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VOLITIONRX LTD

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Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 03, 2021 Filed Nov 5, 2021 20:05 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 50,000 Not disclosed Strike: $4.00 Not disclosed
Disclosure

SEC source: 0001477932-21-007862 · form4.xml · derivative · entry 3

Rootsaert Rodney Gerard · CIK 0001577894 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2024-01-23

F2 · kind: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on January 23, 2018, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on January 23, 2028 (ten years from the original date of grant).

F2 · price: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on January 23, 2018, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on January 23, 2028 (ten years from the original date of grant).

Read SEC document
November 03, 2021 Filed Nov 5, 2021 20:05 UTC GrantStock Option (Right to Buy) · Derivative 65,000 Not disclosed Strike: $4.00 Not disclosed
Disclosure

SEC source: 0001477932-21-007862 · form4.xml · derivative · entry 2

Rootsaert Rodney Gerard · CIK 0001577894 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2026-04-15

F1 · kind: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on April 15, 2016, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on April 15, 2026 (ten years from the original date of grant).

F1 · price: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on April 15, 2016, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on April 15, 2026 (ten years from the original date of grant).

Read SEC document
November 03, 2021 Filed Nov 5, 2021 20:05 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 65,000 Not disclosed Strike: $4.00 Not disclosed
Disclosure

SEC source: 0001477932-21-007862 · form4.xml · derivative · entry 1

Rootsaert Rodney Gerard · CIK 0001577894 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,000 shares

Expires 2022-04-15

F1 · kind: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on April 15, 2016, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on April 15, 2026 (ten years from the original date of grant).

F1 · price: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on April 15, 2016, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on April 15, 2026 (ten years from the original date of grant).

Read SEC document
November 03, 2021 Filed Nov 5, 2021 20:05 UTC GrantStock Option (Right to Buy) · Derivative 50,000 Not disclosed Strike: $4.00 Not disclosed
Disclosure

SEC source: 0001477932-21-007863 · form4.xml · derivative · entry 6

Faulkes Martin Charles · CIK 0001577872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-01-23

F3 · kind: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on January 23, 2018, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on January 23, 2028 (ten years from the original date of grant).

F3 · price: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on January 23, 2018, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on January 23, 2028 (ten years from the original date of grant).

Read SEC document
November 03, 2021 Filed Nov 5, 2021 20:05 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 50,000 Not disclosed Strike: $4.00 Not disclosed
Disclosure

SEC source: 0001477932-21-007863 · form4.xml · derivative · entry 5

Faulkes Martin Charles · CIK 0001577872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2024-01-23

F3 · kind: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on January 23, 2018, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on January 23, 2028 (ten years from the original date of grant).

F3 · price: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on January 23, 2018, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on January 23, 2028 (ten years from the original date of grant).

Read SEC document
November 03, 2021 Filed Nov 5, 2021 20:05 UTC GrantStock Option (Right to Buy) · Derivative 33,467 Not disclosed Strike: $5.00 Not disclosed
Disclosure

SEC source: 0001477932-21-007863 · form4.xml · derivative · entry 4

Faulkes Martin Charles · CIK 0001577872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,467

Underlying: Common Stock · 33,467 shares

Expires 2027-03-30

F2 · kind: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on March 30, 2017, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on March 30, 2027 (ten years from the original date of grant).

F2 · price: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on March 30, 2017, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on March 30, 2027 (ten years from the original date of grant).

Read SEC document
November 03, 2021 Filed Nov 5, 2021 20:05 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 33,467 Not disclosed Strike: $5.00 Not disclosed
Disclosure

SEC source: 0001477932-21-007863 · form4.xml · derivative · entry 3

Faulkes Martin Charles · CIK 0001577872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,467 shares

Expires 2023-03-23

F2 · kind: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on March 30, 2017, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on March 30, 2027 (ten years from the original date of grant).

F2 · price: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on March 30, 2017, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on March 30, 2027 (ten years from the original date of grant).

