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VMRK

VIVMARK RESIDENTIAL

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499
SEC CIK
0000906107
Parsed reports
591

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202606
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202607
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2020 Filed Feb 12, 2021 21:30 UTC GiftNon-qualified Stock Option (Right to Buy) · Derivative 136,564 $0.00 Strike: $48.13 $0.00
Disclosure

SEC source: 0001127602-21-005436 · form5.xml · derivative · entry 14

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares Of Beneficial Interest · 136,564 shares

Expires 2024-02-06

F12 · shares: This transaction involved a gift of securities by the reporting person to a limited liability company of which the reporting person is sole member.

F15 · derivative.exercise_date: Represents share options which vested in three equal installments on February 6, 2015, February 6, 2016 and February 6, 2017.

Read SEC document
November 30, 2020 Filed Feb 12, 2021 21:30 UTC GiftNon-qualified Stock Option (Right to Buy) · Derivative 136,564 $0.00 Strike: $48.13 $0.00
Disclosure

SEC source: 0001127602-21-005436 · form5.xml · derivative · entry 13

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · NSP LLC

Disclosed balance after: 136,564

Underlying: Common Shares Of Beneficial Interest · 136,564 shares

Expires 2024-02-06

F15 · derivative.exercise_date: Represents share options which vested in three equal installments on February 6, 2015, February 6, 2016 and February 6, 2017.

F14 · balance_after: Represents share options beneficially owned by a limited liability company, of which the reporting person is the sole member.

Read SEC document
November 30, 2020 Filed Feb 12, 2021 21:30 UTC GiftNon-qualified Stock Option (Right to Buy) · Derivative 169,473 $0.00 Strike: $46.72 $0.00
Disclosure

SEC source: 0001127602-21-005436 · form5.xml · derivative · entry 12

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · NSP LLC

Disclosed balance after: 169,473

Underlying: Common Shares Of Beneficial Interest · 169,473 shares

Expires 2023-02-07

F13 · derivative.exercise_date: Represents options which vested in approximately three equal installments on February 7, 2014, February 7, 2015 and February 7, 2016.

F14 · balance_after: Represents share options beneficially owned by a limited liability company, of which the reporting person is the sole member.

Read SEC document
November 30, 2020 Filed Feb 12, 2021 21:30 UTC GiftNon-qualified Stock Option (Right to Buy) · Derivative 169,473 $0.00 Strike: $46.72 $0.00
Disclosure

SEC source: 0001127602-21-005436 · form5.xml · derivative · entry 11

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares Of Beneficial Interest · 169,473 shares

Expires 2023-02-07

F12 · shares: This transaction involved a gift of securities by the reporting person to a limited liability company of which the reporting person is sole member.

F13 · derivative.exercise_date: Represents options which vested in approximately three equal installments on February 7, 2014, February 7, 2015 and February 7, 2016.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:11 UTC
Fenster ScottEVP & General Counsel
GrantCommon Shares Of Beneficial Interest 531 $47.08 $24,999.48
Disclosure

SEC source: 0001127602-20-029424 · form4.xml · nonDerivative · entry 1

Fenster Scott · CIK 0001722913 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,210

F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:17 UTC GrantCommon Shares Of Beneficial Interest 2,124 $47.08 $99,997.92
Disclosure

SEC source: 0001127602-20-029427 · form4.xml · nonDerivative · entry 1

STERRETT STEPHEN E · CIK 0001235739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,744

F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:07 UTC
Kaufman IanChief Accounting Officer
GrantCommon Shares Of Beneficial Interest 38 $47.08 $1,789.04
Disclosure

SEC source: 0001127602-20-029422 · form4.xml · nonDerivative · entry 1

Kaufman Ian · CIK 0001381170 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,429

F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
August 14, 2020 Filed Aug 18, 2020 21:23 UTC GrantCommon Shares Of Beneficial Interest 2,163 $46.23 $99,995.49
Disclosure

SEC source: 0001127602-20-023845 · form4.xml · nonDerivative · entry 1

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,147

F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
August 14, 2020 Filed Aug 18, 2020 20:41 UTC GrantCommon Shares Of Beneficial Interest 2,163 $46.23 $99,995.49
Disclosure

SEC source: 0001127602-20-023822 · form4.xml · nonDerivative · entry 1

SHAPIRO MARK S · CIK 0001345978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,110

F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan.

