Tapewire

Nasdaq · USD

VKTX

Viking Therapeutics, Inc.

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Tapewire entity
4067
SEC CIK
0001607678
Parsed reports
183

Last 12 months

Inside the activity.

1 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 2026013
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202603
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2023 Filed Jan 4, 2023 23:24 UTC
Lian BrianDirector · President & CEO
GrantStock Option (Right to Buy) · Derivative 600,000 $0.00 Strike: $8.52 $0.00
Disclosure

SEC source: 0001209191-23-001340 · doc4.xml · derivative · entry 6

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2033-01-03

F6 · derivative.exercise_date: 25% of the shares subject to the option will vest on each anniversary of the grant date.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:24 UTC
Lian BrianDirector · President & CEO
Tax withholdingCommon Stock, par value $0.00001 per share 68,252 $8.52 $581,507.04
Disclosure

SEC source: 0001209191-23-001340 · doc4.xml · nonDerivative · entry 4

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,301,582

F5 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations upon the vesting of certain shares of restricted stock units.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:24 UTC
Lian BrianDirector · President & CEO
GrantCommon Stock, par value $0.00001 per share 266,667 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001340 · doc4.xml · nonDerivative · entry 3

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,369,834

F4 · shares: Represents a restricted stock unit award ("RSU") of common stock under the Issuer's 2014 Equity Incentive Plan. One-third of the shares subject to the RSU shall vest on each one year anniversary of the grant date of the award.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:11 UTC GrantStock Option (Right to Buy) · Derivative 22,000 $0.00 Strike: $8.52 $0.00
Disclosure

SEC source: 0001209191-23-001310 · doc4.xml · derivative · entry 1

Rouan Sarah Kathryn · CIK 0001761366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2033-01-03

Read SEC document
December 30, 2022 Filed Jan 4, 2023 18:25 UTC
ZANTE GREGChief Financial Officer
Tax withholdingCommon Stock, par value $0.00001 per share 19,697 $9.40 $185,151.80
Disclosure

SEC source: 0001209191-23-001343 · doc4.xml · nonDerivative · entry 2

ZANTE GREG · CIK 0001264949 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,031

F3 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of certain shares of common stock subject to certain performance restricted stock units.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 18:25 UTC
ZANTE GREGChief Financial Officer
GrantCommon Stock, par value $0.00001 per share 20,233 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001343 · doc4.xml · nonDerivative · entry 1

ZANTE GREG · CIK 0001264949 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,728

F1 · shares: The reported securities were subject to a performance restricted stock unit award that was granted on January 3, 2019, 66.67% of which vested on December 30, 2022 upon the achievement of two non-financial performance goals and a performance restricted stock unit award that was granted on January 4, 2021, 33.33% of which vested on December 30, 2022 upon the achievement of a non-financial performance goal.

F2 · balance_after: Includes 1,080 shares acquired on May 20, 2022 and 1,111 shares acquired on November 18, 2022 pursuant to the Issuer's 2014 Employee Stock Purchase Plan.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 23:24 UTC
Mancini MariannaChief Operating Officer
Tax withholdingCommon Stock, par value $0.00001 per share 12,773 $9.40 $120,066.20
Disclosure

SEC source: 0001209191-23-001342 · doc4.xml · nonDerivative · entry 2

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,533

F3 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of certain shares of common stock subject to certain performance restricted stock units.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 23:24 UTC
Mancini MariannaChief Operating Officer
GrantCommon Stock, par value $0.00001 per share 23,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001342 · doc4.xml · nonDerivative · entry 1

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,306

F1 · shares: The reported securities were subject to a performance restricted stock unit award that was granted on January 3, 2019, 66.67% of which vested on December 30, 2022 upon the achievement of two non-financial performance goals and a performance restricted stock unit award that was granted on January 4, 2021, 33.33% of which vested on December 30, 2022 upon the achievement of a non-financial performance goal.

