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VIVMARK RESIDENTIAL

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499
SEC CIK
0000906107
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591

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202606
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202607
Sep 202601
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2020 Filed Feb 12, 2020 22:31 UTC
Sorenson Christa LExecutive Vice President
SaleCommon Shares Of Beneficial Interest 2,065 $84.54 $174,575.10
Disclosure

SEC source: 0001127602-20-005108 · form4.xml · nonDerivative · entry 1

Sorenson Christa L · CIK 0001661968 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,939

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 21:20 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $45.78 $0.00
Disclosure

SEC source: 0001127602-20-004614 · form4.xml · derivative · entry 5

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 54,640

Underlying: Common Shares Of Beneficial Interest · 25,000 shares

Expires 2021-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents options which vested in approximately three equal installments on February 7, 2012, February 7, 2013 and February 7, 2014.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 21:20 UTC SaleCommon Shares Of Beneficial Interest 25,000 $84.00 $2,100,000.00
Disclosure

SEC source: 0001127602-20-004614 · form4.xml · nonDerivative · entry 2

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 2,874

F1 · balance_after: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 21:20 UTC Exercise / conversionCommon Shares Of Beneficial Interest 25,000 $45.78 $1,144,500.00
Disclosure

SEC source: 0001127602-20-004614 · form4.xml · nonDerivative · entry 1

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 27,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 21:44 UTC
Brackenridge AlexanderExecutive Vice President
SaleCommon Shares Of Beneficial Interest 2,328 $83.40 $194,155.20
Disclosure

SEC source: 0001127602-20-004011 · form4.xml · nonDerivative · entry 1

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,636

F1 · shares: Represents the sale of shares for the payment of tax liability incurred upon the vesting of restricted shares.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 21:39 UTC
Kaufman IanChief Accounting Officer
SaleCommon Shares Of Beneficial Interest 893 $83.40 $74,476.20
Disclosure

SEC source: 0001127602-20-004010 · form4.xml · nonDerivative · entry 1

Kaufman Ian · CIK 0001381170 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,209

F1 · shares: Represents the sale of shares for the payment of tax liability incurred upon the vesting of restricted shares.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 21:34 UTC
Garechana RobertEVP & Chief Financial Officer
SaleCommon Shares Of Beneficial Interest 845 $83.40 $70,473.00
Disclosure

SEC source: 0001127602-20-004004 · form4.xml · nonDerivative · entry 1

Garechana Robert · CIK 0001750568 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,630

F1 · shares: Represents the sale of shares for the payment of tax liability incurred upon the vesting of restricted shares.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 21:28 UTC
Sorenson Christa LExecutive Vice President
SaleCommon Shares Of Beneficial Interest 164 $83.40 $13,677.60
Disclosure

SEC source: 0001127602-20-003998 · form4.xml · nonDerivative · entry 1

Sorenson Christa L · CIK 0001661968 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,004

F1 · shares: Represents the sale of shares for the payment of tax liability incurred upon the vesting of restricted shares.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 21:24 UTC
Manelis Michael LExecutive Vice President & COO
SaleCommon Shares Of Beneficial Interest 501 $83.40 $41,783.40
Disclosure

SEC source: 0001127602-20-003996 · form4.xml · nonDerivative · entry 1

Manelis Michael L · CIK 0001691784 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,873

F1 · shares: Represents the sale of shares for the payment of tax liability incurred upon the vesting of restricted shares.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:50 UTC
GEORGE ALAN WExecutive Vice President & CIO
GrantRestricted Units · Derivative 18,614 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003527 · form4.xml · derivative · entry 5

GEORGE ALAN W · CIK 0001219715 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,614

Underlying: Common Shares Of Beneficial Interest · 18,614 shares

Expires 2030-01-31

F7 · derivative.exercise_price: On January 31, 2020, the reporting person received a grant of Series 2020C restricted limited partnership interests ("Restricted Units") in ERP Operating Limited Partnership (the "Operating Partnership), the operating partnership of Equity Residential (the "Company"), as an alternative to cash in connection with all or a portion of their performance bonus. Restricted Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to the vesting requirements of the grant and certain other restrictions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The Restricted Units reflected in this report also include any OP Units into which such Restricted Units automatically convert.

