Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2023 Filed Feb 23, 2023 20:54 UTC |
Innes Guy ArchibaldDirector
|
PurchaseCommon Stock | 58,500 | $1.75 | $102,375.00 |
DisclosureSEC source: 0001477932-23-001225 · form4.xml · nonDerivative · entry 1 Innes Guy Archibald · CIK 0001579377 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By son Disclosed balance after: 154,503 F1 · shares: Acquired by the reporting person's child at the public offering price in the public offering of common stock by the Company. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F1 · ownership.nature: Acquired by the reporting person's child at the public offering price in the public offering of common stock by the Company. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 12, 2023 Filed Jan 13, 2023 21:03 UTC |
Hughes TerigChief Financial Officer
|
GrantCommon Stock | 20,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-23-000276 · form4.xml · nonDerivative · entry 1 Hughes Terig · CIK 0001841309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,990 F1 · shares: On October 4, 2022, the reporting person was awarded 55,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 20,625 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three equal installments of 6,875 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. As reported in October 2022, the rights with respect to 9,625 restricted stock units subject to the award previously vested and remain subject to time-based vesting. Read SEC document |
| January 12, 2023 Filed Jan 13, 2023 21:03 UTC |
Plummer NicholasGC - Volition Diagnostics
|
GrantCommon Stock | 19,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-23-000273 · form4.xml · nonDerivative · entry 1 Plummer Nicholas · CIK 0001880653 · GC - Volition Diagnostics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,994 F1 · shares: On October 4, 2022, the reporting person was awarded 52,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 19,500 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three equal installments of 6,500 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. As reported in October 2022, the rights with respect to 9,100 restricted stock units subject to the award previously vested and remain subject to time-based vesting. Read SEC document |
| January 12, 2023 Filed Jan 13, 2023 21:05 UTC |
Rootsaert Rodney GerardSecretary
|
GrantCommon Stock | 12,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-23-000278 · form4.xml · nonDerivative · entry 1 Rootsaert Rodney Gerard · CIK 0001577894 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,652 F1 · shares: On October 4, 2022, the reporting person was awarded 33,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 12,375 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three equal installments of 4,125 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. As reported in October 2022, the rights with respect to 5,775 restricted stock units subject to the award previously vested and remain subject to time-based vesting. Read SEC document |
| January 12, 2023 Filed Jan 13, 2023 21:04 UTC |
Butera Salvatore ThomasCEO - Volition Veterinary
|
GrantCommon Stock | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-23-000277 · form4.xml · nonDerivative · entry 1 Butera Salvatore Thomas · CIK 0001834339 · CEO - Volition Veterinary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,200 F1 · shares: On October 4, 2022, the reporting person was awarded 64,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 24,000 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three equal installments of 8,000 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. As reported in October 2022, the rights with respect to 11,200 restricted stock units subject to the award previously vested and remain subject to time-based vesting. Read SEC document |
| January 12, 2023 Filed Jan 13, 2023 21:03 UTC |
Brudnick RichardDirector
|
GrantCommon Stock | 5,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-23-000275 · form4.xml · nonDerivative · entry 1 Brudnick Richard · CIK 0001692359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,936 F1 · shares: On October 4, 2022, the reporting person was awarded 15,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 5,625 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three equal installments of 1,875 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. As reported in October 2022, the rights with respect to 2,625 restricted stock units subject to the award previously vested and remain subject to time-based vesting. Read SEC document |
| January 12, 2023 Filed Jan 13, 2023 21:03 UTC |
Barnes PhillipDirector
|
GrantCommon Stock | 5,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-23-000274 · form4.xml · nonDerivative · entry 1 Barnes Phillip · CIK 0001790293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,936 F1 · shares: On October 4, 2022, the reporting person was awarded 15,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 5,625 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three equal installments of 1,875 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. As reported in October 2022, the rights with respect to 2,625 restricted stock units subject to the award previously vested and remain subject to time-based vesting. Read SEC document |
| January 12, 2023 Filed Jan 13, 2023 21:03 UTC |
Colman AlanDirector
|