Read SEC document
November 03, 2021 Filed Nov 5, 2021 20:05 UTC GrantStock Option (Right to Buy) · Derivative 65,000 Not disclosed Strike: $4.00 Not disclosed
Disclosure

SEC source: 0001477932-21-007863 · form4.xml · derivative · entry 2

Faulkes Martin Charles · CIK 0001577872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2026-04-15

F1 · kind: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on April 15, 2016, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on April 15, 2026 (ten years from the original date of grant).

F1 · price: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on April 15, 2016, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on April 15, 2026 (ten years from the original date of grant).

Read SEC document
November 03, 2021 Filed Nov 5, 2021 20:05 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 65,000 Not disclosed Strike: $4.00 Not disclosed
Disclosure

SEC source: 0001477932-21-007863 · form4.xml · derivative · entry 1

Faulkes Martin Charles · CIK 0001577872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,000 shares

Expires 2022-04-15

F1 · kind: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on April 15, 2016, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on April 15, 2026 (ten years from the original date of grant).

F1 · price: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on April 15, 2016, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on April 15, 2026 (ten years from the original date of grant).

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:07 UTC
Plummer NicholasGC - Volition Diagnostics
GrantCommon Stock 43,500 $0.00 $0.00
Disclosure

SEC source: 0001477932-21-007790 · form4.xml · nonDerivative · entry 1

Plummer Nicholas · CIK 0001880653 · GC - Volition Diagnostics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,500

F1 · shares: In connection with his employment as General Counsel of Volition Diagnostics UK Limited, Mr. Plummer received restricted stock units subject to a 2-year vesting schedule, vesting as to 21,750 units on each of 11/01/22 and 11/01/23, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.

Read SEC document
September 21, 2021 Filed Sep 23, 2021 20:44 UTC GrantOption (Right to Buy) · Derivative 55,000 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001477932-21-006596 · form4.xml · derivative · entry 4

Rootsaert Rodney Gerard · CIK 0001577894 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2030-04-13

F2 · kind: The reported transactions involved a cancellation and reissuance of outstanding options upon agreement of the reporting person. The "old" options were originally granted on April 13, 2020 and vested in full at 12 months from the date of grant, and were exercisable until April 13, 2026. The "replacement" options are fully-vested on the date of grant and have an expiration date of April 13, 2030.

Read SEC document
September 21, 2021 Filed Sep 23, 2021 20:44 UTC GrantOption (Right to Buy) · Derivative 60,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001477932-21-006596 · form4.xml · derivative · entry 2

Rootsaert Rodney Gerard · CIK 0001577894 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2027-03-30

F1 · kind: The reported transactions involved a cancellation and reissuance of outstanding options upon agreement of the reporting person. The "old" options were originally granted on December 16, 2019, vested in full on the date of grant, and were exercisable until March 30, 2023. The "replacement" options are fully-vested on the date of grant and have an expiration date of March 30, 2027.

Read SEC document
September 21, 2021 Filed Sep 23, 2021 20:44 UTC
Micallef Jacob VincentChief Scientific Officer
GrantOption (Right to Buy) · Derivative 70,000 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001477932-21-006595 · form4.xml · derivative · entry 4

Micallef Jacob Vincent · CIK 0001651671 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2030-04-13

F2 · kind: The reported transactions involved a cancellation and reissuance of outstanding options upon agreement of the reporting person. The "old" options were originally granted on April 13, 2020 and vested in full at 12 months from the date of grant, and were exercisable until April 13, 2026. The "replacement" options are fully-vested on the date of grant and have an expiration date of April 13, 2030.

Read SEC document
September 21, 2021 Filed Sep 23, 2021 20:44 UTC
Micallef Jacob VincentChief Scientific Officer
GrantOption (Right to Buy) · Derivative 66,533 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001477932-21-006595 · form4.xml · derivative · entry 2

Micallef Jacob Vincent · CIK 0001651671 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,533

Underlying: Common Stock · 66,533 shares

Expires 2027-03-30

F1 · kind: The reported transactions involved a cancellation and reissuance of outstanding options upon agreement of the reporting person. The "old" options were originally granted on December 16, 2019, vested in full on the date of grant, and were exercisable until March 30, 2023. The "replacement" options are fully-vested on the date of grant and have an expiration date of March 30, 2027.