F8 · derivative.exercise_date: The Restricted Units vested on January 31, 2020, the date of the grant and remain subject to a two year hold requirement.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:50 UTC
GEORGE ALAN WExecutive Vice President & CIO
GrantRestricted Units · Derivative 8,816 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003527 · form4.xml · derivative · entry 4

GEORGE ALAN W · CIK 0001219715 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,816

Underlying: Common Shares Of Beneficial Interest · 8,816 shares

Expires 2030-01-31

F5 · derivative.exercise_price: On January 31, 2020, the reporting person received a grant of Series 2020B restricted limited partnership interests ("Restricted Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), in lieu of restricted shares of the Company as part of the Company's annual grant of long-term compensation. Restricted Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to the vesting requirements of the grant and certain other restrictions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The Restricted Units reflected in this report also include any OP Units into which such Restricted Units automatically convert.

F6 · derivative.exercise_date: The Restricted Units are scheduled to vest on January 31, 2023.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:50 UTC
GEORGE ALAN WExecutive Vice President & CIO
GrantCommon Shares Of Beneficial Interest 8,376 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003527 · form4.xml · nonDerivative · entry 1

GEORGE ALAN W · CIK 0001219715 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,294

F1 · shares: Represents restricted shares scheduled to vest on January 31, 2023.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:46 UTC
Manelis Michael LExecutive Vice President & COO
GrantRestricted Units · Derivative 2,709 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003522 · form4.xml · derivative · entry 3

Manelis Michael L · CIK 0001691784 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,709

Underlying: Common Shares Of Beneficial Interest · 2,709 shares

Expires 2030-01-31

F4 · derivative.exercise_price: On January 31, 2020, the reporting person received a grant of Series 2020B restricted limited partnership interests ("Restricted Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), in lieu of restricted shares of the Company as part of the Company's annual grant of long-term compensation. Restricted Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to the vesting requirements of the grant and certain other restrictions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The Restricted Units reflected in this report also include any OP Units into which such Restricted Units automatically convert.

F5 · derivative.exercise_date: The Restricted Units are scheduled to vest on January 31, 2023.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:46 UTC
Manelis Michael LExecutive Vice President & COO
GrantNon-qualified Stock Option (Right to Buy) · Derivative 29,580 $0.00 Strike: $83.08 $0.00
Disclosure

SEC source: 0001127602-20-003522 · form4.xml · derivative · entry 2

Manelis Michael L · CIK 0001691784 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,580

Underlying: Common Shares Of Beneficial Interest · 29,580 shares

Expires 2030-01-31

F3 · derivative.exercise_date: Represents share options scheduled to vest in three equal installments on January 31, 2021, January 31, 2022 and January 31, 2023.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:46 UTC
Manelis Michael LExecutive Vice President & COO
GrantCommon Shares Of Beneficial Interest 5,147 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003522 · form4.xml · nonDerivative · entry 1

Manelis Michael L · CIK 0001691784 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,374

F1 · shares: Represents restricted shares scheduled to vest on January 31, 2023.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:41 UTC
Parrell Mark J.Director · President & CEO
GrantRestricted Units · Derivative 30,291 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003521 · form4.xml · derivative · entry 1

Parrell Mark J. · CIK 0001414146 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,291

Underlying: Common Shares Of Beneficial Interest · 30,291 shares

Expires 2030-01-31

F1 · derivative.exercise_price: On January 31, 2020, the reporting person received a grant of Series 2020B restricted limited partnership interests ("Restricted Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), in lieu of restricted shares of the Company as part of the Company's annual grant of long-term compensation. Restricted Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to the vesting requirements of the grant and certain other restrictions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The Restricted Units reflected in this report also include any OP Units into which such Restricted Units automatically convert.