Read SEC document
August 14, 2020 Filed Aug 18, 2020 20:37 UTC
NEAL JOHN EDirector
GrantCommon Shares Of Beneficial Interest 2,163 $46.23 $99,995.49
Disclosure

SEC source: 0001127602-20-023820 · form4.xml · nonDerivative · entry 1

NEAL JOHN E · CIK 0001250232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,392

F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan.

Read SEC document
August 14, 2020 Filed Aug 18, 2020 20:24 UTC
Kaufman IanChief Accounting Officer
GrantCommon Shares Of Beneficial Interest 38 $46.23 $1,756.74
Disclosure

SEC source: 0001127602-20-023814 · form4.xml · nonDerivative · entry 1

Kaufman Ian · CIK 0001381170 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,391

F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
August 14, 2020 Filed Aug 18, 2020 20:19 UTC
Fenster ScottEVP & General Counsel
GrantCommon Shares Of Beneficial Interest 648 $46.23 $29,957.04
Disclosure

SEC source: 0001127602-20-023812 · form4.xml · nonDerivative · entry 1

Fenster Scott · CIK 0001722913 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,679

F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 22:08 UTC GrantCommon Shares Of Beneficial Interest 2,739 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-018009 · doc4.xml · nonDerivative · entry 1

STERRETT STEPHEN E · CIK 0001235739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,736

F1 · shares: Represents restricted shares granted for prospective service from the 2020 Annual Meeting of Shareholders to the 2021 Annual Meeting of Shareholders which are scheduled to vest on June 25, 2021.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 22:07 UTC
BYNOE LINDADirector
GrantCommon Shares Of Beneficial Interest 2,739 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-018008 · doc4.xml · nonDerivative · entry 1

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,725

F1 · shares: Represents restricted shares granted for prospective service from the 2020 Annual Meeting of Shareholders to the 2021 Annual Meeting of Shareholders which are scheduled to vest on June 25, 2021.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 22:07 UTC
NEAL JOHN EDirector
GrantNonqualified Stock Option (Right to Buy) · Derivative 29,250 $0.00 Strike: $58.40 $0.00
Disclosure

SEC source: 0000899243-20-018007 · doc4.xml · derivative · entry 1

NEAL JOHN E · CIK 0001250232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,250

Underlying: Common Shares Of Beneficial Interest · 29,250 shares

Expires 2030-06-25

F1 · shares: Represents share options granted for prospective service from the 2020 Annual Meeting of Shareholders to the 2021 Annual Meeting of Shareholders.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 22:03 UTC GrantRestricted Units · Derivative 2,936 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-018003 · doc4.xml · derivative · entry 1

Huque Tahsinul Zia · CIK 0001794630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,936

Underlying: Common Shares Of Beneficial Interest · 2,936 shares

Expires 2030-06-25

F1 · derivative.exercise_price: On June 25, 2020, the reporting person elected to receive a grant of Series 2020D restricted limited partnership interests ("Restricted Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), in connection with the Company's annual grant of long-term compensation for prospective service from the 2020 Annual Meeting of Shareholders to the 2021 Annual Meeting of Shareholders. Restricted Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance).

F2 · derivative.exercise_price: (Continue from footnote 1) Subject to the vesting requirements of the grant and certain other restrictions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The Restricted Units reflected in this report also include any OP Units into which such Restricted Units automatically convert.

F3 · derivative.exercise_date: The Restricted Units are scheduled to vest on June 25, 2021. In addition, the Restricted Units (including any OP Units into which they may automatically convert) are subject to a holding restriction until June 25, 2022.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 22:04 UTC GrantCommon Shares Of Beneficial Interest 2,739 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-018004 · doc4.xml · nonDerivative · entry 1

HABEN MARY KAY · CIK 0001190910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,330

F1 · shares: Represents restricted shares granted for prospective service from the 2020 Annual Meeting of Shareholders to the 2021 Annual Meeting of Shareholders which are scheduled to vest on June 25, 2021.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 21:22 UTC GrantCommon Shares Of Beneficial Interest 2,739 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-017988 · doc4.xml · nonDerivative · entry 1

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,100

F1 · shares: Represents restricted shares granted for prospective service from the 2020 Annual Meeting of Shareholders to the 2021 Annual Meeting of Shareholders which are scheduled to vest on June 25, 2021.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 20:27 UTC GrantNonqualified Stock Option (Right to Buy) · Derivative 29,250 $0.00 Strike: $58.40 $0.00
Disclosure

