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Nasdaq · USD

VRCA

Verrica Pharmaceuticals Inc.

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6823
SEC CIK
0001660334
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253

Last 12 months

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12 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202560
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202660
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2022 Filed Feb 25, 2022 16:37 UTC
Hayes Christopher G.Chief Legal Officer
GrantEmployee Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0001209191-22-013202 · doc4.xml · derivative · entry 1

Hayes Christopher G. · CIK 0001805359 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2032-02-23

F1 · derivative.exercise_date: 25% of the total shares subject to the option shall vest on February 24, 2023 and 1/48th of the total shares subject to the option shall vest monthly thereafter over the remaining three years of the vesting period, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 21:36 UTC
Goldenberg GaryChief Medical Officer
GrantEmployee Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0001209191-22-013199 · doc4.xml · derivative · entry 1

Goldenberg Gary · CIK 0001741938 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2032-02-23

F1 · derivative.exercise_date: 25% of the total shares subject to the option shall vest on February 24, 2023 and 1/48th of the total shares subject to the option shall vest monthly thereafter over the remaining three years of the vesting period, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 21:33 UTC
Bonaccorso JoeChief Commercial Officer
GrantEmployee Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0001209191-22-013193 · doc4.xml · derivative · entry 1

Bonaccorso Joe · CIK 0001741973 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2032-02-23

F1 · derivative.exercise_date: 25% of the total shares subject to the option shall vest on February 24, 2023 and 1/48th of the total shares subject to the option shall vest monthly thereafter over the remaining three years of the vesting period, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 21:30 UTC
White TedDirector · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0001209191-22-013191 · doc4.xml · derivative · entry 1

White Ted · CIK 0001741964 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2032-02-23

F1 · derivative.exercise_date: 25% of the total shares subject to the option shall vest on February 24, 2023 and 1/48th of the total shares subject to the option shall vest monthly thereafter over the remaining three years of the vesting period, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
December 03, 2021 Filed Dec 6, 2021 13:20 UTC
Manning Paul BDirector · 10% owner
PurchaseCommon Stock 19,977 $9.22 $184,187.94
Disclosure

SEC source: 0001209191-21-068031 · doc4.xml · nonDerivative · entry 2

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,149,394

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.01 to $9.77 inclusive.

F4 · balance_after: Consists of 7,754,783 shares of common stock held by Mr. Manning and 394,611 shares of common stock held by Mr. Manning jointly with his spouse.

Read SEC document
December 02, 2021 Filed Dec 6, 2021 13:20 UTC
Manning Paul BDirector · 10% owner
PurchaseCommon Stock 30,023 $9.45 $283,717.35
Disclosure

SEC source: 0001209191-21-068031 · doc4.xml · nonDerivative · entry 1

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,129,417

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.335 to $9.64 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (3).

F2 · balance_after: Consists of 7,754,783 shares of common stock held by Mr. Manning and 374,634 shares of common stock held by Mr. Manning jointly with his spouse.

Read SEC document
July 16, 2021 Filed Jul 20, 2021 22:04 UTC
Kohler TerryChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 125,000 $0.00 Strike: $10.28 $0.00
Disclosure

SEC source: 0001209191-21-047477 · doc4.xml · derivative · entry 1

Kohler Terry · CIK 0001872285 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2031-07-15

F1 · derivative.exercise_date: 25% of the total shares subject to the option shall vest on July 16, 2022 and 1/48th of the total shares subject to the option shall vest monthly thereafter over the remaining three years of the vesting period, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
July 06, 2021 Filed Feb 15, 2022 02:15 UTC
Manning Paul BDirector · 10% owner
GiftCommon Stock 739,830 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009596 · doc5.xml · nonDerivative · entry 2

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,889,224

F2 · ownership.direct: Consists of 7,754,783 shares of common stock held by Mr. Manning and 1,134,441 shares of common stock held by Mr. Manning jointly with his spouse.