F2 · derivative.exercise_date: The Restricted Units are scheduled to vest on January 31, 2023.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:37 UTC
Sorenson Christa LExecutive Vice President
GrantRestricted Units · Derivative 840 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003520 · form4.xml · derivative · entry 4

Sorenson Christa L · CIK 0001661968 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840

Underlying: Common Shares Of Beneficial Interest · 840 shares

Expires 2030-01-31

F5 · derivative.exercise_price: On January 31, 2020, the reporting person received a grant of Series 2020B restricted limited partnership interests ("Restricted Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), in lieu of restricted shares of the Company as part of the Company's annual grant of long-term compensation. Restricted Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to the vesting requirements of the grant and certain other restrictions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The Restricted Units reflected in this report also include any OP Units into which such Restricted Units automatically convert.

F6 · derivative.exercise_date: The Restricted Units are scheduled to vest on January 31, 2023.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:37 UTC
Sorenson Christa LExecutive Vice President
GrantCommon Shares Of Beneficial Interest 797 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003520 · form4.xml · nonDerivative · entry 1

Sorenson Christa L · CIK 0001661968 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,168

F1 · shares: Represents restricted shares scheduled to vest on January 31, 2023.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:33 UTC
Altshuler BarryExecutive Vice President
GrantRestricted Units · Derivative 3,510 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003517 · form4.xml · derivative · entry 5

Altshuler Barry · CIK 0001633670 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,510

Underlying: Common Shares Of Beneficial Interest · 3,510 shares

Expires 2030-01-31

F7 · derivative.exercise_price: On January 31, 2020, the reporting person received a grant of Series 2020C restricted limited partnership interests ("Restricted Units") in ERP Operating Limited Partnership (the "Operating Partnership), the operating partnership of Equity Residential (the "Company"), as an alternative to cash in connection with all or a portion of their performance bonus. Restricted Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to the vesting requirements of the grant and certain other restrictions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The Restricted Units reflected in this report also include any OP Units into which such Restricted Units automatically convert.

F8 · derivative.exercise_date: The Restricted Units vested on January 31, 2020, the date of the grant and remain subject to a two year hold requirement.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:33 UTC
Altshuler BarryExecutive Vice President
GrantRestricted Units · Derivative 3,801 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003517 · form4.xml · derivative · entry 4

Altshuler Barry · CIK 0001633670 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,801

Underlying: Common Shares Of Beneficial Interest · 3,801 shares

Expires 2030-01-31

F5 · derivative.exercise_price: On January 31, 2020, the reporting person received a grant of Series 2020B restricted limited partnership interests ("Restricted Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), in lieu of restricted shares of the Company as part of the Company's annual grant of long-term compensation. Restricted Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to the vesting requirements of the grant and certain other restrictions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The Restricted Units reflected in this report also include any OP Units into which such Restricted Units automatically convert.

F6 · derivative.exercise_date: The Restricted Units are scheduled to vest on January 31, 2023.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:33 UTC
Altshuler BarryExecutive Vice President
GrantCommon Shares Of Beneficial Interest 6,619 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003517 · form4.xml · nonDerivative · entry 1

Altshuler Barry · CIK 0001633670 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,699

F1 · shares: Represents restricted shares scheduled to vest on January 31, 2023.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:29 UTC
Kaufman IanChief Accounting Officer
GrantNon-qualified Stock Option (Right to Buy) · Derivative 8,991 $0.00 Strike: $83.08 $0.00
Disclosure

SEC source: 0001127602-20-003514 · form4.xml · derivative · entry 3

Kaufman Ian · CIK 0001381170 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,991

Underlying: Common Shares Of Beneficial Interest · 8,991 shares

Expires 2030-01-31

F4 · derivative.exercise_date: Represents share options scheduled to vest in three equal installments on January 31, 2021, January 31, 2022 and January 31, 2023.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:29 UTC
Kaufman IanChief Accounting Officer
GrantCommon Shares Of Beneficial Interest 2,347 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003514 · form4.xml · nonDerivative · entry 1

