Last 12 months
Inside the activity.
0 purchase rows · 6 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2019 Filed Jan 4, 2019 21:31 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO
|
SaleCommon Stock | 7,733 | $26.32 | $203,548.03 |
DisclosureSEC source: 0001209191-19-001979 · doc4.xml · nonDerivative · entry 2 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,171,139 F2 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.87 to $26.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| December 24, 2018 Filed Jan 4, 2019 21:31 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO
|
GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001979 · doc4.xml · nonDerivative · entry 1 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,178,872 F1 · kind: Represents a gift to a charitable organization. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 21:06 UTC |
Williams TimothySVP & General Counsel
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 90,000 | $0.00 Strike: $21.45 | $0.00 |
DisclosureSEC source: 0000899243-18-022312 · doc4.xml · derivative · entry 2 Williams Timothy · CIK 0001748392 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2028-08-12 F2 · derivative.exercise_date: The option vests and becomes exercisable with respect to 1/4 of the shares subject to the option on August 13, 2019 (the "Initial Vesting Date"), provided the Reporting Person remains continuously employed by the issuer through the Initial Vesting Date, and with respect to the remaining 3/4 of the shares in 36 equal monthly installments beginning September 13, 2019, provided the Reporting Person remains continuously employed by the issuer through each monthly vesting date. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 21:06 UTC |
Williams TimothySVP & General Counsel
|
GrantCommon Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-022312 · doc4.xml · nonDerivative · entry 1 Williams Timothy · CIK 0001748392 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · price: Represents shares of common stock underlying a time-based restricted stock unit award ("RSU"). The RSU vests in four (4) equal annual installments beginning August 13, 2019, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 20:31 UTC |
DUGAN RICHARD WDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $18.30 | $0.00 |
DisclosureSEC source: 0000899243-18-016771 · doc4.xml · derivative · entry 2 DUGAN RICHARD W · CIK 0001263499 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2028-06-12 F2 · derivative.exercise_date: This option vests and becomes exercisable with respect to 100% of the option shares on June 13, 2019, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 20:31 UTC |
DUGAN RICHARD WDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-016771 · doc4.xml · nonDerivative · entry 1 DUGAN RICHARD W · CIK 0001263499 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,770 F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award (RSU). 100% of the shares subject to this RSU will vest on June 13, 2019, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 20:30 UTC |
MILANO VINCENTDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $18.30 | $0.00 |
DisclosureSEC source: 0000899243-18-016770 · doc4.xml · derivative · entry 2 MILANO VINCENT · CIK 0001187159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2028-06-12 F2 · derivative.exercise_date: This option vests and becomes exercisable with respect to 100% of the option shares on June 13, 2019, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 20:30 UTC |
MILANO VINCENTDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-016770 · doc4.xml · nonDerivative · entry 1 MILANO VINCENT · CIK 0001187159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award (RSU). 100% of the shares subject to this RSU will vest on June 13, 2019, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 20:32 UTC |
COLA MICHAEL FDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $18.30 | $0.00 |
DisclosureSEC source: 0000899243-18-016772 · doc4.xml · derivative · entry 2 COLA MICHAEL F · CIK 0001188940 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2028-06-12 F2 · derivative.exercise_date: This option vests and becomes exercisable with respect to 100% of the option shares on June 13, 2019, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 20:32 UTC |
COLA MICHAEL FDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-016772 · doc4.xml · nonDerivative · entry 1 COLA MICHAEL F · CIK 0001188940 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award (RSU). 100% of the shares subject to this RSU will vest on June 13, 2019, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 16:30 UTC |
Watkins ThomasDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $18.30 | $0.00 |
DisclosureSEC source: 0000899243-18-016767 · doc4.xml · derivative · entry 2 Watkins Thomas · CIK 0001307935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2028-06-12 F2 · derivative.exercise_date: This option vests and becomes exercisable with respect to 100% of the option shares on June 13, 2019, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 16:30 UTC |