SEC source: 0000899243-20-017961 · doc4.xml · derivative · entry 1

SHAPIRO MARK S · CIK 0001345978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,250

Underlying: Common Shares Of Beneficial Interest · 29,250 shares

Expires 2030-06-25

F1 · shares: Represents share options granted for prospective service from the 2020 Annual Meeting of Shareholders to the 2021 Annual Meeting of Shareholders.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 21:10 UTC GrantCommon Shares Of Beneficial Interest 2,739 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-017986 · doc4.xml · nonDerivative · entry 1

DUCKWORTH CONNIE K · CIK 0001180940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,599

F1 · shares: Represents restricted shares granted for prospective service from the 2020 Annual Meeting of Shareholders to the 2021 Annual Meeting of Shareholders which are scheduled to vest on June 25, 2021.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 20:26 UTC GrantNonqualified Stock Option (Right to Buy) · Derivative 29,250 $0.00 Strike: $58.40 $0.00
Disclosure

SEC source: 0000899243-20-017960 · doc4.xml · derivative · entry 1

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,250

Underlying: Common Shares Of Beneficial Interest · 29,250 shares

Expires 2030-06-25

F1 · shares: Represents share options granted for prospective service from the 2020 Annual Meeting of Shareholders to the 2021 Annual Meeting of Shareholders.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 20:16 UTC GrantCommon Shares Of Beneficial Interest 2,739 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-017955 · doc4.xml · nonDerivative · entry 1

Bennett Raymond · CIK 0001757732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,358

F1 · shares: Represents restricted shares granted for prospective service from the 2020 Annual Meeting of Shareholders to the 2021 Annual Meeting of Shareholders which are scheduled to vest on June 25, 2021.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
May 19, 2020 Filed Feb 12, 2021 21:30 UTC GiftOperating Partnership Units · Derivative 100,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005436 · form5.xml · derivative · entry 10

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · LLC

Disclosed balance after: 100,000

Underlying: Common Shares Of Beneficial Interest · 100,000 shares

Expires not disclosed

F10 · shares: The reporting person transferred, by gift, (a) 50% of his limited liability company (LLC) interests to a grantor retained annuity trust for the benefit of his children and (b) 50% of his LLC interests to a trust for the benefit of the reporting person's wife. The reporting person is the manager of the LLC.

F5 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F5 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F11 · balance_after: Represents OP Units beneficially owned by a limited liability company, of which the reporting person is the manager.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:36 UTC
Kaufman IanChief Accounting Officer
GrantCommon Shares Of Beneficial Interest 26 $48.89 $1,271.14
Disclosure

SEC source: 0001127602-20-016942 · form4.xml · nonDerivative · entry 1

Kaufman Ian · CIK 0001381170 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,352

F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:28 UTC
GEORGE ALAN WExecutive Vice President & CIO
GrantCommon Shares Of Beneficial Interest 2,045 $48.89 $99,980.05
Disclosure

SEC source: 0001127602-20-016925 · form4.xml · nonDerivative · entry 1

GEORGE ALAN W · CIK 0001219715 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,339

F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:21 UTC
Altshuler BarryExecutive Vice President
GrantCommon Shares Of Beneficial Interest 2,045 $48.89 $99,980.05
Disclosure

SEC source: 0001127602-20-016913 · form4.xml · nonDerivative · entry 1

Altshuler Barry · CIK 0001633670 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,744

F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
March 31, 2020 Filed Feb 12, 2021 21:30 UTC GiftNon-qualified Stock Option (Right to Buy) · Derivative 57,525 $0.00 Strike: $51.34 $0.00
Disclosure

SEC source: 0001127602-21-005436 · form5.xml · derivative · entry 9

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 276,125

Underlying: Common Shares Of Beneficial Interest · 57,525 shares

Expires 2022-02-03

F1 · shares: The reporting person transferred, by gift, 20.833% of his limited partnership interests in the family limited partnership to a family trust.

F9 · derivative.exercise_date: Represents options which vested in three equal installments on February 3, 2013, February 3, 2014 and February 3, 2015.

F8 · balance_after: Represents share options beneficially owned by a family limited partnership, of which the reporting person is the general partner.

