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Nasdaq · USD

VRCA

Verrica Pharmaceuticals Inc.

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6823
SEC CIK
0001660334
Parsed reports
253

Last 12 months

Inside the activity.

12 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202560
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202660
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 20, 2018 Filed Dec 21, 2018 22:14 UTC
Davidson Matt10% owner
SaleCommon Stock 3,300 $7.11 $23,463.00
Disclosure

SEC source: 0001209191-18-063961 · doc4.xml · nonDerivative · entry 2

Davidson Matt · CIK 0001741937 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,094,591

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 22, 2018.

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $6.50 to $7.42, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 19, 2018 Filed Dec 21, 2018 22:14 UTC
Davidson Matt10% owner
SaleCommon Stock 1,617 $8.71 $14,084.07
Disclosure

SEC source: 0001209191-18-063961 · doc4.xml · nonDerivative · entry 1

Davidson Matt · CIK 0001741937 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,097,891

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 22, 2018.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $8.32 to $8.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 18, 2018 Filed Dec 18, 2018 22:27 UTC
Davidson Matt10% owner
SaleCommon Stock 2,210 $9.19 $20,309.90
Disclosure

SEC source: 0001209191-18-063260 · doc4.xml · nonDerivative · entry 3

Davidson Matt · CIK 0001741937 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,099,508

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 22, 2018.

F4 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $8.80 to $9.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 17, 2018 Filed Dec 18, 2018 22:27 UTC
Davidson Matt10% owner
SaleCommon Stock 1,305 $9.94 $12,971.70
Disclosure

SEC source: 0001209191-18-063260 · doc4.xml · nonDerivative · entry 2

Davidson Matt · CIK 0001741937 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,101,718

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 22, 2018.

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $9.60 to $10.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 22:27 UTC
Davidson Matt10% owner
SaleCommon Stock 700 $10.07 $7,049.00
Disclosure

SEC source: 0001209191-18-063260 · doc4.xml · nonDerivative · entry 1

Davidson Matt · CIK 0001741937 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,103,023

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 22, 2018.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $10.00 to $10.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 13, 2018 Filed Nov 14, 2018 21:30 UTC
Manning Paul BDirector · 10% owner
PurchaseCommon Stock 55 $15.60 $858.00
Disclosure

SEC source: 0001209191-18-058536 · doc4.xml · nonDerivative · entry 10

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,295,344

F10 · price: This transaction was executed in multiple trades at prices ranging from $15.55 to $15.60, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

F3 · ownership.nature: The shares are held directly by BKB Growth Investments, LLC ("BKB"). The Reporting Person is a co-manager of BKB and has sole voting and investment power with respect to the shares held by BKB.

Read SEC document
November 13, 2018 Filed Nov 14, 2018 21:30 UTC
Manning Paul BDirector · 10% owner
PurchaseCommon Stock 55 $15.60 $858.00
Disclosure

SEC source: 0001209191-18-058536 · doc4.xml · nonDerivative · entry 9

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,022,883

F10 · price: This transaction was executed in multiple trades at prices ranging from $15.55 to $15.60, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

F11 · ownership.direct: Consists of 7,754,783 shares of common stock held by Mr. Manning and 268,100 shares of common stock held by Mr. Manning jointly with his spouse.

Read SEC document
November 13, 2018 Filed Nov 14, 2018 21:30 UTC
Manning Paul BDirector · 10% owner
PurchaseCommon Stock 9,418 $14.94 $140,704.92
Disclosure

SEC source: 0001209191-18-058536 · doc4.xml · nonDerivative · entry 8

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,295,289

F8 · price: This transaction was executed in multiple trades at prices ranging from $14.50 to $15.36, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

F3 · ownership.nature: The shares are held directly by BKB Growth Investments, LLC ("BKB"). The Reporting Person is a co-manager of BKB and has sole voting and investment power with respect to the shares held by BKB.

