Last 12 months
Inside the activity.
0 purchase rows · 6 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 27, 2020 Filed Jul 30, 2020 00:17 UTC |
Jones Aranthan IIChief Corp. Affairs Officer
|
SaleCommon Stock | 7,313 | $10.62 | $77,631.15 |
DisclosureSEC source: 0001209191-20-043998 · doc4.xml · nonDerivative · entry 1 Jones Aranthan II · CIK 0001785894 · Chief Corp. Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,687 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.48 to $10.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 23:11 UTC |
DUGAN RICHARD WDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $10.57 | $0.00 |
DisclosureSEC source: 0001209191-20-036782 · doc4.xml · derivative · entry 2 DUGAN RICHARD W · CIK 0001263499 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2030-06-10 F2 · derivative.exercise_date: This option vests and becomes exercisable with respect to 100% of the option shares on June 11, 2021, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 23:11 UTC |
DUGAN RICHARD WDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-036782 · doc4.xml · nonDerivative · entry 1 DUGAN RICHARD W · CIK 0001263499 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,641 F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award (RSU). 100% of the shares subject to this RSU will vest on June 11, 2021, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 19:13 UTC |
Watkins ThomasDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $10.57 | $0.00 |
DisclosureSEC source: 0001209191-20-036787 · doc4.xml · derivative · entry 2 Watkins Thomas · CIK 0001307935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2030-06-10 F2 · derivative.exercise_date: This option vests and becomes exercisable with respect to 100% of the option shares on June 11, 2021, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 19:13 UTC |
Watkins ThomasDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-036787 · doc4.xml · nonDerivative · entry 1 Watkins Thomas · CIK 0001307935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,323 F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award (RSU). 100% of the shares subject to this RSU will vest on June 11, 2021, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 23:12 UTC |
Ward Anne SempowskiDirector
|
GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $10.57 | $0.00 |
DisclosureSEC source: 0001209191-20-036785 · doc4.xml · derivative · entry 2 Ward Anne Sempowski · CIK 0001790117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2030-06-10 F2 · derivative.exercise_date: This option vests and becomes exercisable with respect to 100% of the option shares on June 11, 2021, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 23:12 UTC |
Ward Anne SempowskiDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-036785 · doc4.xml · nonDerivative · entry 1 Ward Anne Sempowski · CIK 0001790117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award (RSU). 100% of the shares subject to this RSU will vest on June 11, 2021, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 23:11 UTC |
Mitchell Stephen RayDirector
|
GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $10.57 | $0.00 |
DisclosureSEC source: 0001209191-20-036783 · doc4.xml · derivative · entry 2 Mitchell Stephen Ray · CIK 0001802653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2030-06-10 F2 · derivative.exercise_date: This option vests and becomes exercisable with respect to 100% of the option shares on June 11, 2021, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 23:11 UTC |
Mitchell Stephen RayDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-036783 · doc4.xml · nonDerivative · entry 1 Mitchell Stephen Ray · CIK 0001802653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,200 F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award (RSU). 100% of the shares subject to this RSU will vest on June 11, 2021, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 23:10 UTC |
Chrousos PhaedraDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $10.57 | $0.00 |
DisclosureSEC source: 0001209191-20-036780 · doc4.xml · derivative · entry 2 Chrousos Phaedra · CIK 0001774518 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2030-06-10 F2 · derivative.exercise_date: This option vests and becomes exercisable with respect to 100% of the option shares on June 11, 2021, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 23:10 UTC |
Chrousos PhaedraDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-036780 · doc4.xml · nonDerivative · entry 1 Chrousos Phaedra · CIK 0001774518 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award (RSU). 100% of the shares subject to this RSU will vest on June 11, 2021, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 16:13 UTC |
Watkins ThomasDirector
|
Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $7.38 | $0.00 |