GrantCommon Stock | 5,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-23-000272 · form4.xml · nonDerivative · entry 1 Colman Alan · CIK 0001577873 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,529 F1 · shares: On October 4, 2022, the reporting person was awarded 15,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 5,625 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three equal installments of 1,875 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. As reported in October 2022, the rights with respect to 2,625 restricted stock units subject to the award previously vested and remain subject to time-based vesting. Read SEC document |
| January 12, 2023 Filed Jan 13, 2023 21:03 UTC |
Faulkes Martin CharlesDirector
|
GrantCommon Stock | 14,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-23-000271 · form4.xml · nonDerivative · entry 1 Faulkes Martin Charles · CIK 0001577872 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,651,693 F1 · shares: On October 4, 2022, the reporting person was awarded 39,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 14,625 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three equal installments of 4,875 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. As reported in October 2022, the rights with respect to 6,825 restricted stock units subject to the award previously vested and remain subject to time-based vesting. Read SEC document |
| January 12, 2023 Filed Jan 13, 2023 21:02 UTC |
Nguyen KimDirector
|
GrantCommon Stock | 5,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-23-000270 · form4.xml · nonDerivative · entry 1 Nguyen Kim · CIK 0001852492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,436 F1 · shares: On October 4, 2022, the reporting person was awarded 15,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 5,625 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three equal installments of 1,875 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. As reported in October 2022, the rights with respect to 2,625 restricted stock units subject to the award previously vested and remain subject to time-based vesting. Read SEC document |
| January 12, 2023 Filed Jan 13, 2023 21:02 UTC |
Kway JasmineCEO - Singapore Volition
|
GrantCommon Stock | 18,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-23-000269 · form4.xml · nonDerivative · entry 1 Kway Jasmine · CIK 0001808135 · CEO - Singapore Volition 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,390 F1 · shares: On October 4, 2022, the reporting person was awarded 49,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 18,375 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three equal installments of 6,125 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. As reported in October 2022, the rights with respect to 8,575 restricted stock units subject to the award previously vested and remain subject to time-based vesting. Read SEC document |
| January 12, 2023 Filed Jan 13, 2023 21:02 UTC |
Micallef Jacob VincentChief Scientific Officer
|
GrantCommon Stock | 14,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-23-000268 · form4.xml · nonDerivative · entry 1 Micallef Jacob Vincent · CIK 0001651671 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,017 F1 · shares: On October 4, 2022, the reporting person was awarded 39,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 14,625 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three equal installments of 4,875 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. As reported in October 2022, the rights with respect to 6,825 restricted stock units subject to the award previously vested and remain subject to time-based vesting. Read SEC document |
| January 12, 2023 Filed Jan 13, 2023 21:02 UTC |
Batchelor Ann-LouiseGroup Chief Marketing Officer
|
GrantCommon Stock | 14,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-23-000267 · form4.xml · nonDerivative · entry 1 Batchelor Ann-Louise · CIK 0001945612 · Group Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,358 F1 · shares: On October 4, 2022, the reporting person was awarded 39,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 14,625 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three equal installments of 4,875 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. As reported in October 2022, the rights with respect to 6,825 restricted stock units subject to the award previously vested and remain subject to time-based vesting. Read SEC document |
| January 12, 2023 Filed Jan 13, 2023 21:02 UTC |
Innes Guy ArchibaldDirector
|
GrantCommon Stock | 5,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-23-000266 · form4.xml · nonDerivative · entry 1 Innes Guy Archibald · CIK 0001579377 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,570,411 F1 · shares: On October 4, 2022, the reporting person was awarded 15,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 5,625 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three equal installments of 1,875 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. As reported in October 2022, the rights with respect to 2,625 restricted stock units subject to the award previously vested and remain subject to time-based vesting. Read SEC document |
| January 12, 2023 Filed Jan 13, 2023 21:02 UTC |
Michel GaetanChief Operating Officer
|
GrantCommon Stock | 27,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-23-000265 · form4.xml · nonDerivative · entry 1 Michel Gaetan · CIK 0001709503 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,697 F1 · shares: On October 4, 2022, the reporting person was awarded 74,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 27,750 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three equal installments of 9,250 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. As reported in October 2022, the rights with respect to 12,950 restricted stock units subject to the award previously vested and remain subject to time-based vesting. Read SEC document |