Read SEC document
March 31, 2020 Filed Feb 12, 2021 21:30 UTC GiftNon-qualified Stock Option (Right to Buy) · Derivative 106,380 $0.00 Strike: $45.28 $0.00
Disclosure

SEC source: 0001127602-21-005436 · form5.xml · derivative · entry 8

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 510,633

Underlying: Common Shares Of Beneficial Interest · 106,380 shares

Expires 2021-09-23

F1 · shares: The reporting person transferred, by gift, 20.833% of his limited partnership interests in the family limited partnership to a family trust.

F8 · balance_after: Represents share options beneficially owned by a family limited partnership, of which the reporting person is the general partner.

Read SEC document
March 31, 2020 Filed Feb 12, 2021 21:30 UTC GiftCommon Shares Of Beneficial Interest 598 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005436 · form5.xml · nonDerivative · entry 1

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 2,874

F1 · shares: The reporting person transferred, by gift, 20.833% of his limited partnership interests in the family limited partnership to a family trust.

F2 · balance_after: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:09 UTC
Garechana RobertEVP & Chief Financial Officer
GrantCommon Shares Of Beneficial Interest 392 $63.84 $25,025.28
Disclosure

SEC source: 0001127602-20-009110 · form4.xml · nonDerivative · entry 1

Garechana Robert · CIK 0001750568 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,022

F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:12 UTC
ZELL SAMUELDirector · Chairman of the Board
GrantCommon Shares Of Beneficial Interest 1,566 $63.84 $99,973.44
Disclosure

SEC source: 0001127602-20-009116 · form4.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,032

F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:06 UTC
Kaufman IanChief Accounting Officer
GrantCommon Shares Of Beneficial Interest 117 $63.84 $7,469.28
Disclosure

SEC source: 0001127602-20-009106 · form4.xml · nonDerivative · entry 1

Kaufman Ian · CIK 0001381170 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,326

F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:43 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 29,640 $0.00 Strike: $45.78 $0.00
Disclosure

SEC source: 0001127602-20-006698 · form4.xml · derivative · entry 5

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 0

Underlying: Common Shares Of Beneficial Interest · 29,640 shares

Expires 2021-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents options which vested in approximately three equal installments on February 7, 2012, February 7, 2013 and February 7, 2014.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:43 UTC SaleCommon Shares Of Beneficial Interest 29,640 $85.66 $2,538,962.40
Disclosure

SEC source: 0001127602-20-006698 · form4.xml · nonDerivative · entry 2

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 2,874

F2 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $85.54 to $85.74. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · balance_after: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:43 UTC Exercise / conversionCommon Shares Of Beneficial Interest 29,640 $45.78 $1,356,919.20
Disclosure

SEC source: 0001127602-20-006698 · form4.xml · nonDerivative · entry 1

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 32,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:36 UTC
Parrell Mark J.Director · President & CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $60.33 $0.00
Disclosure

SEC source: 0001127602-20-006688 · form4.xml · derivative · entry 5

Parrell Mark J. · CIK 0001414146 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,975

Underlying: Common Shares Of Beneficial Interest · 50,000 shares

Expires 2028-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents share options scheduled to vest in three equal installments on February 1, 2019, February 1, 2020 and February 1, 2021.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:36 UTC
Parrell Mark J.Director · President & CEO
SaleCommon Shares Of Beneficial Interest 50,000 $85.42 $4,271,000.00
Disclosure

SEC source: 0001127602-20-006688 · form4.xml · nonDerivative · entry 2

Parrell Mark J. · CIK 0001414146 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,397

F1 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $85.32 to $85.63. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:36 UTC
Parrell Mark J.Director · President & CEO
Exercise / conversionCommon Shares Of Beneficial Interest 50,000 $60.33 $3,016,500.00
Disclosure

SEC source: 0001127602-20-006688 · form4.xml · nonDerivative · entry 1

Parrell Mark J. · CIK 0001414146 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:24 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $45.78 $0.00
Disclosure

SEC source: 0001127602-20-006043 · form4.xml · derivative · entry 5

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 29,640

Underlying: Common Shares Of Beneficial Interest · 25,000 shares

Expires 2021-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents options which vested in approximately three equal installments on February 7, 2012, February 7, 2013 and February 7, 2014.