Read SEC document
July 06, 2021 Filed Feb 15, 2022 02:15 UTC
Manning Paul BDirector · 10% owner
GiftCommon Stock 739,830 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009596 · doc5.xml · nonDerivative · entry 1

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · ownership.nature: The securities are held by The Paul B. Manning Revocable Trust dated May 10, 2000 (the "Trust"). The Reporting Person is the trustee of the Trust and has sole voting and investment power with respect to the shares held by the Trust.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 20:55 UTC
Nguyen DiemDirector
GrantStock Option (right to buy) · Derivative 5,834 $0.00 Strike: $10.56 $0.00
Disclosure

SEC source: 0001209191-21-040264 · doc4.xml · derivative · entry 1

Nguyen Diem · CIK 0001814338 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,834

Underlying: Common Stock · 5,834 shares

Expires 2031-06-09

F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in 12 equal monthly installments beginning on July 10, 2021 and, in any event, will be fully vested on the date of the next annual meeting of stockholders, subject to continued service as a director though the applicable vesting date.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 20:59 UTC GrantStock Option (right to buy) · Derivative 5,834 $0.00 Strike: $10.56 $0.00
Disclosure

SEC source: 0001209191-21-040269 · doc4.xml · derivative · entry 1

Ballaron Craig · CIK 0001779433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,834

Underlying: Common Stock · 5,834 shares

Expires 2031-06-09

F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in 12 equal monthly installments beginning on July 10, 2021 and, in any event, will be fully vested on the date of the next annual meeting of stockholders, subject to continued service as a director though the applicable vesting date.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 20:58 UTC GrantStock Option (right to buy) · Derivative 5,834 $0.00 Strike: $10.56 $0.00
Disclosure

SEC source: 0001209191-21-040267 · doc4.xml · derivative · entry 1

PRYGOCKI MARK A SR · CIK 0001257544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,834

Underlying: Common Stock · 5,834 shares

Expires 2031-06-09

F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in 12 equal monthly installments beginning on July 10, 2021 and, in any event, will be fully vested on the date of the next annual meeting of stockholders, subject to continued service as a director though the applicable vesting date.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 20:56 UTC GrantStock Option (right to buy) · Derivative 5,834 $0.00 Strike: $10.56 $0.00
Disclosure

SEC source: 0001209191-21-040265 · doc4.xml · derivative · entry 1

Eichenfield Lawrence · CIK 0001814892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,834

Underlying: Common Stock · 5,834 shares

Expires 2031-06-09

F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in 12 equal monthly installments beginning on July 10, 2021 and, in any event, will be fully vested on the date of the next annual meeting of stockholders, subject to continued service as a director though the applicable vesting date.

Read SEC document
June 10, 2021 Filed Jun 17, 2021 20:35 UTC Amendment
Nguyen DiemDirector
GrantStock Option (right to buy) · Derivative 8,109 $0.00 Strike: $10.56 $0.00
Disclosure

SEC source: 0001209191-21-041447 · doc4a.xml · derivative · entry 1

Nguyen Diem · CIK 0001814338 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,109

Underlying: Common Stock · 8,109 shares

Expires 2031-06-09

F1 · shares: The original Form 4 filed on June 14, 2021 inadvertently listed the incorrect number of options granted to the Reporting Person. This amendment is being file to accurately reflect the true number of options granted.

F2 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in 12 equal monthly installments beginning on July 10, 2021 and, in any event, will be fully vested on the date of the next annual meeting of stockholders, subject to continued service as a director though the applicable vesting date.

F1 · derivative.underlying_shares: The original Form 4 filed on June 14, 2021 inadvertently listed the incorrect number of options granted to the Reporting Person. This amendment is being file to accurately reflect the true number of options granted.

F1 · balance_after: The original Form 4 filed on June 14, 2021 inadvertently listed the incorrect number of options granted to the Reporting Person. This amendment is being file to accurately reflect the true number of options granted.

