Last 12 months
Inside the activity.
0 purchase rows · 6 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2023 Filed Mar 6, 2023 23:25 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO · Chairman of the Board
|
SaleCommon Stock | 22,538 | $6.25 | $140,876.02 |
DisclosureSEC source: 0001209191-23-016462 · doc4.xml · nonDerivative · entry 2 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,476,902 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.20 to $6.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 18:25 UTC |
Moran Kevin PatrickSVP, CFO & Treasurer
|
SaleCommon Stock | 7,966 | $6.26 | $49,845.65 |
DisclosureSEC source: 0001209191-23-016461 · doc4.xml · nonDerivative · entry 1 Moran Kevin Patrick · CIK 0001806596 · SVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,894 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.24 to $6.2721, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 23:26 UTC |
Williams TimothySVP & General Counsel
|
SaleCommon Stock | 8,437 | $6.24 | $52,684.85 |
DisclosureSEC source: 0001209191-23-016464 · doc4.xml · nonDerivative · entry 1 Williams Timothy · CIK 0001748392 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,814 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.2327 to $6.265, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 18:24 UTC |
Birznieks GuntherSVP, Business Development
|
SaleCommon Stock | 8,509 | $6.20 | $52,793.24 |
DisclosureSEC source: 0001209191-23-016460 · doc4.xml · nonDerivative · entry 1 Birznieks Gunther · CIK 0001702031 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,248 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.1901 to $6.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 23:26 UTC |
Wijkstrom JoakimSVP, Chief Marketing Officer
|
SaleCommon Stock | 7,720 | $6.23 | $48,122.62 |
DisclosureSEC source: 0001209191-23-016463 · doc4.xml · nonDerivative · entry 1 Wijkstrom Joakim · CIK 0001785888 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,653 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.2201 to $6.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 23:25 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO · Chairman of the Board
|
SaleCommon Stock | 22,426 | $6.23 | $139,718.47 |
DisclosureSEC source: 0001209191-23-016462 · doc4.xml · nonDerivative · entry 1 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,499,440 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.21 to $6.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 18:09 UTC |
Moran Kevin PatrickSVP, CFO & Treasurer
|
GrantStock Option (Right to Buy) · Derivative | 77,500 | $0.00 Strike: $7.05 | $0.00 |
DisclosureSEC source: 0001209191-23-011340 · doc4.xml · derivative · entry 3 Moran Kevin Patrick · CIK 0001806596 · SVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,500 Underlying: Common Stock · 77,500 shares Expires 2033-02-15 F2 · derivative.exercise_date: The option vests with respect to 25% of the underlying shares on February 16, 2024, with the balance vesting in equal monthly installments over the next 36 months of continuous service thereafter, provided the Reporting Person provides continuous service to the Issuer through the applicable vesting date. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 18:09 UTC |
Moran Kevin PatrickSVP, CFO & Treasurer
|
GrantCommon Stock | 32,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011340 · doc4.xml · nonDerivative · entry 1 Moran Kevin Patrick · CIK 0001806596 · SVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,860 F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award ("RSU"). The RSU vests in four (4) equal annual installments with the first annual vest taking place on March 1, 2024, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 23:11 UTC |
Williams TimothySVP & General Counsel
|
GrantStock Option (Right to Buy) · Derivative | 77,500 | $0.00 Strike: $7.05 | $0.00 |
DisclosureSEC source: 0001209191-23-011343 · doc4.xml · derivative · entry 2 Williams Timothy · CIK 0001748392 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,500 Underlying: Common Stock · 77,500 shares Expires 2033-02-15 F2 · derivative.exercise_date: The option vests with respect to 25% of the underlying shares on February 16, 2024, with the balance vesting in equal monthly installments over the next 36 months of continuous service thereafter, provided the Reporting Person provides continuous service to the Issuer through the applicable vesting date. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 23:11 UTC |
Williams TimothySVP & General Counsel
|
GrantCommon Stock | 32,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011343 · doc4.xml · nonDerivative · entry 1 Williams Timothy · CIK 0001748392 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,251 F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award ("RSU"). The RSU vests in four (4) equal annual installments with the first annual vest taking place on March 1, 2024, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 18:08 UTC |