Read SEC document
September 21, 2021 Filed Sep 23, 2021 20:43 UTC GrantOption (Right to Buy) · Derivative 70,000 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001477932-21-006594 · form4.xml · derivative · entry 4

Faulkes Martin Charles · CIK 0001577872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2030-04-13

F2 · kind: The reported transactions involved a cancellation and reissuance of outstanding options upon agreement of the reporting person. The "old" options were originally granted on April 13, 2020 and vested in full at 12 months from the date of grant, and were exercisable until April 13, 2026. The "replacement" options are fully-vested on the date of grant and have an expiration date of April 13, 2030.

Read SEC document
September 21, 2021 Filed Sep 23, 2021 20:43 UTC GrantOption (Right to Buy) · Derivative 66,533 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001477932-21-006594 · form4.xml · derivative · entry 2

Faulkes Martin Charles · CIK 0001577872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,533

Underlying: Common Stock · 66,533 shares

Expires 2027-03-30

F1 · kind: The reported transactions involved a cancellation and reissuance of outstanding options upon agreement of the reporting person. The "old" options were originally granted on December 16, 2019, vested in full on the date of grant, and were exercisable until March 30, 2023. The "replacement" options are fully-vested on the date of grant and have an expiration date of March 30, 2027.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 21:10 UTC
Colman AlanDirector
GrantStock Option (Right to Buy) · Derivative 10,000 Not disclosed Strike: $4.00 Not disclosed
Disclosure

SEC source: 0001078782-21-000681 · primary_doc.xml · derivative · entry 2

Colman Alan · CIK 0001577873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-07-23

F1 · kind: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on July 23, 2015, vested in full and were exercisable at 6 months from the date of grant, and as amended were exercisable for five years and six months from the date first exercisable. The "replacement" options are fully-vested and expire on July 23, 2025 (ten years from the date of grant).

F1 · price: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on July 23, 2015, vested in full and were exercisable at 6 months from the date of grant, and as amended were exercisable for five years and six months from the date first exercisable. The "replacement" options are fully-vested and expire on July 23, 2025 (ten years from the date of grant).

Read SEC document
July 14, 2021 Filed Jul 16, 2021 21:10 UTC
Colman AlanDirector
Disposition to issuerStock Option (Right to Buy) · Derivative 10,000 Not disclosed Strike: $4.00 Not disclosed
Disclosure

SEC source: 0001078782-21-000681 · primary_doc.xml · derivative · entry 1

Colman Alan · CIK 0001577873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2021-07-23

F1 · kind: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on July 23, 2015, vested in full and were exercisable at 6 months from the date of grant, and as amended were exercisable for five years and six months from the date first exercisable. The "replacement" options are fully-vested and expire on July 23, 2025 (ten years from the date of grant).

F1 · price: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on July 23, 2015, vested in full and were exercisable at 6 months from the date of grant, and as amended were exercisable for five years and six months from the date first exercisable. The "replacement" options are fully-vested and expire on July 23, 2025 (ten years from the date of grant).

Read SEC document
July 14, 2021 Filed Jul 16, 2021 21:05 UTC GrantStock Option (Right to Buy) · Derivative 35,000 Not disclosed Strike: $4.00 Not disclosed
Disclosure

SEC source: 0001078782-21-000680 · primary_doc.xml · derivative · entry 2

Rootsaert Rodney Gerard · CIK 0001577894 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2025-07-23

F1 · kind: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on July 23, 2015, vested in full and were exercisable at 6 months from the date of grant, and as amended were exercisable for five years and six months from the date first exercisable. The "replacement" options are fully-vested and expire on July 23, 2025 (ten years from the date of grant).

F1 · price: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on July 23, 2015, vested in full and were exercisable at 6 months from the date of grant, and as amended were exercisable for five years and six months from the date first exercisable. The "replacement" options are fully-vested and expire on July 23, 2025 (ten years from the date of grant).