| January 12, 2023 Filed Jan 13, 2023 21:01 UTC |
Forterre GaelChief Commerical Officer
|
GrantCommon Stock | 17,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-23-000264 · form4.xml · nonDerivative · entry 1 Forterre Gael · CIK 0001841637 · Chief Commerical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,675 F1 · shares: On October 4, 2022, the reporting person was awarded 46,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 17,250 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three equal installments of 5,750 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. As reported in October 2022, the rights with respect to 8,050 restricted stock units subject to the award previously vested and remain subject to time-based vesting. Read SEC document |
| January 12, 2023 Filed Jan 13, 2023 21:01 UTC |
Futcher EdwardDirector
|
GrantCommon Stock | 5,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-23-000263 · form4.xml · nonDerivative · entry 1 Futcher Edward · CIK 0001222623 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,186 F1 · shares: On October 4, 2022, the reporting person was awarded 15,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 5,625 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three equal installments of 1,875 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. As reported in October 2022, the rights with respect to 2,625 restricted stock units subject to the award previously vested and remain subject to time-based vesting. Read SEC document |
| January 12, 2023 Filed Jan 13, 2023 21:01 UTC |
Reynolds Cameron JohnDirector · President and CEO
|
GrantCommon Stock | 33,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-23-000262 · form4.xml · nonDerivative · entry 1 Reynolds Cameron John · CIK 0001340610 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,444,468 F1 · shares: On October 4, 2022, the reporting person was awarded 89,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 33,375 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three equal installments of 11,125 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. As reported in October 2022, the rights with respect to 15,575 restricted stock units subject to the award previously vested and remain subject to time-based vesting. Read SEC document |
| December 19, 2022 Filed Dec 20, 2022 15:30 UTC |
Butera Salvatore ThomasCEO - Volition Veterinary
|
PurchaseCommon Stock | 5,000 | $2.27 | $11,350.00 |
DisclosureSEC source: 0001477932-22-009425 · form4.xml · nonDerivative · entry 1 Butera Salvatore Thomas · CIK 0001834339 · CEO - Volition Veterinary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,350 F1 · ownership.direct: These shares of common stock are jointly owned by the reporting person and his spouse. Read SEC document |
| December 19, 2022 Filed Dec 20, 2022 15:04 UTC |
Micallef Jacob VincentChief Scientific Officer
|
PurchaseCommon Stock | 25,000 | $2.30 | $57,500.00 |
DisclosureSEC source: 0001477932-22-009423 · form4.xml · nonDerivative · entry 2 Micallef Jacob Vincent · CIK 0001651671 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,392 Read SEC document |
| December 16, 2022 Filed Dec 19, 2022 14:59 UTC |
Faulkes Martin CharlesDirector
|
PurchaseCommon Stock | 55,000 | $2.10 | $115,500.00 |
DisclosureSEC source: 0001477932-22-009385 · form4.xml · nonDerivative · entry 1 Faulkes Martin Charles · CIK 0001577872 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,637,068 Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 15:04 UTC |
Micallef Jacob VincentChief Scientific Officer
|
PurchaseCommon Stock | 7,339 | $1.96 | $14,384.44 |
DisclosureSEC source: 0001477932-22-009423 · form4.xml · nonDerivative · entry 1 Micallef Jacob Vincent · CIK 0001651671 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,392 Read SEC document |
| December 12, 2022 Filed Dec 13, 2022 14:59 UTC |
Butera Salvatore ThomasCEO - Volition Veterinary
|
PurchaseCommon Stock | 4,350 | $2.09 | $9,091.50 |
DisclosureSEC source: 0001477932-22-009249 · form4.xml · nonDerivative · entry 1 Butera Salvatore Thomas · CIK 0001834339 · CEO - Volition Veterinary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,350 F1 · ownership.direct: These shares of common stock are jointly owned by the reporting person and his spouse. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 14:53 UTC |
Plummer NicholasGC - Volition Diagnostics
|
PurchaseCommon Stock | 4,800 | $2.07 | $9,936.00 |
DisclosureSEC source: 0001477932-22-009221 · form4.xml · nonDerivative · entry 1 Plummer Nicholas · CIK 0001880653 · GC - Volition Diagnostics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,494 Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 15:57 UTC |
Butera Salvatore ThomasCEO - Volition Veterinary
|
PurchaseCommon Stock | 5,000 | $2.21 | $11,050.00 |
DisclosureSEC source: 0001477932-22-008934 · form4.xml · nonDerivative · entry 1 Butera Salvatore Thomas · CIK 0001834339 · CEO - Volition Veterinary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 F1 · ownership.direct: These shares of common stock are jointly owned by the reporting person and his spouse. Read SEC document |
| November 10, 2022 Filed Nov 10, 2022 21:05 UTC |
Innes Guy ArchibaldDirector
|