Birznieks GuntherSVP, Business Development
|
GrantStock Option (Right to Buy) · Derivative | 77,500 | $0.00 Strike: $7.05 | $0.00 |
DisclosureSEC source: 0001209191-23-011338 · doc4.xml · derivative · entry 2 Birznieks Gunther · CIK 0001702031 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,500 Underlying: Common Stock · 77,500 shares Expires 2033-02-15 F2 · derivative.exercise_date: The option vests with respect to 25% of the underlying shares on February 16, 2024, with the balance vesting in equal monthly installments over the next 36 months of continuous service thereafter, provided the Reporting Person provides continuous service to the Issuer through the applicable vesting date. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 18:08 UTC |
Birznieks GuntherSVP, Business Development
|
GrantCommon Stock | 32,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011338 · doc4.xml · nonDerivative · entry 1 Birznieks Gunther · CIK 0001702031 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,757 F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award ("RSU"). The RSU vests in four (4) equal annual installments with the first annual vest taking place on March 1, 2024, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 23:11 UTC |
Wijkstrom JoakimSVP, Chief Marketing Officer
|
GrantStock Option (Right to Buy) · Derivative | 77,500 | $0.00 Strike: $7.05 | $0.00 |
DisclosureSEC source: 0001209191-23-011342 · doc4.xml · derivative · entry 2 Wijkstrom Joakim · CIK 0001785888 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,500 Underlying: Common Stock · 77,500 shares Expires 2033-02-15 F2 · derivative.exercise_date: The option vests with respect to 25% of the underlying shares on February 16, 2024, with the balance vesting in equal monthly installments over the next 36 months of continuous service thereafter, provided the Reporting Person provides continuous service to the Issuer through the applicable vesting date. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 23:11 UTC |
Wijkstrom JoakimSVP, Chief Marketing Officer
|
GrantCommon Stock | 32,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011342 · doc4.xml · nonDerivative · entry 1 Wijkstrom Joakim · CIK 0001785888 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,373 F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award ("RSU"). The RSU vests in four (4) equal annual installments with the first annual vest taking place on March 1, 2024, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 23:10 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO · Chairman of the Board
|
GrantStock Option (Right to Buy) · Derivative | 275,000 | $0.00 Strike: $7.05 | $0.00 |
DisclosureSEC source: 0001209191-23-011341 · doc4.xml · derivative · entry 2 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,000 Underlying: Common Stock · 275,000 shares Expires 2033-02-15 F2 · derivative.exercise_date: The option vests with respect to 25% of the underlying shares on February 16, 2024, with the balance vesting in equal monthly installments over the next 36 months of continuous service thereafter, provided the Reporting Person provides continuous service to the Issuer through the applicable vesting date. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 23:10 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO · Chairman of the Board
|
GrantCommon Stock | 115,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011341 · doc4.xml · nonDerivative · entry 1 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,521,866 F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award ("RSU"). The RSU vests in four (4) equal annual installments with the first annual vest taking place on March 1, 2024, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 21:38 UTC |
Williams TimothySVP & General Counsel
|
SaleCommon Stock | 8,000 | $7.01 | $56,069.60 |
DisclosureSEC source: 0001209191-22-061673 · doc4.xml · nonDerivative · entry 1 Williams Timothy · CIK 0001748392 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,551 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.946 to $7.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| December 06, 2022 Filed Dec 7, 2022 17:56 UTC |
Moran Kevin PatrickSVP, CFO & Treasurer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $3.12 | $0.00 |
DisclosureSEC source: 0001209191-22-060225 · doc4.xml · derivative · entry 4 Moran Kevin Patrick · CIK 0001806596 · SVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2022-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option fully vested and exercisable. Read SEC document |
