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OTC · USD

VRNO

Verano Holdings Corp.

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5576
SEC CIK
0001848416
Parsed reports
256

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 12, 2023 Filed Jun 14, 2023 21:05 UTC
Summerer Brett AndrewChief Financial Officer
Exercise / conversionClass A Subordinate Voting Shares 37,412 $0.00 $0.00
Disclosure

SEC source: 0001935294-23-000002 · primary_doc.xml · nonDerivative · entry 1

Summerer Brett Andrew · CIK 0001935294 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction represents the settlement of vested restricted stock units into Class A Subordinate Voting Shares.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 21:18 UTC
Spreckman DavidChief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 24,549 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001935304-23-000006 · primary_doc.xml · derivative · entry 2

Spreckman David · CIK 0001935304 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,256

Underlying: Class A Subordinate Voting Shares · 24,549 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The restricted stock units were granted under the Verano Holdings Corp. Stock and Incentive Plan on June 23, 2022. Each restricted stock unit reflects a contingent right to receive one Class A Subordinate Voting Share.

F1 · kind: This transaction represents the settlement of vested restricted stock units into Class A Subordinate Voting Shares.

F3 · derivative.exercise_date: The restricted stock units vest 41.5% on the 12-month anniversary of June 1, 2022, and 19.5% on each of the following three six-month anniversaries thereafter.

F3 · derivative.expiration_date: The restricted stock units vest 41.5% on the 12-month anniversary of June 1, 2022, and 19.5% on each of the following three six-month anniversaries thereafter.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 21:18 UTC
Spreckman DavidChief Marketing Officer
Exercise / conversionClass A Subordinate Voting Shares 24,549 $0.00 $0.00
Disclosure

SEC source: 0001935304-23-000006 · primary_doc.xml · nonDerivative · entry 1

Spreckman David · CIK 0001935304 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction represents the settlement of vested restricted stock units into Class A Subordinate Voting Shares.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 21:24 UTC
Thompson Destiny LynnChief People Officer
Exercise / conversionRestricted Stock Units · Derivative 20,317 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001935324-23-000002 · primary_doc.xml · derivative · entry 2

Thompson Destiny Lynn · CIK 0001935324 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,216

Underlying: Class A Subordinate Voting Shares · 20,317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The restricted stock units were granted under the Verano Holdings Corp. Stock and Incentive Plan on June 23, 2022. Each restricted stock unit reflects a contingent right to receive one Class A Subordinate Voting Share.

F1 · kind: This transaction represents the settlement of vested restricted stock units into Class A Subordinate Voting Shares.

F3 · derivative.exercise_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of June 1, 2022.

F3 · derivative.expiration_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of June 1, 2022.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 21:24 UTC
Thompson Destiny LynnChief People Officer
Exercise / conversionRestricted Stock Units 20,317 $0.00 $0.00
Disclosure

SEC source: 0001935324-23-000002 · primary_doc.xml · nonDerivative · entry 1

Thompson Destiny Lynn · CIK 0001935324 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction represents the settlement of vested restricted stock units into Class A Subordinate Voting Shares.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 16:50 UTC Exercise / conversionRestricted Stock Units · Derivative 71,017 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001935337-23-000004 · primary_doc.xml · derivative · entry 2

Weiss Darren Henry · CIK 0001935337 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 488,181

Underlying: Class A Subordinate Voting Shares · 71,017 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The restricted stock units were granted under the Verano Holdings Corp. Stock and Incentive Plan on June 23, 2022. Each restricted stock unit reflects a contingent right to receive one Class A Subordinate Voting Share.

F1 · kind: This transaction represents the settlement of vested restricted stock units into Class A Subordinate Voting Shares.

F3 · derivative.exercise_date: The restricted stock units vest 41.5% on the 12-month anniversary of June 1, 2022, and 19.5% on each of the following three six-month anniversaries thereafter.