GiftCommon Stock | 12,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-008314 · form4.xml · nonDerivative · entry 9 Innes Guy Archibald · CIK 0001579377 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By daughter Disclosed balance after: 96,004 F2 · shares: The foregoing shares were held by a bare trust, which was not a separate legal entity, of which the reporting person was the Trustee, for the benefit of his children. The bare trust was wound up and the securities transferred to the children of the reporting person. F2 · ownership.nature: The foregoing shares were held by a bare trust, which was not a separate legal entity, of which the reporting person was the Trustee, for the benefit of his children. The bare trust was wound up and the securities transferred to the children of the reporting person. Read SEC document |
| November 10, 2022 Filed Nov 10, 2022 21:05 UTC |
Innes Guy ArchibaldDirector
|
GiftCommon Stock | 12,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-008314 · form4.xml · nonDerivative · entry 8 Innes Guy Archibald · CIK 0001579377 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By daughter Disclosed balance after: 96,004 F2 · shares: The foregoing shares were held by a bare trust, which was not a separate legal entity, of which the reporting person was the Trustee, for the benefit of his children. The bare trust was wound up and the securities transferred to the children of the reporting person. F2 · ownership.nature: The foregoing shares were held by a bare trust, which was not a separate legal entity, of which the reporting person was the Trustee, for the benefit of his children. The bare trust was wound up and the securities transferred to the children of the reporting person. Read SEC document |
| November 10, 2022 Filed Nov 10, 2022 21:05 UTC |
Innes Guy ArchibaldDirector
|
GiftCommon Stock | 12,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-008314 · form4.xml · nonDerivative · entry 7 Innes Guy Archibald · CIK 0001579377 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By son Disclosed balance after: 96,003 F2 · shares: The foregoing shares were held by a bare trust, which was not a separate legal entity, of which the reporting person was the Trustee, for the benefit of his children. The bare trust was wound up and the securities transferred to the children of the reporting person. F2 · ownership.nature: The foregoing shares were held by a bare trust, which was not a separate legal entity, of which the reporting person was the Trustee, for the benefit of his children. The bare trust was wound up and the securities transferred to the children of the reporting person. Read SEC document |
| November 10, 2022 Filed Nov 10, 2022 21:05 UTC |
Innes Guy ArchibaldDirector
|
GiftCommon Stock | 12,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-008314 · form4.xml · nonDerivative · entry 6 Innes Guy Archibald · CIK 0001579377 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By son Disclosed balance after: 96,003 F2 · shares: The foregoing shares were held by a bare trust, which was not a separate legal entity, of which the reporting person was the Trustee, for the benefit of his children. The bare trust was wound up and the securities transferred to the children of the reporting person. F2 · ownership.nature: The foregoing shares were held by a bare trust, which was not a separate legal entity, of which the reporting person was the Trustee, for the benefit of his children. The bare trust was wound up and the securities transferred to the children of the reporting person. Read SEC document |
| November 10, 2022 Filed Nov 10, 2022 21:05 UTC |
Innes Guy ArchibaldDirector
|
GiftCommon Stock | 49,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-008314 · form4.xml · nonDerivative · entry 5 Innes Guy Archibald · CIK 0001579377 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Bare Trust Disclosed balance after: 0 F2 · shares: The foregoing shares were held by a bare trust, which was not a separate legal entity, of which the reporting person was the Trustee, for the benefit of his children. The bare trust was wound up and the securities transferred to the children of the reporting person. F2 · ownership.nature: The foregoing shares were held by a bare trust, which was not a separate legal entity, of which the reporting person was the Trustee, for the benefit of his children. The bare trust was wound up and the securities transferred to the children of the reporting person. Read SEC document |
| November 10, 2022 Filed Nov 10, 2022 21:05 UTC |
Innes Guy ArchibaldDirector
|
OtherCommon Stock | 8,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-008314 · form4.xml · nonDerivative · entry 4 Innes Guy Archibald · CIK 0001579377 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By daughter Disclosed balance after: 83,572 F1 · shares: Bequeathed to the children of the reporting person by parties other than the reporting person pursuant to the terms of a will. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F1 · ownership.nature: Bequeathed to the children of the reporting person by parties other than the reporting person pursuant to the terms of a will. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 10, 2022 Filed Nov 10, 2022 21:05 UTC |
Innes Guy ArchibaldDirector
|