Read SEC document
November 13, 2018 Filed Nov 14, 2018 21:30 UTC
Manning Paul BDirector · 10% owner
PurchaseCommon Stock 9,418 $14.94 $140,704.92
Disclosure

SEC source: 0001209191-18-058536 · doc4.xml · nonDerivative · entry 7

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,022,828

F8 · price: This transaction was executed in multiple trades at prices ranging from $14.50 to $15.36, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

F9 · ownership.direct: Consists of 7,754,783 shares of common stock held by Mr. Manning and 268,045 shares of common stock held by Mr. Manning jointly with his spouse.

Read SEC document
November 13, 2018 Filed Nov 14, 2018 21:30 UTC
Manning Paul BDirector · 10% owner
PurchaseCommon Stock 10,527 $14.08 $148,220.16
Disclosure

SEC source: 0001209191-18-058536 · doc4.xml · nonDerivative · entry 6

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,285,871

F6 · price: This transaction was executed in multiple trades at prices ranging from $13.50 to $14.47, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

F3 · ownership.nature: The shares are held directly by BKB Growth Investments, LLC ("BKB"). The Reporting Person is a co-manager of BKB and has sole voting and investment power with respect to the shares held by BKB.

Read SEC document
November 13, 2018 Filed Nov 14, 2018 21:30 UTC
Manning Paul BDirector · 10% owner
PurchaseCommon Stock 10,527 $14.08 $148,220.16
Disclosure

SEC source: 0001209191-18-058536 · doc4.xml · nonDerivative · entry 5

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,013,410

F6 · price: This transaction was executed in multiple trades at prices ranging from $13.50 to $14.47, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

F7 · ownership.direct: Consists of 7,754,783 shares of common stock held by Mr. Manning and 258,627 shares of common stock held by Mr. Manning jointly with his spouse.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:30 UTC
Manning Paul BDirector · 10% owner
PurchaseCommon Stock 9,950 $13.96 $138,902.00
Disclosure

SEC source: 0001209191-18-058536 · doc4.xml · nonDerivative · entry 4

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,275,344

F4 · price: This transaction was executed in multiple trades at prices ranging from $13.70 to $14.31, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

F3 · ownership.nature: The shares are held directly by BKB Growth Investments, LLC ("BKB"). The Reporting Person is a co-manager of BKB and has sole voting and investment power with respect to the shares held by BKB.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:30 UTC
Manning Paul BDirector · 10% owner
PurchaseCommon Stock 9,950 $13.96 $138,902.00
Disclosure

SEC source: 0001209191-18-058536 · doc4.xml · nonDerivative · entry 3

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,002,883

F4 · price: This transaction was executed in multiple trades at prices ranging from $13.70 to $14.31, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

F5 · ownership.direct: Consists of 7,754,783 shares of common stock held by Mr. Manning and 248,100 shares of common stock held by Mr. Manning jointly with his spouse.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:30 UTC
Manning Paul BDirector · 10% owner
PurchaseCommon Stock 5,150 $13.17 $67,825.50
Disclosure

SEC source: 0001209191-18-058536 · doc4.xml · nonDerivative · entry 2

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,265,394

F1 · price: This transaction was executed in multiple trades at prices ranging from $12.615 to $13.60, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

F3 · ownership.nature: The shares are held directly by BKB Growth Investments, LLC ("BKB"). The Reporting Person is a co-manager of BKB and has sole voting and investment power with respect to the shares held by BKB.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:30 UTC
Manning Paul BDirector · 10% owner
PurchaseCommon Stock 5,150 $13.17 $67,825.50
Disclosure

SEC source: 0001209191-18-058536 · doc4.xml · nonDerivative · entry 1

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,992,933

F1 · price: This transaction was executed in multiple trades at prices ranging from $12.615 to $13.60, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.direct: Consists of 7,754,783 shares of common stock held by Mr. Manning and 238,150 shares of common stock held by Mr. Manning jointly with his spouse.

