-19-059700 · doc4.xml · nonDerivative · entry 1 HELM SCOTT B · CIK 0001711936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,607 Read SEC document |
| December 03, 2019 Filed Dec 6, 2019 01:51 UTC |
BROOKFIELD Corp /ON/10% owner
Brookfield Holdings Canada Inc.10% owner
Brookfield Canada Adviser, LP10% owner
Titan Co-Investment-AC, L.P.10% owner
Titan Co-Investment-CN, L.P.10% owner
Titan Co-Investment-HI, L.P.10% owner
|
SaleCommon Stock, par value $0.01 per share | 20,801,471 | $25.65 | $533,557,731.15 |
DisclosureSEC source: 0001140361-19-022029 · form4.xml · nonDerivative · entry 1 BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · 10% owner Brookfield Holdings Canada Inc. · CIK 0001540230 · 10% owner Brookfield Private Funds Holdings Inc. · CIK 0001504723 · 10% owner Brookfield Canada Adviser, LP · CIK 0001703173 · 10% owner Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP · CIK 0001504716 · 10% owner Titan Co-Investment-AC, L.P. · CIK 0001703167 · 10% owner Titan Co-Investment-CN, L.P. · CIK 0001703166 · 10% owner Titan Co-Investment-HI, L.P. · CIK 0001703164 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 48,066,771 F4 · shares: See Exhibit 99.1 for text of footnote (4). F5 · balance_after: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7). F8 · ownership.nature: See Exhibit 99.1 for text of footnote (8). Read SEC document |
| December 03, 2019 Filed Dec 6, 2019 01:49 UTC |
BROOKFIELD Corp /ON/10% owner
Partners Ltd10% owner
Brookfield Private Equity Inc.10% owner
Brookfield US Inc.10% owner
Brookfield Titan Holdings LP10% owner
Titan Co-Investment GP, LLC10% owner
Brookfield Capital Partners Ltd.10% owner
|
SaleCommon Stock, par value $0.01 per share | 20,801,471 | $25.65 | $533,557,731.15 |
DisclosureSEC source: 0001140361-19-022027 · form4.xml · nonDerivative · entry 1 BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · 10% owner Partners Ltd · CIK 0001540229 · 10% owner Brookfield Private Equity Inc. · CIK 0001685113 · 10% owner Brookfield US Inc. · CIK 0001768973 · 10% owner Brookfield Private Equity Direct Investments Holdings LP · CIK 0001703172 · 10% owner Brookfield Private Equity Holdings LLC · CIK 0001703248 · 10% owner Brookfield Titan Holdings LP · CIK 0001703170 · 10% owner Titan Co-Investment GP, LLC · CIK 0001703169 · 10% owner Brookfield Private Equity Group Holdings LP · CIK 0001685157 · 10% owner Brookfield Capital Partners Ltd. · CIK 0001685158 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 48,066,771 F4 · shares: See Exhibit 99.1 for text of footnote (4). F5 · balance_after: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7). F8 · ownership.nature: See Exhibit 99.1 for text of footnote (8). Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:25 UTC |
Kirby Carrie LeeEVP and Chief Admin. Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 19,000 | $0.00 Strike: $14.03 | $0.00 |
DisclosureSEC source: 0001209191-19-059057 · doc4.xml · derivative · entry 9 Kirby Carrie Lee · CIK 0001703633 · EVP and Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,169 Underlying: Common Stock · 19,000 shares Expires 2026-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Grant has a graded vesting schedule. Date exercisable will vary for each vesting tranche. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:25 UTC |
Kirby Carrie LeeEVP and Chief Admin. Officer
|
SaleCommon Stock | 375 | $26.52 | $9,945.00 |
DisclosureSEC source: 0001209191-19-059057 · doc4.xml · nonDerivative · entry 8 Kirby Carrie Lee · CIK 0001703633 · EVP and Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,172 Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:25 UTC |
Kirby Carrie LeeEVP and Chief Admin. Officer
|
SaleCommon Stock | 300 | $26.52 | $7,954.50 |
DisclosureSEC source: 0001209191-19-059057 · doc4.xml · nonDerivative · entry 7 Kirby Carrie Lee · CIK 0001703633 · EVP and Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,547 Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:25 UTC |
Kirby Carrie LeeEVP and Chief Admin. Officer
|
SaleCommon Stock | 15,700 | $26.48 | $415,657.50 |
DisclosureSEC source: 0001209191-19-059057 · doc4.xml · nonDerivative · entry 6 Kirby Carrie Lee · CIK 0001703633 · EVP and Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,847 Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:25 UTC |
Kirby Carrie LeeEVP and Chief Admin. Officer
|
SaleCommon Stock | 425 | $26.47 | $11,249.75 |
DisclosureSEC source: 0001209191-19-059057 · doc4.xml · nonDerivative · entry 5 Kirby Carrie Lee · CIK 0001703633 · EVP and Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,547 Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:25 UTC |
Kirby Carrie LeeEVP and Chief Admin. Officer
|
SaleCommon Stock | 1,200 | $26.46 | $31,752.00 |
DisclosureSEC source: 0001209191-19-059057 · doc4.xml · nonDerivative · entry 4 Kirby Carrie Lee · CIK 0001703633 · EVP and Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,972 Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:25 UTC |
Kirby Carrie LeeEVP and Chief Admin. Officer
|
SaleCommon Stock | 200 | $26.45 | $5,290.20 |
DisclosureSEC source: 0001209191-19-059057 · doc4.xml · nonDerivative · entry 3 Kirby Carrie Lee · CIK 0001703633 · EVP and Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,172 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.