Read SEC document
July 14, 2021 Filed Jul 16, 2021 21:05 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 35,000 Not disclosed Strike: $4.00 Not disclosed
Disclosure

SEC source: 0001078782-21-000680 · primary_doc.xml · derivative · entry 1

Rootsaert Rodney Gerard · CIK 0001577894 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2021-07-23

F1 · kind: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on July 23, 2015, vested in full and were exercisable at 6 months from the date of grant, and as amended were exercisable for five years and six months from the date first exercisable. The "replacement" options are fully-vested and expire on July 23, 2025 (ten years from the date of grant).

F1 · price: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on July 23, 2015, vested in full and were exercisable at 6 months from the date of grant, and as amended were exercisable for five years and six months from the date first exercisable. The "replacement" options are fully-vested and expire on July 23, 2025 (ten years from the date of grant).

Read SEC document
July 14, 2021 Filed Jul 16, 2021 21:00 UTC GrantStock Option (Right to Buy) · Derivative 40,000 Not disclosed Strike: $4.00 Not disclosed
Disclosure

SEC source: 0001078782-21-000679 · primary_doc.xml · derivative · entry 2

Faulkes Martin Charles · CIK 0001577872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2025-07-23

F1 · kind: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on July 23, 2015, vested in full and were exercisable at 6 months from the date of grant, and as amended were exercisable for five years and six months from the date first exercisable. The "replacement" options are fully-vested and expire on July 23, 2025 (ten years from the date of grant).

F1 · price: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on July 23, 2015, vested in full and were exercisable at 6 months from the date of grant, and as amended were exercisable for five years and six months from the date first exercisable. The "replacement" options are fully-vested and expire on July 23, 2025 (ten years from the date of grant).

Read SEC document
July 14, 2021 Filed Jul 16, 2021 21:00 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 40,000 Not disclosed Strike: $4.00 Not disclosed
Disclosure

SEC source: 0001078782-21-000679 · primary_doc.xml · derivative · entry 1

Faulkes Martin Charles · CIK 0001577872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2021-07-23

F1 · kind: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on July 23, 2015, vested in full and were exercisable at 6 months from the date of grant, and as amended were exercisable for five years and six months from the date first exercisable. The "replacement" options are fully-vested and expire on July 23, 2025 (ten years from the date of grant).

F1 · price: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on July 23, 2015, vested in full and were exercisable at 6 months from the date of grant, and as amended were exercisable for five years and six months from the date first exercisable. The "replacement" options are fully-vested and expire on July 23, 2025 (ten years from the date of grant).

Read SEC document
July 14, 2021 Filed Jul 16, 2021 20:55 UTC
Micallef Jacob VincentChief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 55,000 Not disclosed Strike: $4.00 Not disclosed
Disclosure

SEC source: 0001078782-21-000678 · primary_doc.xml · derivative · entry 2

Micallef Jacob Vincent · CIK 0001651671 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2025-07-23

F1 · kind: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old' options and the grant of "replacement" options. The "old" options were originally granted on July 23, 2015, vested in full and were exercisable at 6 months from the date of grant, and as amended were exercisable for five years and six months from the date first exercisable. The "replacement" options are fully-vested and expire on July 23, 2025 (ten years from the date of grant).

F1 · price: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old' options and the grant of "replacement" options. The "old" options were originally granted on July 23, 2015, vested in full and were exercisable at 6 months from the date of grant, and as amended were exercisable for five years and six months from the date first exercisable. The "replacement" options are fully-vested and expire on July 23, 2025 (ten years from the date of grant).

Read SEC document
July 14, 2021 Filed Jul 16, 2021 20:55 UTC
Micallef Jacob VincentChief Scientific Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 55,000 Not disclosed Strike: $4.00 Not disclosed
Disclosure

SEC source: 0001078782-21-000678 · primary_doc.xml · derivative · entry 1

Micallef Jacob Vincent · CIK 0001651671 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,000 shares

Expires 2021-07-23

F1 · kind: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old' options and the grant of "replacement" options. The "old" options were originally granted on July 23, 2015, vested in full and were exercisable at 6 months from the date of grant, and as amended were exercisable for five years and six months from the date first exercisable. The "replacement" options are fully-vested and expire on July 23, 2025 (ten years from the date of grant).