Read SEC document
September 17, 2018 Filed Sep 18, 2018 16:27 UTC
Palczuk LindaChief Operating Officer
PurchaseCommon Stock 2,500 $16.52 $41,300.00
Disclosure

SEC source: 0001209191-18-051471 · doc4.xml · nonDerivative · entry 1

Palczuk Linda · CIK 0001717580 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

F1 · price: This transaction was executed in multiple trades at prices ranging from $16.52 to $16.55, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.direct: Consists of 3,000 shares of common stock held by Ms. Palczuk and 2,500 shares of common stock held by Ms. Palczuk jointly with her spouse.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 20:32 UTC
White TedDirector · President and CEO
PurchaseCommon Stock 300 $16.36 $4,908.00
Disclosure

SEC source: 0001209191-18-047752 · doc4.xml · nonDerivative · entry 1

White Ted · CIK 0001741964 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,305

Read SEC document
August 15, 2018 Filed Aug 16, 2018 21:02 UTC
White TedDirector · President and CEO
PurchaseCommon Stock 600 $16.40 $9,840.00
Disclosure

SEC source: 0001209191-18-047102 · doc4.xml · nonDerivative · entry 2

White Ted · CIK 0001741964 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,005

Read SEC document
August 14, 2018 Filed Aug 16, 2018 21:02 UTC
White TedDirector · President and CEO
PurchaseCommon Stock 1,905 $15.47 $29,470.35
Disclosure

SEC source: 0001209191-18-047102 · doc4.xml · nonDerivative · entry 1

White Ted · CIK 0001741964 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,405

F1 · price: This transaction was executed in multiple trades at prices ranging from $15.30 to $15.57, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 10, 2018 Filed Aug 14, 2018 20:39 UTC
Manning Paul BDirector · 10% owner
PurchaseCommon Stock 33,000 $15.08 $497,640.00
Disclosure

SEC source: 0001209191-18-046616 · doc4.xml · nonDerivative · entry 1

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,787,783

F1 · price: This transaction was executed in multiple trades at prices ranging from $15.00 to $15.30, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.direct: Consists of 7,754,783 shares of common stock held by Mr. Manning and 33,000 shares of common stock held by Mr. Manning jointly with his spouse.

Read SEC document
June 19, 2018 Filed Jun 19, 2018 20:50 UTC ConversionSeries A Convertible Preferred Stock · Derivative 394,295 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-038600 · doc4.xml · derivative · entry 2

Stalfort Sean · CIK 0001709418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 394,295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock was convertible at any time at the option of the holder into Common Stock, had no expiration date and converted into shares of Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock was convertible at any time at the option of the holder into Common Stock, had no expiration date and converted into shares of Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock was convertible at any time at the option of the holder into Common Stock, had no expiration date and converted into shares of Common Stock upon the closing of the Issuer's initial public offering.

Read SEC document
June 19, 2018 Filed Jun 19, 2018 20:50 UTC ConversionCommon Stock 394,295 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-038600 · doc4.xml · nonDerivative · entry 1

Stalfort Sean · CIK 0001709418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Convertible Preferred Stock was convertible at any time at the option of the holder into Common Stock, had no expiration date and converted into shares of Common Stock upon the closing of the Issuer's initial public offering.

Read SEC document
June 19, 2018 Filed Jun 19, 2018 20:48 UTC ConversionSeries A Convertible Preferred Stock · Derivative 200,734 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-038596 · doc4.xml · derivative · entry 2

OCLASSEN GLENN A · CIK 0001210529 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 200,734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock was convertible at any time at the option of the holder into Common Stock, had no expiration date and converted into shares of Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock was convertible at any time at the option of the holder into Common Stock, had no expiration date and converted into shares of Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock was convertible at any time at the option of the holder into Common Stock, had no expiration date and converted into shares of Common Stock upon the closing of the Issuer's initial public offering.