OtherCommon Stock | 8,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-008314 · form4.xml · nonDerivative · entry 3 Innes Guy Archibald · CIK 0001579377 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By daughter Disclosed balance after: 83,572 F1 · shares: Bequeathed to the children of the reporting person by parties other than the reporting person pursuant to the terms of a will. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F1 · ownership.nature: Bequeathed to the children of the reporting person by parties other than the reporting person pursuant to the terms of a will. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 10, 2022 Filed Nov 10, 2022 21:05 UTC |
Innes Guy ArchibaldDirector
|
OtherCommon Stock | 8,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-008314 · form4.xml · nonDerivative · entry 2 Innes Guy Archibald · CIK 0001579377 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By son Disclosed balance after: 83,572 F1 · shares: Bequeathed to the children of the reporting person by parties other than the reporting person pursuant to the terms of a will. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F1 · ownership.nature: Bequeathed to the children of the reporting person by parties other than the reporting person pursuant to the terms of a will. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 10, 2022 Filed Nov 10, 2022 21:05 UTC |
Innes Guy ArchibaldDirector
|
OtherCommon Stock | 8,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-008314 · form4.xml · nonDerivative · entry 1 Innes Guy Archibald · CIK 0001579377 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By son Disclosed balance after: 83,572 F1 · shares: Bequeathed to the children of the reporting person by parties other than the reporting person pursuant to the terms of a will. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F1 · ownership.nature: Bequeathed to the children of the reporting person by parties other than the reporting person pursuant to the terms of a will. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 20:01 UTC |
Plummer NicholasGC - Volition Diagnostics
|
Tax withholdingCommon Stock | 9,406 | $1.97 | $18,529.82 |
DisclosureSEC source: 0001477932-22-008141 · form4.xml · nonDerivative · entry 1 Plummer Nicholas · CIK 0001880653 · GC - Volition Diagnostics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,694 F1 · shares: Represents the aggregate number of shares of common stock retained by VolitionRx for cancellation to satisfy the tax withholding obligations of the reporting person upon settlement of 21,750 restricted stock units. No shares were sold by the reporting person or VolitionRx in such transaction. Read SEC document |
| October 13, 2022 Filed Oct 14, 2022 20:11 UTC |
Futcher EdwardDirector
|
GrantCommon Stock | 2,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-007706 · form4.xml · nonDerivative · entry 1 Futcher Edward · CIK 0001222623 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,561 F1 · shares: On October 4, 2022, the reporting person was awarded 15,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 2,625 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three equal installments of 875 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| October 13, 2022 Filed Oct 14, 2022 20:10 UTC |
Colman AlanDirector
|
GrantCommon Stock | 2,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-007705 · form4.xml · nonDerivative · entry 1 Colman Alan · CIK 0001577873 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,904 F1 · shares: On October 4, 2022, the reporting person was awarded 15,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 2,625 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three equal installments of 875 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| October 13, 2022 Filed Oct 14, 2022 20:08 UTC |
Reynolds Cameron JohnDirector · President and CEO
|
GrantCommon Stock | 15,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-007704 · form4.xml · nonDerivative · entry 1 Reynolds Cameron John · CIK 0001340610 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,411,093 F1 · shares: On October 4, 2022, the reporting person was awarded 89,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 15,575 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three installments of 5,192 units, 5,192 units, and 5,191 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| October 13, 2022 Filed Oct 14, 2022 20:07 UTC |
Batchelor Ann-LouiseGroup Chief Marketing Officer
|
GrantCommon Stock | 6,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-007702 · form4.xml · nonDerivative · entry 1 Batchelor Ann-Louise · CIK 0001945612 · Group Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,733 F1 · shares: On October 4, 2022, the reporting person was awarded 39,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 6,825 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three equal installments of 2,275 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| October 13, 2022 Filed Oct 14, 2022 20:08 UTC |
Hughes TerigChief Financial Officer
|
GrantCommon Stock | 9,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-007703 · form4.xml · nonDerivative · entry 1 Hughes Terig · CIK 0001841309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,365 F1 · shares: On October 4, 2022, the reporting person was awarded 55,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 9,625 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three installments of 3,209 units, 3,208 units, and 3,208 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| October 13, 2022 Filed Oct 14, 2022 20:07 UTC |
Butera Salvatore ThomasCEO - Volition Veterinary
|
