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Nasdaq · USD

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Vanda Pharmaceuticals Inc.

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5861
SEC CIK
0001347178
Parsed reports
233

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202605
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 18, 2025 Filed Feb 21, 2025 00:45 UTC
Polymeropoulos Mihael HristosDirector · President and CEO · Chairman of the Board
GrantCommon Stock 450,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-024489 · ownership.xml · nonDerivative · entry 1

Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,321,730

F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award ("RSU"). The RSU vests in four (4) equal annual installments with the first annual vest taking place on March 1, 2026, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest.

Read SEC document
November 14, 2024 Filed Nov 18, 2024 22:45 UTC SaleCommon Stock 5,000 $5.17 $25,863.00
Disclosure

SEC source: 0000950170-24-128115 · ownership.xml · nonDerivative · entry 1

Mitchell Stephen Ray · CIK 0001802653 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,857

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.15 to $5.195, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
July 29, 2024 Filed Jul 29, 2024 17:24 UTC
Moran Kevin PatrickSVP, CFO & Treasurer
SaleCommon Stock 2,251 $5.92 $13,326.60
Disclosure

SEC source: 0000950170-24-087381 · ownership.xml · nonDerivative · entry 1

Moran Kevin Patrick · CIK 0001806596 · SVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,763

F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to the default "same day sale" provisions of the RSU agreements.

Read SEC document
May 22, 2024 Filed May 24, 2024 20:43 UTC GrantStock Option (right to buy) · Derivative 40,202 $0.00 Strike: $5.14 $0.00
Disclosure

SEC source: 0000950170-24-064669 · ownership.xml · derivative · entry 2

Chrousos Phaedra · CIK 0001774518 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,202

Underlying: Common Stock · 40,202 shares

Expires 2034-05-21

F2 · derivative.exercise_date: This option vests and becomes exercisable with respect to 100% of the option shares on May 22, 2025, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.

Read SEC document
May 22, 2024 Filed May 24, 2024 20:43 UTC GrantCommon Stock 21,887 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-064669 · ownership.xml · nonDerivative · entry 1

Chrousos Phaedra · CIK 0001774518 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,125

F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award (RSU). 100% of the shares subject to this RSU will vest on May 22, 2025, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.

Read SEC document
May 17, 2024 Filed May 21, 2024 20:55 UTC
Honore TageDirector
GrantStock Option (right to buy) · Derivative 37,578 $0.00 Strike: $5.48 $0.00
Disclosure

SEC source: 0000950170-24-063022 · ownership.xml · derivative · entry 2

Honore Tage · CIK 0001967946 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,578

Underlying: Common Stock · 37,578 shares

Expires 2034-05-16

F2 · derivative.exercise_date: This option vests and becomes exercisable with respect to 100% of the option shares on May 17, 2025, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.

Read SEC document
May 17, 2024 Filed May 21, 2024 20:55 UTC
Honore TageDirector
GrantCommon Stock 20,529 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-063022 · ownership.xml · nonDerivative · entry 1

Honore Tage · CIK 0001967946 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,244

F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award (RSU). 100% of the shares subject to this RSU will vest on May 17, 2025, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.

Read SEC document
May 17, 2024 Filed May 21, 2024 20:53 UTC GrantStock Option (Right to Buy) · Derivative 37,578 $0.00 Strike: $5.48 $0.00
Disclosure

SEC source: 0000950170-24-063019 · ownership.xml · derivative · entry 2

DUGAN RICHARD W · CIK 0001263499 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,578

Underlying: Common Stock · 37,578 shares

Expires 2034-05-16

F2 · derivative.exercise_date: This option vests and becomes exercisable with respect to 100% of the option shares on May 17, 2025, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.

Read SEC document
May 17, 2024 Filed May 21, 2024 20:53 UTC GrantCommon Stock 20,529 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-063019 · ownership.xml · nonDerivative · entry 1

DUGAN RICHARD W · CIK 0001263499 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,229

F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award (RSU). 100% of the shares subject to this RSU will vest on May 17, 2025, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.