F1 · price: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old' options and the grant of "replacement" options. The "old" options were originally granted on July 23, 2015, vested in full and were exercisable at 6 months from the date of grant, and as amended were exercisable for five years and six months from the date first exercisable. The "replacement" options are fully-vested and expire on July 23, 2025 (ten years from the date of grant).

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July 14, 2021 Filed Jul 16, 2021 20:50 UTC GrantStock Option (Right to Buy) · Derivative 15,000 Not disclosed Strike: $4.00 Not disclosed
Disclosure

SEC source: 0001078782-21-000677 · primary_doc.xml · derivative · entry 2

Innes Guy Archibald · CIK 0001579377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2025-07-23

F1 · kind: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on July 23, 2015, vested in full and were exercisable at 6 months from the date of grant, and as amended were exercisable for five years and six months from the date first exercisable. The "replacement" options are fully-vested and expire on July 23, 2025 (ten years from the date of grant).

F1 · price: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on July 23, 2015, vested in full and were exercisable at 6 months from the date of grant, and as amended were exercisable for five years and six months from the date first exercisable. The "replacement" options are fully-vested and expire on July 23, 2025 (ten years from the date of grant).

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July 14, 2021 Filed Jul 16, 2021 20:50 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 15,000 Not disclosed Strike: $4.00 Not disclosed
Disclosure

SEC source: 0001078782-21-000677 · primary_doc.xml · derivative · entry 1

Innes Guy Archibald · CIK 0001579377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2021-07-23

F1 · kind: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on July 23, 2015, vested in full and were exercisable at 6 months from the date of grant, and as amended were exercisable for five years and six months from the date first exercisable. The "replacement" options are fully-vested and expire on July 23, 2025 (ten years from the date of grant).

F1 · price: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on July 23, 2015, vested in full and were exercisable at 6 months from the date of grant, and as amended were exercisable for five years and six months from the date first exercisable. The "replacement" options are fully-vested and expire on July 23, 2025 (ten years from the date of grant).

Read SEC document
July 14, 2021 Filed Jul 16, 2021 20:45 UTC
Michel GaetanChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 2,000 Not disclosed Strike: $4.00 Not disclosed
Disclosure

SEC source: 0001078782-21-000676 · primary_doc.xml · derivative · entry 2

Gaetan Michel · CIK 0001709503 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2025-07-23

F1 · kind: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on July 23, 2015, vested in full and were exercisable at 6 months from the date of grant, and as amended were exercisable for five years and six months from the date first exercisable. The "replacement" options are fully-vested and expire on July 23, 2025 (ten years from the date of grant).

F1 · price: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on July 23, 2015, vested in full and were exercisable at 6 months from the date of grant, and as amended were exercisable for five years and six months from the date first exercisable. The "replacement" options are fully-vested and expire on July 23, 2025 (ten years from the date of grant).

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July 14, 2021 Filed Jul 16, 2021 20:45 UTC
Michel GaetanChief Operating Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 2,000 Not disclosed Strike: $4.00 Not disclosed
Disclosure

SEC source: 0001078782-21-000676 · primary_doc.xml · derivative · entry 1

Gaetan Michel · CIK 0001709503 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2021-07-23

F1 · kind: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on July 23, 2015, vested in full and were exercisable at 6 months from the date of grant, and as amended were exercisable for five years and six months from the date first exercisable. The "replacement" options are fully-vested and expire on July 23, 2025 (ten years from the date of grant).

F1 · price: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on July 23, 2015, vested in full and were exercisable at 6 months from the date of grant, and as amended were exercisable for five years and six months from the date first exercisable. The "replacement" options are fully-vested and expire on July 23, 2025 (ten years from the date of grant).