Watkins ThomasDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-016767 · doc4.xml · nonDerivative · entry 1 Watkins Thomas · CIK 0001307935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award (RSU). 100% of the shares subject to this RSU will vest on June 13, 2019, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| May 03, 2018 Filed May 4, 2018 16:06 UTC |
Watkins ThomasDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $4.98 | $0.00 |
DisclosureSEC source: 0000899243-18-011505 · doc4.xml · derivative · entry 2 Watkins Thomas · CIK 0001307935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2018-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options vested in 12 equal monthly installments beginning on June 8, 2008. Read SEC document |
| May 03, 2018 Filed May 4, 2018 16:06 UTC |
Watkins ThomasDirector
|
Exercise / conversionCommon Stock | 15,000 | $4.98 | $74,700.00 |
DisclosureSEC source: 0000899243-18-011505 · doc4.xml · nonDerivative · entry 1 Watkins Thomas · CIK 0001307935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2018 Filed Mar 20, 2018 21:02 UTC |
DUGAN RICHARD WDirector
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $4.98 | $0.00 |
DisclosureSEC source: 0001209191-18-020921 · doc4.xml · derivative · entry 2 DUGAN RICHARD W · CIK 0001263499 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2018-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options vested in 12 equal monthly installments beginning on June 8, 2008. Read SEC document |
| March 19, 2018 Filed Mar 20, 2018 21:02 UTC |
DUGAN RICHARD WDirector
|
Exercise / conversionCommon Stock | 15,000 | $4.98 | $74,700.00 |
DisclosureSEC source: 0001209191-18-020921 · doc4.xml · nonDerivative · entry 1 DUGAN RICHARD W · CIK 0001263499 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,770 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 17:32 UTC |
Birznieks GuntherSVP, Business Development
|
SaleCommon Stock | 8,525 | $18.72 | $159,605.05 |
DisclosureSEC source: 0001209191-18-015872 · doc4.xml · nonDerivative · entry 2 Birznieks Gunther · CIK 0001702031 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,841 F2 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs as reflected in this Form 4. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F3 · price: The price reported in Column 4 is a weighted average price. The Reporting The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.35 to $18.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 17:33 UTC |
Gulino Richard L.SVP, General Counsel & Sec.
|
SaleCommon Stock | 3,660 | $18.71 | $68,473.11 |
DisclosureSEC source: 0001209191-18-015878 · doc4.xml · nonDerivative · entry 2 Gulino Richard L. · CIK 0001652208 · SVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,073 F2 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs as reflected in this Form 4. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F3 · price: The price reported in Column 4 is a weighted average price. The Reporting The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.35 to $18.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 22:34 UTC |
Kelly James PatrickEVP & Chief Financial Officer
|
SaleCommon Stock | 8,532 | $18.72 | $159,712.21 |
DisclosureSEC source: 0001209191-18-015882 · doc4.xml · nonDerivative · entry 2 Kelly James Patrick · CIK 0001506314 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,534 F2 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs as reflected in this Form 4. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F3 · price: The price reported in Column 4 is a weighted average price. The Reporting The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.35 to $18.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 22:36 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO
|
SaleCommon Stock | 60,966 | $18.72 | $1,141,003.08 |
DisclosureSEC source: 0001209191-18-015887 · doc4.xml · nonDerivative · entry 2 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,182,872 F2 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs as reflected in this Form 4. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F3 · price: The price reported in Column 4 is a weighted average price. The Reporting The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.30 to $18.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 17:32 UTC |
Birznieks GuntherSVP, Business Development
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 70,000 | $0.00 Strike: $18.85 | $0.00 |
DisclosureSEC source: 0001209191-18-015872 · doc4.xml · derivative · entry 3 Birznieks Gunther · CIK 0001702031 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2028-02-27 F4 · derivative.exercise_date: The option vests in forty-eight (48) equal monthly installments beginning on February 28, 2018, provided the Reporting Person remains continuously employed by the Issuer through each vesting date. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 17:32 UTC |
Birznieks GuntherSVP, Business Development
|
GrantCommon Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-015872 · doc4.xml · nonDerivative · entry 1 Birznieks Gunther · CIK 0001702031 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,366 F1 · price: Represents shares of common stock underlying a time-based restricted stock unit award ("RSU"). The RSU vests in four (4) equal annual installments beginning February 28, 2019, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 17:33 UTC |
Gulino Richard L.SVP, General Counsel & Sec.