F3 · derivative.expiration_date: The restricted stock units vest 41.5% on the 12-month anniversary of June 1, 2022, and 19.5% on each of the following three six-month anniversaries thereafter.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 16:50 UTC Exercise / conversionClass A Subordinate Voting Shares 71,017 $0.00 $0.00
Disclosure

SEC source: 0001935337-23-000004 · primary_doc.xml · nonDerivative · entry 1

Weiss Darren Henry · CIK 0001935337 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 660,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction represents the settlement of vested restricted stock units into Class A Subordinate Voting Shares.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 22:37 UTC
McDermott Edward Aloysious IIIChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 8,625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001981212-23-000002 · primary_doc.xml · derivative · entry 3

McDermott Edward Aloysious III · CIK 0001981212 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,756

Underlying: Class A Subordinate Voting Shares · 8,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The restricted stock units were granted under the Verano Holdings Corp. Stock and Incentive Plan on February 16, 2022. Each restricted stock unit reflects a contingent right to receive one Class A Subordinate Voting Share.

F1 · kind: This transaction represents the settlement of vested restricted stock units into Class A Subordinate Voting Shares.

F5 · derivative.exercise_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of November 29, 2021.

F5 · derivative.expiration_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of November 29, 2021.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 22:37 UTC
McDermott Edward Aloysious IIIChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 6,540 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001981212-23-000002 · primary_doc.xml · derivative · entry 2

McDermott Edward Aloysious III · CIK 0001981212 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,381

Underlying: Class A Subordinate Voting Shares · 6,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The restricted stock units were granted under the Verano Holdings Corp. Stock and Incentive Plan on June 23, 2022. Each restricted stock unit reflects a contingent right to receive one Class A Subordinate Voting Share.

F1 · kind: This transaction represents the settlement of vested restricted stock units into Class A Subordinate Voting Shares.

F3 · derivative.exercise_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of June 1, 2022.

F3 · derivative.expiration_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of June 1, 2022.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 22:37 UTC
McDermott Edward Aloysious IIIChief Operating Officer
Exercise / conversionRestricted Stock Units 15,165 $0.00 $0.00
Disclosure

SEC source: 0001981212-23-000002 · primary_doc.xml · nonDerivative · entry 1

McDermott Edward Aloysious III · CIK 0001981212 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction represents the settlement of vested restricted stock units into Class A Subordinate Voting Shares.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 22:17 UTC
Kalesnik Laura MarieGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 23,559 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001981213-23-000003 · primary_doc.xml · derivative · entry 2

Kalesnik Laura Marie · CIK 0001981213 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,473

Underlying: Class A Subordinate Voting Shares · 23,559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The restricted stock units were granted under the Verano Holdings Corp. Stock and Incentive Plan on June 23, 2022. Each restricted stock unit reflects a contingent right to receive one Class A Subordinate Voting Share.

F1 · kind: This transaction represents the settlement of vested restricted stock units into Class A Subordinate Voting Shares.

F3 · derivative.exercise_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of June 1, 2022.

F3 · derivative.expiration_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of June 1, 2022.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 22:17 UTC
Kalesnik Laura MarieGeneral Counsel
Exercise / conversionClass A Subordinate Voting Shares 23,559 $0.00 $0.00
Disclosure

SEC source: 0001981213-23-000003 · primary_doc.xml · nonDerivative · entry 1

Kalesnik Laura Marie · CIK 0001981213 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction represents the settlement of vested restricted stock units into Class A Subordinate Voting Shares.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 21:12 UTC
Miles Aaron NathanielChief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 39,454 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001935557-23-000004 · primary_doc.xml · derivative · entry 2

Miles Aaron Nathaniel · CIK 0001935557 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,608

Underlying: Class A Subordinate Voting Shares · 39,454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The restricted stock units were granted under the Verano Holdings Corp. Stock and Incentive Plan on June 23, 2022. Each restricted stock unit reflects a contingent right to receive one Class A Subordinate Voting Share.