F2 · ownership.nature: The shares are held directly by The Glenn A. Oclassen 2016 Trust dated November 30, 2016 (the "Trust"). The Reporting Person serves as trustee of the Trust.

Read SEC document
June 19, 2018 Filed Jun 19, 2018 20:48 UTC ConversionCommon Stock 200,734 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-038596 · doc4.xml · nonDerivative · entry 1

OCLASSEN GLENN A · CIK 0001210529 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 290,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Convertible Preferred Stock was convertible at any time at the option of the holder into Common Stock, had no expiration date and converted into shares of Common Stock upon the closing of the Issuer's initial public offering.

F2 · ownership.nature: The shares are held directly by The Glenn A. Oclassen 2016 Trust dated November 30, 2016 (the "Trust"). The Reporting Person serves as trustee of the Trust.

Read SEC document
June 19, 2018 Filed Jun 19, 2018 20:46 UTC
Manning Paul BDirector · 10% owner
ConversionSeries A Convertible Preferred Stock · Derivative 256,634 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-038593 · doc4.xml · derivative · entry 6

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 256,634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock was convertible at any time at the option of the holder into Common Stock, had no expiration date and converted into shares of Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock was convertible at any time at the option of the holder into Common Stock, had no expiration date and converted into shares of Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock was convertible at any time at the option of the holder into Common Stock, had no expiration date and converted into shares of Common Stock upon the closing of the Issuer's initial public offering.

F3 · ownership.nature: The shares are held directly by PBM Capital Investments, LLC ("PBMCI"). The Reporting Person is President and CEO of PBMCI and has sole voting and investment power with respect to the shares held by PBMCI.

Read SEC document
June 19, 2018 Filed Jun 19, 2018 20:46 UTC
Manning Paul BDirector · 10% owner
ConversionSeries A Convertible Preferred Stock · Derivative 1,132,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-038593 · doc4.xml · derivative · entry 5

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,132,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock was convertible at any time at the option of the holder into Common Stock, had no expiration date and converted into shares of Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock was convertible at any time at the option of the holder into Common Stock, had no expiration date and converted into shares of Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock was convertible at any time at the option of the holder into Common Stock, had no expiration date and converted into shares of Common Stock upon the closing of the Issuer's initial public offering.

F2 · ownership.nature: The shares are held directly by BKB Growth Investments, LLC ("BKB"). The Reporting Person is a co-manager of BKB and has sole voting and investment power with respect to the shares held by BKB.

Read SEC document
June 19, 2018 Filed Jun 19, 2018 20:46 UTC
Manning Paul BDirector · 10% owner
ConversionSeries A Convertible Preferred Stock · Derivative 7,754,783 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-038593 · doc4.xml · derivative · entry 4

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,754,783 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock was convertible at any time at the option of the holder into Common Stock, had no expiration date and converted into shares of Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock was convertible at any time at the option of the holder into Common Stock, had no expiration date and converted into shares of Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock was convertible at any time at the option of the holder into Common Stock, had no expiration date and converted into shares of Common Stock upon the closing of the Issuer's initial public offering.

Read SEC document
June 19, 2018 Filed Jun 19, 2018 20:46 UTC
Manning Paul BDirector · 10% owner
ConversionCommon Stock 256,634 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-038593 · doc4.xml · nonDerivative · entry 3

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 256,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Convertible Preferred Stock was convertible at any time at the option of the holder into Common Stock, had no expiration date and converted into shares of Common Stock upon the closing of the Issuer's initial public offering.

F3 · ownership.nature: The shares are held directly by PBM Capital Investments, LLC ("PBMCI"). The Reporting Person is President and CEO of PBMCI and has sole voting and investment power with respect to the shares held by PBMCI.

Read SEC document
June 19, 2018 Filed Jun 19, 2018 20:46 UTC
Manning Paul BDirector · 10% owner
ConversionCommon Stock 1,132,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-038593 · doc4.xml · nonDerivative · entry 2

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,160,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Convertible Preferred Stock was convertible at any time at the option of the holder into Common Stock, had no expiration date and converted into shares of Common Stock upon the closing of the Issuer's initial public offering.