Read SEC document
June 10, 2021 Filed Jun 17, 2021 20:36 UTC Amendment GrantStock Option (right to buy) · Derivative 8,109 $0.00 Strike: $10.56 $0.00
Disclosure

SEC source: 0001209191-21-041449 · doc4a.xml · derivative · entry 1

PRYGOCKI MARK A SR · CIK 0001257544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,109

Underlying: Common Stock · 8,109 shares

Expires 2031-06-09

F1 · shares: The original Form 4 filed on June 14, 2021 inadvertently listed the incorrect number of options granted to the Reporting Person. This amendment is being file to accurately reflect the true number of options granted.

F2 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in 12 equal monthly installments beginning on July 10, 2021 and, in any event, will be fully vested on the date of the next annual meeting of stockholders, subject to continued service as a director though the applicable vesting date.

F1 · derivative.underlying_shares: The original Form 4 filed on June 14, 2021 inadvertently listed the incorrect number of options granted to the Reporting Person. This amendment is being file to accurately reflect the true number of options granted.

F1 · balance_after: The original Form 4 filed on June 14, 2021 inadvertently listed the incorrect number of options granted to the Reporting Person. This amendment is being file to accurately reflect the true number of options granted.

Read SEC document
June 10, 2021 Filed Jun 17, 2021 20:33 UTC Amendment GrantStock Option (right to buy) · Derivative 8,109 $0.00 Strike: $10.56 $0.00
Disclosure

SEC source: 0001209191-21-041444 · doc4a.xml · derivative · entry 1

Ballaron Craig · CIK 0001779433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,109

Underlying: Common Stock · 8,109 shares

Expires 2031-06-09

F1 · shares: The original Form 4 filed on June 14, 2021 inadvertently listed the incorrect number of options granted to the Reporting Person. This amendment is being file to accurately reflect the true number of options granted.

F2 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in 12 equal monthly installments beginning on July 10, 2021 and, in any event, will be fully vested on the date of the next annual meeting of stockholders, subject to continued service as a director though the applicable vesting date.

F1 · derivative.underlying_shares: The original Form 4 filed on June 14, 2021 inadvertently listed the incorrect number of options granted to the Reporting Person. This amendment is being file to accurately reflect the true number of options granted.

F1 · balance_after: The original Form 4 filed on June 14, 2021 inadvertently listed the incorrect number of options granted to the Reporting Person. This amendment is being file to accurately reflect the true number of options granted.

Read SEC document
June 10, 2021 Filed Jun 17, 2021 20:31 UTC Amendment GrantStock Option (right to buy) · Derivative 8,109 $0.00 Strike: $10.56 $0.00
Disclosure

SEC source: 0001209191-21-041443 · doc4a.xml · derivative · entry 1

Eichenfield Lawrence · CIK 0001814892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,109

Underlying: Common Stock · 8,109 shares

Expires 2031-06-09

F1 · shares: The original Form 4 filed on June 14, 2021 inadvertently listed the incorrect number of options granted to the Reporting Person. This amendment is being file to accurately reflect the true number of options granted.

F2 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in 12 equal monthly installments beginning on July 10, 2021 and, in any event, will be fully vested on the date of the next annual meeting of stockholders, subject to continued service as a director though the applicable vesting date.

F1 · derivative.underlying_shares: The original Form 4 filed on June 14, 2021 inadvertently listed the incorrect number of options granted to the Reporting Person. This amendment is being file to accurately reflect the true number of options granted.

F1 · balance_after: The original Form 4 filed on June 14, 2021 inadvertently listed the incorrect number of options granted to the Reporting Person. This amendment is being file to accurately reflect the true number of options granted.