Read SEC document
May 17, 2024 Filed May 21, 2024 20:53 UTC GrantStock Option (right to buy) · Derivative 37,578 $0.00 Strike: $5.48 $0.00
Disclosure

SEC source: 0000950170-24-063017 · ownership.xml · derivative · entry 2

Mitchell Stephen Ray · CIK 0001802653 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,578

Underlying: Common Stock · 37,578 shares

Expires 2034-05-16

F2 · derivative.exercise_date: This option vests and becomes exercisable with respect to 100% of the option shares on May 17, 2025, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.

Read SEC document
May 17, 2024 Filed May 21, 2024 20:53 UTC GrantCommon Stock 20,529 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-063017 · ownership.xml · nonDerivative · entry 1

Mitchell Stephen Ray · CIK 0001802653 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,857

F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award (RSU). 100% of the shares subject to this RSU will vest on May 17, 2025, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.

Read SEC document
May 17, 2024 Filed May 21, 2024 20:52 UTC GrantStock Option (right to buy) · Derivative 37,578 $0.00 Strike: $5.48 $0.00
Disclosure

SEC source: 0000950170-24-063015 · ownership.xml · derivative · entry 2

Ward Anne Sempowski · CIK 0001790117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,578

Underlying: Common Stock · 37,578 shares

Expires 2034-05-16

F2 · derivative.exercise_date: This option vests and becomes exercisable with respect to 100% of the option shares on May 17, 2025, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.

Read SEC document
May 17, 2024 Filed May 21, 2024 20:52 UTC GrantCommon Stock 20,529 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-063015 · ownership.xml · nonDerivative · entry 1

Ward Anne Sempowski · CIK 0001790117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,842

F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award (RSU). 100% of the shares subject to this RSU will vest on May 17, 2025, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 16:46 UTC
Moran Kevin PatrickSVP, CFO & Treasurer
SaleCommon Stock 8,902 $4.20 $37,410.66
Disclosure

SEC source: 0000950170-24-027253 · ownership.xml · nonDerivative · entry 2

Moran Kevin Patrick · CIK 0001806596 · SVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,014

F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to the default "same day sale" provisions of the RSU agreements.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.195 to $4.215, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 21:50 UTC
Williams TimothySVP & General Counsel
SaleCommon Stock 8,941 $4.18 $37,395.73
Disclosure

SEC source: 0000950170-24-027266 · ownership.xml · nonDerivative · entry 2

Williams Timothy · CIK 0001748392 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,825

F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to the default "same day sale" provisions of the RSU agreements.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.175 to $4.1901, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 16:46 UTC
Birznieks GuntherSVP, Business Development
SaleCommon Stock 8,684 $4.13 $35,884.02
Disclosure

SEC source: 0000950170-24-027249 · ownership.xml · nonDerivative · entry 2

Birznieks Gunther · CIK 0001702031 · SVP, Business Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,569

F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to the default "same day sale" provisions of the RSU agreements.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.1306 to $4.1339, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 21:48 UTC
Wijkstrom JoakimSVP, Chief Marketing Officer
SaleCommon Stock 9,229 $4.21 $38,830.09
Disclosure

SEC source: 0000950170-24-027259 · ownership.xml · nonDerivative · entry 2

Wijkstrom Joakim · CIK 0001785888 · SVP, Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,789

F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to the default "same day sale" provisions of the RSU agreements.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.2027 to $4.225, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 21:47 UTC
Polymeropoulos Mihael HristosDirector · President and CEO · Chairman of the Board
SaleCommon Stock 24,288 $4.13 $100,273.01
Disclosure

SEC source: 0000950170-24-027256 · ownership.xml · nonDerivative · entry 2

Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,871,730

F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to the default "same day sale" provisions of the RSU agreements.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.12 to $4.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 16:46 UTC
Moran Kevin PatrickSVP, CFO & Treasurer
SaleCommon Stock 5,798 $4.48 $25,982.00
Disclosure

SEC source: 0000950170-24-027253 · ownership.xml · nonDerivative · entry 1

Moran Kevin Patrick · CIK 0001806596 · SVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,916

