Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 23, 2022 Filed Jun 24, 2022 20:01 UTC |
Faulkes Martin CharlesDirector
|
GrantStock Option (Right to Buy) · Derivative | 28,898 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001477932-22-004654 · form4.xml · derivative · entry 3 Faulkes Martin Charles · CIK 0001577872 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,457 Underlying: Common Stock · 28,898 shares Expires 2031-08-03 F3 · derivative.exercise_date: On August 3, 2021, the reporting person was granted an option to purchase 44,457 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 28,898 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two installments of 14,450 shares and 14,448 shares on each of August 3, 2022 and August 3, 2023, respectively. As reported in April 2022, the rights with respect to the remaining 15,559 shares subject to the award previously vested and remain subject to time-based vesting. F3 · balance_after: On August 3, 2021, the reporting person was granted an option to purchase 44,457 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 28,898 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two installments of 14,450 shares and 14,448 shares on each of August 3, 2022 and August 3, 2023, respectively. As reported in April 2022, the rights with respect to the remaining 15,559 shares subject to the award previously vested and remain subject to time-based vesting. Read SEC document |
| June 23, 2022 Filed Jun 24, 2022 20:01 UTC |
Faulkes Martin CharlesDirector
|
GrantCommon Stock | 15,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-004654 · form4.xml · nonDerivative · entry 1 Faulkes Martin Charles · CIK 0001577872 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,530,068 F1 · shares: On August 3, 2021, the reporting person was awarded 24,125 restricted stock units, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 15,682 restricted stock units vesting. The restricted stock units are further subject to a 2-year time-based vesting schedule, vesting in two installments of 7,842 units and 7,840 units on each of August 3, 2022 and August 3, 2023, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. As reported in April 2022, the rights with respect to the remaining 8,443 restricted stock units subject to the award previously vested and remain subject to time-based vesting. Read SEC document |
| June 23, 2022 Filed Jun 24, 2022 20:01 UTC |
Colman AlanDirector
|
GrantStock Option (Right to Buy) · Derivative | 8,420 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001477932-22-004653 · form4.xml · derivative · entry 2 Colman Alan · CIK 0001577873 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,953 Underlying: Common Stock · 8,420 shares Expires 2031-08-03 F2 · derivative.exercise_date: On August 3, 2021, the reporting person was granted an option to purchase 12,953 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 8,420 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two installments of 4,211 shares and 4,209 shares on each of August 3, 2022 and August 3, 2023, respectively. As reported in April 2022, the rights with respect to the remaining 4,533 shares subject to the award previously vested and remain subject to time-based vesting. F2 · balance_after: On August 3, 2021, the reporting person was granted an option to purchase 12,953 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 8,420 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two installments of 4,211 shares and 4,209 shares on each of August 3, 2022 and August 3, 2023, respectively. As reported in April 2022, the rights with respect to the remaining 4,533 shares subject to the award previously vested and remain subject to time-based vesting. Read SEC document |
| June 23, 2022 Filed Jun 24, 2022 20:01 UTC |
Colman AlanDirector
|
GrantCommon Stock | 4,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-004653 · form4.xml · nonDerivative · entry 1 Colman Alan · CIK 0001577873 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,279 F1 · shares: On August 3, 2021, the reporting person was awarded 7,029 restricted stock units, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 4,569 restricted stock units vesting. The restricted stock units are further subject to a 2-year time-based vesting schedule, vesting in two installments of 2,285 units and 2,284 units on each of August 3, 2022 and August 3, 2023, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. As reported in April 2022, the rights with respect to the remaining 2,460 restricted stock units subject to the award previously vested and remain subject to time-based vesting. Read SEC document |
| June 23, 2022 Filed Jun 24, 2022 20:01 UTC |
Hughes TerigChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 36,821 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001477932-22-004652 · form4.xml · derivative · entry 2 Hughes Terig · CIK 0001841309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,647 Underlying: Common Stock · 36,821 shares Expires 2031-08-03 F2 · derivative.exercise_date: On August 3, 2021, the reporting person was granted an option to purchase 56,647 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 36,821 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two installments of 18,411 shares and 18,410 shares on each of August 3, 2022 and August 3, 2023, respectively. As reported in April 2022, the rights with respect to the remaining 19,826 shares subject to the award previously vested and remain subject to time-based vesting. F2 · balance_after: On August 3, 2021, the reporting person was granted an option to purchase 56,647 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 36,821 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two installments of 18,411 shares and 18,410 shares on each of August 3, 2022 and August 3, 2023, respectively. As reported in April 2022, the rights with respect to the remaining 19,826 shares subject to the award previously vested and remain subject to time-based vesting. Read SEC document |