Read SEC document
June 04, 2021 Filed Jun 7, 2021 08:42 UTC
Hayes Christopher G.Chief Legal Officer
PurchaseCommon Stock 2,500 $9.79 $24,475.00
Disclosure

SEC source: 0001209191-21-038481 · doc4.xml · nonDerivative · entry 1

Hayes Christopher G. · CIK 0001805359 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.782 to $9.803 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 04, 2021 Filed Jun 7, 2021 12:44 UTC
White TedDirector · President and CEO
PurchaseCommon Stock 4,000 $9.95 $39,800.00
Disclosure

SEC source: 0001209191-21-038482 · doc4.xml · nonDerivative · entry 1

White Ted · CIK 0001741964 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,966

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.80 to $10.00 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 04, 2021 Filed Jun 7, 2021 12:41 UTC
DAVIS A BRIANChief Financial Officer
PurchaseCommon Stock 5,000 $9.89 $49,450.00
Disclosure

SEC source: 0001209191-21-038480 · doc4.xml · nonDerivative · entry 1

DAVIS A BRIAN · CIK 0001184432 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,900

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.75 to $9.98 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 13:12 UTC
Manning Paul BDirector · 10% owner
PurchaseCommon Stock 739,830 $14.75 $10,912,492.50
Disclosure

SEC source: 0001209191-21-023388 · doc4.xml · nonDerivative · entry 1

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 739,830

F1 · ownership.nature: The securities are held by The Paul B. Manning Revocable Trust dated May 10, 2000 (the "Trust"). The Reporting Person is the trustee of the Trust and has sole voting and investment power with respect to the shares held by the Trust.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 17:01 UTC
Hayes Christopher G.Chief Legal Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 65,000 $0.00 Strike: $14.32 $0.00
Disclosure

SEC source: 0001209191-21-016972 · doc4.xml · derivative · entry 1

Hayes Christopher G. · CIK 0001805359 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2031-02-28

F1 · derivative.exercise_date: 25% of the total shares subject to the option shall vest on March 1, 2022 and 1/48th of the total shares subject to the option shall vest monthly thereafter over the remaining three years of the vesting period, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:06 UTC
White TedDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 160,000 $0.00 Strike: $14.32 $0.00
Disclosure

SEC source: 0001209191-21-017004 · doc4.xml · derivative · entry 1

White Ted · CIK 0001741964 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 160,000 shares

Expires 2031-02-28

F1 · derivative.exercise_date: 25% of the total shares subject to the option shall vest on March 1, 2022 and 1/48th of the total shares subject to the option shall vest monthly thereafter over the remaining three years of the vesting period, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:05 UTC
DAVIS A BRIANChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 65,000 $0.00 Strike: $14.32 $0.00
Disclosure

SEC source: 0001209191-21-016997 · doc4.xml · derivative · entry 1

DAVIS A BRIAN · CIK 0001184432 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2031-02-28

F1 · derivative.exercise_date: 25% of the total shares subject to the option shall vest on March 1, 2022 and 1/48th of the total shares subject to the option shall vest monthly thereafter over the remaining three years of the vesting period, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:03 UTC
Goldenberg GaryChief Medical Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 65,000 $0.00 Strike: $14.32 $0.00
Disclosure

SEC source: 0001209191-21-016984 · doc4.xml · derivative · entry 1

Goldenberg Gary · CIK 0001741938 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2031-02-28

F1 · derivative.exercise_date: 25% of the total shares subject to the option shall vest on March 1, 2022 and 1/48th of the total shares subject to the option shall vest monthly thereafter over the remaining three years of the vesting period, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:02 UTC
Bonaccorso JoeChief Commercial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 65,000 $0.00 Strike: $14.32 $0.00
Disclosure

SEC source: 0001209191-21-016978 · doc4.xml · derivative · entry 1

Bonaccorso Joe · CIK 0001741973 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2031-02-28

F1 · derivative.exercise_date: 25% of the total shares subject to the option shall vest on March 1, 2022 and 1/48th of the total shares subject to the option shall vest monthly thereafter over the remaining three years of the vesting period, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 20:40 UTC PurchaseCommon Stock 4,772 $8.57 $40,896.04
Disclosure

SEC source: 0001209191-20-048401 · doc4.xml · nonDerivative · entry 2

Ballaron Craig · CIK 0001779433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.45 to $8.81 inclusive.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 20:40 UTC PurchaseCommon Stock 5,228 $9.16 $47,888.48
Disclosure

SEC source: 0001209191-20-048401 · doc4.xml · nonDerivative · entry 1

Ballaron Craig · CIK 0001779433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,228

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.03 to $9.26 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2).