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July 14, 2021 Filed Jul 16, 2021 20:38 UTC
Reynolds Cameron JohnDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 55,000 Not disclosed Strike: $4.00 Not disclosed
Disclosure

SEC source: 0001078782-21-000675 · primary_doc.xml · derivative · entry 2

Reynolds Cameron John · CIK 0001340610 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2025-07-23

F1 · kind: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on July 23, 2015, vested in full and were exercisable at 6 months from the date of grant, and as amended were exercisable for five years and six months from the date first exercisable. The "replacement" options are fully-vested and expire on July 23, 2025 (ten years from the date of grant).

F1 · price: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on July 23, 2015, vested in full and were exercisable at 6 months from the date of grant, and as amended were exercisable for five years and six months from the date first exercisable. The "replacement" options are fully-vested and expire on July 23, 2025 (ten years from the date of grant).

Read SEC document
July 14, 2021 Filed Jul 16, 2021 20:38 UTC
Reynolds Cameron JohnDirector · President and CEO
Disposition to issuerStock Option (Right to Buy) · Derivative 55,000 Not disclosed Strike: $4.00 Not disclosed
Disclosure

SEC source: 0001078782-21-000675 · primary_doc.xml · derivative · entry 1

Reynolds Cameron John · CIK 0001340610 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,000 shares

Expires 2021-07-23

F1 · kind: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on July 23, 2015, vested in full and were exercisable at 6 months from the date of grant, and as amended were exercisable for five years and six months from the date first exercisable. The "replacement" options are fully-vested and expire on July 23, 2025 (ten years from the date of grant).

F1 · price: The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on July 23, 2015, vested in full and were exercisable at 6 months from the date of grant, and as amended were exercisable for five years and six months from the date first exercisable. The "replacement" options are fully-vested and expire on July 23, 2025 (ten years from the date of grant).

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May 28, 2021 Filed Jun 2, 2021 20:36 UTC
TERRELL JASON BRADLEY MDChief Medical Officer
SaleCommon Stock 10,000 $3.54 $35,400.00
Disclosure

SEC source: 0001078782-21-000519 · primary_doc.xml · nonDerivative · entry 1

TERRELL JASON BRADLEY MD · CIK 0001567531 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,949

Read SEC document
May 17, 2021 Filed May 18, 2021 15:37 UTC PurchaseCommon Stock 50,000 $3.47 $173,500.00
Disclosure

SEC source: 0001078782-21-000462 · primary_doc.xml · nonDerivative · entry 2

Innes Guy Archibald · CIK 0001579377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,534,975

Read SEC document
May 14, 2021 Filed May 18, 2021 15:40 UTC
Nguyen KimDirector
PurchaseCommon Stock 2,000 $3.20 $6,400.00
Disclosure

SEC source: 0001078782-21-000463 · primary_doc.xml · nonDerivative · entry 1

Nguyen Kim · CIK 0001852492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
May 14, 2021 Filed May 18, 2021 15:37 UTC PurchaseCommon Stock 100,000 $3.29 $329,000.00
Disclosure

SEC source: 0001078782-21-000462 · primary_doc.xml · nonDerivative · entry 1

Innes Guy Archibald · CIK 0001579377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,484,975

Read SEC document
May 01, 2021 Filed May 4, 2021 20:27 UTC
Butera Salvatore ThomasCEO-Volition Veterinary
GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001078782-21-000416 · primary_doc.xml · nonDerivative · entry 2

Butera Salvatore Thomas · CIK 0001834339 · CEO-Volition Veterinary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

F2 · shares: In connection with his employment as Chief Executive Officer of Volition Veterinary Diagnostics Development, LLC, Dr. Butera received restricted stock units subject to a 3-year vesting schedule, vesting as to 50,000 units on each of 05/01/22, 05/01/23 and 05/01/24, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:43 UTC
Nguyen KimDirector
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001078782-21-000283 · primary_doc.xml · nonDerivative · entry 1

Nguyen Kim · CIK 0001852492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · shares: Ms. Nguyen received restricted stock units subject to a 2-year vesting schedule, vesting as to 7,500 units on each of 03/25/22 and 03/25/23, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:39 UTC GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001078782-21-000282 · primary_doc.xml · nonDerivative · entry 1

Brudnick Richard · CIK 0001692359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · shares: Mr. Brudnick received restricted stock units subject to a 2-year vesting schedule, vesting as to 7,500 units on each of 03/25/22 and 03/25/23, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.