Kaufman Ian · CIK 0001381170 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,102

F1 · shares: Represents restricted shares scheduled to vest on January 31, 2023.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:24 UTC
Brackenridge AlexanderExecutive Vice President
GrantCommon Shares Of Beneficial Interest 7,522 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003513 · form4.xml · nonDerivative · entry 1

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,964

F1 · shares: Represents restricted shares scheduled to vest on January 31, 2023.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:21 UTC
Fenster ScottEVP & General Counsel
GrantCommon Shares Of Beneficial Interest 3,860 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003508 · form4.xml · nonDerivative · entry 1

Fenster Scott · CIK 0001722913 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,030

F1 · shares: Represents restricted shares scheduled to vest on January 31, 2023.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:17 UTC
Garechana RobertEVP & Chief Financial Officer
GrantNon-qualified Stock Option (Right to Buy) · Derivative 17,520 $0.00 Strike: $83.08 $0.00
Disclosure

SEC source: 0001127602-20-003502 · form4.xml · derivative · entry 3

Garechana Robert · CIK 0001750568 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,520

Underlying: Common Shares Of Beneficial Interest · 17,520 shares

Expires 2030-01-31

F4 · derivative.exercise_date: Represents share options scheduled to vest in three equal installments on January 31, 2021, January 31, 2022 and January 31, 2023.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:17 UTC
Garechana RobertEVP & Chief Financial Officer
GrantCommon Shares Of Beneficial Interest 6,603 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003502 · form4.xml · nonDerivative · entry 1

Garechana Robert · CIK 0001750568 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,475

F1 · shares: Represents restricted shares scheduled to vest on January 31, 2023.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future, which includes restricted shares that the reporting person has elected to defer to the Equity Residential Supplemental Executive Retirement Plan.

Read SEC document
January 27, 2020 Filed Feb 12, 2021 21:30 UTC GiftOperating Partnership Units · Derivative 1,150 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005436 · form5.xml · derivative · entry 7

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,090

Underlying: Common Shares Of Beneficial Interest · 1,150 shares

Expires not disclosed

F5 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F5 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

Read SEC document
January 27, 2020 Filed Feb 12, 2021 21:30 UTC GiftOperating Partnership Units · Derivative 1,150 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005436 · form5.xml · derivative · entry 6

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Grantor Trusts E

Disclosed balance after: 10,208

Underlying: Common Shares Of Beneficial Interest · 1,150 shares

Expires not disclosed

F4 · shares: This transaction involved a gift of OP Units by a grantor retained annuity trust to the reporting person.

F5 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F5 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F7 · balance_after: Represents OP Units beneficially owned by grantor retained annuity trusts for the benefit of the reporting person's daughter. The inclusion of these OP Units in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 27, 2020 Filed Feb 12, 2021 21:30 UTC GiftOperating Partnership Units · Derivative 1,150 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005436 · form5.xml · derivative · entry 5

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,090

Underlying: Common Shares Of Beneficial Interest · 1,150 shares

Expires not disclosed

F5 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F5 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

Read SEC document
January 27, 2020 Filed Feb 12, 2021 21:30 UTC GiftOperating Partnership Units · Derivative 1,150 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005436 · form5.xml · derivative · entry 4

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Grantor Trusts B

Disclosed balance after: 10,208

Underlying: Common Shares Of Beneficial Interest · 1,150 shares

Expires not disclosed

F4 · shares: This transaction involved a gift of OP Units by a grantor retained annuity trust to the reporting person.

F5 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F5 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F6 · balance_after: Represents OP Units beneficially owned by grantor retained annuity trusts for the benefit of the reporting person's son. The inclusion of these OP Units in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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January 16, 2020 Filed Jan 21, 2020 21:53 UTC
ZELL SAMUELDirector · Chairman of the Board
GrantRestricted Units · Derivative 68,780 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002090 · form4.xml · derivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,780

Underlying: Common Shares Of Beneficial Interest · 68,780 shares

Expires 2027-01-01

F1 · derivative.exercise_price: Represents restricted limited partnership interests ("Restricted Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), retained in connection with the settlement of an award under the Company's 2017 Long-Term Incentive Plan. Restricted Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Such target has been reached and these Restricted Units have converted to OP Units. Subject to the vesting requirements of the grant and certain other conditions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or cash value of such shares, at the Company's option.