GrantCommon Stock | 11,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-007701 · form4.xml · nonDerivative · entry 1 Butera Salvatore Thomas · CIK 0001834339 · CEO - Volition Veterinary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,200 F1 · shares: On October 4, 2022, the reporting person was awarded 64,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 11,200 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three installments of 3,734 units, 3,733 units, and 3,733 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| October 13, 2022 Filed Oct 14, 2022 20:06 UTC |
Rootsaert Rodney GerardSecretary
|
GrantCommon Stock | 5,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-007700 · form4.xml · nonDerivative · entry 1 Rootsaert Rodney Gerard · CIK 0001577894 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,277 F1 · shares: On October 4, 2022, the reporting person was awarded 33,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 5,775 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three equal installments of 1,925 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| October 13, 2022 Filed Oct 14, 2022 20:06 UTC |
Brudnick RichardDirector
|
GrantCommon Stock | 2,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-007699 · form4.xml · nonDerivative · entry 1 Brudnick Richard · CIK 0001692359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,311 F1 · shares: On October 4, 2022, the reporting person was awarded 15,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 2,625 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three equal installments of 875 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| October 13, 2022 Filed Oct 14, 2022 20:05 UTC |
Barnes PhillipDirector
|
GrantCommon Stock | 2,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-007698 · form4.xml · nonDerivative · entry 1 Barnes Phillip · CIK 0001790293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,311 F1 · shares: On October 4, 2022, the reporting person was awarded 15,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 2,625 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three equal installments of 875 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| October 13, 2022 Filed Oct 14, 2022 20:04 UTC |
Plummer NicholasGC - Volition Diagnostics
|
GrantCommon Stock | 9,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-007697 · form4.xml · nonDerivative · entry 1 Plummer Nicholas · CIK 0001880653 · GC - Volition Diagnostics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,100 F1 · shares: On October 4, 2022, the reporting person was awarded 52,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 9,100 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three installments of 3,034 units, 3,033 units, and 3,033 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| October 13, 2022 Filed Oct 14, 2022 20:04 UTC |
Forterre GaelChief Commercial Officer
|
GrantCommon Stock | 8,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-007696 · form4.xml · nonDerivative · entry 1 Forterre Gael · CIK 0001841637 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,425 F1 · shares: On October 4, 2022, the reporting person was awarded 46,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 8,050 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three installments of 2,684 units, 2,683 units, and 2,683 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| October 13, 2022 Filed Oct 14, 2022 20:03 UTC |
Michel GaetanChief Operating Officer
|
GrantCommon Stock | 12,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-007695 · form4.xml · nonDerivative · entry 1 Michel Gaetan · CIK 0001709503 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,947 F1 · shares: On October 4, 2022, the reporting person was awarded 74,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 12,950 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three installments of 4,317 units, 4,317 units, and 4,316 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| October 13, 2022 Filed Oct 14, 2022 20:02 UTC |
Micallef Jacob VincentChief Scientific Officer
|
GrantCommon Stock | 6,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-007693 · form4.xml · nonDerivative · entry 1 Micallef Jacob Vincent · CIK 0001651671 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,053 F1 · shares: On October 4, 2022, the reporting person was awarded 39,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 6,825 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three equal installments of 2,275 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| October 13, 2022 Filed Oct 14, 2022 20:03 UTC |
Innes Guy ArchibaldDirector
|
GrantCommon Stock | 2,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-007694 · form4.xml · nonDerivative · entry 1 Innes Guy Archibald · CIK 0001579377 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,564,786 F1 · shares: On October 4, 2022, the reporting person was awarded 15,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 2,625 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three equal installments of 875 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| October 13, 2022 Filed Oct 14, 2022 20:01 UTC |
Kway JasmineCEO - Singapore Volition
|
GrantCommon Stock | 8,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001477932-22-007692 · form4.xml · nonDerivative · entry 1 Kway Jasmine · CIK 0001808135 · CEO - Singapore Volition 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,015 F1 · shares: On October 4, 2022, the reporting person was awarded 49,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 8,575 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three installments of 2,859 units, 2,858 units, and 2,858 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.