VST

SEC source: 0001209191-22-012856 · doc4.xml · nonDerivative · entry 2

HUDSON SCOTT A · CIK 0001728553 · EVP & President Vistra Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,497

F2 · kind: Represents performance-based restricted stock units for which the applicable performance criteria for the three-year period ended December 31, 2021 was certified by the Issuer's Social Responsibility and Compensation Committee of the Board of Directors as of February 22, 2022.

SEC source: 0001209191-22-012856 · doc4.xml · nonDerivative · entry 1

HUDSON SCOTT A · CIK 0001728553 · EVP & President Vistra Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,625

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

SEC source: 0001209191-22-012850 · doc4.xml · nonDerivative · entry 2

MORGAN CURTIS A · CIK 0001262163 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 844,998

F2 · kind: Represents performance-based restricted stock units for which the applicable performance criteria for the three-year period ended December 31, 2021 was certified by the Issuer's Social Responsibility and Compensation Committee of the Board of Directors as of February 22, 2022.

SEC source: 0001209191-22-012850 · doc4.xml · nonDerivative · entry 1

MORGAN CURTIS A · CIK 0001262163 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743,342

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

SEC source: 0001209191-22-009508 · doc5.xml · nonDerivative · entry 1

Hunter Jeff D · CIK 0001704101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,267.62

F1 · shares: Represents shares of common stock acquired pursuant to broker-implemented automatic dividend reinvestment not made as part of a dividend reinvestment plan. Transaction on December 30, 2021 originally qualified for deferred reporting pursuant to Rule 16a-6 of the Securities Exchange Act of 1934.

SEC source: 0000950142-21-003792 · es210204884_4-vistra.xml · nonDerivative · entry 1

Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · See Remarks.

OAKTREE CAPITAL MANAGEMENT LP · CIK 0000949509 · See Remarks.

Oaktree Holdings, Inc. · CIK 0001403382 · See Remarks.

Oaktree Capital Group, LLC · CIK 0001403528 · See Remarks.

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 28,899,812

F1 · balance_after: The Reporting Persons inadvertently omitted to report 4,783 shares received on October 30, 2020 in connection with a distribution from the First Lien Dispute Escrow Account in the Energy Future Holdings Chapter 11 Cases.

F2 · ownership.nature: This Form 4 is being filed by Oaktree Capital Management, L.P. ("Management"), on behalf of certain of its managed funds and accounts (the "Funds"), with respect to shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") that may be deemed to be beneficially owned by the Reporting Persons (as defined below). This Form 4 is also being filed by each of (i) Oaktree Holdings, Inc. ("Holdings, Inc.") as the general partner of Management; (ii) Oaktree Capital Group, LLC ("OCG") as the sole shareholder of Holdings, Inc.; and (iii) Oaktree Capital Group Holdings GP, LLC ("OCGH GP", and, together with Management, Holdings, Inc. and OCG, the "Reporting Persons" and each a "Reporting Person") as the duly elected manager of OCG.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

F4 · ownership.nature: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4.

SEC source: 0001209191-21-053014 · doc4.xml · nonDerivative · entry 1

HELM SCOTT B · CIK 0001711936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,010

F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $17.97 to $17.98, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

SEC source: 0001209191-21-034052 · doc4.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Brian K Ferraioli Revocable Trust, dated 11/20/2015

Disclosed balance after: 20,000

F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $15.91 to $15.95, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

SEC source: 0001209191-21-032383 · doc4.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Brian K Ferraioli Revocable Trust, dated 11/20/2015

Disclosed balance after: 12,000

SEC source: 0001209191-21-031465 · doc4.xml · nonDerivative · entry 2

BURKE JAMES A · CIK 0001268406 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By JAMEB, LP, a limited partnership jointly owned by Reporting Person and his spouse

Disclosed balance after: 296,127

F3 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $15.60 to $15.70, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

SEC source: 0001209191-21-031454 · doc4.xml · nonDerivative · entry 2

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Brian K Ferraioli Revocable Trust, dated 11/20/2015

Disclosed balance after: 10,000

SEC source: 0001209191-21-031452 · doc4.xml · nonDerivative · entry 1

SULT JOHN R · CIK 0001342932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,499

F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $15.78 to $15.80, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

SEC source: 0001209191-21-031470 · doc4a.xml · nonDerivative · entry 1

MORGAN CURTIS A · CIK 0001262163 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 757,157

F2 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $15.86 to $15.92, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F1 · acquired: The original Form 4 filed on May 10, 2021 inadvertently reflected the transaction as a disposition instead of an acquisition.

SEC source: 0001209191-21-031465 · doc4.xml · nonDerivative · entry 1

BURKE JAMES A · CIK 0001268406 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By JAMEB, LP, a limited partnership jointly owned by Reporting Person and his spouse

Disclosed balance after: 276,127

F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $15.68 to $16.10, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · balance_after: On April 8, 2021, the Reporting Person transferred 94,899 shares to JAMEB, LP, a limited partnership jointly owned by Reporting Person and his spouse.