F2 · derivative.exercise_date: The Restricted Units are scheduled to vest on January 30, 2020.

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January 16, 2020 Filed Jan 21, 2020 21:48 UTC
GEORGE ALAN WExecutive Vice President & CIO
GrantCommon Shares Of Beneficial Interest 24,915 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002087 · form4.xml · nonDerivative · entry 1

GEORGE ALAN W · CIK 0001219715 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,918

F1 · shares: Represents restricted shares of Equity Residential (the "Company") issued in connection with the settlement of an award under the Company's 2017 Long-Term Incentive Plan which are scheduled to vest on January 30, 2020.

F2 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future.

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January 16, 2020 Filed Jan 21, 2020 21:43 UTC
Parrell Mark J.Director · President & CEO
GrantRestricted Units · Derivative 25,395 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002084 · form4.xml · derivative · entry 1

Parrell Mark J. · CIK 0001414146 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,395

Underlying: Common Shares Of Beneficial Interest · 25,395 shares

Expires 2027-01-01

F1 · derivative.exercise_price: Represents restricted limited partnership interests ("Restricted Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), retained in connection with the settlement of an award under the Company's 2017 Long-Term Incentive Plan. Restricted Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Such target has been reached and these Restricted Units have converted to OP Units. Subject to the vesting requirements of the grant and certain other conditions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or cash value of such shares, at the Company's option.

F2 · derivative.exercise_date: The Restricted Units are scheduled to vest on January 30, 2020.

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January 16, 2020 Filed Jan 21, 2020 21:34 UTC GrantRestricted Units · Derivative 76,188 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002082 · form4.xml · derivative · entry 1

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,188

Underlying: Common Shares Of Beneficial Interest · 76,188 shares

Expires 2027-01-01

F1 · derivative.exercise_price: Represents restricted limited partnership interests ("Restricted Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), retained in connection with the settlement of an award under the Company's 2017 Long-Term Incentive Plan. Restricted Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Such target has been reached and these Restricted Units have converted to OP Units. Subject to the vesting requirements of the grant and certain other conditions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or cash value of such shares, at the Company's option.

F2 · derivative.exercise_date: The Restricted Units are scheduled to vest on January 30, 2020.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 21:38 UTC
Sorenson Christa LExecutive Vice President
GrantRestricted Units · Derivative 2,538 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002083 · form4.xml · derivative · entry 1

Sorenson Christa L · CIK 0001661968 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,538

Underlying: Common Shares Of Beneficial Interest · 2,538 shares

Expires 2027-01-01

F1 · derivative.exercise_price: Represents restricted limited partnership interests ("Restricted Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), retained in connection with the settlement of an award under the Company's 2017 Long-Term Incentive Plan. Restricted Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Such target has been reached and these Restricted Units have converted to OP Units. Subject to the vesting requirements of the grant and certain other conditions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or cash value of such shares, at the Company's option.

F2 · derivative.exercise_date: The Restricted Units are scheduled to vest on January 30, 2020.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:22 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 2,376 $0.00 Strike: $28.10 $0.00
Disclosure

SEC source: 0001127602-20-000683 · form4.xml · derivative · entry 7

SHAPIRO MARK S · CIK 0001345978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares Of Beneficial Interest · 2,376 shares

Expires 2020-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents share options which vested in approximately three equal installments on February 5, 2011, February 5, 2012 and February 5, 2013.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:22 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 918 $0.00 Strike: $28.10 $0.00
Disclosure

SEC source: 0001127602-20-000683 · form4.xml · derivative · entry 6

SHAPIRO MARK S · CIK 0001345978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares Of Beneficial Interest · 918 shares