| June 23, 2022 Filed Jun 24, 2022 20:01 UTC |
Hughes TerigChief Financial Officer
|
GrantCommon Stock | 19,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-004652 · form4.xml · nonDerivative · entry 1 Hughes Terig · CIK 0001841309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,740 F1 · shares: On August 3, 2021, the reporting person was awarded 30,740 restricted stock units, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 19,981 restricted stock units vesting. The restricted stock units are further subject to a 2-year time-based vesting schedule, vesting in two installments of 9,991 units and 9,990 units on each of August 3, 2022 and August 3, 2023, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. As reported in April 2022, the rights with respect to the remaining 10,759 restricted stock units subject to the award previously vested and remain subject to time-based vesting. Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 20:05 UTC |
Butera Salvatore ThomasCEO - Volition Veterinary
|
PurchaseCommon Stock | 10,000 | $2.05 | $20,500.00 |
DisclosureSEC source: 0001477932-22-004498 · form4.xml · nonDerivative · entry 2 Butera Salvatore Thomas · CIK 0001834339 · CEO - Volition Veterinary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,000 Read SEC document |
| June 06, 2022 Filed Jun 7, 2022 20:05 UTC |
TERRELL JASON BRADLEY MDChief Medical Officer
|
SaleCommon Stock | 14,949 | $2.47 | $36,924.03 |
DisclosureSEC source: 0001477932-22-004178 · form4.xml · nonDerivative · entry 1 TERRELL JASON BRADLEY MD · CIK 0001567531 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,300 Read SEC document |
| May 16, 2022 Filed May 17, 2022 15:37 UTC |
Innes Guy ArchibaldDirector
|
PurchaseCommon Stock | 10,000 | $2.37 | $23,700.00 |
DisclosureSEC source: 0001477932-22-003572 · form4.xml · nonDerivative · entry 1 Innes Guy Archibald · CIK 0001579377 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,546,615 Read SEC document |
| May 01, 2022 Filed Jun 17, 2022 20:05 UTC |
Butera Salvatore ThomasCEO - Volition Veterinary
|
Tax withholdingCommon Stock | 15,000 | $2.79 | $41,850.00 |
DisclosureSEC source: 0001477932-22-004498 · form4.xml · nonDerivative · entry 1 Butera Salvatore Thomas · CIK 0001834339 · CEO - Volition Veterinary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,000 F1 · shares: Represents the aggregate number of shares of common stock retained by VolitionRx for cancellation to satisfy the tax withholding obligations of the reporting person upon settlement of 50,000 restricted stock units. No shares were sold by the reporting person or VolitionRx in such transaction. Read SEC document |
| April 11, 2022 Filed Apr 13, 2022 20:01 UTC |
TERRELL JASON BRADLEY MDChief Medical Officer
|
SaleCommon Stock | 10,000 | $2.75 | $27,500.00 |
DisclosureSEC source: 0001477932-22-002258 · form4.xml · nonDerivative · entry 1 TERRELL JASON BRADLEY MD · CIK 0001567531 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,249 Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:05 UTC |
Reynolds Cameron JohnDirector · President and CEO
|
GrantStock Option (Right to Buy) · Derivative | 32,020 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001477932-22-002188 · form4.xml · derivative · entry 4 Reynolds Cameron John · CIK 0001340610 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,020 Underlying: Common Stock · 32,020 shares Expires 2031-08-03 F3 · derivative.exercise_date: On August 3, 2021, the reporting person was granted an option to purchase 91,486 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 32,020 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two equal installments of 16,010 shares on each of August 3, 2022 and August 3, 2023, respectively. F3 · balance_after: On August 3, 2021, the reporting person was granted an option to purchase 91,486 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 32,020 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two equal installments of 16,010 shares on each of August 3, 2022 and August 3, 2023, respectively. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:05 UTC |
Reynolds Cameron JohnDirector · President and CEO
|
GrantCommon Stock | 17,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-002188 · form4.xml · nonDerivative · entry 1 Reynolds Cameron John · CIK 0001340610 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,159,748 F1 · shares: On August 3, 2021, the reporting person was awarded 49,645 restricted stock units, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 17,375 restricted stock units vesting. The restricted stock units are further subject to a 2-year time-based vesting schedule, vesting in two installments of 8,687 units and 8,688 units on each of August 3, 2022 and August 3, 2023, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:06 UTC |