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 70,000 | $0.00 Strike: $18.85 | $0.00 |
DisclosureSEC source: 0001209191-18-015878 · doc4.xml · derivative · entry 3 Gulino Richard L. · CIK 0001652208 · SVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2028-02-27 F4 · derivative.exercise_date: The option vests in forty-eight (48) equal monthly installments beginning on February 28, 2018, provided the Reporting Person remains continuously employed by the Issuer through each vesting date. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 17:33 UTC |
Gulino Richard L.SVP, General Counsel & Sec.
|
GrantCommon Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-015878 · doc4.xml · nonDerivative · entry 1 Gulino Richard L. · CIK 0001652208 · SVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,733 F1 · price: Represents shares of common stock underlying a time-based restricted stock unit award ("RSU"). The RSU vests in four (4) equal annual installments beginning February 28, 2019, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 22:34 UTC |
Kelly James PatrickEVP & Chief Financial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 80,000 | $0.00 Strike: $18.85 | $0.00 |
DisclosureSEC source: 0001209191-18-015882 · doc4.xml · derivative · entry 3 Kelly James Patrick · CIK 0001506314 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2028-02-27 F4 · derivative.exercise_date: The option vests in forty-eight (48) equal monthly installments beginning on February 28, 2018, provided the Reporting Person remains continuously employed by the Issuer through each vesting date. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 22:34 UTC |
Kelly James PatrickEVP & Chief Financial Officer
|
GrantCommon Stock | 40,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-015882 · doc4.xml · nonDerivative · entry 1 Kelly James Patrick · CIK 0001506314 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,066 F1 · price: Represents shares of common stock underlying a time-based restricted stock unit award ("RSU"). The RSU vests in four (4) equal annual installments beginning February 28, 2019, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 22:37 UTC |
Reverberi Gian PieroSVP & Chief Commercial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 70,000 | $0.00 Strike: $18.85 | $0.00 |
DisclosureSEC source: 0001209191-18-015891 · doc4.xml · derivative · entry 2 Reverberi Gian Piero · CIK 0001652023 · SVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2028-02-27 F2 · derivative.exercise_date: The option vests in forty-eight (48) equal monthly installments beginning on February 28, 2018, provided the Reporting Person remains continuously employed by the Issuer through each vesting date. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 22:37 UTC |
Reverberi Gian PieroSVP & Chief Commercial Officer
|
GrantCommon Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-015891 · doc4.xml · nonDerivative · entry 1 Reverberi Gian Piero · CIK 0001652023 · SVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 F1 · price: Represents shares of common stock underlying a time-based restricted stock unit award ("RSU"). The RSU vests in four (4) equal annual installments beginning February 28, 2019, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 22:36 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 140,000 | $0.00 Strike: $18.85 | $0.00 |
DisclosureSEC source: 0001209191-18-015887 · doc4.xml · derivative · entry 3 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Underlying: Common Stock · 140,000 shares Expires 2028-02-27 F4 · derivative.exercise_date: The option vests in forty-eight (48) equal monthly installments beginning on February 28, 2018, provided the Reporting Person remains continuously employed by the Issuer through each vesting date. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 22:36 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO
|
GrantCommon Stock | 60,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-015887 · doc4.xml · nonDerivative · entry 1 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,243,838 F1 · price: Represents shares of common stock underlying a time-based restricted stock unit award ("RSU"). The RSU vests in four (4) equal annual installments beginning February 28, 2019, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:09 UTC |
Birznieks GuntherSVP, Business Development
|
SaleCommon Stock | 8,568 | $15.26 | $130,776.81 |
DisclosureSEC source: 0001209191-18-002050 · doc4.xml · nonDerivative · entry 1 Birznieks Gunther · CIK 0001702031 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,366 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs as reflected in this Form 4. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.25 to $15.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:11 UTC |
Gulino Richard L.SVP, General Counsel & Sec.