F2 · balance_after: Includes 4,545 shares acquired on May 20, 2022 and 6,566 shares acquired on November 18, 2022 pursuant to the Issuer's 2014 Employee Stock Purchase Plan

Read SEC document
December 30, 2022 Filed Jan 4, 2023 23:24 UTC
Lian BrianDirector · President & CEO
Tax withholdingCommon Stock, par value $0.00001 per share 66,127 $9.40 $621,593.80
Disclosure

SEC source: 0001209191-23-001340 · doc4.xml · nonDerivative · entry 2

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,103,167

F3 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of certain shares of common stock subject to certain performance restricted stock units.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 23:24 UTC
Lian BrianDirector · President & CEO
GrantCommon Stock, par value $0.00001 per share 121,667 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001340 · doc4.xml · nonDerivative · entry 1

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,169,294

F1 · shares: The reported securities were subject to a performance restricted stock unit award that was granted on January 3, 2019, 66.67% of which vested on December 30, 2022 upon the achievement of two non-financial performance goals and a performance restricted stock unit award that was granted on January 4, 2021, 33.33% of which vested on December 30, 2022 upon the achievement of a non-financial performance goal.

F2 · balance_after: Includes 4,545 shares acquired on May 20, 2022 and 6,396 shares acquired on November 18, 2022 pursuant to the Issuer's 2014 Employee Stock Purchase Plan.

Read SEC document
May 02, 2022 Filed May 3, 2022 20:12 UTC PurchaseCommon Stock, par value $0.00001 per share 45,000 $2.47 $111,195.00
Disclosure

SEC source: 0001209191-22-026674 · doc4.xml · nonDerivative · entry 1

FOEHR MATTHEW W · CIK 0001237556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,250

Read SEC document
January 15, 2022 Filed Feb 11, 2022 23:34 UTC
Mancini MariannaChief Operating Officer
Tax withholdingCommon Stock, par value $0.00001 per share 827 $4.24 $3,506.48
Disclosure

SEC source: 0001209191-22-008999 · doc4.xml · nonDerivative · entry 1

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,695

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations upon the vesting of certain shares of restricted stock units.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 19:13 UTC
ZANTE GREGChief Financial Officer
Tax withholdingCommon Stock, par value $0.00001 per share 8,835 $4.62 $40,817.70
Disclosure

SEC source: 0001209191-22-001988 · doc4.xml · nonDerivative · entry 3

ZANTE GREG · CIK 0001264949 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,304

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations upon the vesting of certain shares of restricted stock units.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 00:12 UTC
Mancini MariannaChief Operating Officer
Tax withholdingCommon Stock, par value $0.00001 per share 11,845 $4.62 $54,723.90
Disclosure

SEC source: 0001209191-22-001987 · doc4.xml · nonDerivative · entry 3

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,522

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations upon the vesting of certain shares of restricted stock units.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 00:12 UTC
Lian BrianDirector · President & CEO
Tax withholdingCommon Stock, par value $0.00001 per share 26,432 $4.62 $122,115.84
Disclosure

SEC source: 0001209191-22-001986 · doc4.xml · nonDerivative · entry 3

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,036,686

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations upon the vesting of certain shares of restricted stock units.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 19:13 UTC
ZANTE GREGChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 120,000 $0.00 Strike: $4.88 $0.00
Disclosure

SEC source: 0001209191-22-001988 · doc4.xml · derivative · entry 4

ZANTE GREG · CIK 0001264949 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2032-01-03

F4 · derivative.exercise_date: 25% of the shares subject to the option will vest on each anniversary of the grant date.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 19:13 UTC
ZANTE GREGChief Financial Officer
GrantCommon Stock, par value $0.00001 per share 53,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-001988 · doc4.xml · nonDerivative · entry 2

ZANTE GREG · CIK 0001264949 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,139

F3 · shares: Represents a restricted stock unit award ("RSU") of common stock under the Issuer's 2014 Equity Incentive Plan. One-third of the shares subject to the RSU shall vest on each one year anniversary of the grant date.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 19:13 UTC
ZANTE GREGChief Financial Officer
Tax withholdingCommon Stock, par value $0.00001 per share 3,097 $4.88 $15,113.36
Disclosure

SEC source: 0001209191-22-001988 · doc4.xml · nonDerivative · entry 1

ZANTE GREG · CIK 0001264949 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,806

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations upon the vesting of certain shares of restricted stock units.