SEC source: 0001209191-21-031454 · doc4.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Brian K Ferraioli Revocable Trust, dated 11/20/2015

Disclosed balance after: 9,000

F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $15.57 to $15.93, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

SEC source: 0001209191-21-031453 · doc4.xml · nonDerivative · entry 1

MORGAN CURTIS A · CIK 0001262163 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 757,157

F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $15.86 to $15.92, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

SEC source: 0001209191-21-031451 · doc4.xml · nonDerivative · entry 1

HELM SCOTT B · CIK 0001711936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,010

SEC source: 0001209191-21-030154 · doc4.xml · nonDerivative · entry 1

BARBAS PAUL M · CIK 0001176453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,050

SEC source: 0001209191-21-030155 · doc4.xml · nonDerivative · entry 1

Hunter Jeff D · CIK 0001704101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,069

SEC source: 0001209191-21-030159 · doc4.xml · nonDerivative · entry 1

SULT JOHN R · CIK 0001342932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,669

SEC source: 0001209191-21-030158 · doc4.xml · nonDerivative · entry 1

HELM SCOTT B · CIK 0001711936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,010

SEC source: 0001209191-21-030156 · doc4.xml · nonDerivative · entry 1

Crutchfield Lisa · CIK 0001564675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,567

SEC source: 0001209191-21-030152 · doc4.xml · nonDerivative · entry 1

Baiera Gavin R. · CIK 0001605616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,926

SEC source: 0001209191-21-030151 · doc4.xml · nonDerivative · entry 1

Acosta Arcilia · CIK 0001629039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,892

SEC source: 0001209191-21-030150 · doc4.xml · nonDerivative · entry 1

Ackermann Hilary E. · CIK 0001558582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,137

SEC source: 0001209191-21-030153 · doc4.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,783.61

SEC source: 0001209191-21-024884 · doc4.xml · nonDerivative · entry 1

DOBRY ELIZABETH CHRISTINE · CIK 0001729598 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,822

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units and performance stock units, respectively. The timing and amount of the transactions were determined by the terms of the applicable award and were not within the control of the Reporting Person.

SEC source: 0001209191-21-024876 · doc4.xml · nonDerivative · entry 1

MUSCATO STEPHEN J · CIK 0001728921 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,247

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units and performance stock units, respectively. The timing and amount of the transactions were determined by the terms of the applicable award and were not within the control of the Reporting Person.

SEC source: 0001209191-21-024883 · doc4.xml · nonDerivative · entry 1

BURKE JAMES A · CIK 0001268406 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,455

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units and performance stock units, respectively. The timing and amount of the transactions were determined by the terms of the applicable award and were not within the control of the Reporting Person.

SEC source: 0001209191-21-024882 · doc4.xml · nonDerivative · entry 1

HUDSON SCOTT A · CIK 0001728553 · EVP & President Vistra Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,432

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units and performance stock units, respectively. The timing and amount of the transactions were determined by the terms of the applicable award and were not within the control of the Reporting Person.

SEC source: 0001209191-21-024881 · doc4.xml · nonDerivative · entry 1

Kirby Carrie Lee · CIK 0001703633 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,550

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units and performance stock units, respectively. The timing and amount of the transactions were determined by the terms of the applicable award and were not within the control of the Reporting Person.

SEC source: 0001209191-21-024880 · doc4.xml · nonDerivative · entry 1

Moore Stephanie Zapata · CIK 0001703634 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,169

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units and performance stock units, respectively. The timing and amount of the transactions were determined by the terms of the applicable award and were not within the control of the Reporting Person.

SEC source: 0001209191-21-024877 · doc4.xml · nonDerivative · entry 1

MORGAN CURTIS A · CIK 0001262163 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 695,427

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units and performance stock units, respectively. The timing and amount of the transactions were determined by the terms of the applicable award and were not within the control of the Reporting Person.

SEC source: 0000950142-21-001038 · es210139941_4-vistra.xml · nonDerivative · entry 1

Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · See Remarks.

OAKTREE CAPITAL MANAGEMENT LP · CIK 0000949509 · See Remarks.

Oaktree Holdings, Inc. · CIK 0001403382 · See Remarks.

Oaktree Capital Group, LLC · CIK 0001403528 · See Remarks.

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 29,936,602

F1 · ownership.nature: This Form 4 is being filed by Oaktree Capital Management, L.P. ("Management"), on behalf of certain of its managed funds and accounts (the "Funds"), with respect to shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") that may be deemed to be beneficially owned by the Reporting Persons (as defined below). This Form 4 is also being filed by each of (i) Oaktree Holdings, Inc. ("Holdings, Inc.") as the general partner of Management; (ii) Oaktree Capital Group, LLC ("OCG") as the sole shareholder of Holdings, Inc.; and (iii) Oaktree Capital Group Holdings GP, LLC ("OCGH GP", and, together with Management, Holdings, Inc. and OCG, the "Reporting Persons" and each a "Reporting Person") as the duly elected manager of OCG.