Hughes TerigChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 19,826 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001477932-22-002189 · form4.xml · derivative · entry 2 Hughes Terig · CIK 0001841309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,826 Underlying: Common Stock · 19,826 shares Expires 2031-08-03 F2 · derivative.exercise_date: On August 3, 2021, the reporting person was granted an option to purchase 56,647 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 19,826 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two equal installments of 9,913 shares on each of August 3, 2022 and August 3, 2023, respectively. F2 · balance_after: On August 3, 2021, the reporting person was granted an option to purchase 56,647 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 19,826 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two equal installments of 9,913 shares on each of August 3, 2022 and August 3, 2023, respectively. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:06 UTC |
Hughes TerigChief Financial Officer
|
GrantCommon Stock | 10,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-002189 · form4.xml · nonDerivative · entry 1 Hughes Terig · CIK 0001841309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,759 F1 · shares: On August 3, 2021, the reporting person was awarded 30,740 restricted stock units, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 10,759 restricted stock units vesting. The restricted stock units are further subject to a 2-year time-based vesting schedule, vesting in two installments of 5,379 units and 5,380 units on each of August 3, 2022 and August 3, 2023, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:05 UTC |
Faulkes Martin CharlesDirector
|
GrantStock Option (Right to Buy) · Derivative | 15,559 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001477932-22-002187 · form4.xml · derivative · entry 3 Faulkes Martin Charles · CIK 0001577872 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,559 Underlying: Common Stock · 15,559 shares Expires 2031-08-03 F3 · derivative.exercise_date: On August 3, 2021, the reporting person was granted an option to purchase 44,457 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 15,559 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two installments of 7,779 shares and 7,780 shares on each of August 3, 2022 and August 3, 2023, respectively. F3 · balance_after: On August 3, 2021, the reporting person was granted an option to purchase 44,457 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 15,559 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two installments of 7,779 shares and 7,780 shares on each of August 3, 2022 and August 3, 2023, respectively. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:05 UTC |
Faulkes Martin CharlesDirector
|
GrantCommon Stock | 8,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-002187 · form4.xml · nonDerivative · entry 1 Faulkes Martin Charles · CIK 0001577872 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,514,386 F1 · shares: On August 3, 2021, the reporting person was awarded 24,125 restricted stock units, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 8,443 restricted stock units vesting. The restricted stock units are further subject to a 2-year time-based vesting schedule, vesting in two installments of 4,221 units and 4,222 units on each of August 3, 2022 and August 3, 2023, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:05 UTC |
Futcher EdwardDirector
|
GrantStock Option (Right to Buy) · Derivative | 3,022 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001477932-22-002186 · form4.xml · derivative · entry 3 Futcher Edward · CIK 0001222623 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,022 Underlying: Common Stock · 3,022 shares Expires 2031-08-03 F3 · derivative.exercise_date: On August 3, 2021, the reporting person was granted an option to purchase 8,635 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 3,022 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two equal installments of 1,511 shares on each of August 3, 2022 and August 3, 2023, respectively. F3 · balance_after: On August 3, 2021, the reporting person was granted an option to purchase 8,635 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 3,022 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two equal installments of 1,511 shares on each of August 3, 2022 and August 3, 2023, respectively. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:05 UTC |
Futcher EdwardDirector
|
GrantCommon Stock | 1,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-002186 · form4.xml · nonDerivative · entry 1 Futcher Edward · CIK 0001222623 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,890 F1 · shares: On August 3, 2021, the reporting person was awarded 4,686 restricted stock units, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 1,640 restricted stock units vesting. The restricted stock units are further subject to a 2-year time-based vesting schedule, vesting in two equal installments of 820 units on each of August 3, 2022 and August 3, 2023, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:04 UTC |
Forterre GaelChief Commerical Officer
|