F2 · ownership.nature: The shares are held directly by BKB Growth Investments, LLC ("BKB"). The Reporting Person is a co-manager of BKB and has sole voting and investment power with respect to the shares held by BKB.

Read SEC document
June 19, 2018 Filed Jun 19, 2018 20:46 UTC
Manning Paul BDirector · 10% owner
ConversionCommon Stock 7,754,783 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-038593 · doc4.xml · nonDerivative · entry 1

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,754,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Convertible Preferred Stock was convertible at any time at the option of the holder into Common Stock, had no expiration date and converted into shares of Common Stock upon the closing of the Issuer's initial public offering.

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June 19, 2018 Filed Aug 2, 2018 01:50 UTC ConversionSeries C Preferred Stock · Derivative 2,193,463 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-021103 · doc4.xml · derivative · entry 5

PERCEPTIVE ADVISORS LLC · CIK 0001224962 · 10% owner

PERCEPTIVE LIFE SCIENCES MASTER FUND LTD · CIK 0001249675 · 10% owner

EDELMAN JOSEPH · CIK 0001164426 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,279,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's preferred stock is convertible, at any time, at the holder's election, into shares of the Issuer's common stock, has no expiration date and converts into shares upon the closing of the Issuer's initial public offering.

F1 · price: Each share of the Issuer's preferred stock is convertible, at any time, at the holder's election, into shares of the Issuer's common stock, has no expiration date and converts into shares upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of the Issuer's preferred stock is convertible, at any time, at the holder's election, into shares of the Issuer's common stock, has no expiration date and converts into shares upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of the Issuer's preferred stock is convertible, at any time, at the holder's election, into shares of the Issuer's common stock, has no expiration date and converts into shares upon the closing of the Issuer's initial public offering.

F2 · ownership.nature: The securities are directly held by Perceptive Life Sciences Master Fund Ltd. (the "Master Fund"). Perceptive Advisors LLC (the "Advisor") serves as the investment manager of Master Fund. Joseph Edelman is the managing member of the Advisor. Each of Mr. Edelman and the Advisor disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either Mr. Edelman or the Advisor is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

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June 19, 2018 Filed Aug 2, 2018 01:50 UTC ConversionSeries B Preferred Stock · Derivative 1,937,984 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-021103 · doc4.xml · derivative · entry 4

PERCEPTIVE ADVISORS LLC · CIK 0001224962 · 10% owner

PERCEPTIVE LIFE SCIENCES MASTER FUND LTD · CIK 0001249675 · 10% owner

EDELMAN JOSEPH · CIK 0001164426 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,130,679 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's preferred stock is convertible, at any time, at the holder's election, into shares of the Issuer's common stock, has no expiration date and converts into shares upon the closing of the Issuer's initial public offering.

F1 · price: Each share of the Issuer's preferred stock is convertible, at any time, at the holder's election, into shares of the Issuer's common stock, has no expiration date and converts into shares upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of the Issuer's preferred stock is convertible, at any time, at the holder's election, into shares of the Issuer's common stock, has no expiration date and converts into shares upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of the Issuer's preferred stock is convertible, at any time, at the holder's election, into shares of the Issuer's common stock, has no expiration date and converts into shares upon the closing of the Issuer's initial public offering.