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

F3 · ownership.nature: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4.

SEC source: 0001209191-21-018224 · doc4.xml · nonDerivative · entry 1

HELM SCOTT B · CIK 0001711936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,377

F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $16.75 to $16.76, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

SEC source: 0001209191-21-017998 · doc4.xml · nonDerivative · entry 1

BARBAS PAUL M · CIK 0001176453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,159

F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $16.41 to $16.42, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

SEC source: 0001209191-21-018003 · doc4.xml · nonDerivative · entry 2

BURKE JAMES A · CIK 0001268406 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By JAMEB, LP, a limited partnership jointly owned by Reporting Person and his spouse

Disclosed balance after: 151,228

SEC source: 0001209191-21-018220 · doc4.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Brian K Ferraioli Revocable Trust, dated 11/20/2015

Disclosed balance after: 6,000

SEC source: 0001209191-21-018003 · doc4.xml · nonDerivative · entry 1

BURKE JAMES A · CIK 0001268406 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By JAMEB, LP, a limited partnership jointly owned by Reporting Person and his spouse

Disclosed balance after: 141,228

SEC source: 0001209191-21-015545 · doc4.xml · nonDerivative · entry 4

DOBRY ELIZABETH CHRISTINE · CIK 0001729598 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,376

F3 · kind: Represents performance-based restricted stock units for which the applicable performance criteria for the three-year period ended December 31, 2020 was certified by the Compensation Committee of the Board as of February 26, 2021.

SEC source: 0001209191-21-015545 · doc4.xml · nonDerivative · entry 3

DOBRY ELIZABETH CHRISTINE · CIK 0001729598 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,721

F2 · kind: In connection with the annual grant of equity awards, the grant of the reported restricted stock units to the Reporting Person was approved by Issuer's Social Responsibility and Compensation Committee (the "Compensation Committee") of Board of Directors (the "Board") on February 22, 2021. The transaction date reflects the date on which the awards became effective in the Issuer's third-party vendor's system.

SEC source: 0001209191-21-015545 · doc4.xml · nonDerivative · entry 2

DOBRY ELIZABETH CHRISTINE · CIK 0001729598 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,040

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

SEC source: 0001209191-21-015559 · doc4.xml · nonDerivative · entry 4

MUSCATO STEPHEN J · CIK 0001728921 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,068

F3 · kind: Represents performance-based restricted stock units for which the applicable performance criteria for the three-year period ended December 31, 2020 was certified by the Compensation Committee of the Board as of February 26, 2021.

SEC source: 0001209191-21-015559 · doc4.xml · nonDerivative · entry 3

MUSCATO STEPHEN J · CIK 0001728921 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,921

F2 · kind: In connection with the annual grant of equity awards, the grant of the reported restricted stock units to the Reporting Person was approved by Issuer's Social Responsibility and Compensation Committee (the "Compensation Committee") of Board of Directors (the "Board") on February 22, 2021. The transaction date reflects the date on which the awards became effective in the Issuer's third-party vendor's system.

SEC source: 0001209191-21-015559 · doc4.xml · nonDerivative · entry 2

MUSCATO STEPHEN J · CIK 0001728921 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,448

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

SEC source: 0001209191-21-015558 · doc4.xml · nonDerivative · entry 4

MORGAN CURTIS A · CIK 0001262163 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789,691

F3 · kind: Represents performance-based restricted stock units for which the applicable performance criteria for the three-year period ended December 31, 2020 was certified by the Social Responsibility and Compensation Committee of the Board as of February 26, 2021.

SEC source: 0001209191-21-015558 · doc4.xml · nonDerivative · entry 3

MORGAN CURTIS A · CIK 0001262163 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576,597

F2 · kind: In connection with the annual grant of equity awards, the grant of the reported restricted stock units to the Reporting Person was approved by Issuer's Board of Directors (the "Board") on February 22, 2021. The transaction date reflects the date on which the awards became effective in the Company's third-party vendor's system.

SEC source: 0001209191-21-015558 · doc4.xml · nonDerivative · entry 2

MORGAN CURTIS A · CIK 0001262163 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,278

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

SEC source: 0001209191-21-015550 · doc4.xml · nonDerivative · entry 4

HUDSON SCOTT A · CIK 0001728553 · EVP & President Vistra Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,253

F3 · kind: Represents performance-based restricted stock units for which the applicable performance criteria for the three-year period ended December 31, 2020 was certified by the Compensation Committee of the Board as of February 26, 2021.

SEC source: 0001209191-21-015550 · doc4.xml · nonDerivative · entry 3

HUDSON SCOTT A · CIK 0001728553 · EVP & President Vistra Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,106

F2 · kind: In connection with the annual grant of equity awards, the grant of the reported restricted stock units to the Reporting Person was approved by Issuer's Social Responsibility and Compensation Committee (the "Compensation Committee") of Board of Directors (the "Board") on February 22, 2021. The transaction date reflects the date on which the awards became effective in the Issuer's third-party vendor's system.