GrantStock Option (Right to Buy) · Derivative | 13,204 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001477932-22-002185 · form4.xml · derivative · entry 4 Forterre Gael · CIK 0001841637 · Chief Commerical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,204 Underlying: Common Stock · 13,204 shares Expires 2031-08-03 F3 · derivative.exercise_date: On August 3, 2021, the reporting person was granted an option to purchase 37,728 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 13,204 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two equal installments of 6,602 shares on each of August 3, 2022 and August 3, 2023, respectively. F3 · balance_after: On August 3, 2021, the reporting person was granted an option to purchase 37,728 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 13,204 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two equal installments of 6,602 shares on each of August 3, 2022 and August 3, 2023, respectively. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:04 UTC |
Forterre GaelChief Commerical Officer
|
GrantCommon Stock | 7,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-002185 · form4.xml · nonDerivative · entry 1 Forterre Gael · CIK 0001841637 · Chief Commerical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,665 F1 · shares: On August 3, 2021, the reporting person was awarded 20,473 restricted stock units, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 7,165 restricted stock units vesting. The restricted stock units are further subject to a 2-year time-based vesting schedule, vesting in two installments of 3,582 units and 3,583 units on each of August 3, 2022 and August 3, 2023, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:04 UTC |
Colman AlanDirector
|
GrantStock Option (Right to Buy) · Derivative | 4,533 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001477932-22-002184 · form4.xml · derivative · entry 2 Colman Alan · CIK 0001577873 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,533 Underlying: Common Stock · 4,533 shares Expires 2031-08-03 F2 · derivative.exercise_date: On August 3, 2021, the reporting person was granted an option to purchase 12,953 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 4,533 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two installments of 2,266 shares and 2,267 shares on each of August 3, 2022 and August 3, 2023, respectively. F2 · balance_after: On August 3, 2021, the reporting person was granted an option to purchase 12,953 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 4,533 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two installments of 2,266 shares and 2,267 shares on each of August 3, 2022 and August 3, 2023, respectively. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:04 UTC |
Colman AlanDirector
|
GrantCommon Stock | 2,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-002184 · form4.xml · nonDerivative · entry 1 Colman Alan · CIK 0001577873 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,710 F1 · shares: On August 3, 2021, the reporting person was awarded 7,029 restricted stock units, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 2,460 restricted stock units vesting. The restricted stock units are further subject to a 2-year time-based vesting schedule, vesting in two equal installments of 1,230 units on each of August 3, 2022 and August 3, 2023, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:04 UTC |
Micallef Jacob VincentChief Scientific Officer
|
GrantStock Option (Right to Buy) · Derivative | 15,559 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001477932-22-002183 · form4.xml · derivative · entry 4 Micallef Jacob Vincent · CIK 0001651671 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,559 Underlying: Common Stock · 15,559 shares Expires 2031-08-03 F3 · derivative.exercise_date: On August 3, 2021, the reporting person was granted an option to purchase 44,457 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 15,559 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two installments of 7,779 shares and 7,780 shares on each of August 3, 2022 and August 3, 2023, respectively. F3 · balance_after: On August 3, 2021, the reporting person was granted an option to purchase 44,457 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 15,559 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two installments of 7,779 shares and 7,780 shares on each of August 3, 2022 and August 3, 2023, respectively. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:04 UTC |
Micallef Jacob VincentChief Scientific Officer
|
GrantCommon Stock | 8,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-002183 · form4.xml · nonDerivative · entry 1 Micallef Jacob Vincent · CIK 0001651671 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,371 F1 · shares: On August 3, 2021, the reporting person was awarded 24,125 restricted stock units, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 8,443 restricted stock units vesting. The restricted stock units are further subject to a 2-year time-based vesting schedule, vesting in two installments of 4,221 units and 4,222 units on each of August 3, 2022 and August 3, 2023, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:03 UTC |
Nguyen KimDirector
|