Read SEC document
August 20, 2020 Filed Aug 21, 2020 11:44 UTC
Manning Paul BDirector · 10% owner
PurchaseCommon Stock 20,000 $9.09 $181,800.00
Disclosure

SEC source: 0001209191-20-047865 · doc4.xml · nonDerivative · entry 1

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,099,394

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.00 to $9.3279 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Consists of 7,754,783 shares of common stock held by Mr. Manning and 344,611 shares of common stock held by Mr. Manning jointly with his spouse.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 12:40 UTC
Manning Paul BDirector · 10% owner
PurchaseCommon Stock 10,000 $8.55 $85,500.00
Disclosure

SEC source: 0001209191-20-047409 · doc4.xml · nonDerivative · entry 1

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,481,719

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.305 to $8.70 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held directly by BKB Growth Investments, LLC ("BKB"). The Reporting Person is a co-manager of BKB and has sole voting and investment power with respect to the shares held by BKB.

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August 17, 2020 Filed Aug 18, 2020 12:35 UTC
Manning Paul BDirector · 10% owner
PurchaseCommon Stock 6,000 $6.92 $41,520.00
Disclosure

SEC source: 0001209191-20-047100 · doc4.xml · nonDerivative · entry 1

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,471,719

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.80 to $6.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held directly by BKB Growth Investments, LLC ("BKB"). The Reporting Person is a co-manager of BKB and has sole voting and investment power with respect to the shares held by BKB.

Read SEC document
August 14, 2020 Filed Aug 17, 2020 20:39 UTC PurchaseCommon Stock 15,700 $6.38 $100,166.00
Disclosure

SEC source: 0001209191-20-046963 · doc4.xml · nonDerivative · entry 2

Stalfort Sean · CIK 0001709418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,110

F2 · price: The price reported is a weighted average purchase price. The shares were purchased in multiple transactions at prices ranging from $6.08 to $6.65, inclusive.

Read SEC document
August 14, 2020 Filed Aug 17, 2020 13:30 UTC
Manning Paul BDirector · 10% owner
PurchaseCommon Stock 50,000 $6.51 $325,500.00
Disclosure

SEC source: 0001209191-20-046880 · doc4.xml · nonDerivative · entry 2

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,465,719

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.10 to $6.70 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held directly by BKB Growth Investments, LLC ("BKB"). The Reporting Person is a co-manager of BKB and has sole voting and investment power with respect to the shares held by BKB.

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August 13, 2020 Filed Aug 17, 2020 20:39 UTC PurchaseCommon Stock 15,550 $6.45 $100,297.50
Disclosure

SEC source: 0001209191-20-046963 · doc4.xml · nonDerivative · entry 1

Stalfort Sean · CIK 0001709418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,410

F1 · price: The price reported is a weighted average purchase price. The shares were purchased in multiple transactions at prices ranging from $6.24 to $6.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2).

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August 13, 2020 Filed Aug 17, 2020 20:37 UTC
White TedDirector · President and CEO
PurchaseCommon Stock 10,661 $6.28 $66,951.08
Disclosure

SEC source: 0001209191-20-046961 · doc4.xml · nonDerivative · entry 1

White Ted · CIK 0001741964 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,966

F1 · price: The price reported is a weighted average purchase price. The shares were purchased in multiple transactions at prices ranging from $6.2493 to $6.4086, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 13, 2020 Filed Aug 17, 2020 20:38 UTC
DAVIS A BRIANChief Financial Officer
PurchaseCommon Stock 7,900 $6.24 $49,296.00
Disclosure

SEC source: 0001209191-20-046962 · doc4.xml · nonDerivative · entry 1

DAVIS A BRIAN · CIK 0001184432 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,900

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.19 to $6.27 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 13, 2020 Filed Aug 17, 2020 13:30 UTC
Manning Paul BDirector · 10% owner
PurchaseCommon Stock 108,500 $6.41 $695,485.00
Disclosure

SEC source: 0001209191-20-046880 · doc4.xml · nonDerivative · entry 1

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,415,719

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.23 to $6.55 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held directly by BKB Growth Investments, LLC ("BKB"). The Reporting Person is a co-manager of BKB and has sole voting and investment power with respect to the shares held by BKB.