DisclosureSEC source: 0001209191-20-033491 · doc4.xml · derivative · entry 3 Watkins Thomas · CIK 0001307935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2020-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in 12 equal monthly installments beginning on July 3, 2010. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 16:13 UTC |
Watkins ThomasDirector
|
SaleCommon Stock | 9,677 | $11.50 | $111,285.50 |
DisclosureSEC source: 0001209191-20-033491 · doc4.xml · nonDerivative · entry 2 Watkins Thomas · CIK 0001307935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,323 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy the exercise price and certain tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the exercise of certain stock options, which were scheduled to expire June 2, 2020 as reflected in this Form 4. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 16:13 UTC |
Watkins ThomasDirector
|
Exercise / conversionCommon Stock | 15,000 | $7.38 | $110,700.00 |
DisclosureSEC source: 0001209191-20-033491 · doc4.xml · nonDerivative · entry 1 Watkins Thomas · CIK 0001307935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2020 Filed May 29, 2020 20:10 UTC |
DUGAN RICHARD WDirector
|
Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $7.38 | $0.00 |
DisclosureSEC source: 0001209191-20-032896 · doc4.xml · derivative · entry 3 DUGAN RICHARD W · CIK 0001263499 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2020-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in 12 equal monthly installments beginning on July 3, 2010. Read SEC document |
| May 28, 2020 Filed May 29, 2020 20:10 UTC |
DUGAN RICHARD WDirector
|
SaleCommon Stock | 10,129 | $11.04 | $111,805.93 |
DisclosureSEC source: 0001209191-20-032896 · doc4.xml · nonDerivative · entry 2 DUGAN RICHARD W · CIK 0001263499 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,641 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy the exercise price and certain tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the exercise of certain stock options, which were scheduled to expire June 2, 2020 as reflected in this Form 4. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.99 to $11.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| May 28, 2020 Filed May 29, 2020 20:10 UTC |
DUGAN RICHARD WDirector
|
Exercise / conversionCommon Stock | 15,000 | $7.38 | $110,700.00 |
DisclosureSEC source: 0001209191-20-032896 · doc4.xml · nonDerivative · entry 1 DUGAN RICHARD W · CIK 0001263499 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,770 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2020 Filed Mar 4, 2020 22:03 UTC |
Williams TimothySVP & General Counsel
|
SaleCommon Stock | 1,237 | $10.51 | $13,003.84 |
DisclosureSEC source: 0001209191-20-016210 · doc4.xml · nonDerivative · entry 2 Williams Timothy · CIK 0001748392 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,040 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. Read SEC document |
| March 03, 2020 Filed Mar 4, 2020 17:00 UTC |
Birznieks GuntherSVP, Business Development
|
SaleCommon Stock | 5,535 | $10.66 | $58,984.28 |
DisclosureSEC source: 0001209191-20-016197 · doc4.xml · nonDerivative · entry 2 Birznieks Gunther · CIK 0001702031 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,473 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.8644, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| March 03, 2020 Filed Mar 4, 2020 22:01 UTC |
Kelly James PatrickEVP & Chief Financial Officer
|
SaleCommon Stock | 5,889 | $10.76 | $63,359.16 |
DisclosureSEC source: 0001209191-20-016200 · doc4.xml · nonDerivative · entry 2 Kelly James Patrick · CIK 0001506314 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,869 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.60 to $11.0001, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| March 03, 2020 Filed Mar 4, 2020 22:02 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO
|
SaleCommon Stock | 5,152 | $10.98 | $56,544.23 |
DisclosureSEC source: 0001209191-20-016204 · doc4.xml · nonDerivative · entry 2 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,278,999 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.80 to $11.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:03 UTC |
Williams TimothySVP & General Counsel
|
SaleCommon Stock | 3,148 | $10.30 | $32,435.73 |
DisclosureSEC source: 0001209191-20-016210 · doc4.xml · nonDerivative · entry 1 Williams Timothy · CIK 0001748392 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,277 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.30 to $10.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 17:00 UTC |
Birznieks GuntherSVP, Business Development
|
SaleCommon Stock | 12,223 | $10.04 | $122,685.92 |