Expires 2020-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents share options which vested in approximately three equal installments on February 5, 2011, February 5, 2012 and February 5, 2013.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:22 UTC SaleCommon Shares Of Beneficial Interest 2,376 $81.05 $192,574.80
Disclosure

SEC source: 0001127602-20-000683 · form4.xml · nonDerivative · entry 4

SHAPIRO MARK S · CIK 0001345978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,947

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:22 UTC Exercise / conversionCommon Shares Of Beneficial Interest 2,376 $28.10 $66,765.60
Disclosure

SEC source: 0001127602-20-000683 · form4.xml · nonDerivative · entry 3

SHAPIRO MARK S · CIK 0001345978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:22 UTC SaleCommon Shares Of Beneficial Interest 918 $81.06 $74,413.08
Disclosure

SEC source: 0001127602-20-000683 · form4.xml · nonDerivative · entry 2

SHAPIRO MARK S · CIK 0001345978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,947

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:22 UTC Exercise / conversionCommon Shares Of Beneficial Interest 918 $28.10 $25,795.80
Disclosure

SEC source: 0001127602-20-000683 · form4.xml · nonDerivative · entry 1

SHAPIRO MARK S · CIK 0001345978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 21:26 UTC
ZELL SAMUELDirector · Chairman of the Board
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 161,787 $0.00 Strike: $28.10 $0.00
Disclosure

SEC source: 0001127602-19-034364 · form4.xml · derivative · entry 13

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares Of Beneficial Interest · 161,787 shares

Expires 2020-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Represents share options which vested in approximately three equal installments on February 5, 2011, February 5, 2012 and February 5, 2013.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 21:26 UTC
ZELL SAMUELDirector · Chairman of the Board
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 81,300 $0.00 Strike: $28.10 $0.00
Disclosure

SEC source: 0001127602-19-034364 · form4.xml · derivative · entry 12

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,787

Underlying: Common Shares Of Beneficial Interest · 81,300 shares

Expires 2020-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Represents share options which vested in approximately three equal installments on February 5, 2011, February 5, 2012 and February 5, 2013.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 21:26 UTC
ZELL SAMUELDirector · Chairman of the Board
Exercise / conversionCommon Shares Of Beneficial Interest 161,787 $28.10 $4,546,214.70
Disclosure

SEC source: 0001127602-19-034364 · form4.xml · nonDerivative · entry 3

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 21:26 UTC
ZELL SAMUELDirector · Chairman of the Board
SaleCommon Shares Of Beneficial Interest 81,300 $84.07 $6,834,891.00
Disclosure

SEC source: 0001127602-19-034364 · form4.xml · nonDerivative · entry 2

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,679

F1 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $83.90 to $84.34. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 21:26 UTC
ZELL SAMUELDirector · Chairman of the Board
Exercise / conversionCommon Shares Of Beneficial Interest 81,300 $28.10 $2,284,530.00
Disclosure

SEC source: 0001127602-19-034364 · form4.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2019 Filed Feb 13, 2020 21:29 UTC
Sorenson Christa LExecutive Vice President
GiftCommon Shares Of Beneficial Interest 583 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005312 · form5.xml · nonDerivative · entry 1

Sorenson Christa L · CIK 0001661968 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,788

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 21:24 UTC
Manelis Michael LExecutive Vice President & COO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 3,200 $0.00 Strike: $60.76 $0.00
Disclosure

SEC source: 0001127602-19-033585 · form4.xml · derivative · entry 6

Manelis Michael L · CIK 0001691784 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares Of Beneficial Interest · 3,200 shares

Expires 2027-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents share options which vested on February 2, 2017.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 21:24 UTC
Manelis Michael LExecutive Vice President & COO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 1,075 $0.00 Strike: $48.13 $0.00
Disclosure

SEC source: 0001127602-19-033585 · form4.xml · derivative · entry 5

Manelis Michael L · CIK 0001691784 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares Of Beneficial Interest · 1,075 shares

Expires 2024-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents share options which vested on February 6, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.