GrantStock Option (Right to Buy) · Derivative | 3,022 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001477932-22-002182 · form4.xml · derivative · entry 3 Nguyen Kim · CIK 0001852492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,022 Underlying: Common Stock · 3,022 shares Expires 2031-08-03 F2 · derivative.exercise_date: On August 3, 2021, the reporting person was granted an option to purchase 8,635 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 3,022 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two equal installments of 1,511 shares on each of August 3, 2022 and August 3, 2023, respectively. F2 · balance_after: On August 3, 2021, the reporting person was granted an option to purchase 8,635 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 3,022 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two equal installments of 1,511 shares on each of August 3, 2022 and August 3, 2023, respectively. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:03 UTC |
Nguyen KimDirector
|
GrantCommon Stock | 1,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-002182 · form4.xml · nonDerivative · entry 1 Nguyen Kim · CIK 0001852492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,140 F1 · shares: On August 3, 2021, the reporting person was awarded 4,686 restricted stock units, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 1,640 restricted stock units vesting. The restricted stock units are further subject to a 2-year time-based vesting schedule, vesting in two equal installments of 820 units on each of August 3, 2022 and August 3, 2023, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:03 UTC |
Butera Salvatore ThomasCEO - Volition Veterinary
|
GrantStock Option (Right to Buy) · Derivative | 18,340 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001477932-22-002180 · form4.xml · derivative · entry 1 Butera Salvatore Thomas · CIK 0001834339 · CEO - Volition Veterinary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,340 Underlying: Common Stock · 18,340 shares Expires 2031-08-03 F1 · derivative.exercise_date: On August 3, 2021, the reporting person was granted an option to purchase 52,400 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 18,340 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two equal installments of 9,170 shares on each of August 3, 2022 and August 3, 2023, respectively. F1 · balance_after: On August 3, 2021, the reporting person was granted an option to purchase 52,400 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 18,340 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two equal installments of 9,170 shares on each of August 3, 2022 and August 3, 2023, respectively. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:03 UTC |
Barnes PhillipDirector
|
GrantStock Option (Right to Buy) · Derivative | 3,022 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001477932-22-002181 · form4.xml · derivative · entry 2 Barnes Phillip · CIK 0001790293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,022 Underlying: Common Stock · 3,022 shares Expires 2031-08-03 F2 · derivative.exercise_date: On August 3, 2021, the reporting person was granted an option to purchase 8,635 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 3,022 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two equal installments of 1,511 shares on each of August 3, 2022 and August 3, 2023, respectively. F2 · balance_after: On August 3, 2021, the reporting person was granted an option to purchase 8,635 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 3,022 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two equal installments of 1,511 shares on each of August 3, 2022 and August 3, 2023, respectively. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:03 UTC |
Barnes PhillipDirector
|
GrantCommon Stock | 1,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-002181 · form4.xml · nonDerivative · entry 1 Barnes Phillip · CIK 0001790293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,640 F1 · shares: On August 3, 2021, the reporting person was awarded 4,686 restricted stock units, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 1,640 restricted stock units vesting. The restricted stock units are further subject to a 2-year time-based vesting schedule, vesting in two equal installments of 820 units on each of August 3, 2022 and August 3, 2023, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:02 UTC |
Rootsaert Rodney GerardSecretary
|
GrantStock Option (Right to Buy) · Derivative | 12,967 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001477932-22-002179 · form4.xml · derivative · entry 3 Rootsaert Rodney Gerard · CIK 0001577894 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,967 Underlying: Common Stock · 12,967 shares Expires 2031-08-03 F3 · derivative.exercise_date: On August 3, 2021, the reporting person was granted an option to purchase 37,050 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 12,967 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two installments of 6,483 shares and 6,484 shares on each of August 3, 2022 and August 3, 2023, respectively. F3 · balance_after: On August 3, 2021, the reporting person was granted an option to purchase 37,050 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 12,967 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two installments of 6,483 shares and 6,484 shares on each of August 3, 2022 and August 3, 2023, respectively. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:02 UTC |
Rootsaert Rodney GerardSecretary
|