DisclosureSEC source: 0001209191-20-016197 · doc4.xml · nonDerivative · entry 1 Birznieks Gunther · CIK 0001702031 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,008 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.90 to $10.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:02 UTC |
Reverberi Gian PieroSVP & Chief Commercial Officer
|
SaleCommon Stock | 1,450 | $10.18 | $14,755.20 |
DisclosureSEC source: 0001209191-20-016208 · doc4.xml · nonDerivative · entry 1 Reverberi Gian Piero · CIK 0001652023 · SVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,384 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.1537 to $10.2155, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:01 UTC |
Kelly James PatrickEVP & Chief Financial Officer
|
SaleCommon Stock | 12,968 | $10.19 | $132,086.86 |
DisclosureSEC source: 0001209191-20-016200 · doc4.xml · nonDerivative · entry 1 Kelly James Patrick · CIK 0001506314 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,758 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.10 to $10.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:02 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO
|
SaleCommon Stock | 10,428 | $10.57 | $110,211.45 |
DisclosureSEC source: 0001209191-20-016204 · doc4.xml · nonDerivative · entry 1 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,284,151 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.14 to $10.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 23:05 UTC |
Williams TimothySVP & General Counsel
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 70,000 | $0.00 Strike: $11.32 | $0.00 |
DisclosureSEC source: 0001209191-20-014132 · doc4.xml · derivative · entry 2 Williams Timothy · CIK 0001748392 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2030-02-25 F2 · derivative.exercise_date: The option vests with respect to 25% of the underlying shares on February 26, 2021, with the balance vesting in equal monthly installments over the next 36 months of continuous service thereafter, provided the Reporting Person provides continuous service to the Issuer through the applicable vesting date. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 23:05 UTC |
Williams TimothySVP & General Counsel
|
GrantCommon Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-014132 · doc4.xml · nonDerivative · entry 1 Williams Timothy · CIK 0001748392 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,425 F1 · price: Represents shares of common stock underlying a time-based restricted stock unit award ("RSU"). The RSU vests in four (4) equal annual installments with the first annual vest taking place on March 1, 2021, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 18:01 UTC |
Birznieks GuntherSVP, Business Development
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 70,000 | $0.00 Strike: $11.32 | $0.00 |
DisclosureSEC source: 0001209191-20-014124 · doc4.xml · derivative · entry 2 Birznieks Gunther · CIK 0001702031 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2030-02-25 F2 · derivative.exercise_date: The option vests with respect to 25% of the underlying shares on February 26, 2021, with the balance vesting in equal monthly installments over the next 36 months of continuous service thereafter, provided the Reporting Person provides continuous service to the Issuer through the applicable vesting date. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 18:01 UTC |
Birznieks GuntherSVP, Business Development
|
GrantCommon Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-014124 · doc4.xml · nonDerivative · entry 1 Birznieks Gunther · CIK 0001702031 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,231 F1 · price: Represents shares of common stock underlying a time-based restricted stock unit award ("RSU"). The RSU vests in four (4) equal annual installments with the first annual vest taking place on March 1, 2021, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 23:03 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 140,000 | $0.00 Strike: $11.32 | $0.00 |
DisclosureSEC source: 0001209191-20-014127 · doc4.xml · derivative · entry 2 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Underlying: Common Stock · 140,000 shares Expires 2030-02-25 F2 · derivative.exercise_date: The option vests with respect to 25% of the underlying shares on February 26, 2021, with the balance vesting in equal monthly installments over the next 36 months of continuous service thereafter, provided the Reporting Person provides continuous service to the Issuer through the applicable vesting date. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 23:03 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO
|
GrantCommon Stock | 60,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-014127 · doc4.xml · nonDerivative · entry 1 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,294,579 F1 · price: Represents shares of common stock underlying a time-based restricted stock unit award ("RSU"). The RSU vests in four (4) equal annual installments with the first annual vest taking place on March 1, 2021, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 23:04 UTC |