F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to the default "same day sale" provisions of the RSU agreements.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.435 to $4.605, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:50 UTC
Williams TimothySVP & General Counsel
SaleCommon Stock 8,147 $4.41 $35,916.86
Disclosure

SEC source: 0000950170-24-027266 · ownership.xml · nonDerivative · entry 1

Williams Timothy · CIK 0001748392 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,766

F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to the default "same day sale" provisions of the RSU agreements.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.405 to $4.412, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 16:46 UTC
Birznieks GuntherSVP, Business Development
SaleCommon Stock 8,727 $4.30 $37,494.68
Disclosure

SEC source: 0000950170-24-027249 · ownership.xml · nonDerivative · entry 1

Birznieks Gunther · CIK 0001702031 · SVP, Business Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 322,253

F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to the default "same day sale" provisions of the RSU agreements.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.28 to $4.305, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:48 UTC
Wijkstrom JoakimSVP, Chief Marketing Officer
SaleCommon Stock 7,498 $4.41 $33,090.92
Disclosure

SEC source: 0000950170-24-027259 · ownership.xml · nonDerivative · entry 1

Wijkstrom Joakim · CIK 0001785888 · SVP, Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,018

F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to the default "same day sale" provisions of the RSU agreements.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.38 to $4.4402, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:47 UTC
Polymeropoulos Mihael HristosDirector · President and CEO · Chairman of the Board
SaleCommon Stock 30,884 $4.24 $131,065.52
Disclosure

SEC source: 0000950170-24-027256 · ownership.xml · nonDerivative · entry 1

Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,896,018

F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to the default "same day sale" provisions of the RSU agreements.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.22 to $4.275, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 16:52 UTC
Moran Kevin PatrickSVP, CFO & Treasurer
GrantCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-018027 · ownership.xml · nonDerivative · entry 1

Moran Kevin Patrick · CIK 0001806596 · SVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245,714

F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award ("RSU"). The RSU vests in four (4) equal annual installments with the first annual vest taking place on March 1, 2025, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:53 UTC
Williams TimothySVP & General Counsel
GrantCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-018033 · ownership.xml · nonDerivative · entry 1

Williams Timothy · CIK 0001748392 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,913

F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award ("RSU"). The RSU vests in four (4) equal annual installments with the first annual vest taking place on March 1, 2025, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 16:50 UTC
Birznieks GuntherSVP, Business Development
GrantCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-018024 · ownership.xml · nonDerivative · entry 1

Birznieks Gunther · CIK 0001702031 · SVP, Business Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,980

F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award ("RSU"). The RSU vests in four (4) equal annual installments with the first annual vest taking place on March 1, 2025, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:52 UTC
Wijkstrom JoakimSVP, Chief Marketing Officer
GrantCommon Stock 32,700 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-018032 · ownership.xml · nonDerivative · entry 1

Wijkstrom Joakim · CIK 0001785888 · SVP, Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,516

F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award ("RSU"). The RSU vests in four (4) equal annual installments with the first annual vest taking place on March 1, 2025, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:52 UTC
Polymeropoulos Mihael HristosDirector · President and CEO · Chairman of the Board
GrantCommon Stock 450,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-018030 · ownership.xml · nonDerivative · entry 1

Polymeropoulos Mihael Hristos · CIK 0001355537 · Director · President and CEO · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,926,902

F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award ("RSU"). The RSU vests in four (4) equal annual installments with the first annual vest taking place on March 1, 2025, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 20:23 UTC
Wijkstrom JoakimSVP, Chief Marketing Officer
SaleCommon Stock 3,724 $5.84 $21,748.16
Disclosure

SEC source: 0001209191-23-047056 · doc4.xml · nonDerivative · entry 1

Wijkstrom Joakim · CIK 0001785888 · SVP, Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,816

F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors.