F2 · balance_after: Includes 418 shares acquired on November 19, 2021 pursuant to the Issuer's 2014 Employee Stock Purchase Plan.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 19:11 UTC GrantStock Option (Right to Buy) · Derivative 22,000 $0.00 Strike: $4.88 $0.00
Disclosure

SEC source: 0001209191-22-001985 · doc4.xml · derivative · entry 1

SINGLETON J MATTHEW · CIK 0001243514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2032-01-03

Read SEC document
January 03, 2022 Filed Jan 6, 2022 00:08 UTC GrantStock Option (Right to Buy) · Derivative 22,000 $0.00 Strike: $4.88 $0.00
Disclosure

SEC source: 0001209191-22-001980 · doc4.xml · derivative · entry 1

FOEHR MATTHEW W · CIK 0001237556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2032-01-03

Read SEC document
January 03, 2022 Filed Jan 5, 2022 19:11 UTC GrantStock Option (Right to Buy) · Derivative 22,000 $0.00 Strike: $4.88 $0.00
Disclosure

SEC source: 0001209191-22-001983 · doc4.xml · derivative · entry 1

Rowland Charles A Jr · CIK 0001383292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2032-01-03

Read SEC document
January 03, 2022 Filed Jan 5, 2022 19:09 UTC GrantStock Option (Right to Buy) · Derivative 22,000 $0.00 Strike: $4.88 $0.00
Disclosure

SEC source: 0001209191-22-001981 · doc4.xml · derivative · entry 1

MACARTNEY LAWSON · CIK 0001606831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2032-01-03

Read SEC document
January 03, 2022 Filed Jan 6, 2022 00:12 UTC
Mancini MariannaChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 174,000 $0.00 Strike: $4.88 $0.00
Disclosure

SEC source: 0001209191-22-001987 · doc4.xml · derivative · entry 4

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,000

Underlying: Common Stock · 174,000 shares

Expires 2032-01-03

F4 · derivative.exercise_date: 25% of the shares subject to the option will vest on each anniversary of the grant date.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 00:12 UTC
Mancini MariannaChief Operating Officer
GrantCommon Stock, par value $0.00001 per share 77,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-001987 · doc4.xml · nonDerivative · entry 2

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,367

F3 · shares: Represents a restricted stock unit award ("RSU") of common stock under the Issuer's 2014 Equity Incentive Plan. One-third of the shares subject to the RSU shall vest on each one year anniversary of the grant date of the award.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 00:12 UTC
Mancini MariannaChief Operating Officer
Tax withholdingCommon Stock, par value $0.00001 per share 3,919 $4.88 $19,124.72
Disclosure

SEC source: 0001209191-22-001987 · doc4.xml · nonDerivative · entry 1

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,034

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations upon the vesting of certain shares of restricted stock units.

F2 · balance_after: Includes 418 shares acquired on November 19, 2021 pursuant to the Issuer's 2014 Employee Stock Purchase Plan.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 00:12 UTC
Lian BrianDirector · President & CEO
GrantStock Option (Right to Buy) · Derivative 390,000 $0.00 Strike: $4.88 $0.00
Disclosure

SEC source: 0001209191-22-001986 · doc4.xml · derivative · entry 4

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,000

Underlying: Common Stock · 390,000 shares

Expires 2032-01-03

F4 · derivative.exercise_date: 25% of the shares subject to the option will vest on each anniversary of the grant date.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 00:12 UTC
Lian BrianDirector · President & CEO
GrantCommon Stock, par value $0.00001 per share 173,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-001986 · doc4.xml · nonDerivative · entry 2

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,063,118

F3 · shares: Represents a restricted stock unit award ("RSU") of common stock under the Issuer's 2014 Equity Incentive Plan. One-third of the shares subject to the RSU shall vest on each one year anniversary of the grant date of the award.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 00:12 UTC
Lian BrianDirector · President & CEO
Tax withholdingCommon Stock, par value $0.00001 per share 36,319 $4.88 $177,236.72
Disclosure

SEC source: 0001209191-22-001986 · doc4.xml · nonDerivative · entry 1

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,889,785

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations upon the vesting of certain shares of restricted stock units.

F2 · balance_after: Includes 1,297 shares acquired on November 19, 2021 pursuant to the Issuer's 2014 Employee Stock Purchase Plan.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 00:10 UTC GrantStock Option (Right to Buy) · Derivative 22,000 $0.00 Strike: $4.88 $0.00
Disclosure

SEC source: 0001209191-22-001982 · doc4.xml · derivative · entry 1

Rouan Sarah Kathryn · CIK 0001761366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2032-01-03

Read SEC document
September 28, 2021 Filed Sep 30, 2021 17:43 UTC
ZANTE GREGChief Financial Officer
Tax withholdingCommon Stock, par value $0.00001 per share 2,306 $6.50 $14,989.00
Disclosure

SEC source: 0001209191-21-058246 · doc4.xml · nonDerivative · entry 2

ZANTE GREG · CIK 0001264949 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,485

F3 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of certain shares of common stock subject to a performance restricted stock unit award.