F1 · kind: This transaction represents the settlement of vested restricted stock units into Class A Subordinate Voting Shares.

F3 · derivative.exercise_date: The restricted stock units vest 41.5% on the 12-month anniversary of June 1, 2022, and 19.5% on each of the following three six-month anniversaries thereafter.

F3 · derivative.expiration_date: The restricted stock units vest 41.5% on the 12-month anniversary of June 1, 2022, and 19.5% on each of the following three six-month anniversaries thereafter.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 21:12 UTC
Miles Aaron NathanielChief Investment Officer
Exercise / conversionRestricted Stock Units 39,454 $0.00 $0.00
Disclosure

SEC source: 0001935557-23-000004 · primary_doc.xml · nonDerivative · entry 1

Miles Aaron Nathaniel · CIK 0001935557 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction represents the settlement of vested restricted stock units into Class A Subordinate Voting Shares.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 20:42 UTC
Archos George PeterDirector · Chief Executive Officer · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 74,962 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001935777-23-000004 · primary_doc.xml · derivative · entry 2

Archos George Peter · CIK 0001935777 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 524,359

Underlying: Class A Subordinate Voting Shares · 74,962 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The restricted stock units were granted under the Verano Holdings Corp. Stock and Incentive Plan on June 23, 2022. Each restricted stock unit reflects a contingent right to receive one Class A Subordinate Voting Share.

F1 · kind: This transaction represents the settlement of vested restricted stock units into Class A Subordinate Voting Shares.

F3 · derivative.exercise_date: The restricted stock units vest 41.5% on the 12-month anniversary of June 1, 2022, and 19.5% on each of the following three six-month anniversaries thereafter.

F3 · derivative.expiration_date: The restricted stock units vest 41.5% on the 12-month anniversary of June 1, 2022, and 19.5% on each of the following three six-month anniversaries thereafter.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 20:42 UTC
Archos George PeterDirector · Chief Executive Officer · 10% owner
Exercise / conversionClass A Subordinate Voting Shares 74,962 $0.00 $0.00
Disclosure

SEC source: 0001935777-23-000004 · primary_doc.xml · nonDerivative · entry 1

Archos George Peter · CIK 0001935777 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 697,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction represents the settlement of vested restricted stock units into Class A Subordinate Voting Shares.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 15:17 UTC GrantRestricted Stock Units · Derivative 34,908 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001937209-23-000001 · primary_doc.xml · derivative · entry 2

Nunez Cristina Maria · CIK 0001937209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,819

Underlying: Class A Subordinate Voting Shares · 34,908 shares

Expires not disclosed

F1 · security: The restricted stock units were granted under the Verano Holdings Corp. Stock and Incentive Plan on June 1, 2023. Each restricted stock unit reflects a contingent right to receive one Class A Subordinate Voting Share.

F3 · derivative.exercise_date: The restricted stock units are fully vested as to 25% of the award on June 1, 2023 and thereafter vest 25% on each six-month anniversary of June 1, 2023.

F3 · derivative.expiration_date: The restricted stock units are fully vested as to 25% of the award on June 1, 2023 and thereafter vest 25% on each six-month anniversary of June 1, 2023.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 15:17 UTC GrantRestricted Stock Units · Derivative 85,911 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001937209-23-000001 · primary_doc.xml · derivative · entry 1

Nunez Cristina Maria · CIK 0001937209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,911

Underlying: Class A Subordinate Voting Shares · 85,911 shares

Expires not disclosed

F1 · security: The restricted stock units were granted under the Verano Holdings Corp. Stock and Incentive Plan on June 1, 2023. Each restricted stock unit reflects a contingent right to receive one Class A Subordinate Voting Share.

F2 · derivative.exercise_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of the date of grant.