Read SEC document
August 10, 2023 Filed Aug 11, 2023 20:36 UTC SaleCommon Stock 6,500 $6.05 $39,349.05
Disclosure

SEC source: 0001209191-23-045447 · doc4.xml · nonDerivative · entry 1

Mitchell Stephen Ray · CIK 0001802653 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,328

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.0952, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 16:30 UTC
Moran Kevin PatrickSVP, CFO & Treasurer
SaleCommon Stock 1,800 $6.31 $11,349.00
Disclosure

SEC source: 0001209191-23-043990 · doc4.xml · nonDerivative · entry 2

Moran Kevin Patrick · CIK 0001806596 · SVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,714

F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 16:30 UTC
Moran Kevin PatrickSVP, CFO & Treasurer
SaleCommon Stock 412 $6.30 $2,595.60
Disclosure

SEC source: 0001209191-23-043990 · doc4.xml · nonDerivative · entry 1

Moran Kevin Patrick · CIK 0001806596 · SVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,514

F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 16:34 UTC
Moran Kevin PatrickSVP, CFO & Treasurer
SaleCommon Stock 16,000 $6.29 $100,710.40
Disclosure

SEC source: 0001209191-23-038417 · doc4.xml · nonDerivative · entry 1

Moran Kevin Patrick · CIK 0001806596 · SVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,926

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.23 to $6.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

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June 13, 2023 Filed Jun 15, 2023 20:20 UTC
Williams TimothySVP & General Counsel
SaleCommon Stock 14,600 $6.56 $95,754.10
Disclosure

SEC source: 0001209191-23-037326 · doc4.xml · nonDerivative · entry 1

Williams Timothy · CIK 0001748392 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,913

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.51 to $6.5986, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

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June 08, 2023 Filed Jun 12, 2023 20:19 UTC
Honore TageDirector
GrantStock Option (right to buy) · Derivative 33,960 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001209191-23-036282 · doc4.xml · derivative · entry 2

Honore Tage · CIK 0001967946 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,960

Underlying: Common Stock · 33,960 shares

Expires 2033-06-07

F2 · derivative.exercise_date: This option vests and becomes exercisable with respect to 100% of the option shares on June 8, 2024, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.

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June 08, 2023 Filed Jun 12, 2023 20:19 UTC
Honore TageDirector
GrantCommon Stock 17,307 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-036282 · doc4.xml · nonDerivative · entry 1

Honore Tage · CIK 0001967946 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,715

F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award (RSU). 100% of the shares subject to this RSU will vest on June 8, 2024, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.

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June 08, 2023 Filed Jun 12, 2023 20:18 UTC GrantStock Option (Right to Buy) · Derivative 33,960 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001209191-23-036280 · doc4.xml · derivative · entry 2

DUGAN RICHARD W · CIK 0001263499 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,960

Underlying: Common Stock · 33,960 shares

Expires 2033-06-07

F2 · derivative.exercise_date: This option vests and becomes exercisable with respect to 100% of the option shares on June 8, 2024, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.

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June 08, 2023 Filed Jun 12, 2023 20:18 UTC GrantCommon Stock 17,307 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-036280 · doc4.xml · nonDerivative · entry 1

DUGAN RICHARD W · CIK 0001263499 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,700

F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award (RSU). 100% of the shares subject to this RSU will vest on June 8, 2024, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.

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June 08, 2023 Filed Jun 12, 2023 20:20 UTC GrantStock Option (right to buy) · Derivative 33,960 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001209191-23-036289 · doc4.xml · derivative · entry 2

Ward Anne Sempowski · CIK 0001790117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,960

Underlying: Common Stock · 33,960 shares

Expires 2033-06-07

F2 · derivative.exercise_date: This option vests and becomes exercisable with respect to 100% of the option shares on June 8, 2024, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.

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June 08, 2023 Filed Jun 12, 2023 20:20 UTC GrantCommon Stock 17,307 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-036289 · doc4.xml · nonDerivative · entry 1

Ward Anne Sempowski · CIK 0001790117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,313

F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award (RSU). 100% of the shares subject to this RSU will vest on June 8, 2024, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.

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June 08, 2023 Filed Jun 12, 2023 20:19 UTC GrantStock Option (right to buy) · Derivative 33,960 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001209191-23-036285 · doc4.xml · derivative · entry 2

Mitchell Stephen Ray · CIK 0001802653 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,960

Underlying: Common Stock · 33,960 shares

Expires 2033-06-07

F2 · derivative.exercise_date: This option vests and becomes exercisable with respect to 100% of the option shares on June 8, 2024, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.