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-002054 · doc4.xml · derivative · entry 5 Gulino Richard L. · CIK 0001652208 · SVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive a share of the Issuer's Common Stock. F7 · derivative.exercise_date: The RSUs vest in four (4) equal annual installments beginning January 1, 2017, provided Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. F8 · derivative.expiration_date: Not Applicable. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:11 UTC |
Gulino Richard L.SVP, General Counsel & Sec.
|
Exercise / conversionRestricted Stock Unit · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-002054 · doc4.xml · derivative · entry 4 Gulino Richard L. · CIK 0001652208 · SVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive a share of the Issuer's Common Stock. F7 · derivative.exercise_date: The RSUs vest in four (4) equal annual installments beginning January 1, 2017, provided Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. F8 · derivative.expiration_date: Not Applicable. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:11 UTC |
Gulino Richard L.SVP, General Counsel & Sec.
|
SaleCommon Stock | 10,367 | $15.20 | $157,564.92 |
DisclosureSEC source: 0001209191-18-002054 · doc4.xml · nonDerivative · entry 3 Gulino Richard L. · CIK 0001652208 · SVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,733 F5 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs as reflected in this Form 4. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.15 to $15.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6) to this Form 4. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:11 UTC |
Gulino Richard L.SVP, General Counsel & Sec.
|
Exercise / conversionCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-002054 · doc4.xml · nonDerivative · entry 2 Gulino Richard L. · CIK 0001652208 · SVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Each RSU was previously reported on Table II on a Form 4 filed with the SEC on February 17, 2016. F2 · price: Each RSU represents a contingent right to receive a share of the Issuer's Common Stock. F3 · balance_after: Starting with the January 2, 2018 vesting of the RSUs, the Issuer's method of reporting RSUs has been revised to report such grants in Table I rather than as previously reported in Table II. Accordingly, the share numbers reported in Column 5 of Table I includes unvested RSUs previously reported in Table II. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:11 UTC |
Gulino Richard L.SVP, General Counsel & Sec.
|
Exercise / conversionCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-002054 · doc4.xml · nonDerivative · entry 1 Gulino Richard L. · CIK 0001652208 · SVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each Restricted Stock Unit ("RSU") was previously reported on Table II on a Form 4 filed with the Securities and Exchange Commission ("SEC") on September 15, 2015. F2 · price: Each RSU represents a contingent right to receive a share of the Issuer's Common Stock. F3 · balance_after: Starting with the January 2, 2018 vesting of the RSUs, the Issuer's method of reporting RSUs has been revised to report such grants in Table I rather than as previously reported in Table II. Accordingly, the share numbers reported in Column 5 of Table I includes unvested RSUs previously reported in Table II. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:14 UTC |
Reverberi Gian PieroSVP & Chief Commercial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-002067 · doc4.xml · derivative · entry 4 Reverberi Gian Piero · CIK 0001652023 · SVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive a share of the Issuer's Common Stock. F5 · derivative.exercise_date: The RSUs vest in four (4) equal annual installments beginning January 1, 2017, provided Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. F6 · derivative.expiration_date: Not Applicable. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:14 UTC |
Reverberi Gian PieroSVP & Chief Commercial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-002067 · doc4.xml · derivative · entry 3 Reverberi Gian Piero · CIK 0001652023 · SVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive a share of the Issuer's Common Stock. F5 · derivative.exercise_date: The RSUs vest in four (4) equal annual installments beginning January 1, 2017, provided Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. F6 · derivative.expiration_date: Not Applicable. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:14 UTC |
Reverberi Gian PieroSVP & Chief Commercial Officer
|
Exercise / conversionCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-002067 · doc4.xml · nonDerivative · entry 2 Reverberi Gian Piero · CIK 0001652023 · SVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Each RSU was previously reported on Table II on a Form 4 filed with the SEC on February 17, 2016. F2 · price: Each RSU represents a contingent right to receive a share of the Issuer's Common Stock. F3 · balance_after: Starting with the January 2, 2018 vesting of the RSUs, the Issuer's method of reporting RSUs has been revised to report such grants in Table I rather than as previously reported in Table II. Accordingly, the share numbers reported in Column 5 of Table I includes unvested RSUs previously reported in Table II. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:14 UTC |
Reverberi Gian PieroSVP & Chief Commercial Officer
|