F2 · derivative.expiration_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of the date of grant.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 15:12 UTC
Summerer Brett AndrewChief Financial Officer
GrantRestricted Stock Units · Derivative 343,643 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001935294-23-000001 · primary_doc.xml · derivative · entry 1

Summerer Brett Andrew · CIK 0001935294 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448,408

Underlying: Class A Subordinate Voting Shares · 343,643 shares

Expires not disclosed

F1 · security: The restricted stock units were granted under the Verano Holdings Corp. Stock and Incentive Plan on June 1, 2023. Each restricted stock unit reflects a contingent right to receive one Class A Subordinate Voting Share.

F2 · derivative.exercise_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of the date of grant.

F2 · derivative.expiration_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of the date of grant.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 18:02 UTC
Spreckman DavidEVP, Marketing
GrantRestricted Stock Units · Derivative 167,010 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001935304-23-000005 · primary_doc.xml · derivative · entry 1

Spreckman David · CIK 0001935304 · EVP, Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,805

Underlying: Class A Subordinate Voting Shares · 167,010 shares

Expires not disclosed

F1 · security: The restricted stock units were granted under the Verano Holdings Corp. Stock and Incentive Plan on June 1, 2023. Each restricted stock unit reflects a contingent right to receive one Class A Subordinate Voting Share.

F2 · derivative.exercise_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of the date of grant.

F2 · derivative.expiration_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of the date of grant.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 15:40 UTC
Thompson Destiny LynnChief People Officer
GrantRestricted Stock Units · Derivative 262,028 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001935324-23-000001 · primary_doc.xml · derivative · entry 1

Thompson Destiny Lynn · CIK 0001935324 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,533

Underlying: Class A Subordinate Voting Shares · 262,028 shares

Expires not disclosed

F1 · security: The restricted stock units were granted under the Verano Holdings Corp. Stock and Incentive Plan on June 1, 2023. Each restricted stock unit reflects a contingent right to receive one Class A Subordinate Voting Share.

F2 · derivative.exercise_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of the date of grant.

F2 · derivative.expiration_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of the date of grant.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 10:25 UTC
Weiss Darren HenryCOO, CLO, GC and Secretary
GrantRestricted Stock Units · Derivative 373,326 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001935337-23-000003 · primary_doc.xml · derivative · entry 1

Weiss Darren Henry · CIK 0001935337 · COO, CLO, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 559,198

Underlying: Class A Subordinate Voting Shares · 373,326 shares

Expires not disclosed

F1 · security: The restricted stock units were granted under the Verano Holdings Corp. Stock and Incentive Plan on June 1, 2023. Each restricted stock unit reflects a contingent right to receive one Class A Subordinate Voting Share.

F2 · derivative.exercise_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of the date of grant.

F2 · derivative.expiration_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of the date of grant.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 17:53 UTC
Tarapchak Richard CCorporate Controller
GrantRestricted Stock Units · Derivative 172,655 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001485597-23-000003 · primary_doc.xml · derivative · entry 1

Tarapchak Richard C · CIK 0001485597 · Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,031

Underlying: Class A Subordinate Voting Shares · 172,655 shares

Expires not disclosed

F1 · security: The restricted stock units were granted under the Verano Holdings Corp. Stock and Incentive Plan on June 1, 2023. Each restricted stock unit reflects a contingent right to receive one Class A Subordinate Voting Share.

F2 · derivative.exercise_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of the date of grant.

F2 · derivative.expiration_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of the date of grant.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 14:59 UTC GrantRestricted Stock Units · Derivative 85,911 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001354360-23-000007 · primary_doc.xml · derivative · entry 1

Smullen Richard Michael · CIK 0001354360 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,911

Underlying: Class A Subordinate Voting Shares · 85,911 shares

Expires not disclosed

F1 · security: The restricted stock units were granted under the Verano Holdings Corp. Stock and Incentive Plan on June 1, 2023. Each restricted stock unit reflects a contingent right to receive one Class A Subordinate Voting Share.

F2 · derivative.exercise_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of the date of grant.