Read SEC document
March 25, 2021 Filed May 4, 2021 20:27 UTC
Butera Salvatore ThomasCEO-Volition Veterinary
Disposition to issuerCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001078782-21-000416 · primary_doc.xml · nonDerivative · entry 1

Butera Salvatore Thomas · CIK 0001834339 · CEO-Volition Veterinary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The reported transaction involved a cancellation of unvested restricted stock units upon Dr. Butera's resignation as a director of the issuer.

Read SEC document
February 05, 2021 Filed Feb 8, 2021 21:06 UTC
TERRELL JASON BRADLEY MDChief Medical Officer
SaleCommon Stock 10,000 $5.37 $53,700.00
Disclosure

SEC source: 0001078782-21-000101 · primary_doc.xml · nonDerivative · entry 1

TERRELL JASON BRADLEY MD · CIK 0001567531 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,949

Read SEC document
February 01, 2021 Filed Feb 2, 2021 21:44 UTC
Hughes TerigChief Financial Officer
GrantWarrant (Right to Buy) · Derivative 185,000 $0.00 Strike: $4.90 $0.00
Disclosure

SEC source: 0001078782-21-000087 · primary_doc.xml · derivative · entry 1

Hughes Terig · CIK 0001841309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,000

Underlying: Common Stock · 185,000 shares

Expires 2027-02-01

F1 · date: On February 1, 2021, the Reporting Person was granted a warrant to purchase up to 185,000 shares of Common Stock of the issuer at an exercise price of $4.90 per share. The warrant will vest in full twelve months from the date of grant (subject to continuous employment through such date).

F1 · shares: On February 1, 2021, the Reporting Person was granted a warrant to purchase up to 185,000 shares of Common Stock of the issuer at an exercise price of $4.90 per share. The warrant will vest in full twelve months from the date of grant (subject to continuous employment through such date).

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December 22, 2020 Filed Dec 23, 2020 21:18 UTC
Micallef Jacob VincentChief Scientific Officer
GiftStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001078782-20-001006 · primary_doc.xml · derivative · entry 2

Micallef Jacob Vincent · CIK 0001651671 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2022-04-15

F1 · kind: The option to purchase an aggregate of 125,000 shares of Common Stock of VolitionRx Limited (the "Issuer"), was granted to Dr. Micallef on April 15, 2016 under the Issuer's 2015 Stock Incentive Plan and transferred to Borlaug Limited ("Borlaug"), a consulting firm, on April 20, 2016. Dr. Micallef is a controlling director of Borlaug and has voting and dispositive control over the Common Stock issuable to Borlaug upon the exercise of the option. The option was then transferred by Borlaug to Dr. Micallef on December 22, 2020.

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December 22, 2020 Filed Dec 23, 2020 21:18 UTC
Micallef Jacob VincentChief Scientific Officer
GiftStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001078782-20-001006 · primary_doc.xml · derivative · entry 1

Micallef Jacob Vincent · CIK 0001651671 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Borlaug Limited

Disclosed balance after: 0

Underlying: Common Stock · 125,000 shares

Expires 2022-04-15

F1 · kind: The option to purchase an aggregate of 125,000 shares of Common Stock of VolitionRx Limited (the "Issuer"), was granted to Dr. Micallef on April 15, 2016 under the Issuer's 2015 Stock Incentive Plan and transferred to Borlaug Limited ("Borlaug"), a consulting firm, on April 20, 2016. Dr. Micallef is a controlling director of Borlaug and has voting and dispositive control over the Common Stock issuable to Borlaug upon the exercise of the option. The option was then transferred by Borlaug to Dr. Micallef on December 22, 2020.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 21:11 UTC
Vanston David CecilChief Financial Officer
GiftStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $3.25 $0.00
Disclosure

SEC source: 0001078782-20-001005 · primary_doc.xml · derivative · entry 4

Vanston David Cecil · CIK 0001703012 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2025-02-11

F2 · kind: The option to purchase an aggregate of 50,000 shares of Common Stock of the Issuer was granted to Mr. Vanston on February 11, 2019 under the Issuer's 2015 Plan. The option was transferred as a gift by Mr. Vanston to his daughter on December 22, 2020. Mr. Vanston disclaims beneficial ownership of the shares held by his daughter.