| December 06, 2022 Filed Dec 7, 2022 17:56 UTC |
Moran Kevin PatrickSVP, CFO & Treasurer
|
SaleCommon Stock | 4,792 | $10.61 | $50,826.83 |
DisclosureSEC source: 0001209191-22-060225 · doc4.xml · nonDerivative · entry 2 Moran Kevin Patrick · CIK 0001806596 · SVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,160 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy the exercise price and certain tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the exercise of certain stock options, which were scheduled to expire December 6, 2022 as reflected in this Form 4. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.60 to $10.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| December 06, 2022 Filed Dec 7, 2022 17:56 UTC |
Moran Kevin PatrickSVP, CFO & Treasurer
|
Exercise / conversionCommon Stock | 7,500 | $3.12 | $23,400.00 |
DisclosureSEC source: 0001209191-22-060225 · doc4.xml · nonDerivative · entry 1 Moran Kevin Patrick · CIK 0001806596 · SVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2022 Filed Dec 7, 2022 22:58 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO · Chairman of the Board
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 75,365 | $0.00 Strike: $3.12 | $0.00 |
DisclosureSEC source: 0001209191-22-060227 · doc4.xml · derivative · entry 6 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,635 shares Expires 2022-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option fully vested and exercisable. Read SEC document |
| December 06, 2022 Filed Dec 7, 2022 22:58 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO · Chairman of the Board
|
SaleCommon Stock | 48,250 | $10.61 | $512,082.08 |
DisclosureSEC source: 0001209191-22-060227 · doc4.xml · nonDerivative · entry 4 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,406,866 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy the exercise price and certain tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the exercise of certain stock options, which were scheduled to expire December 6, 2022 as reflected in this Form 4. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.39 to $10.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| December 06, 2022 Filed Dec 7, 2022 22:58 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO · Chairman of the Board
|
Exercise / conversionCommon Stock | 75,365 | $3.12 | $235,138.80 |
DisclosureSEC source: 0001209191-22-060227 · doc4.xml · nonDerivative · entry 3 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,455,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 22:58 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO · Chairman of the Board
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 74,635 | $0.00 Strike: $3.12 | $0.00 |
DisclosureSEC source: 0001209191-22-060227 · doc4.xml · derivative · entry 5 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,365 Underlying: Common Stock · 74,635 shares Expires 2022-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option fully vested and exercisable. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 22:58 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO · Chairman of the Board
|
SaleCommon Stock | 47,650 | $10.62 | $506,200.25 |
DisclosureSEC source: 0001209191-22-060227 · doc4.xml · nonDerivative · entry 2 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,379,751 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy the exercise price and certain tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the exercise of certain stock options, which were scheduled to expire December 6, 2022 as reflected in this Form 4. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.43 to $10.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 22:58 UTC |
Polymeropoulos Mihael HristosDirector · President and CEO · Chairman of the Board
|
Exercise / conversionCommon Stock | 74,635 | $3.12 | $232,861.20 |
DisclosureSEC source: 0001209191-22-060227 · doc4.xml · nonDerivative · entry 1 Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,427,401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 26, 2022 Filed Aug 29, 2022 17:02 UTC |
Birznieks GuntherSVP, Business Development
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $3.12 | $0.00 |
DisclosureSEC source: 0001209191-22-047887 · doc4.xml · derivative · entry 2 Birznieks Gunther · CIK 0001702031 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires 2022-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in 48 equal monthly installments beginning on December 7, 2012. Read SEC document |
| August 26, 2022 Filed Aug 29, 2022 17:02 UTC |
Birznieks GuntherSVP, Business Development
|
Exercise / conversionCommon Stock | 1,250 | $3.12 | $3,900.00 |
DisclosureSEC source: 0001209191-22-047887 · doc4.xml · nonDerivative · entry 1 Birznieks Gunther · CIK 0001702031 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,057 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2022 Filed Aug 23, 2022 21:01 UTC |