GrantCommon Stock | 7,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-002179 · form4.xml · nonDerivative · entry 1 Rootsaert Rodney Gerard · CIK 0001577894 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,434 F1 · shares: On August 3, 2021, the reporting person was awarded 20,104 restricted stock units, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 7,036 restricted stock units vesting. The restricted stock units are further subject to a 2-year time-based vesting schedule, vesting in two equal installments of 3,518 units on each of August 3, 2022 and August 3, 2023, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:02 UTC |
Brudnick RichardDirector
|
GrantStock Option (Right to Buy) · Derivative | 3,022 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001477932-22-002178 · form4.xml · derivative · entry 2 Brudnick Richard · CIK 0001692359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,022 Underlying: Common Stock · 3,022 shares Expires 2031-08-03 F2 · derivative.exercise_date: On August 3, 2021, the reporting person was granted an option to purchase 8,635 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 3,022 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two equal installments of 1,511 shares on each of August 3, 2022 and August 3, 2023, respectively. F2 · balance_after: On August 3, 2021, the reporting person was granted an option to purchase 8,635 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 3,022 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two equal installments of 1,511 shares on each of August 3, 2022 and August 3, 2023, respectively. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:02 UTC |
Brudnick RichardDirector
|
GrantCommon Stock | 1,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-002178 · form4.xml · nonDerivative · entry 1 Brudnick Richard · CIK 0001692359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,640 F1 · shares: On August 3, 2021, the reporting person was awarded 4,686 restricted stock units, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 1,640 restricted stock units vesting. The restricted stock units are further subject to a 2-year time-based vesting schedule, vesting in two equal installments of 820 units on each of August 3, 2022 and August 3, 2023, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:02 UTC |
TERRELL JASON BRADLEY MDChief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 1,760 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001477932-22-002177 · form4.xml · derivative · entry 4 TERRELL JASON BRADLEY MD · CIK 0001567531 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,760 Underlying: Common Stock · 1,760 shares Expires 2031-08-03 F4 · derivative.exercise_date: On August 3, 2021, the spouse of the reporting person was granted an option to purchase 5,030 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 1,760 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two equal installments of 880 shares on each of August 3, 2022 and August 3, 2023, respectively. F4 · balance_after: On August 3, 2021, the spouse of the reporting person was granted an option to purchase 5,030 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 1,760 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two equal installments of 880 shares on each of August 3, 2022 and August 3, 2023, respectively. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:02 UTC |
TERRELL JASON BRADLEY MDChief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 22,668 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001477932-22-002177 · form4.xml · derivative · entry 3 TERRELL JASON BRADLEY MD · CIK 0001567531 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,668 Underlying: Common Stock · 22,668 shares Expires 2031-08-03 F3 · derivative.exercise_date: On August 3, 2021, the reporting person was granted an option to purchase 64,766 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 22,668 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two equal installments of 11,334 shares on each of August 3, 2022 and August 3, 2023, respectively. F3 · balance_after: On August 3, 2021, the reporting person was granted an option to purchase 64,766 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 22,668 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two equal installments of 11,334 shares on each of August 3, 2022 and August 3, 2023, respectively. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:02 UTC |
TERRELL JASON BRADLEY MDChief Medical Officer
|
GrantCommon Stock | 955 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-002177 · form4.xml · nonDerivative · entry 2 TERRELL JASON BRADLEY MD · CIK 0001567531 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 955 F2 · shares: On August 3, 2021, the spouse of the reporting person was awarded 2,730 restricted stock units, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 955 restricted stock units vesting. The restricted stock units are further subject to a 2-year time-based vesting schedule, vesting in two installments of 477 units and 478 units on each of August 3, 2022 and August 3, 2023, respectively. Upon vesting and settlement, the spouse of the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:02 UTC |
TERRELL JASON BRADLEY MDChief Medical Officer
|