Read SEC document
September 28, 2021 Filed Sep 30, 2021 17:43 UTC
ZANTE GREGChief Financial Officer
GrantCommon Stock, par value $0.00001 per share 6,667 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058246 · doc4.xml · nonDerivative · entry 1

ZANTE GREG · CIK 0001264949 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,791

F1 · shares: The reported securities were subject to a performance restricted stock unit award that was granted on January 3, 2020, 33.33% of which vested on September 28, 2021 upon the achievement of a non-financial performance goal.

F2 · balance_after: Includes 373 shares acquired on May 20, 2021 pursuant to the Issuer's 2014 Employee Stock Purchase Plan.

Read SEC document
September 28, 2021 Filed Sep 30, 2021 21:48 UTC
Lian BrianDirector · President & CEO
Tax withholdingCommon Stock, par value $0.00001 per share 27,750 $6.50 $180,375.00
Disclosure

SEC source: 0001209191-21-058253 · doc4.xml · nonDerivative · entry 2

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,924,807

F3 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of certain shares of common stock subject to a performance restricted stock unit award.

Read SEC document
September 28, 2021 Filed Sep 30, 2021 21:48 UTC
Lian BrianDirector · President & CEO
GrantCommon Stock, par value $0.00001 per share 55,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058253 · doc4.xml · nonDerivative · entry 1

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,952,557

F1 · shares: The reported securities were subject to a performance restricted stock unit award that was granted on January 3, 2020, 33.33% of which vested on September 28, 2021 upon the achievement of a non-financial performance goal.

F2 · balance_after: Includes 2,876 shares acquired on May 20, 2021 pursuant to the Issuer's 2014 Employee Stock Purchase Plan.

Read SEC document
September 28, 2021 Filed Sep 30, 2021 21:45 UTC
Mancini MariannaChief Operating Officer
Tax withholdingCommon Stock, par value $0.00001 per share 2,839 $6.50 $18,453.50
Disclosure

SEC source: 0001209191-21-058249 · doc4.xml · nonDerivative · entry 2

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,535

F3 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of certain shares of common stock subject to a performance restricted stock unit award.

Read SEC document
September 28, 2021 Filed Sep 30, 2021 21:45 UTC
Mancini MariannaChief Operating Officer
GrantCommon Stock, par value $0.00001 per share 6,667 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058249 · doc4.xml · nonDerivative · entry 1

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,374

F1 · shares: The reported securities were subject to a performance restricted stock unit award that was granted on January 3, 2020, 33.33% of which vested on September 28, 2021 upon the achievement of a non-financial performance goal.

F2 · balance_after: Includes 3,755 shares acquired on May 20, 2021 pursuant to the Issuer's 2014 Employee Stock Purchase Plan.

Read SEC document
June 10, 2021 Filed Jun 10, 2021 20:57 UTC PurchaseCommon Stock, par value $0.00001 per share 20,000 $5.69 $113,800.00
Disclosure

SEC source: 0001209191-21-039521 · doc4.xml · nonDerivative · entry 1

FOEHR MATTHEW W · CIK 0001237556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,250

Read SEC document
March 22, 2021 Filed Mar 26, 2021 01:30 UTC OtherWarrants (Right to Buy) · Derivative 20,000 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001209191-21-023130 · doc4.xml · derivative · entry 2

FOEHR MATTHEW W · CIK 0001237556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2021-04-13

Read SEC document
March 22, 2021 Filed Mar 26, 2021 01:30 UTC OtherCommon Stock, par value $0.00001 per share 20,000 $1.50 $30,000.00
Disclosure

SEC source: 0001209191-21-023130 · doc4.xml · nonDerivative · entry 1

FOEHR MATTHEW W · CIK 0001237556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,250

Read SEC document
January 19, 2021 Filed Jan 19, 2021 18:25 UTC
ZANTE GREGChief Financial Officer
Tax withholdingCommon Stock, par value $0.00001 per share 808 $6.68 $5,397.44
Disclosure

SEC source: 0001209191-21-004101 · doc4.xml · nonDerivative · entry 1

ZANTE GREG · CIK 0001264949 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,751

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations upon the vesting of certain shares of restricted stock units.