Wijkstrom JoakimSVP, Chief Marketing Officer
|
SaleCommon Stock | 3,605 | $10.27 | $37,007.49 |
DisclosureSEC source: 0001209191-22-047210 · doc4.xml · nonDerivative · entry 1 Wijkstrom Joakim · CIK 0001785888 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,673 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:06 UTC |
Williams TimothySVP & General Counsel
|
SaleCommon Stock | 4,611 | $10.21 | $47,064.94 |
DisclosureSEC source: 0001209191-22-046228 · doc4.xml · nonDerivative · entry 2 Williams Timothy · CIK 0001748392 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,551 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.20 to $10.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:06 UTC |
Williams TimothySVP & General Counsel
|
SaleCommon Stock | 3,689 | $10.42 | $38,439.38 |
DisclosureSEC source: 0001209191-22-046228 · doc4.xml · nonDerivative · entry 1 Williams Timothy · CIK 0001748392 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,162 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 16:45 UTC |
Moran Kevin PatrickSVP, CFO & Treasurer
|
SaleCommon Stock | 2,239 | $10.97 | $24,561.83 |
DisclosureSEC source: 0001209191-22-043682 · doc4.xml · nonDerivative · entry 1 Moran Kevin Patrick · CIK 0001806596 · SVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,452 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 20:54 UTC |
DUGAN RICHARD WDirector
|
GrantStock Option (Right to Buy) · Derivative | 24,707 | $0.00 Strike: $9.37 | $0.00 |
DisclosureSEC source: 0001209191-22-038447 · doc4.xml · derivative · entry 2 DUGAN RICHARD W · CIK 0001263499 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,707 Underlying: Common Stock · 24,707 shares Expires 2032-06-15 F2 · derivative.exercise_date: This option vests and becomes exercisable with respect to 100% of the option shares on June 16, 2023, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 20:54 UTC |
DUGAN RICHARD WDirector
|
GrantCommon Stock | 12,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-038447 · doc4.xml · nonDerivative · entry 1 DUGAN RICHARD W · CIK 0001263499 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,393 F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award (RSU). 100% of the shares subject to this RSU will vest on June 16, 2023, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 20:55 UTC |
Ward Anne SempowskiDirector
|
GrantStock Option (right to buy) · Derivative | 24,707 | $0.00 Strike: $9.37 | $0.00 |
DisclosureSEC source: 0001209191-22-038449 · doc4.xml · derivative · entry 2 Ward Anne Sempowski · CIK 0001790117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,707 Underlying: Common Stock · 24,707 shares Expires 2032-06-15 F2 · derivative.exercise_date: This option vests and becomes exercisable with respect to 100% of the option shares on June 16, 2023, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 20:55 UTC |
Ward Anne SempowskiDirector
|
GrantCommon Stock | 12,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-038449 · doc4.xml · nonDerivative · entry 1 Ward Anne Sempowski · CIK 0001790117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,006 F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award (RSU). 100% of the shares subject to this RSU will vest on June 16, 2023, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 20:55 UTC |
Mitchell Stephen RayDirector
|
GrantStock Option (right to buy) · Derivative | 24,707 | $0.00 Strike: $9.37 | $0.00 |
DisclosureSEC source: 0001209191-22-038448 · doc4.xml · derivative · entry 2 Mitchell Stephen Ray · CIK 0001802653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,707 Underlying: Common Stock · 24,707 shares Expires 2032-06-15 F2 · derivative.exercise_date: This option vests and becomes exercisable with respect to 100% of the option shares on June 16, 2023, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 20:55 UTC |
Mitchell Stephen RayDirector
|
GrantCommon Stock | 12,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-038448 · doc4.xml · nonDerivative · entry 1 Mitchell Stephen Ray · CIK 0001802653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,521 F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award (RSU). 100% of the shares subject to this RSU will vest on June 16, 2023, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 20:53 UTC |
Chrousos PhaedraDirector
|
GrantStock Option (Right to Buy) · Derivative | 24,707 | $0.00 Strike: $9.37 | $0.00 |
DisclosureSEC source: 0001209191-22-038446 · doc4.xml · derivative · entry 2 Chrousos Phaedra · CIK 0001774518 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,707 Underlying: Common Stock · 24,707 shares Expires 2032-06-15 F2 · derivative.exercise_date: This option vests and becomes exercisable with respect to 100% of the option shares on June 16, 2023, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 20:53 UTC |