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June 08, 2023 Filed Jun 12, 2023 20:19 UTC GrantCommon Stock 17,307 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-036285 · doc4.xml · nonDerivative · entry 1

Mitchell Stephen Ray · CIK 0001802653 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,828

F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award (RSU). 100% of the shares subject to this RSU will vest on June 8, 2024, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.

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June 08, 2023 Filed Jun 12, 2023 20:17 UTC GrantStock Option (Right to Buy) · Derivative 33,960 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001209191-23-036275 · doc4.xml · derivative · entry 2

Chrousos Phaedra · CIK 0001774518 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,960

Underlying: Common Stock · 33,960 shares

Expires 2033-06-07

F2 · derivative.exercise_date: This option vests and becomes exercisable with respect to 100% of the option shares on June 8, 2024, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.

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June 08, 2023 Filed Jun 12, 2023 20:17 UTC GrantCommon Stock 17,307 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-036275 · doc4.xml · nonDerivative · entry 1

Chrousos Phaedra · CIK 0001774518 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,238

F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award (RSU). 100% of the shares subject to this RSU will vest on June 8, 2024, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.

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March 15, 2023 Filed Mar 17, 2023 20:50 UTC
Honore TageDirector
GrantStock Option (right to buy) · Derivative 51,276 $0.00 Strike: $6.39 $0.00
Disclosure

SEC source: 0001209191-23-019714 · doc4.xml · derivative · entry 2

Honore Tage · CIK 0001967946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,276

Underlying: Common Stock · 51,276 shares

Expires 2033-03-14

F2 · derivative.exercise_date: The option vests with respect to 25% of the underlying shares on March 15, 2024, with the balance vesting in equal monthly installments over the next 36 months of continuous service thereafter, provided the Reporting Person provides continuous service to the Issuer through the applicable vesting date.

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March 15, 2023 Filed Mar 17, 2023 20:50 UTC
Honore TageDirector
GrantCommon Stock 26,408 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019714 · doc4.xml · nonDerivative · entry 1

Honore Tage · CIK 0001967946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,408

F1 · shares: Represents shares of common stock underlying a time-based restricted stock unit award ("RSU"). The RSU vests in four (4) equal annual installments with the first annual vest taking place on March 15, 2024, provided the Reporting Person has provided continuous service through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest.

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March 03, 2023 Filed Mar 6, 2023 18:25 UTC
Moran Kevin PatrickSVP, CFO & Treasurer
SaleCommon Stock 5,968 $6.28 $37,498.73
Disclosure

SEC source: 0001209191-23-016461 · doc4.xml · nonDerivative · entry 2

Moran Kevin Patrick · CIK 0001806596 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,926

F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.2455 to $6.3001, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

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March 03, 2023 Filed Mar 6, 2023 23:26 UTC
Williams TimothySVP & General Counsel
SaleCommon Stock 8,301 $6.25 $51,887.06
Disclosure

SEC source: 0001209191-23-016464 · doc4.xml · nonDerivative · entry 2

Williams Timothy · CIK 0001748392 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,513

F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.22 to $6.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

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March 03, 2023 Filed Mar 6, 2023 18:24 UTC
Birznieks GuntherSVP, Business Development
SaleCommon Stock 8,268 $6.26 $51,790.75
Disclosure

SEC source: 0001209191-23-016460 · doc4.xml · nonDerivative · entry 2

Birznieks Gunther · CIK 0001702031 · SVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,980

F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.2301 to $6.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

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March 03, 2023 Filed Mar 6, 2023 23:26 UTC
Wijkstrom JoakimSVP, Chief Marketing Officer
SaleCommon Stock 4,113 $6.32 $25,994.16
Disclosure

SEC source: 0001209191-23-016463 · doc4.xml · nonDerivative · entry 2

Wijkstrom Joakim · CIK 0001785888 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,540

F1 · kind: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to an irrevocable election made by the Reporting Person during an open trading window under a program approved by the Compensation Committee of the Issuer's Board of Directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.