F2 · derivative.expiration_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of the date of grant.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 19:08 UTC GrantRestricted Stock Units · Derivative 85,911 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001944703-23-000001 · primary_doc.xml · derivative · entry 1

Hirsh Lawrence Randall · CIK 0001944703 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,078

Underlying: Class A Subordinate Voting Shares · 85,911 shares

Expires not disclosed

F1 · security: The restricted stock units were granted under the Verano Holdings Corp. Stock and Incentive Plan on June 1, 2023. Each restricted stock unit reflects a contingent right to receive one Class A Subordinate Voting Share.

F2 · derivative.exercise_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of the date of grant.

F2 · derivative.expiration_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of the date of grant.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 15:32 UTC
Miles Aaron NathanielChief Investment Officer
GrantRestricted Stock Units · Derivative 283,908 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001935557-23-000003 · primary_doc.xml · derivative · entry 1

Miles Aaron Nathaniel · CIK 0001935557 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 382,062

Underlying: Class A Subordinate Voting Shares · 283,908 shares

Expires not disclosed

F1 · security: The restricted stock units were granted under the Verano Holdings Corp. Stock and Incentive Plan on June 1, 2023. Each restricted stock unit reflects a contingent right to receive one Class A Subordinate Voting Share.

F2 · derivative.exercise_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of the date of grant.

F2 · derivative.expiration_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of the date of grant.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 14:15 UTC GrantRestricted Stock Units · Derivative 367,268 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001935774-23-000001 · primary_doc.xml · derivative · entry 1

Tipton John Allen · CIK 0001935774 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 367,268

Underlying: Class A Subordinate Voting Shares · 367,268 shares

Expires not disclosed

F1 · security: The restricted stock units were granted under the Verano Holdings Corp. Stock and Incentive Plan on June 1, 2023. Each restricted stock unit reflects a contingent right to receive one Class A Subordinate Voting Share.

F2 · derivative.exercise_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of the date of grant.

F2 · derivative.expiration_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of the date of grant.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 13:57 UTC
Archos George PeterDirector · Chief Executive Officer · 10% owner
GrantRestricted Stock Units · Derivative 401,118 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001935777-23-000003 · primary_doc.xml · derivative · entry 1

Archos George Peter · CIK 0001935777 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 524,359

Underlying: Class A Subordinate Voting Shares · 401,118 shares

Expires not disclosed

F1 · security: The restricted stock units were granted under the Verano Holdings Corp. Stock and Incentive Plan on June 1, 2023. Each restricted stock unit reflects a contingent right to receive one Class A Subordinate Voting Share.

F2 · derivative.exercise_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of the date of grant.

F2 · derivative.expiration_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of the date of grant.

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April 05, 2023 Filed Apr 11, 2023 14:33 UTC
Spreckman DavidEVP, Marketing
Exercise / conversionRestricted Stock Units · Derivative 17,857 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001935304-23-000004 · primary_doc.xml · derivative · entry 2

Spreckman David · CIK 0001935304 · EVP, Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,795

Underlying: Class A Subordinate Voting Shares · 17,857 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The restricted stock units were granted under the Verano Holdings Corp. Stock and Incentive Plan on March 28, 2023. Each restricted stock unit reflects a contingent right to receive one Class A Subordinate Voting Share.

F3 · derivative.exercise_date: The restricted stock units are fully vested as of the date of grant.

F3 · derivative.expiration_date: The restricted stock units are fully vested as of the date of grant.

F4 · derivative.underlying_shares: The restricted stock units were net-settled, resulting in the issuance of 11,678 Class A subordinate voting shares.

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April 05, 2023 Filed Apr 11, 2023 14:33 UTC
Spreckman DavidEVP, Marketing
Exercise / conversionClass A Subordinate Voting Shares 11,678 $0.00 $0.00
Disclosure

SEC source: 0001935304-23-000004 · primary_doc.xml · nonDerivative · entry 1

Spreckman David · CIK 0001935304 · EVP, Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction represents the settlement of vested restricted stock units into Class A Subordinate Voting Shares.