Read SEC document
January 19, 2021 Filed Jan 19, 2021 18:21 UTC
MORNEAU MICHAELVP, Finance and Administration
Tax withholdingCommon Stock, par value $0.00001 per share 1,685 $6.68 $11,255.80
Disclosure

SEC source: 0001209191-21-004095 · doc4.xml · nonDerivative · entry 1

MORNEAU MICHAEL · CIK 0001517780 · VP, Finance and Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,062

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations upon the vesting of certain shares of restricted stock units.

Read SEC document
January 19, 2021 Filed Jan 19, 2021 23:23 UTC
Mancini MariannaChief Operating Officer
Tax withholdingCommon Stock, par value $0.00001 per share 994 $6.68 $6,639.92
Disclosure

SEC source: 0001209191-21-004098 · doc4.xml · nonDerivative · entry 2

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,952

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations upon the vesting of certain shares of restricted stock units.

Read SEC document
January 19, 2021 Filed Jan 19, 2021 23:19 UTC
Lian BrianDirector · President & CEO
Tax withholdingCommon Stock, par value $0.00001 per share 5,611 $6.68 $37,481.48
Disclosure

SEC source: 0001209191-21-004093 · doc4.xml · nonDerivative · entry 1

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,894,181

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations upon the vesting of certain shares of restricted stock units.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 23:23 UTC
Mancini MariannaChief Operating Officer
Tax withholdingCommon Stock, par value $0.00001 per share 686 $6.48 $4,445.28
Disclosure

SEC source: 0001209191-21-004098 · doc4.xml · nonDerivative · entry 1

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,946

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations upon the vesting of certain shares of restricted stock units.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 16:28 UTC
ZANTE GREGChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 78,000 $0.00 Strike: $5.80 $0.00
Disclosure

SEC source: 0001209191-21-002086 · doc4.xml · derivative · entry 4

ZANTE GREG · CIK 0001264949 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,000

Underlying: Common Stock · 78,000 shares

Expires 2031-01-04

F4 · derivative.exercise_date: One-third of the shares subject to the option will vest on each anniversary of the grant date.

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January 04, 2021 Filed Jan 6, 2021 16:28 UTC
ZANTE GREGChief Financial Officer
Tax withholdingCommon Stock, par value $0.00001 per share 2,787 $5.80 $16,164.60
Disclosure

SEC source: 0001209191-21-002086 · doc4.xml · nonDerivative · entry 3

ZANTE GREG · CIK 0001264949 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,559

F3 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of certain shares of common stock subject to a performance restricted stock unit award.

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January 04, 2021 Filed Jan 6, 2021 16:28 UTC
ZANTE GREGChief Financial Officer
GrantCommon Stock, par value $0.00001 per share 6,783 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-002086 · doc4.xml · nonDerivative · entry 2

ZANTE GREG · CIK 0001264949 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,346

F2 · shares: The reported securities were subject to a performance restricted stock unit award that was granted on January 15, 2019, 33.33% of which vested on January 4, 2021 upon the achievement of a non-financial performance goal.

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January 04, 2021 Filed Jan 6, 2021 16:28 UTC
ZANTE GREGChief Financial Officer
GrantCommon Stock, par value $0.00001 per share 64,667 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-002086 · doc4.xml · nonDerivative · entry 1

ZANTE GREG · CIK 0001264949 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,563

F1 · shares: Represents a restricted stock unit award ("RSU") of common stock under the Issuer's 2014 Equity Incentive Plan. One-third of the shares subject to the RSU shall vest on each one year anniversary of the grant date of the award.

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January 04, 2021 Filed Jan 6, 2021 16:39 UTC GrantStock Option (Right to Buy) · Derivative 22,000 $0.00 Strike: $5.80 $0.00
Disclosure

SEC source: 0001209191-21-002124 · doc4.xml · derivative · entry 1

SINGLETON J MATTHEW · CIK 0001243514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2031-01-04

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January 04, 2021 Filed Jan 6, 2021 21:40 UTC GrantStock Option (Right to Buy) · Derivative 22,000 $0.00 Strike: $5.80 $0.00
Disclosure

SEC source: 0001209191-21-002128 · doc4.xml · derivative · entry 1

FOEHR MATTHEW W · CIK 0001237556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2031-01-04

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January 04, 2021 Filed Jan 6, 2021 16:42 UTC GrantStock Option (Right to Buy) · Derivative 22,000 $0.00 Strike: $5.80 $0.00
Disclosure

SEC source: 0001209191-21-002140 · doc4.xml · derivative · entry 1

Rowland Charles A Jr · CIK 0001383292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2031-01-04

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.