Chrousos PhaedraDirector
|
GrantCommon Stock | 12,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-038446 · doc4.xml · nonDerivative · entry 1 Chrousos Phaedra · CIK 0001774518 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,931 F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award (RSU). 100% of the shares subject to this RSU will vest on June 16, 2023, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 00:37 UTC |
Mitchell Stephen RayDirector
|
SaleCommon Stock | 2,700 | $9.48 | $25,593.03 |
DisclosureSEC source: 0001209191-22-036835 · doc4.xml · nonDerivative · entry 1 Mitchell Stephen Ray · CIK 0001802653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,515 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.431 to $9.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| June 02, 2022 Filed Jun 3, 2022 16:31 UTC |
Watkins ThomasDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $4.15 | $0.00 |
DisclosureSEC source: 0001209191-22-034062 · doc4.xml · derivative · entry 3 Watkins Thomas · CIK 0001307935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2022-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in 12 equal monthly installments beginning on July 14, 2012. Read SEC document |
| June 02, 2022 Filed Jun 3, 2022 16:31 UTC |
Watkins ThomasDirector
|
SaleCommon Stock | 6,441 | $9.90 | $63,778.78 |
DisclosureSEC source: 0001209191-22-034062 · doc4.xml · nonDerivative · entry 2 Watkins Thomas · CIK 0001307935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,064 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy the exercise price of the stock options, which were scheduled to expire June 13, 2022 as reflected in this Form 4. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.90 to $9.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| June 02, 2022 Filed Jun 3, 2022 16:31 UTC |
Watkins ThomasDirector
|
Exercise / conversionCommon Stock | 15,000 | $4.15 | $62,250.00 |
DisclosureSEC source: 0001209191-22-034062 · doc4.xml · nonDerivative · entry 1 Watkins Thomas · CIK 0001307935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,505 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 20:47 UTC |
DUGAN RICHARD WDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $4.15 | $0.00 |
DisclosureSEC source: 0001209191-22-033561 · doc4.xml · derivative · entry 3 DUGAN RICHARD W · CIK 0001263499 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2022-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in 12 equal monthly installments beginning on July 14, 2012. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 20:47 UTC |
DUGAN RICHARD WDirector
|
SaleCommon Stock | 6,500 | $9.85 | $64,052.30 |
DisclosureSEC source: 0001209191-22-033561 · doc4.xml · nonDerivative · entry 2 DUGAN RICHARD W · CIK 0001263499 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,387 F1 · kind: Represents shares of the Issuer's common stock sold to satisfy the exercise price of the stock options, which were scheduled to expire June 13, 2022 as reflected in this Form 4. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.75 to $9.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 20:47 UTC |
DUGAN RICHARD WDirector
|
Exercise / conversionCommon Stock | 15,000 | $4.15 | $62,250.00 |
DisclosureSEC source: 0001209191-22-033561 · doc4.xml · nonDerivative · entry 1 DUGAN RICHARD W · CIK 0001263499 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2022 Filed Mar 2, 2022 21:27 UTC |
Moran Kevin PatrickSVP, CFO & Treasurer
|
SaleCommon Stock | 8,832 | $11.28 | $99,649.69 |
DisclosureSEC source: 0001209191-22-015155 · doc4.xml · nonDerivative · entry 3 Moran Kevin Patrick · CIK 0001806596 · SVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,691 F2 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.18 to $11.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 02:29 UTC |
Williams TimothySVP & General Counsel
|
SaleCommon Stock | 12,060 | $11.09 | $133,779.17 |
DisclosureSEC source: 0001209191-22-015160 · doc4.xml · nonDerivative · entry 2 Williams Timothy · CIK 0001748392 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,851 F2 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.03 to $11.19, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| March 02, 2022 Filed Mar 2, 2022 21:26 UTC |
Birznieks GuntherSVP, Business Development
|
SaleCommon Stock | 11,517 | $11.27 | $129,791.98 |
DisclosureSEC source: 0001209191-22-015154 · doc4.xml · nonDerivative · entry 3 Birznieks Gunther · CIK 0001702031 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,807 F2 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.20 to $11.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.