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February 13, 2020 Filed Feb 18, 2020 21:24 UTC SaleCommon Shares Of Beneficial Interest 25,000 $85.20 $2,130,000.00
Disclosure

SEC source: 0001127602-20-006043 · form4.xml · nonDerivative · entry 2

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 2,874

F2 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $85.17 to $85.34. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · balance_after: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.

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February 13, 2020 Filed Feb 18, 2020 21:24 UTC Exercise / conversionCommon Shares Of Beneficial Interest 25,000 $45.78 $1,144,500.00
Disclosure

SEC source: 0001127602-20-006043 · form4.xml · nonDerivative · entry 1

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 27,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.

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February 13, 2020 Filed Feb 18, 2020 21:20 UTC
Garechana RobertEVP & Chief Financial Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 9,419 $0.00 Strike: $60.76 $0.00
Disclosure

SEC source: 0001127602-20-006032 · form4.xml · derivative · entry 10

Garechana Robert · CIK 0001750568 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares Of Beneficial Interest · 9,419 shares

Expires 2027-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Represents share options which vested in approximately three equal installments on February 2, 2018, February 2, 2019 and February 2, 2020.

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February 13, 2020 Filed Feb 18, 2020 21:20 UTC
Garechana RobertEVP & Chief Financial Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 2,128 $0.00 Strike: $48.13 $0.00
Disclosure

SEC source: 0001127602-20-006032 · form4.xml · derivative · entry 9

Garechana Robert · CIK 0001750568 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares Of Beneficial Interest · 2,128 shares

Expires 2024-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents share options which vested in approximately three equal installments on February 6, 2015, February 6, 2016 and February 6, 2017.

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February 13, 2020 Filed Feb 18, 2020 21:20 UTC
Garechana RobertEVP & Chief Financial Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 3,032 $0.00 Strike: $48.06 $0.00
Disclosure

SEC source: 0001127602-20-006032 · form4.xml · derivative · entry 8

Garechana Robert · CIK 0001750568 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares Of Beneficial Interest · 3,032 shares

Expires 2023-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents share options which vested in approximately three equal installments on March 14, 2014, March 14, 2015 and March 14, 2016.

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February 13, 2020 Filed Feb 18, 2020 21:20 UTC
Garechana RobertEVP & Chief Financial Officer
SaleCommon Shares Of Beneficial Interest 9,419 $85.17 $802,216.23
Disclosure

SEC source: 0001127602-20-006032 · form4.xml · nonDerivative · entry 6

Garechana Robert · CIK 0001750568 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,630

F3 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $85.14 to $85.22. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

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February 13, 2020 Filed Feb 18, 2020 21:20 UTC
Garechana RobertEVP & Chief Financial Officer
Exercise / conversionCommon Shares Of Beneficial Interest 9,419 $60.76 $572,298.44
Disclosure

SEC source: 0001127602-20-006032 · form4.xml · nonDerivative · entry 5

Garechana Robert · CIK 0001750568 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

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February 13, 2020 Filed Feb 18, 2020 21:20 UTC
Garechana RobertEVP & Chief Financial Officer
SaleCommon Shares Of Beneficial Interest 2,128 $85.23 $181,369.44
Disclosure

SEC source: 0001127602-20-006032 · form4.xml · nonDerivative · entry 4

Garechana Robert · CIK 0001750568 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,630

F2 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $85.23 to $85.24. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

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February 13, 2020 Filed Feb 18, 2020 21:20 UTC
Garechana RobertEVP & Chief Financial Officer
Exercise / conversionCommon Shares Of Beneficial Interest 2,128 $48.13 $102,420.64
Disclosure

SEC source: 0001127602-20-006032 · form4.xml · nonDerivative · entry 3

Garechana Robert · CIK 0001750568 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:20 UTC
Garechana RobertEVP & Chief Financial Officer
SaleCommon Shares Of Beneficial Interest 3,032 $85.23 $258,417.36
Disclosure

SEC source: 0001127602-20-006032 · form4.xml · nonDerivative · entry 2

Garechana Robert · CIK 0001750568 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,630

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:20 UTC
Garechana RobertEVP & Chief Financial Officer
Exercise / conversionCommon Shares Of Beneficial Interest 3,032 $48.06 $145,717.92
Disclosure

SEC source: 0001127602-20-006032 · form4.xml · nonDerivative · entry 1

Garechana Robert · CIK 0001750568 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.