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April 05, 2023 Filed Apr 11, 2023 14:42 UTC
Tarapchak Richard CCorporate Controller
Exercise / conversionRestricted Stock Units · Derivative 10,350 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001485597-23-000002 · primary_doc.xml · derivative · entry 2

Tarapchak Richard C · CIK 0001485597 · Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,376

Underlying: Class A Subordinate Voting Shares · 10,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The restricted stock units were granted under the Verano Holdings Corp. Stock and Incentive Plan on March 28, 2023. Each restricted stock unit reflects a contingent right to receive one Class A Subordinate Voting Share.

F3 · derivative.exercise_date: The restricted stock units are fully vested as of the date of grant.

F3 · derivative.expiration_date: The restricted stock units are fully vested as of the date of grant.

F4 · derivative.underlying_shares: he restricted stock units were net-settled, resulting in the issuance of 6,768 Class A subordinate voting shares.

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April 05, 2023 Filed Apr 11, 2023 14:42 UTC
Tarapchak Richard CCorporate Controller
Exercise / conversionClass A Subordinate Voting Shares 6,768 $0.00 $0.00
Disclosure

SEC source: 0001485597-23-000002 · primary_doc.xml · nonDerivative · entry 1

Tarapchak Richard C · CIK 0001485597 · Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction represents the settlement of vested restricted stock units into Class A Subordinate Voting Shares.

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March 28, 2023 Filed Mar 29, 2023 14:30 UTC
Spreckman DavidEVP, Marketing
GrantRestricted Stock Units · Derivative 17,857 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001935304-23-000003 · primary_doc.xml · derivative · entry 1

Spreckman David · CIK 0001935304 · EVP, Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,652

Underlying: Class A Subordinate Voting Shares · 17,857 shares

Expires not disclosed

F1 · security: The restricted stock units were granted under the Verano Holdings Corp. Stock and Incentive Plan on March 28, 2023. Each restricted stock unit reflects a contingent right to receive one Class A Subordinate Voting Share.

F2 · derivative.exercise_date: The restricted stock units are fully vested as of the date of grant.

F2 · derivative.expiration_date: The restricted stock units are fully vested as of the date of grant.

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March 28, 2023 Filed Mar 29, 2023 14:00 UTC
Tarapchak Richard CCorporate Controller
GrantRestricted Stock Units · Derivative 10,350 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001485597-23-000001 · primary_doc.xml · derivative · entry 1

Tarapchak Richard C · CIK 0001485597 · Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,726

Underlying: Class A Subordinate Voting Shares · 10,350 shares

Expires not disclosed

F1 · security: The restricted stock units were granted under the Verano Holdings Corp. Stock and Incentive Plan on March 28, 2023. Each restricted stock unit reflects a contingent right to receive one Class A Subordinate Voting Share.

F2 · derivative.exercise_date: The restricted stock units are fully vested as of the date of grant.

F2 · derivative.expiration_date: The restricted stock units are fully vested as of the date of grant.

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March 09, 2023 Filed Mar 13, 2023 13:48 UTC
Spreckman DavidEVP, Marketing
SaleClass A Subordinate Voting Shares 248 $3.14 $777.58
Disclosure

SEC source: 0001935304-23-000002 · primary_doc.xml · nonDerivative · entry 1

Spreckman David · CIK 0001935304 · EVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,173

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 1, 2022.

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March 09, 2023 Filed Mar 13, 2023 09:38 UTC
Weiss Darren HenryCOO, CLO, GC and Secretary
SaleClass A Subordinate Voting Shares 6,048 $3.14 $18,962.90
Disclosure

SEC source: 0001935337-23-000002 · primary_doc.xml · nonDerivative · entry 1

Weiss Darren Henry · CIK 0001935337 · COO, CLO, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583,216

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2022.