GrantCommon Stock | 12,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-002177 · form4.xml · nonDerivative · entry 1 TERRELL JASON BRADLEY MD · CIK 0001567531 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,249 F1 · shares: On August 3, 2021, the reporting person was awarded 35,145 restricted stock units, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 12,300 restricted stock units vesting. The restricted stock units are further subject to a 2-year time-based vesting schedule, vesting in two equal installments of 6,150 units on each of August 3, 2022 and August 3, 2023, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:01 UTC |
Innes Guy ArchibaldDirector
|
GrantStock Option (Right to Buy) · Derivative | 3,022 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001477932-22-002176 · form4.xml · derivative · entry 4 Innes Guy Archibald · CIK 0001579377 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,022 Underlying: Common Stock · 3,022 shares Expires 2031-08-03 F4 · derivative.exercise_date: On August 3, 2021, the reporting person was granted an option to purchase 8,635 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 3,022 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two equal installments of 1,511 shares on each of August 3, 2022 and August 3, 2023, respectively. F4 · balance_after: On August 3, 2021, the reporting person was granted an option to purchase 8,635 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 3,022 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two equal installments of 1,511 shares on each of August 3, 2022 and August 3, 2023, respectively. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:01 UTC |
Innes Guy ArchibaldDirector
|
GrantCommon Stock | 1,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-002176 · form4.xml · nonDerivative · entry 1 Innes Guy Archibald · CIK 0001579377 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,536,615 F1 · shares: On August 3, 2021, the reporting person was awarded 4,686 restricted stock units, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 1,640 restricted stock units vesting. The restricted stock units are further subject to a 2-year time-based vesting schedule, vesting in two equal installments of 820 units on each of August 3, 2022 and August 3, 2023, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:01 UTC |
Michel GaetanChief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 25,676 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001477932-22-002175 · form4.xml · derivative · entry 2 Gaetan Michel · CIK 0001709503 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,676 Underlying: Common Stock · 25,676 shares Expires 2031-10-04 F2 · derivative.exercise_date: On October 4, 2021, the reporting person was granted an option to purchase 73,360 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 25,676 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two equal installments of 12,838 shares on each of October 4, 2022 and October 4, 2023, respectively. F2 · balance_after: On October 4, 2021, the reporting person was granted an option to purchase 73,360 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 25,676 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two equal installments of 12,838 shares on each of October 4, 2022 and October 4, 2023, respectively. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:01 UTC |
Michel GaetanChief Operating Officer
|
GrantCommon Stock | 13,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-002175 · form4.xml · nonDerivative · entry 1 Gaetan Michel · CIK 0001709503 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,004 F1 · shares: On October 4, 2021, the reporting person was awarded 39,809 restricted stock units, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 13,933 restricted stock units vesting. The restricted stock units are further subject to a 2-year time-based vesting schedule, vesting in two installments of 6,966 units and 6,967 units on each of October 4, 2022 and October 4, 2023, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:01 UTC |
Kway JasmineCEO - Singapore Volition
|
GrantStock Option (Right to Buy) · Derivative | 17,698 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001477932-22-002174 · form4.xml · derivative · entry 3 Kway Jasmine · CIK 0001808135 · CEO - Singapore Volition 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,698 Underlying: Common Stock · 17,698 shares Expires 2031-08-03 F2 · derivative.exercise_date: On August 3, 2021, the reporting person was granted an option to purchase 50,567 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 17,698 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two equal installments of 8,849 shares on each of August 3, 2022 and August 3, 2023, respectively. F2 · balance_after: On August 3, 2021, the reporting person was granted an option to purchase 50,567 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 17,698 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two equal installments of 8,849 shares on each of August 3, 2022 and August 3, 2023, respectively. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 20:01 UTC |
Kway JasmineCEO - Singapore Volition
|
GrantCommon Stock | 9,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-002174 · form4.xml · nonDerivative · entry 1 Kway Jasmine · CIK 0001808135 · CEO - Singapore Volition 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,604 F1 · shares: On August 3, 2021, the reporting person was awarded 27,440 restricted stock units, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 9,604 restricted stock units vesting. The restricted stock units are further subject to a 2-year time-based vesting schedule, vesting in two equal installments of 4,802 units on each of August 3, 2022 and August 3, 2023, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 21:06 UTC |