F2 · ownership.nature: The securities are directly held by Perceptive Life Sciences Master Fund Ltd. (the "Master Fund"). Perceptive Advisors LLC (the "Advisor") serves as the investment manager of Master Fund. Joseph Edelman is the managing member of the Advisor. Each of Mr. Edelman and the Advisor disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either Mr. Edelman or the Advisor is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

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June 19, 2018 Filed Aug 2, 2018 01:50 UTC PurchaseCommon Stock 1,000,000 $15.00 $15,000,000.00
Disclosure

SEC source: 0000899243-18-021103 · doc4.xml · nonDerivative · entry 3

PERCEPTIVE ADVISORS LLC · CIK 0001224962 · 10% owner

PERCEPTIVE LIFE SCIENCES MASTER FUND LTD · CIK 0001249675 · 10% owner

EDELMAN JOSEPH · CIK 0001164426 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,410,412

F2 · ownership.nature: The securities are directly held by Perceptive Life Sciences Master Fund Ltd. (the "Master Fund"). Perceptive Advisors LLC (the "Advisor") serves as the investment manager of Master Fund. Joseph Edelman is the managing member of the Advisor. Each of Mr. Edelman and the Advisor disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either Mr. Edelman or the Advisor is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

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June 19, 2018 Filed Aug 2, 2018 01:50 UTC ConversionCommon Stock 1,279,733 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-021103 · doc4.xml · nonDerivative · entry 2

PERCEPTIVE ADVISORS LLC · CIK 0001224962 · 10% owner

PERCEPTIVE LIFE SCIENCES MASTER FUND LTD · CIK 0001249675 · 10% owner

EDELMAN JOSEPH · CIK 0001164426 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,410,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the Issuer's preferred stock is convertible, at any time, at the holder's election, into shares of the Issuer's common stock, has no expiration date and converts into shares upon the closing of the Issuer's initial public offering.

F2 · ownership.nature: The securities are directly held by Perceptive Life Sciences Master Fund Ltd. (the "Master Fund"). Perceptive Advisors LLC (the "Advisor") serves as the investment manager of Master Fund. Joseph Edelman is the managing member of the Advisor. Each of Mr. Edelman and the Advisor disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either Mr. Edelman or the Advisor is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

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June 19, 2018 Filed Aug 2, 2018 01:50 UTC ConversionCommon Stock 1,130,679 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-021103 · doc4.xml · nonDerivative · entry 1

PERCEPTIVE ADVISORS LLC · CIK 0001224962 · 10% owner

PERCEPTIVE LIFE SCIENCES MASTER FUND LTD · CIK 0001249675 · 10% owner

EDELMAN JOSEPH · CIK 0001164426 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,130,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the Issuer's preferred stock is convertible, at any time, at the holder's election, into shares of the Issuer's common stock, has no expiration date and converts into shares upon the closing of the Issuer's initial public offering.

F2 · ownership.nature: The securities are directly held by Perceptive Life Sciences Master Fund Ltd. (the "Master Fund"). Perceptive Advisors LLC (the "Advisor") serves as the investment manager of Master Fund. Joseph Edelman is the managing member of the Advisor. Each of Mr. Edelman and the Advisor disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either Mr. Edelman or the Advisor is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

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June 19, 2018 Filed Aug 15, 2018 16:48 UTC
Palczuk LindaChief Operating Officer
PurchaseCommon Stock 3,000 $15.00 $45,000.00
Disclosure

SEC source: 0001209191-18-046827 · doc4.xml · nonDerivative · entry 1

Palczuk Linda · CIK 0001717580 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

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June 19, 2018 Filed Aug 15, 2018 20:49 UTC
White TedDirector · President and CEO
PurchaseCommon Stock 4,500 $15.00 $67,500.00
Disclosure

SEC source: 0001209191-18-046828 · doc4.xml · nonDerivative · entry 1

White Ted · CIK 0001741964 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

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June 19, 2018 Filed Aug 15, 2018 20:46 UTC
Bonaccorso JoeChief Commercial Officer
PurchaseCommon Stock 1,000 $15.00 $15,000.00
Disclosure

SEC source: 0001209191-18-046823 · doc4.xml · nonDerivative · entry 1

Bonaccorso Joe · CIK 0001741973 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

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June 19, 2018 Filed Aug 15, 2018 20:47 UTC
Degnan ChrisChief Financial Officer
PurchaseCommon Stock 3,000 $15.00 $45,000.00
Disclosure