Wijkstrom JoakimSVP, Chief Marketing Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 70,000 | $0.00 Strike: $11.32 | $0.00 |
DisclosureSEC source: 0001209191-20-014129 · doc4.xml · derivative · entry 2 Wijkstrom Joakim · CIK 0001785888 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2030-02-25 F2 · derivative.exercise_date: The option vests with respect to 25% of the underlying shares on February 26, 2021, with the balance vesting in equal monthly installments over the next 36 months of continuous service thereafter, provided the Reporting Person provides continuous service to the Issuer through the applicable vesting date. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 23:04 UTC |
Wijkstrom JoakimSVP, Chief Marketing Officer
|
GrantCommon Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-014129 · doc4.xml · nonDerivative · entry 1 Wijkstrom Joakim · CIK 0001785888 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 F1 · price: Represents shares of common stock underlying a time-based restricted stock unit award ("RSU"). The RSU vests in four (4) equal annual installments with the first annual vest taking place on March 1, 2021, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 23:02 UTC |
Jones Aranthan IIChief Corp. Affairs Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 70,000 | $0.00 Strike: $11.32 | $0.00 |
DisclosureSEC source: 0001209191-20-014126 · doc4.xml · derivative · entry 2 Jones Aranthan II · CIK 0001785894 · Chief Corp. Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2030-02-25 F2 · derivative.exercise_date: The option vests with respect to 25% of the underlying shares on February 26, 2021, with the balance vesting in equal monthly installments over the next 36 months of continuous service thereafter, provided the Reporting Person provides continuous service to the Issuer through the applicable vesting date. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 23:02 UTC |
Jones Aranthan IIChief Corp. Affairs Officer
|
GrantCommon Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-014126 · doc4.xml · nonDerivative · entry 1 Jones Aranthan II · CIK 0001785894 · Chief Corp. Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 F1 · price: Represents shares of common stock underlying a time-based restricted stock unit award ("RSU"). The RSU vests in four (4) equal annual installments with the first annual vest taking place on March 1, 2021, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 21:20 UTC |
Mitchell Stephen RayDirector
|
GrantStock Option (right to buy) · Derivative | 35,000 | $0.00 Strike: $12.70 | $0.00 |
DisclosureSEC source: 0001209191-20-010516 · doc4.xml · derivative · entry 1 Mitchell Stephen Ray · CIK 0001802653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common · 35,000 shares Expires 2030-02-13 F1 · derivative.exercise_date: The option vests with respect to 25% of the underlying shares when the Reporting Person completes 12 months of continuous service following the date of grant, with the balance vesting in equal monthly installments over the next 36 months of continuous service thereafter, provided the Reporting Person provides continuous service to the Issuer through the applicable vesting date. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 17:25 UTC |
Birznieks GuntherSVP, Business Development
|
SaleCommon Stock | 4,020 | $15.93 | $64,021.31 |
DisclosureSEC source: 0001209191-20-002027 · doc4.xml · nonDerivative · entry 1 Birznieks Gunther · CIK 0001702031 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,231 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to a written election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.80 to $16.19, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:26 UTC |
Reverberi Gian PieroSVP & Chief Commercial Officer
|
SaleCommon Stock | 1,155 | $16.06 | $18,550.69 |
DisclosureSEC source: 0001209191-20-002032 · doc4.xml · nonDerivative · entry 1 Reverberi Gian Piero · CIK 0001652023 · SVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,834 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to a written election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.84 to $16.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:25 UTC |
Kelly James PatrickEVP & Chief Financial Officer
|
SaleCommon Stock | 4,020 | $15.94 | $64,086.04 |
DisclosureSEC source: 0001209191-20-002029 · doc4.xml · nonDerivative · entry 1 Kelly James Patrick · CIK 0001506314 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,726 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to a written election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.81 to $16.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:26 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO
|