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December 22, 2020 Filed Dec 23, 2020 21:11 UTC
Vanston David CecilChief Financial Officer
GiftStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $3.25 $0.00
Disclosure

SEC source: 0001078782-20-001005 · primary_doc.xml · derivative · entry 3

Vanston David Cecil · CIK 0001703012 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2025-02-11

F2 · kind: The option to purchase an aggregate of 50,000 shares of Common Stock of the Issuer was granted to Mr. Vanston on February 11, 2019 under the Issuer's 2015 Plan. The option was transferred as a gift by Mr. Vanston to his daughter on December 22, 2020. Mr. Vanston disclaims beneficial ownership of the shares held by his daughter.

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December 22, 2020 Filed Dec 23, 2020 21:11 UTC
Vanston David CecilChief Financial Officer
GiftStock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001078782-20-001005 · primary_doc.xml · derivative · entry 2

Vanston David Cecil · CIK 0001703012 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2024-01-23

F1 · kind: The option to purchase an aggregate of 60,000 shares of Common Stock of VolitionRx Limited (the "Issuer"), was granted to Mr. Vanston on January 23, 2018, under the Issuer's 2015 Stock Incentive Plan (the "2015 Plan"). The option was transferred as a gift by Mr. Vanston to his daughter on December 22, 2020. Mr. Vanston disclaims beneficial ownership of the shares held by his daughter.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 21:11 UTC
Vanston David CecilChief Financial Officer
GiftStock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001078782-20-001005 · primary_doc.xml · derivative · entry 1

Vanston David Cecil · CIK 0001703012 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2024-01-23

F1 · kind: The option to purchase an aggregate of 60,000 shares of Common Stock of VolitionRx Limited (the "Issuer"), was granted to Mr. Vanston on January 23, 2018, under the Issuer's 2015 Stock Incentive Plan (the "2015 Plan"). The option was transferred as a gift by Mr. Vanston to his daughter on December 22, 2020. Mr. Vanston disclaims beneficial ownership of the shares held by his daughter.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 21:16 UTC
TERRELL JASON BRADLEY MDChief Medical Officer
SaleCommon Stock 10,000 $3.40 $34,000.00
Disclosure

SEC source: 0001078782-20-000951 · primary_doc.xml · nonDerivative · entry 1

TERRELL JASON BRADLEY MD · CIK 0001567531 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,949

Read SEC document
December 01, 2020 Filed Dec 3, 2020 21:42 UTC GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001078782-20-000946 · primary_doc.xml · nonDerivative · entry 1

Butera Salvatore Thomas · CIK 0001834339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · shares: Dr. Butera received restricted stock units subject to a 2-year vesting schedule, vesting as to 7,500 units on each of 12/01/21 and 12/01/22, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 21:21 UTC
TERRELL JASON BRADLEY MDChief Medical Officer
SaleCommon Stock 200 $3.45 $690.00
Disclosure

SEC source: 0001078782-20-000894 · primary_doc.xml · nonDerivative · entry 3

TERRELL JASON BRADLEY MD · CIK 0001567531 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,949

Read SEC document
November 18, 2020 Filed Nov 19, 2020 21:21 UTC
TERRELL JASON BRADLEY MDChief Medical Officer
SaleCommon Stock 3,229 $3.35 $10,817.15
Disclosure

SEC source: 0001078782-20-000894 · primary_doc.xml · nonDerivative · entry 2

TERRELL JASON BRADLEY MD · CIK 0001567531 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,149

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.