SEC source: 0001209191-18-046825 · doc4.xml · nonDerivative · entry 1

Degnan Chris · CIK 0001741968 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

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June 19, 2018 Filed Aug 15, 2018 20:44 UTC
Manning Paul BDirector · 10% owner
PurchaseCommon Stock 100,000 $15.00 $1,500,000.00
Disclosure

SEC source: 0001209191-18-046821 · doc4.xml · nonDerivative · entry 2

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,260,244

F3 · ownership.nature: The shares are held directly by BKB Growth Investments, LLC ("BKB"). The Reporting Person is a co-manager of BKB and has sole voting and investment power with respect to the shares held by BKB.

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June 19, 2018 Filed Aug 15, 2018 20:44 UTC
Manning Paul BDirector · 10% owner
PurchaseCommon Stock 200,000 $15.00 $3,000,000.00
Disclosure

SEC source: 0001209191-18-046821 · doc4.xml · nonDerivative · entry 1

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,987,783

F1 · balance_after: This represent the total number of shares owned by the Reporting Person including the shares acquired on August 10, 2018.

F2 · ownership.direct: Consists of 7,754,783 shares of common stock held by Mr. Manning and 233,000 shares of common stock held by Mr. Manning jointly with his spouse.

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June 14, 2018 Filed Jun 18, 2018 20:30 UTC GrantStock Option (Right to Buy) · Derivative 17,502 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001209191-18-038320 · doc4.xml · derivative · entry 1

Goldenberg Gary · CIK 0001741938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,502

Underlying: Common Stock · 17,502 shares

Expires 2028-06-14

F1 · derivative.exercise_date: 1/3 of the total shares subject to the option shall vest on June 14, 2019 and 1/36th of the total shares subject to the option shall vest monthly thereafter over the remaining two years of the vesting period, subject to the Reporting Person's continuous service through such vesting date.

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June 14, 2018 Filed Jun 18, 2018 20:29 UTC GrantStock Option (Right to Buy) · Derivative 17,502 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001209191-18-038316 · doc4.xml · derivative · entry 1

PRYGOCKI MARK A SR · CIK 0001257544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,502

Underlying: Common Stock · 17,502 shares

Expires 2028-06-14

F1 · derivative.exercise_date: 1/3 of the total shares subject to the option shall vest on June 14, 2019 and 1/36th of the total shares subject to the option shall vest monthly thereafter over the remaining two years of the vesting period, subject to the Reporting Person's continuous service through such vesting date.

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June 14, 2018 Filed Jun 18, 2018 20:28 UTC GrantStock Option (Right to Buy) · Derivative 17,502 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001209191-18-038308 · doc4.xml · derivative · entry 1

OCLASSEN GLENN A · CIK 0001210529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,502

Underlying: Common Stock · 17,502 shares

Expires 2028-06-14

F1 · derivative.exercise_date: 1/3 of the total shares subject to the option shall vest on June 14, 2019 and 1/36th of the total shares subject to the option shall vest monthly thereafter over the remaining two years of the vesting period, subject to the Reporting Person's continuous service through such vesting date.

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March 29, 2018 Filed Mar 29, 2019 21:50 UTC
Davidson Matt10% owner
SaleCommon Stock 4,815 $10.88 $52,387.20
Disclosure

SEC source: 0001209191-19-021828 · doc4.xml · nonDerivative · entry 3

Davidson Matt · CIK 0001741937 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,799,001

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 22, 2018.

F4 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $10.60 to $11.41, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 19, 2018 Filed Feb 20, 2019 22:16 UTC
Davidson Matt10% owner
SaleCommon Stock 100 $11.76 $1,175.50
Disclosure

SEC source: 0001209191-19-011659 · doc4.xml · nonDerivative · entry 4

Davidson Matt · CIK 0001741937 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,944,838

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 22, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.