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August 01, 2020 Filed Aug 3, 2020 22:35 UTC
Goldenberg GaryChief Medical Officer
GrantEmployee Stock Option (right to buy) · Derivative 250,000 $0.00 Strike: $6.56 $0.00
Disclosure

SEC source: 0001209191-20-044549 · doc4.xml · derivative · entry 1

Goldenberg Gary · CIK 0001741938 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2030-08-01

F1 · derivative.exercise_date: 25% of shares subject to the option shall vest on August 1, 2021 (the "Initial Vesting Date"), and 1/48th of the shares subject to the Option shall vest each month thereafter, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

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August 01, 2020 Filed Aug 3, 2020 22:34 UTC GrantStock Option (right to buy) · Derivative 17,502 $0.00 Strike: $6.56 $0.00
Disclosure

SEC source: 0001209191-20-044548 · doc4.xml · derivative · entry 1

Eichenfield Lawrence · CIK 0001814892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,502

Underlying: Common Stock · 17,502 shares

Expires 2030-07-31

F1 · derivative.exercise_date: 1/3rd of the total shares subject to the option shall vest on August 1, 2021 and 1/36th of the total shares subject to the option shall vest monthly thereafter over the remaining two years of the vesting period, subject to the Reporting Person's continuous service through such vesting date.

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June 11, 2020 Filed Jun 12, 2020 20:50 UTC GrantOption Grant (right to buy) · Derivative 5,834 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001209191-20-036321 · doc4.xml · derivative · entry 1

Ballaron Craig · CIK 0001779433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,834

Underlying: Common Stock · 5,834 shares

Expires 2030-06-11

F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in 12 equal monthly installments beginning on July 11, 2020 and, in any event, will be fully vested on the date of the next annual meeting of stockholders, subject to continued service as a director though the applicable vesting date.

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June 11, 2020 Filed Jun 12, 2020 21:03 UTC GrantOption Grant (right to buy) · Derivative 5,834 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001209191-20-036345 · doc4.xml · derivative · entry 1

Goldenberg Gary · CIK 0001741938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,834

Underlying: Common Stock · 5,834 shares

Expires 2030-06-11

F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in 12 equal monthly installments beginning on July 11, 2020 and, in any event, will be fully vested on the date of the next annual meeting of stockholders, subject to continued service as a director though the applicable vesting date.

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June 11, 2020 Filed Jun 12, 2020 20:49 UTC GrantOption Grant (right to buy) · Derivative 5,834 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001209191-20-036318 · doc4.xml · derivative · entry 1

PRYGOCKI MARK A SR · CIK 0001257544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,834

Underlying: Common Stock · 5,834 shares

Expires 2030-06-11

F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in 12 equal monthly installments beginning on July 11, 2020 and, in any event, will be fully vested on the date of the next annual meeting of stockholders, subject to continued service as a director though the applicable vesting date.

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June 09, 2020 Filed Jun 11, 2020 21:11 UTC
Nguyen DiemDirector
GrantStock Option (right to buy) · Derivative 17,502 $0.00 Strike: $12.64 $0.00
Disclosure

SEC source: 0001209191-20-035997 · doc4.xml · derivative · entry 1

Nguyen Diem · CIK 0001814338 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,502

Underlying: Common Stock · 17,502 shares

Expires 2030-06-08

F1 · derivative.exercise_date: 1/3rd of the total shares subject to the option shall vest on June 9, 2021 and 1/36th of the total shares subject to the option shall vest monthly thereafter over the remaining two years of the vesting period, subject to the Reporting Person's continuous service through such vesting date.