Kway JasmineCEO - Singapore Volition
|
GrantStock Option (Right to Buy) · Derivative | 55,000 | Not disclosed Strike: $3.60 | Not disclosed |
DisclosureSEC source: 0001477932-21-009123 · form4.xml · derivative · entry 2 Kway Jasmine · CIK 0001808135 · CEO - Singapore Volition 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2030-04-13 F1 · kind: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on April 13, 2020, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on April 13, 2030 (ten years from the original date of grant). F1 · price: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on April 13, 2020, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on April 13, 2030 (ten years from the original date of grant). Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 21:06 UTC |
Kway JasmineCEO - Singapore Volition
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 55,000 | Not disclosed Strike: $3.60 | Not disclosed |
DisclosureSEC source: 0001477932-21-009123 · form4.xml · derivative · entry 1 Kway Jasmine · CIK 0001808135 · CEO - Singapore Volition 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,000 shares Expires 2026-04-13 F1 · kind: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on April 13, 2020, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on April 13, 2030 (ten years from the original date of grant). F1 · price: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on April 13, 2020, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on April 13, 2030 (ten years from the original date of grant). Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 21:05 UTC |
TERRELL JASON BRADLEY MDChief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 5,000 | Not disclosed Strike: $3.60 | Not disclosed |
DisclosureSEC source: 0001477932-21-009122 · form4.xml · derivative · entry 4 TERRELL JASON BRADLEY MD · CIK 0001567531 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2030-04-13 F2 · kind: The reported transactions involved an amendment of outstanding options granted to the reporting person's wife, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on April 13, 2020, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on April 13, 2030 (ten years from the original date of grant). F2 · price: The reported transactions involved an amendment of outstanding options granted to the reporting person's wife, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on April 13, 2020, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on April 13, 2030 (ten years from the original date of grant). Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 21:05 UTC |
TERRELL JASON BRADLEY MDChief Medical Officer
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 5,000 | Not disclosed Strike: $3.60 | Not disclosed |
DisclosureSEC source: 0001477932-21-009122 · form4.xml · derivative · entry 3 TERRELL JASON BRADLEY MD · CIK 0001567531 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2026-04-13 F2 · kind: The reported transactions involved an amendment of outstanding options granted to the reporting person's wife, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on April 13, 2020, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on April 13, 2030 (ten years from the original date of grant). F2 · price: The reported transactions involved an amendment of outstanding options granted to the reporting person's wife, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on April 13, 2020, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on April 13, 2030 (ten years from the original date of grant). Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 21:05 UTC |
TERRELL JASON BRADLEY MDChief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 55,000 | Not disclosed Strike: $3.60 | Not disclosed |
DisclosureSEC source: 0001477932-21-009122 · form4.xml · derivative · entry 2 TERRELL JASON BRADLEY MD · CIK 0001567531 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2030-04-13 F1 · kind: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on April 13, 2020, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on April 13, 2030 (ten years from the original date of grant). F1 · price: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on April 13, 2020, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on April 13, 2030 (ten years from the original date of grant). Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 21:05 UTC |
TERRELL JASON BRADLEY MDChief Medical Officer
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 55,000 | Not disclosed Strike: $3.60 | Not disclosed |
DisclosureSEC source: 0001477932-21-009122 · form4.xml · derivative · entry 1 TERRELL JASON BRADLEY MD · CIK 0001567531 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,000 shares Expires 2026-04-13 F1 · kind: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on April 13, 2020, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on April 13, 2030 (ten years from the original date of grant). F1 · price: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on April 13, 2020, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on April 13, 2030 (ten years from the original date of grant). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.