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March 09, 2023 Filed Mar 13, 2023 13:43 UTC
Miles Aaron NathanielChief Investment Officer
SaleClass A Subordinate Voting Shares 1,160 $3.14 $3,637.06
Disclosure

SEC source: 0001935557-23-000002 · primary_doc.xml · nonDerivative · entry 1

Miles Aaron Nathaniel · CIK 0001935557 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,675

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2022.

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March 09, 2023 Filed Mar 13, 2023 13:31 UTC
Archos George PeterDirector · Chief Executive Officer
SaleClass A Subordinate Voting Shares 5,049 $3.14 $15,830.63
Disclosure

SEC source: 0001935777-23-000002 · primary_doc.xml · nonDerivative · entry 1

Archos George Peter · CIK 0001935777 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,981

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 1, 2022.

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March 07, 2023 Filed Mar 9, 2023 20:23 UTC
Spreckman DavidEVP, Marketing
Exercise / conversionRestricted Stock Units · Derivative 6.5 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001935304-23-000001 · primary_doc.xml · derivative · entry 2

Spreckman David · CIK 0001935304 · EVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Proportionate Voting Shares · 6.5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The restricted stock units were granted under the Verano Holdings Corp. Stock and Incentive Plan on February 23, 2021. Each restricted stock unit reflects a contingent right to receive one Class B Proportionate Voting Share.

F3 · derivative.exercise_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of the date of grant.

F4 · derivative.underlying: Class A Subordinate Voting Shares may be issued in lieu of Class B Proportionate Voting Shares, on an as-converted basis of 100: 1, at the discretion of the compensation committee of the board of directors.

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March 07, 2023 Filed Mar 9, 2023 20:23 UTC
Spreckman DavidEVP, Marketing
Exercise / conversionClass A Subordinate Voting Shares 650 $3.36 $2,185.37
Disclosure

SEC source: 0001935304-23-000001 · primary_doc.xml · nonDerivative · entry 1

Spreckman David · CIK 0001935304 · EVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction represents the settlement of vested restricted stock units into Class A Subordinate Voting Shares.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 15:32 UTC
Weiss Darren HenryCOO, CLO, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 147.75 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001935337-23-000001 · primary_doc.xml · derivative · entry 2

Weiss Darren Henry · CIK 0001935337 · COO, CLO, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147.75

Underlying: Class B Proportionate Voting Shares · 147.75 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The restricted stock units were granted under the Verano Holdings Corp. Stock and Incentive Plan on February 18, 2021. Each restricted stock unit reflects a contingent right to receive one Class B Proportionate Voting Share.

F3 · derivative.exercise_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of the date of grant.

F4 · derivative.underlying: Class A Subordinate Voting Shares may be issued in lieu of Class B Proportionate Voting Shares, on an as-converted basis of 100:1, at the discretion of the compensation committee of the board of directors.

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March 07, 2023 Filed Mar 9, 2023 15:32 UTC
Weiss Darren HenryCOO, CLO, GC and Secretary
Exercise / conversionClass A Subordinate Voting Shares 14,775 $3.36 $49,675.03
Disclosure

SEC source: 0001935337-23-000001 · primary_doc.xml · nonDerivative · entry 1

Weiss Darren Henry · CIK 0001935337 · COO, CLO, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction represents the settlement of vested restricted stock units into Class A Subordinate Voting Shares.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 20:13 UTC
Miles Aaron NathanielChief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 31 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001935557-23-000001 · primary_doc.xml · derivative · entry 2

Miles Aaron Nathaniel · CIK 0001935557 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Proportionate Voting Shares · 310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The restricted stock units were granted under the Verano Holdings Corp. Stock and Incentive Plan on February 18, 2021. Each restricted stock unit reflects a contingent right to receive one Class B Proportionate Voting Share.

F3 · derivative.exercise_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of the date of grant.