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February 27, 2020 Filed Mar 2, 2020 22:46 UTC
White TedDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $11.81 $0.00
Disclosure

SEC source: 0001209191-20-014686 · doc4.xml · derivative · entry 1

White Ted · CIK 0001741964 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2030-02-26

F1 · derivative.exercise_date: 25% of the total shares subject to the option shall vest on February 27, 2021 and 1/48th of the total shares subject to the option shall vest monthly thereafter over the remaining three years of the vesting period, subject to the Reporting Person's continuous service through such vesting date.

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February 27, 2020 Filed Mar 2, 2020 22:46 UTC
DAVIS A BRIANChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 55,000 $0.00 Strike: $11.81 $0.00
Disclosure

SEC source: 0001209191-20-014683 · doc4.xml · derivative · entry 1

DAVIS A BRIAN · CIK 0001184432 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2030-02-26

F1 · derivative.exercise_date: 25% of the total shares subject to the option shall vest on February 27, 2021 and 1/48th of the total shares subject to the option shall vest monthly thereafter over the remaining three years of the vesting period, subject to the Reporting Person's continuous service through such vesting date.

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February 27, 2020 Filed Mar 2, 2020 22:45 UTC
Burnett PatrickChief Medical Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 55,000 $0.00 Strike: $11.81 $0.00
Disclosure

SEC source: 0001209191-20-014682 · doc4.xml · derivative · entry 1

Burnett Patrick · CIK 0001741987 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2030-02-26

F1 · derivative.exercise_date: 25% of the total shares subject to the option shall vest on February 27, 2021 and 1/48th of the total shares subject to the option shall vest monthly thereafter over the remaining three years of the vesting period, subject to the Reporting Person's continuous service through such vesting date.

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February 27, 2020 Filed Mar 2, 2020 22:44 UTC
Bonaccorso JoeChief Commercial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 55,000 $0.00 Strike: $11.81 $0.00
Disclosure

SEC source: 0001209191-20-014679 · doc4.xml · derivative · entry 1

Bonaccorso Joe · CIK 0001741973 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2030-02-26

F1 · derivative.exercise_date: 25% of the total shares subject to the option shall vest on February 27, 2021 and 1/48th of the total shares subject to the option shall vest monthly thereafter over the remaining three years of the vesting period, subject to the Reporting Person's continuous service through such vesting date.

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February 27, 2020 Filed Mar 3, 2020 18:19 UTC
Hayes Christopher G.General Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 55,000 $0.00 Strike: $11.81 $0.00
Disclosure

SEC source: 0001209191-20-015606 · doc4.xml · derivative · entry 1

Hayes Christopher G. · CIK 0001805359 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2030-02-26

F1 · derivative.exercise_date: 25% of the total shares subject to the option shall vest on February 27, 2021 and 1/48th of the total shares subject to the option shall vest monthly thereafter over the remaining three years of the vesting period, subject to the Reporting Person's continuous service through such vesting date.

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October 18, 2019 Filed Oct 21, 2019 20:49 UTC
DAVIS A BRIANChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $14.65 $0.00
Disclosure

SEC source: 0001209191-19-053716 · doc4.xml · derivative · entry 1

DAVIS A BRIAN · CIK 0001184432 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2029-10-18

F1 · derivative.exercise_date: 25% of the total shares subject to the option shall vest on October 18, 2020 and 1/48th of the total shares subject to the option shall vest monthly thereafter over the remaining three years of the vesting period, subject to the Reporting Person's continuous service through such vesting date.

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October 10, 2019 Filed Oct 10, 2019 21:03 UTC
Manning Paul BDirector · 10% owner
PurchaseCommon Stock 6,900 $15.05 $103,845.00
Disclosure

SEC source: 0001209191-19-052936 · doc4.xml · nonDerivative · entry 3

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,079,394

F5 · price: The price reported is a weighted average purchase price. The shares were purchased in multiple transactions at prices ranging from $14.74 to $15.175, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F6 · balance_after: Consists of 7,754,783 shares of common stock held by Mr. Manning and 324,611 shares of common stock held by Mr. Manning jointly with his spouse.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.