Exercise / conversionCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-002067 · doc4.xml · nonDerivative · entry 1 Reverberi Gian Piero · CIK 0001652023 · SVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each Restricted Stock Unit ("RSU") was previously reported on Table II on a Form 4 filed with the Securities and Exchange Commission ("SEC") on September 8, 2015. F2 · price: Each RSU represents a contingent right to receive a share of the Issuer's Common Stock. F3 · balance_after: Starting with the January 2, 2018 vesting of the RSUs, the Issuer's method of reporting RSUs has been revised to report such grants in Table I rather than as previously reported in Table II. Accordingly, the share numbers reported in Column 5 of Table I includes unvested RSUs previously reported in Table II. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:13 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-002064 · doc4.xml · derivative · entry 11 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 18,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive a share of the Issuer's Common Stock. F14 · derivative.exercise_date: The RSUs vest in four (4) equal annual installments beginning January 1, 2017, provided Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. F12 · derivative.expiration_date: Not Applicable. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:13 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-002064 · doc4.xml · derivative · entry 10 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive a share of the Issuer's Common Stock. F13 · derivative.exercise_date: The RSUs vest in four (4) equal annual installments beginning January 1, 2016, provided Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. F12 · derivative.expiration_date: Not Applicable. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:13 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-002064 · doc4.xml · derivative · entry 9 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive a share of the Issuer's Common Stock. F11 · derivative.exercise_date: The RSUs vest in four (4) equal annual installments beginning January 1, 2015, provided Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. F12 · derivative.expiration_date: Not Applicable. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:13 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $5.76 | $0.00 |
DisclosureSEC source: 0001209191-18-002064 · doc4.xml · derivative · entry 8 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250,000 shares Expires 2018-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The option vested in 48 equal monthly installments beginning on February 4, 2008. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:13 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO
|
SaleCommon Stock | 21,535 | $15.30 | $329,399.36 |
DisclosureSEC source: 0001209191-18-002064 · doc4.xml · nonDerivative · entry 7 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,183,838 F9 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs as reflected in this Form 4. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.25 to $15.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:13 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO
|
Exercise / conversionCommon Stock | 18,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-002064 · doc4.xml · nonDerivative · entry 6 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,205,373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: Each RSU was previously reported on Table II on a Form 4 filed with the SEC on February 17, 2016. F5 · price: Each RSU represents a contingent right to receive a share of the Issuer's Common Stock. F7 · balance_after: Starting with the January 2, 2018 vesting of the RSUs, the Issuer's method of reporting RSUs has been revised to report such grants in Table I rather than as previously reported in Table II. Accordingly, the share numbers reported in Column 5 of Table I includes unvested RSUs previously reported in Table II. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:13 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO
|
Exercise / conversionCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-002064 · doc4.xml · nonDerivative · entry 5 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,149,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Each RSU was previously reported on Table II on a Form 4 filed with the SEC on December 5, 2014. F5 · price: Each RSU represents a contingent right to receive a share of the Issuer's Common Stock. F7 · balance_after: Starting with the January 2, 2018 vesting of the RSUs, the Issuer's method of reporting RSUs has been revised to report such grants in Table I rather than as previously reported in Table II. Accordingly, the share numbers reported in Column 5 of Table I includes unvested RSUs previously reported in Table II. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:13 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO
|
Exercise / conversionCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-002064 · doc4.xml · nonDerivative · entry 4 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,124,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Each Restricted Stock Unit ("RSU") was previously reported on Table II on a Form 4 filed with the Securities and Exchange Commission ("SEC") on December 4, 2013. F5 · price: Each RSU represents a contingent right to receive a share of the Issuer's Common Stock. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:13 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO
|
SaleCommon Stock | 170,225 | $15.30 | $2,603,727.56 |
DisclosureSEC source: 0001209191-18-002064 · doc4.xml · nonDerivative · entry 3 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,111,623 F2 · kind: Represents shares of the Issuer's common stock sold to satisfy the exercise price and certain tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the exercise of certain stock options, which were scheduled to expire January 3, 2018 as reflected in this Form 4. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.25 to $15.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:13 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO
|
Exercise / conversionCommon Stock | 250,000 | $5.76 | $1,440,000.00 |
DisclosureSEC source: 0001209191-18-002064 · doc4.xml · nonDerivative · entry 2 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,281,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.