F4 · derivative.underlying: Class A Subordinate Voting Shares may be issued in lieu of Class B Proportionate Voting Shares, on an as-converted basis of 100: 1, at the discretion of the compensation committee of the board of directors.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 20:13 UTC
Miles Aaron NathanielChief Investment Officer
Exercise / conversionClass A Subordinate Voting Shares 3,100 $3.36 $10,422.51
Disclosure

SEC source: 0001935557-23-000001 · primary_doc.xml · nonDerivative · entry 1

Miles Aaron Nathaniel · CIK 0001935557 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction represents the settlement of vested restricted stock units into Class A Subordinate Voting Shares.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 20:05 UTC Exercise / conversionRestricted Stock Units · Derivative 166.67 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001938790-23-000001 · primary_doc.xml · derivative · entry 2

Brown Edward Max · CIK 0001938790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Proportionate Voting Shares · 166.67 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The restricted stock units were granted under the Verano Holdings Corp. Stock and Incentive Plan on February 18, 2021. Each restricted stock unit reflects a contingent right to receive one Class B Proportionate Voting Share.

F3 · derivative.exercise_date: The restricted stock units vest 1/3rd on each six-month anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest 1/3rd on each six-month anniversary of the date of grant.

F4 · derivative.underlying: Class A Subordinate Voting Shares may be issued in lieu of Class B Proportionate Voting Shares, on an as-converted basis of 100:1, at the discretion of the compensation committee of the board of directors.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 20:05 UTC Exercise / conversionClass A Subordinate Voting Shares 16,667 $3.36 $56,036.12
Disclosure

SEC source: 0001938790-23-000001 · primary_doc.xml · nonDerivative · entry 1

Brown Edward Max · CIK 0001938790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction represents the settlement of vested restricted stock units into Class A Subordinate Voting Shares.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 19:54 UTC
Archos George PeterDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 176 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001935777-23-000001 · primary_doc.xml · derivative · entry 2

Archos George Peter · CIK 0001935777 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Proportionate Voting Shares · 176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The restricted stock units were granted under the Verano Holdings Corp. Stock and Incentive Plan on February 18, 2022. Each restricted stock unit reflects a contingent right to receive one Class B Proportionate Voting Share.

F4 · derivative.exercise_date: The restricted stock units vested 1/3rd on each 6-month anniversary of the date of grant.

F4 · derivative.expiration_date: The restricted stock units vested 1/3rd on each 6-month anniversary of the date of grant.

F3 · derivative.underlying: Class A Subordinate Voting Shares may be issued in lieu of Class B Proportionate Voting Shares, on an as-converted basis of 100:1, at the discretion of the compensation committee of the board of directors.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 19:54 UTC
Archos George PeterDirector · Chief Executive Officer
Exercise / conversionClass A Subordinate Voting Shares 17,600 $3.36 $59,172.96
Disclosure

SEC source: 0001935777-23-000001 · primary_doc.xml · nonDerivative · entry 1

Archos George Peter · CIK 0001935777 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction represents the settlement of vested restricted stock units into Class A Subordinate Voting Shares.

Read SEC document
March 03, 2023 Filed Mar 6, 2023 19:15 UTC SaleClass A Subordinate Voting Shares 5,095 $3.16 $16,120.58
Disclosure

SEC source: 0001354360-23-000006 · primary_doc.xml · nonDerivative · entry 2

Smullen Richard Michael · CIK 0001354360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,428,863

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2022.

F3 · price: Represents a weighted average sale price for multiple sale transactions ranging from $3.182 to $3.138 per share, as converted from Canadian dollars. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 02, 2023 Filed Mar 6, 2023 19:15 UTC SaleClass A Subordinate Voting Shares 107,500 $2.94 $315,942.50
Disclosure

SEC source: 0001354360-23-000006 · primary_doc.xml · nonDerivative · entry 1

Smullen Richard Michael · CIK 0001354360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,433,958

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2022.

F2 · price: Represents a weighted average sale price for multiple sale transactions ranging from $2.960 to $2.843 per share, as converted from Canadian dollars. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.