SaleCommon Stock | 9,467 | $16.00 | $151,492.83 |
DisclosureSEC source: 0001209191-20-002031 · doc4.xml · nonDerivative · entry 1 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,234,579 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to a written election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.81 to $16.185, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 21:21 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 85,801 | $0.00 Strike: $10.65 | $0.00 |
DisclosureSEC source: 0001209191-19-060380 · doc4.xml · derivative · entry 6 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 85,801 shares Expires 2019-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in 48 equal monthly installments from the date of grant. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 21:21 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO
|
SaleCommon Stock | 70,036 | $16.98 | $1,189,351.35 |
DisclosureSEC source: 0001209191-19-060380 · doc4.xml · nonDerivative · entry 4 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,244,046 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy the exercise price and certain tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the exercise of certain stock options, which were scheduled to expire December 16, 2019 as reflected in this Form 4. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.72 to $17.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 21:21 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO
|
Exercise / conversionCommon Stock | 85,801 | $10.65 | $913,780.65 |
DisclosureSEC source: 0001209191-19-060380 · doc4.xml · nonDerivative · entry 3 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,314,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 21:21 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 89,199 | $0.00 Strike: $10.65 | $0.00 |
DisclosureSEC source: 0001209191-19-060380 · doc4.xml · derivative · entry 5 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,801 Underlying: Common Stock · 89,199 shares Expires 2019-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in 48 equal monthly installments from the date of grant. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 21:21 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO
|
SaleCommon Stock | 72,373 | $16.92 | $1,224,377.46 |
DisclosureSEC source: 0001209191-19-060380 · doc4.xml · nonDerivative · entry 2 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,228,281 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy the exercise price and certain tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the exercise of certain stock options, which were scheduled to expire December 16, 2019 as reflected in this Form 4. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.55 to $17.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 21:21 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO
|
Exercise / conversionCommon Stock | 89,199 | $10.65 | $949,969.35 |
DisclosureSEC source: 0001209191-19-060380 · doc4.xml · nonDerivative · entry 1 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2019 Filed Oct 29, 2019 01:47 UTC |
Ward Anne SempowskiDirector
|
GrantStock Option (right to buy) · Derivative | 35,000 | $0.00 Strike: $14.21 | $0.00 |
DisclosureSEC source: 0001209191-19-054300 · doc4.xml · derivative · entry 1 Ward Anne Sempowski · CIK 0001790117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2029-10-27 F1 · derivative.exercise_date: The option vests with respect to 25% of the underlying shares when the Reporting Person completes 12 months of continuous service following the date of grant, with the balance vesting in equal monthly installments over the next 36 months of continuous service thereafter, provided the Reporting Person provides continuous service to the Issuer through the applicable vesting date. Read SEC document |
| August 26, 2019 Filed Aug 28, 2019 20:30 UTC |
DUGAN RICHARD WDirector
|
Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $14.78 | $0.00 |
DisclosureSEC source: 0001209191-19-047610 · doc4.xml · derivative · entry 3 DUGAN RICHARD W · CIK 0001263499 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2019-08-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in 12 equal monthly installments beginning on September 27, 2009. Read SEC document |
| August 26, 2019 Filed Aug 28, 2019 20:30 UTC |
DUGAN RICHARD WDirector
|
SaleCommon Stock | 15,000 | $14.85 | $222,750.00 |
DisclosureSEC source: 0001209191-19-047610 · doc4.xml · nonDerivative · entry 2 DUGAN RICHARD W · CIK 0001263499 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,770 F1 · kind: Represents shares of common stock sold to cover the payment of the option exercise price (which represents 99.94% of the proceeds from the sales made by the Reporting Person) of the option, which was set to expire on August 26, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.